UBS SECURITIES ASIA LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
Role From Until
1 Anderson, Jonathan Gentile M Rep 2003-05-30 2012-03-08
2 Anderson, Michael James (SFC:ABX611) M Rep 2006-07-01
3 Barker, Angus Jack Rutherford M Rep 2003-05-06 2003-07-03
4 Basham, Caroline Charlotte F Rep 2004-08-17
5 Beshke, Clarence John M RO 2010-10-15
6 Bradshaw, John (SFC:AHC328) M Rep 2012-03-29
7 Chan Yeung, Virginia Mo Bik 陳楊慕碧 Rep 2006-05-26
8 Chan, Amy Yuen Han 陳婉嫻 F Rep 2008-08-28
9 Chan, Andy Kok Heng Rep 2010-05-20
10 Chan, Vincent Cheong Wa 陳昌華 M Rep 2004-04-29
11 Chang, Walter 陳華德 M Rep 2004-04-21
12 Chee, Yuen Leng 朱宛玲 Rep 2004-02-01
13 Cheng, James Vincent M Rep 2004-04-29
14 Cheng, Jimmy Min Tat 鄭勉達 M RO 2005-05-20
15 Cheng, Stephen Kwok Wai 鄭國偉 34 M Rep 2005-04-27
16 Cheung, Ka Che 張家熾 Rep 2005-07-05
17 Cheung, Ronald Yat Sau 張逸修 M Rep 2016-07-19
18 Chia, Tse Ern Rep 2004-03-26
19 Chik, Kin Nang 戚健能 Rep 2008-03-15
20 Chin, David Hung I 金弘毅 35 M RO 2004-07-01
21 Chin, Michael Jaewuk M Rep 2006-09-04
22 Chu, Danny Wai Kit 朱偉傑 Rep 2006-09-02
23 Chung, Suk Moon 鄭碩紋 Rep 2004-06-03
24 Cin, Chang Sik Rep 2018-12-29
25 Clifford, Timothy Edward M Rep 2004-08-07
26 Coffeng, John Martinus (SFC:ADJ820) M Rep 2010-09-06
27 Combalot, Laurent Benoit Georges M Rep 2009-05-06
28 Cox, Carrie Bigelow F Rep 2004-04-15
29 Debow, Sean Herbert 狄寶生 M Rep 2005-03-02
30 Ding, Yibing 丁一賓 Rep 2004-07-01
31 Dong, William Chen M Rep 2003-05-09 2004-02-24
32 Dowie, Mark Peter Louden 42 M RO 2004-04-01
33 Easterbrook, Trevor Stephen M Rep 2004-02-23
34 Fang, Dongming 房東明 Rep 2007-12-08
35 Fisher, Jocelyn Howard M Rep 2004-03-15
36 Fok, Ronald King Man 霍敬文 26 M Rep 2018-05-04
37 Gaiser, Florian Rep 2004-05-17
38 Gaw, Christina 吳燕安 31 F Rep 2008-06-14
39 Ghag, Arvinderpal Rep 2004-04-27
40 Gooding, Nial Dennis Henry 劉國誠 44 M Rep 2010-03-19
41 Henley, Robert Alexander M Rep 2006-04-01
42 Ho, Beatrice Lap Sze 何立思 F Rep 2004-04-23
43 Ho, Diana Pui Kwan 何佩君 F Rep 2011-10-18
44 Ho, Kwok Chung (SFC:AAB905) 何國仲 Rep 2008-05-07
45 Ho, Tat Shing 何達成 Rep 2003-08-21
46 Ho, William Wai Yin 何偉賢 M Rep 2004-04-14
47 Holland, John Michael Morgan 40 M RO 2003-11-11
48 Hosie, Neil Cameron M Rep 2004-05-28
49 Houssian, Iven Rep 2004-07-06
50 Hsu, Karen Chia Lin 徐嘉琳 F Rep 2004-02-23
51 Hui, Alice Suk Fong 許淑芳 F Rep 2007-01-25
52 Hung, Gary Lok Ming 熊洛銘 M Rep 2006-03-04
53 Hunt, Christopher James Andrews M Rep 2011-07-27
54 Jacobson, John Brennan M Rep 2003-09-02
55 Jeong, Joseph Chu M Rep 2003-07-29
56 Johnson, Pekka David (SFC:ADL598) M Rep 2005-03-21
57 Johnston, Richard William M Rep 2004-04-14
58 Kang, Minja Rep 2004-02-02
59 Khoo, Chiew Cheng 邱秋清 Rep 2006-04-21
60 Kim, Susan Eun F Rep 2008-05-07
61 Kuan, Shu Shin 關素馨 Rep 2004-03-12
62 Kwan, Sing Yuen 關承遠 Rep
63 Lai, Paul Wai Tsun 賴維津 M Rep 2004-07-01
64 Lam, Franklin Fan Keung 林奮強 43 M Rep 2005-04-27
65 Lam, Hu Yang 林曉陽 Rep 2006-09-16
66 Lam, Vanessa Yuk Yee 林玉儀 F Rep 2006-08-26
67 Lau, Marcus Chi Chiu 劉志超 M Rep 2006-06-08
68 Law, Wendy Wing Chi 羅穎芝 F Rep 2005-06-13
69 Lee, Chris C Rep 2003-07-29
70 Lee, Christopher Fai Man 李輝敏 37 M Rep 2010-03-22
71 Lee, Hyun Jae (SFC:AHN694) 李賢宰 Rep 2007-04-19
72 Lee, Simon Chun Kit 李俊傑 27 M Rep 2009-04-22
73 Lee, Won Jong Rep 2010-07-05
