HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	Role	From	Until
1	An, Xuemei 安雪梅			Rep	2008-07-08	2010-08-09
2	Ao, Di 敖迪			Rep	2009-12-03	2014-05-16
3	Cao, Lin (SFC:AZC152) 曹琳			Rep	2012-05-15	2015-12-22
4	Chak, Samuel Ka Fai 翟家輝		M	Rep	2011-02-11	2011-02-24
				RO	2011-02-24	2011-09-01
5	Chan, Amy (SFC:AEY768) 陳安薇		F	Rep	2011-12-28	2012-02-07
				RO	2012-02-07	2012-04-16
6	Chan, Ascar Siu Ling 陳少玲			Rep	2014-02-17	2014-05-16
7	Chan, Chun Fung 陳俊峰			Rep	2010-11-23	2012-07-06
8	Chan, Hung Ping 陳鴻平			Rep	2011-09-30	2011-12-10
9	Chan, Johnnie Bing Hang 陳秉恒		M	Rep	2012-01-30	2012-09-14
10	Chan, Kwok Dik 陳國迪			Rep	2012-01-03	2012-10-19
11	Chan, Lai Ming (SFC:AOD290) 陳麗明			Rep	2008-10-03	2009-07-08
12	Chan, Lok Fung (SFC:AUR102) 陳樂峰			Rep	2011-12-16	2012-03-01
13	Chan, Pui Lai 陳珮麗			Rep	2012-10-17	2013-04-15
14	Chan, Vincent Sai Yee 陳世義		M	Rep	2010-12-08	2011-01-25
				RO	2011-01-25	2012-07-06
15	Chan, Yik Lun 陳奕倫			Rep	2011-05-12	2012-09-11
16	Chang, Ching-Kun 張靖坤			Rep	2015-02-11	2015-07-07
17	Chang, Jimmy Tim Fuk 張添福		M	Rep	2015-03-30	2015-08-20
18	Chen, Dan (SFC:BBJ615) 陳丹			Rep	2014-03-18	2015-08-31
19	Chen, Lingshan (SFC:AXG028) 陳玲珊			Rep	2011-05-13	2013-01-31
20	Chen, Steve Shuo 陳碩			Rep	2014-04-29	2019-05-08
21	Chen, Wen-Chung 陳文聰			Rep	2010-09-13	2010-09-29
				RO	2010-09-29	2011-01-14
22	Chen, Ying (SFC:AXC899) 陳瑩			Rep	2011-04-19	2013-01-07
23	Chen, Yu (SFC:AQS372) 陳裕			Rep	2008-05-30	2013-03-20
				RO	2013-03-20	2015-03-31
24	Cheng, Yeung (SFC:AHG117) 鄭揚			Rep	2015-03-10	2016-04-20
25	Cheung, Agatha Chau Wan 張秋雲		F	Rep	2014-04-16	2015-10-13
26	Cheung, Alan Kam Fai 張錦輝		M	Rep	2014-03-20	2017-04-28
27	Cheung, Chi Shing (SFC:ATY586) 張志成			Rep	2013-05-27	2013-10-16
28	Cheung, Fei Chau 張菲洲			Rep	2011-09-27	2012-03-30
29	Cheung, Hoi Shan (SFC:ALT754) 張海珊			Rep	2015-03-20	2015-11-23
30	Chu, Jiayi 褚嘉怡			Rep	2012-10-05	2014-02-21
31	Chu, Simon Wing Him 朱穎謙		M	Rep	2010-10-18	2012-06-11
32	Chuang, I-Chu 莊易築			Rep	2012-08-14	2012-09-17
				RO	2012-09-17	2015-08-17
33	Chung, Jimmy Kin Shun 鍾建舜	45	M	RO	2015-01-08	2016-10-04
34	Chung, Ryan Chi Chuen 鍾志銓		M	Rep	2014-07-18	2020-05-19
35	Ding, Er 丁爾			Rep	2011-02-09	2011-05-15
				Rep	2014-04-15
36	Ding, Zhiqiang 丁志強			Rep	2008-11-27	2011-05-13
37	Du, Qingwen 杜清雯			Rep	2010-01-18	2017-11-04
38	Fan, Winndie Mei Ki 范美琪			Rep	2007-10-05	2011-03-10
39	Fan, Yunfeng 范云凤			Rep	2011-02-11	2014-08-27
				RO	2014-08-27	2022-08-12
40	Fok, Michael Chi Tat 霍志達	41	M	Rep	2014-08-12	2014-11-24
				RO	2014-11-24	2019-10-28
41	Fong, Mabel Sum Wun 方心媛			Rep	2011-06-17	2012-02-01
42	Gu, Mingming (SFC:AXR152) 顧明明			Rep	2011-08-10	2012-10-18
43	Guan, Haiyan 關海燕			Rep	2013-09-16
44	Guo, Xingyi 郭興義			Rep	2014-11-14	2016-04-29
45	Ha, Wilson Ho Yin 夏浩賢		M	Rep	2010-10-14	2011-05-15
46	Hou, Changjie 侯昶杰			Rep	2012-09-27	2018-07-31
47	Hsu, Edward Ming Yu 徐明宇		M	Rep	2014-02-24	2017-04-28
48	Hu, Yang (SFC:ATX835) 胡楊			Rep	2009-11-11	2011-02-07
49	Hu, Yong (SFC:AUZ497) 胡永			Rep	2010-05-27	2015-01-30
50	Huang, Li Min (SFC:AQW347) 黃麗敏			Rep	2008-07-08	2016-02-24
51	Huang, Lihua (SFC:ATH748) 黃鸝華			Rep	2009-12-30	2014-12-24
52	Huang, Yong (SFC:ATH192) 黃勇			Rep	2009-09-02	2010-08-16
53	Hui, Lung Kei 許龍基			Rep	2011-09-12	2013-08-14
54	Hung, Chiu Loi 洪超來			Rep	2012-02-08	2012-05-07
55	Jiang, Jiwei 姜繼威			Rep	2008-07-08	2010-02-25
				RO	2010-02-25	2014-05-22
56	Kan, Chi Kin 簡志健			Rep	2012-01-30	2012-06-13
57	King, Alex Tat Hung 金達鴻			Rep	2011-12-20	2012-04-13
58	Kong, Ming Fai 江明輝			RO	2007-04-04	2009-10-11
59	Kong, William Wai Choi 江偉才		M	Rep	2012-02-17	2017-05-23
60	Kwong, King Lok 鄺境樂			Rep	2012-06-29	2017-06-16
61	Lam, Cheuk Fung (SFC:ADW995) 林卓峯			RO	2007-04-04	2011-01-05
				Rep	2011-01-05	2011-03-10
62	Lam, Ka Li (SFC:BDX792) 林嘉莉			Rep	2014-08-04	2015-09-16
63	Lam, Kai Tin 林佳典			Rep	2012-08-29	2015-06-05
64	Lam, Lok Ki 林樂麒			Rep	2012-02-13	2012-04-17
65	Lam, Siu Ting (SFC:AVT290) 林少婷			Rep	2010-10-14	2015-06-26
66	Lan, Jian (SFC:AVY717) 蘭建			Rep	2012-12-05	2017-11-09
67	Lau, Iki Pak Yu 劉柏妤			Rep	2009-10-08	2009-11-23
68	Lau, Michael Chi Wai 劉志偉		M	Rep	2014-03-07	2015-08-11
69	Lau, Tin Pui 劉天珮			Rep	2015-02-12	2015-11-18
70	Lau, Tsz Chun 劉子俊			Rep	2012-04-02	2012-05-14
71	Lee, Daisy Sze Wai 李思慧		F	Rep	2011-04-21	2011-08-11
72	Lee, Kai Ming (SFC:AAH316) 李啟明			Rep	2011-01-07	2014-04-30
73	Lee, Pui Man (SFC:AQQ430) 李佩雯			Rep	2009-07-15	2009-09-25
74	Lee, Wing Yee (SFC:AJI405) 李泳宜			Rep	2012-01-30	2012-04-18