74 Leong, Vui Ling 梁偉靈 Rep 2006-03-01
75 Lepper, David Anthony (SFC:AGJ984) M Rep 2008-07-16
76 Liew, Yew Wah Rep 2004-04-28
77 Lim, Meng Phong 林明鳳 Rep 2017-06-28
78 Look, Andrew 陸東 38 M Rep 2007-07-05
79 Louie, Paul Kwok Yi 雷國怡 M Rep 2005-07-19
80 Lu, Edmund Lingjian 盧淩堅 M Rep 2005-03-29
81 Luk, Terence (SFC:AGI503) 陸凱賢 M Rep 2006-01-28
82 Ma, Kwun Yea 馬君意 Rep 2006-02-28
83 McLennan, Ian Richard James 38 M Rep 2004-01-02
84 McQueen, Lee Michael M Rep 2004-01-09
85 Melwani, Rajesh Ramesh (SFC:AEU252) M Rep 2010-01-26
86 Mizoguchi, Hironori Rep 2004-03-12
87 Mou, Newman Siu Bun 繆肇彬 Rep 2006-06-15
88 Ng, Diana Tze Chiew 黃紫秋 F Rep 2004-10-20
89 Norris, Richard (SFC:AHG719) M Rep 2004-05-18
90 Oertli, Michael M RO 2004-04-22
91 Orgill, Bradley Wayne M RO 2005-03-24
92 Pang, Kenneth Kwok Kit 彭國傑 M Rep 2009-04-08
93 Park, Min Rep 2004-07-29
94 Patel, Jinesh Kiran Rep 2006-06-24
95 Pecot III, Charles Matthew 43 M Rep 2005-04-27
96 Pickstone, Julian Charles (SFC:AFT961) M Rep 2007-09-03
97 Po, Alice Wai Sze 保慧思 F Rep 2005-08-18
98 Poon, Ada Ho Yan 潘可欣 F Rep 2004-07-01
99 Poon, Ming Pui 潘明培 M RO 2005-03-30
100 Rabinowitz, David M Rep 2010-09-06
101 Redbourn, Paul Robert (SFC:AFQ906) M Rep 2010-10-15
102 Robertson, Simon Montague M Rep 2010-04-09
103 Rogers, Simon Andrew M Rep 2003-09-05
104 Ross, Timothy Wakefield M Rep 2005-05-03
105 Sanchez, Marlon Mikhail M Rep 2006-05-16
106 Saunders, Scott Antony M RO 2005-05-20
107 Saxvik, Eric Bradley M Rep 2012-04-13
108 Shieh, Ingrid Rep 2004-04-29
109 Sim, Colin Ching Wern M Rep 2007-06-14
110 Sinclair, Andrew Mark (SFC:AGP545) M Rep 2004-04-18
111 Sohn, Bill Eun-Seok M Rep 2007-01-23
112 Spence, James Barclay M Rep 2004-04-02
113 Stutsman, Andrea Jean F Rep 2006-05-01
114 Suen, Benny Hung Kit 孫雄傑 M Rep 2009-04-22
115 Sum, Hing Man 岑慶文 Rep 2014-04-11
116 Sun, Lucy Shin Su 孫心樹 F Rep 2003-05-15 2005-06-15
117 Tan, Lien Seng Rep 2005-03-21
118 Tan, Nicholas Chye Seng 30 M Rep 2004-05-31
119 Tan, Yew Boon 陳友文 Rep 2004-05-04
120 Thomas, Rebecca Judith F Rep 2004-05-13
121 Tinker, Dylan Carlo 35 M Rep 2005-04-11
122 Tse, Shirley Sze Wan 謝詩韻 F Rep 2009-11-30
123 Tsui, Charles King 徐勁 M Rep 2003-11-04
124 Volet, Raphael M Rep 2004-04-02
125 Wadle, John Allen M Rep 2009-04-07
126 Wan, Li (SFC:AHD514) 萬里 Rep 2004-03-08
127 Wan, Ming Sun 尹明山 30 M Rep 2004-02-26
128 Williams, Sian Elizabeth (SFC:ADT132) F Rep 2004-05-28
129 Wong, Constance 黃子欣 F Rep 2008-05-24
130 Wong, Eric Chun Yu 王震宇 M Rep 2011-03-10
131 Wong, Jenny Chieh Lu 王潔如 F Rep 2006-06-17
132 Wooldridge, Duncan Samuel M Rep 2003-06-27 2017-06-10
133 Wu, Chi Wai (SFC:AIQ683) 胡志威 Rep 2011-10-24
134 Wu, James Yun M Rep 2009-05-13
135 Yang, Heidi Hoi Ti 楊凱蒂 33 F Rep 2003-05-09 2004-07-06
136 Yang, Kai (SFC:ADW509) 楊凱 Rep 2004-07-01
137 Yip, Shuk Ling 葉淑玲 Rep 2009-12-03
138 Yoon, Chi Won Rep 2003-09-15
139 Yu, Jason Wah Chiu 余華超 M RO 2005-03-24
140 Yu, Kok Leung 余國良 Rep 2006-03-12
141 Yuen, Nicole Shuk Kam 袁淑琴 41 F RO 2005-03-24
142 Yung, Tak Man (SFC:AHK660) 翁德敏 Rep 2014-06-10
143 Zhang, Joe Hua Qiao 張化橋 40 M Rep 2006-03-23
144 Zhang, Ning (SFC:AGD246) 張宁 35 M Rep 2004-03-11
145 Zhu, Lei (SFC:AIU660) 朱雷 M Rep 2003-05-21 2003-07-03

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