75	Lei, Xiaoyun 雷曉雲			Rep	2011-07-05	2014-01-08
76	Leung, Chun Wa (SFC:AJF048) 梁晉華			Rep	2010-11-09	2011-05-13
77	Leung, Hon Kuen 梁漢權			Rep	2010-12-08	2012-08-20
78	Leung, Pui 梁佩			Rep	2011-08-17	2016-03-17
79	Leung, Terence Ho Chi 梁浩智		M	Rep	2014-08-13	2016-06-15
80	Leung, Wing Kei 梁榮基			Rep	2012-08-14	2012-09-11
				RO	2012-09-11	2018-02-02
81	Li, Fangyong (SFC:BEI816) 李方勇			Rep	2014-10-17	2019-02-04
82	Li, Hui (SFC:AYY608) 李輝			Rep	2012-03-09	2016-09-05
83	Li, Jamie Chiu 李超		M	Rep	2012-07-13	2012-08-03
				RO	2012-08-03	2015-06-12
84	Li, Xiaowei (SFC:AZB674) 李曉偉			Rep	2012-05-02	2013-01-28
85	Li, Zheng (SFC:AQA465) 李崢			Rep	2008-01-31	2008-04-10
86	Liang, Haifeng 梁海峰			Rep	2014-10-08	2015-09-30
87	Liang, Juntao 梁俊濤			Rep	2011-12-15	2014-05-18
88	Liang, Yiming (SFC:AEY432) 梁仡銘			Rep	2014-06-04	2014-08-15
				RO	2014-08-15	2019-06-09
89	Lim, Irene Siok Cheng 林淑貞		F	Rep	2014-06-11	2014-08-26
				RO	2014-08-26	2018-05-16
90	Lin, Haicheng (SFC:BCU525) 林海成			Rep	2014-02-17	2015-06-30
91	Lin, Hao (SFC:BFE478) 林浩			Rep	2015-04-08	2017-06-16
92	Lin, Huayong (SFC:AVR191) 林華勇			Rep	2010-10-12	2014-04-17
				RO	2014-04-17	2015-06-30
93	Liu, Allen Benjamin		M	Rep	2014-04-15	2017-12-15
94	Liu, Cheng Yi 劉正毅	50	M	Rep	2013-04-16	2013-07-17
				RO	2013-07-17	2015-01-22
95	Liu, Keung (SFC:AQT307) 廖強			Rep	2009-11-20	2015-07-03
96	Liu, Na (SFC:BEC575) 劉鈉			Rep	2014-09-03	2017-06-30
97	Liu, Taojiang 劉濤江			Rep	2014-09-15	2017-01-26
98	Liu, Wanyun 劉萬雲			Rep	2009-12-28	2010-06-28
99	Liu, Xiaoou 劉曉鷗			Rep	2012-02-13	2012-04-17
100	Liu, Yuxia (SFC:BAX860) 劉玉霞			Rep	2013-07-05	2014-09-22
101	Lok, Paul Suen Hong 駱遜康		M	Rep	2012-02-28	2012-05-24
102	Lu, Di (SFC:BDA055) 呂迪	29	M	Rep	2014-03-24	2014-11-27
103	Lu, Rong (SFC:ACB322) 陸戎			Rep	2014-03-31	2014-04-29
				RO	2014-04-29	2017-04-28
104	Lui, Ching Yan 呂政昕			Rep	2012-08-29	2016-06-27
105	Lung, Tak Wing 龍德榮			Rep	2009-12-04	2010-12-07
106	Luo, Juan (SFC:AWQ261) 羅娟			Rep	2014-11-25	2015-07-02
107	Luo, Yi (SFC:AXZ971) 羅毅			Rep	2015-03-16	2017-02-02
108	Ma, Menglong (SFC:BEA929) 馬夢龍			Rep	2014-08-20	2017-07-31
109	Ma, Yuanjing 馬源璟			Rep	2015-04-02	2018-11-15
110	Man, Kam Fai 文錦輝			RO	2009-06-22	2015-03-22
111	Man, Kwok Fai 文國輝			Rep	2012-02-29	2012-05-14
112	Mok, Chiu Hung 莫招雄			Rep	2009-10-20	2011-05-09
113	Ng, Chi Fai (SFC:ACR411) 吳梓輝			Rep	2014-05-21	2014-08-05
				RO	2014-08-05	2017-08-04
114	Ng, Ka Kin (SFC:AUA995) 吳家鍵			Rep	2012-09-28	2015-01-23
115	Ng, Ka Ling 吳嘉玲			Rep	2007-06-08	2008-09-30
116	Ngan, Wing Ho 顏永豪	41	M	Rep	2014-03-28	2014-08-05
				RO	2014-08-05	2015-06-02
117	Ouyang, Jiejing 歐陽潔靜			Rep	2013-03-04	2015-08-14
118	Pak, Chi Wing 白志頴			Rep	2010-08-30	2011-09-09
119	Pak, Suet Ho 白雪皓			Rep	2011-02-15	2012-12-13
120	Pat, Hon Kit 畢漢杰			Rep	2014-11-06	2017-11-24
121	Peng, Lichun 彭立春	34	M	Rep	2012-03-13	2015-04-10
122	Peng, Mei 彭媚			Rep	2009-12-17	2012-02-29
123	Qian, Yifei (SFC:BBD017) 錢燚飛			Rep	2014-09-08	2017-08-11
124	Qiu, Shi (SFC:BEF213) 邱實			Rep	2014-09-23	2015-06-04
125	Qiu, Yang (SFC:AXD385) 邱陽			Rep	2011-05-05	2014-10-31
126	Qiu, Zhengwei 邱正威			Rep	2011-09-06	2014-12-31
127	Ran, Miao 冉淼			Rep	2014-01-14	2014-05-16
128	Ren, Jia (SFC:BFD049) 任佳			Rep	2015-03-26	2018-05-28
129	Roy Ghatak, Dhiman			Rep	2014-05-05	2016-05-31
130	Sham, Kai Him (SFC:AVN092) 岑啟謙			Rep	2011-07-13	2014-12-01
131	Shang, Xiaoting 尚小婷			Rep	2012-07-04	2013-02-28
132	Sima, Xuefang 司馬雪放			Rep	2008-04-01	2008-09-08
133	Sit, Ka Yun 薛家潤			Rep	2009-07-17	2011-05-15
134	Siu, Sendy So Fun 蕭素芬			Rep	2011-02-25	2012-05-30
				RO	2012-05-30	2014-09-08
135	So, Ignatius Hon Wai 蘇漢煒		M	Rep	2010-12-02	2011-06-27
136	Song, Yangzhou 宋洋洲			RO	2007-04-04	2013-09-24
137	Sum, Hing Man 岑慶文			Rep	2014-12-11	2015-08-28
138	Sun, Lei (SFC:AJD048) 孫磊	46	M	Rep	2014-03-10	2015-09-18
139	Tang, Eric Kiu Fung 鄧翹鋒		M	Rep	2015-03-25	2019-09-02
140	Tang, Hao (SFC:AOL324) 湯浩			Rep	2014-04-15	2017-01-13
141	Tang, Xiaolei (SFC:AWS220) 湯小雷			Rep	2011-04-21	2016-03-21
142	Tang, Zhi (SFC:AWW136) 唐志			Rep	2011-04-21	2016-02-24
143	Tse, Soo Lai 謝素麗			Rep	2010-06-10	2011-01-05
144	Tze, Hei 紫曦			Rep	2011-01-19	2011-01-28
145	Wang, Lei (SFC:AZE807) 王磊			Rep	2012-07-31	2014-05-16
146	Wang, Qian (SFC:BAU350) 王茜			Rep	2013-01-24	2021-05-31
147	Wang, Wei (SFC:ARG951) 王瑋			Rep	2012-06-08	2015-07-26
148	Wang, Wenzhou (SFC:ARO923) 王文洲			Rep	2012-01-18	2013-09-17
149	Wong, Chin Pang (SFC:AFU569) 黃展鵬			Rep	2011-02-07	2011-03-09
				RO	2011-03-09	2013-02-01
150	Wong, Chun (SFC:ANL995) 黃俊		M	Rep	2011-09-12	2012-10-05
151	Wong, Chun Lun 王俊麟			Rep	2009-07-15	2016-02-05
152	Wong, Isaac James		M	Rep	2015-04-02
153	Wong, Ka Chun (SFC:AUU925) 黃嘉俊			Rep	2015-02-10	2017-11-22
154	Wong, Wallace Leung Yiu 黃良堯			Rep	2014-07-30	2019-06-11
155	Wong, Yee Hing (SFC:AAF918) 黃綺卿			Rep	2009-11-23	2009-12-28
				RO	2009-12-28	2011-01-05
156	Woo, Kathin Siu Ling 鄔笑玲			Rep	2011-07-11	2014-12-05
157	Wu, Hiu Man 鄔曉敏			Rep	2010-12-02	2011-06-27
158	Wu, Qiuru 吳秋如			Rep	2014-03-17	2016-07-29
159	Xiao, Lan (SFC:AQP591) 肖蘭			Rep	2014-07-03	2015-03-18
				RO	2015-03-18	2016-09-30
160	Xu, Pengbing 徐鵬冰			Rep	2012-08-09	2014-11-28
161	Xue, Lan (SFC:ANY095) 薛蘭	50	F	Rep	2014-03-07	2016-03-11
162	Yang, Shengkang (SFC:AXF785) 楊聖康			Rep	2011-05-13	2013-01-07
163	Yang, Shuenn-yuh 楊順裕			Rep	2014-04-15	2017-04-19
164	Ye, Zuobin (SFC:AWK611) 葉作斌			Rep	2010-12-13	2011-05-05
165	Yeung, On Lit 楊安烈			Rep	2010-12-08	2012-09-21
166	Yim, Kevin Ching Wai 嚴政緯		M	Rep	2012-04-16	2012-05-24
167	Yip, Lee Na 葉莉娜			Rep	2013-05-30	2023-03-03
168	Yip, Mei Na 葉美娜			Rep	2015-01-16	2015-09-04
169	Yu Steiner, Lingzhu 遇玲珠			Rep	2014-05-13	2017-02-27
170	Yu, Shek Lun 余石麟			Rep	2011-03-14	2013-05-08
171	Yuan, Sheng (SFC:ASI048) 袁胜			Rep	2011-06-20	2012-01-12
172	Yuen, Lai King 袁麗琼			Rep	2009-11-16	2011-03-10
173	Zhang, Hua (SFC:BAV650) 張華			Rep	2013-02-05	2016-03-18
174	Zhang, Linfeng 章林峰			Rep	2014-08-25	2014-11-27
				RO	2014-11-27	2015-07-22
175	Zhang, Liuqiang 張柳强			Rep	2012-05-25	2017-11-08
176	Zhang, Ru (SFC:BBB822) 張如			Rep	2013-04-09	2018-04-11
177	Zhang, Xiaosi 張曉思			Rep	2010-12-08	2014-05-16
178	Zhang, Yong (SFC:ANI719) 張勇			RO	2009-05-25	2014-05-16
179	Zheng, Kaiwen 鄭凱文			Rep	2014-01-24	2014-11-27
180	Zheng, Peilin 鄭佩琳			Rep	2014-03-25	2015-08-14
181	Zheng, Runze 鄭潤澤			Rep	2014-10-28	2017-07-31
182	Zheng, Xiaobin 鄭曉斌			Rep	2009-02-26	2016-03-17
183	Zheng, Yanglei 鄭陽蕾			Rep	2014-02-24	2016-11-11
184	Zhou, Fei (SFC:BEM286) 周霏			Rep	2014-11-24	2017-07-14
185	Zhu, Ping (SFC:AYW845) 祝萍			Rep	2012-04-10	2016-03-21
186	Zhu, Shengchu 朱聖初			Rep	2015-02-09	2020-05-29
187	Zou, Wenjing (SFC:BBJ827) 鄒文璟			Rep	2013-07-03	2013-08-22

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