UBS SECURITIES HONG KONG LIMITED

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2022
SFC ID Role From Until
1 Agarwal, Anand (SFC:ASL813) ASL813 Rep 2021-06-23
2 Alterman, Valeriia BND296 Rep 2018-06-26
3 Ansari, Patrick Mehran M BFX161 Rep 2021-01-11
4 Audi, Elias M BCE913 Rep 2016-12-19
5 Barbara, Romain M BPW962 Rep 2020-07-27
6 Berget, Lydie Marie F BGI613 Rep 2021-05-24 2023-03-31
7 Berthet, Pierre Maurice Paul M BMA816 Rep 2018-01-19 2019-10-04
8 Best, David Gareth M AKO808 Rep 2016-12-19 2018-04-28
Rep 2022-10-25
9 Bhumiratana, Master Sanu AOB633 Rep 2020-07-10 2025-08-22
10 Bi, Yan 畢琰 BJS087 Rep 2017-06-12 2017-06-21
Rep 2018-10-22 2018-12-31
11 Bian, Sijia 卞思佳 BOB217 Rep 2019-11-01 2025-05-02
12 Blanchard, Scott Allen M ADT574 Rep 2016-12-19 2017-07-25
13 Boeding, Jacob Francis M AVC255 Rep 2019-03-18 2020-04-18
14 Bonhomme, Mathieu Pierre M BDL836 Rep 2019-01-09 2022-04-20
15 Bordat-Maldonado Parra, Adrien Paul Augustin M BBB918 Rep 2016-12-19 2022-07-31
16 Bourbon, Robin BPF377 Rep 2022-08-02
17 Buffham, Laura Jayne F BBL851 Rep 2016-12-19 2017-03-04
18 Cai, Zhibin (SFC:AYC190) 蔡志斌 AYC190 Rep 2016-12-19
19 Carroll, Shane (SFC:BEA790) M BEA790 Rep 2018-04-24
20 Chalmers, Tony Marian BJV697 Rep 2021-03-18
21 Chan, Bonnie See Wa 陳思華 F BNK872 Rep 2021-01-18
22 Chan, Chin Kiu 陳展翹 AVM792 Rep 2020-09-24 2024-08-02
23 Chan, Chun Hin (SFC:BCO771) 陳晉軒 BCO771 Rep 2016-12-19 2019-04-19
24 Chan, Chun Yin (SFC:BBK468) 陳俊彥 BBK468 Rep 2016-12-19 2019-05-29
25 Chan, Kwan Wah 陳君華 AZJ981 Rep 2016-12-19 2020-10-30
26 Chan, Lee Quan BLJ949 Rep 2017-11-06 2022-03-30
27 Chan, Su-Li 陳淑麗 BEV766 Rep 2016-12-19 2021-04-22
28 Chandler, Benjamin Victor Michael M AEO780 RO 2016-12-19 2019-11-01
29 Chang, Jack Chun-Chieh 張俊傑 M ANX862 Rep 2019-01-21
30 Chang, Lei (SFC:BFI262) 暢磊 BFI262 Rep 2019-01-28
31 Chang, Pui Chun Jenny 張蓓珍 F ARU007 Rep 2020-10-28 2021-09-01
32 Chang, Show Shin BPV961 Rep 2022-05-16
33 Chaudry, Ahmad Sadiq (SFC:BFK341) BFK341 Rep 2021-10-06 2025-03-26
34 Cheah, Corey Zhi Ming M BSF843 Rep 2022-03-04
35 Chee, Daryl Tak-Fung 徐德丰 M BOZ567 Rep 2019-10-15
36 Chen, Dajian BLD303 Rep 2017-10-12 2017-12-08
37 Chen, Dennis Chih Chieh 陳智傑 M APH886 Rep 2016-12-19 2022-04-29
38 Chen, Si (SFC:BQV781) 陳斯 BQV781 Rep 2022-07-05
39 Chen, Ying Chih (SFC:BIB859) 陳盈志 BIB859 Rep 2020-11-23 2024-08-02
40 Cheng, Anthony Roger 陳若嘉 M AXC419 Rep 2016-12-19 2021-03-01
41 Cheng, Jonathan Tze-Yeung 鄭子洋 M BKU690 Rep 2017-09-07 2019-08-28
42 Cheng, Kai-Wen 鄭凱文 BQQ225 Rep 2021-01-13 2024-08-02
43 Choi, Junsuk BHF478 Rep 2016-12-19 2017-11-18
44 Choi, Sheung Ngai 蔡尚毅 AFG685 Rep 2016-12-19
45 Clifford, Timothy Edward M AFH048 Rep 2016-12-19 2017-02-08
46 Combalot, Laurent Benoit Georges M AHC015 RO 2016-12-19 2025-02-11
47 Conley, Richard Adrian M AQK261 Rep 2016-12-19 2017-03-01
48 Currey, Stuart Dalyn M AQU056 Rep 2019-02-26 2021-01-22
49 Davis, Christopher Edward M AXD833 Rep 2016-12-19
50 Dawson, Christopher John (SFC:BBQ139) M BBQ139 Rep 2019-02-26 2019-10-25
51 De Garidel-Thoron, Thomas Henri Sylvie Marie M AUX091 Rep 2020-10-16 2023-09-25
52 Donan, Keith M AXG905 Rep 2019-02-15 2023-01-13
53 Duan, Yichun 段詒純 BQQ797 Rep 2022-12-09
54 Ersoy, Alan Metin M AOY949 Rep 2017-11-06
55 Falipou, Fabien Jean Roger M AZY951 Rep 2017-11-13 2021-12-03
RO 2021-12-03
56 Fang, Shuai (SFC:BKV676) 房帥 BKV676 Rep 2020-05-28
57 Farhat, Sarah F BPM811 Rep 2020-04-09
58 Fekete, Georgia Kate F BDV251 Rep 2020-02-05 2023-06-15
59 Ferreira Da Costa, Jacinto Alberto M ALI139 Rep 2018-09-14 2024-04-08
60 Feschet, Boris Xavier M AMK015 RO 2016-12-19 2019-05-25
61 Fok, Ronald King Man 霍敬文 45 M AGE025 Rep 2016-12-19 2018-05-04
62 Foord, Tara Michelle F BFE629 Rep 2017-05-02 2017-06-23
63 French, Bruce Ian M AQM685 Rep 2016-12-19 2017-09-01
64 Gangal, Shrinivas Ravindra M BBN555 Rep 2017-06-26 2021-12-14
RO 2021-12-14 2024-09-27
65 Gray, Christopher (SFC:AMH827) M AMH827 Rep 2016-12-19 2017-10-28
66 Groux, Florian Rene Alexis 38 M BQS949 Rep 2021-02-03 2024-06-17
67 Gu, Yaobo 顧遙菠 BLN626 Rep 2017-11-22 2021-03-12
68 Guenancia, Paul Pierre Josias M BPY277 Rep 2020-08-13
69 Guez, Ilane Yonathan Pierre M BAD514 Rep 2016-12-19 2023-05-09
70 Gunturu, Advait Dattatreya BJG617 Rep 2022-02-11
71 Gusak, Victor Vladislav M BKN511 Rep 2019-08-20 2024-10-14
72 Han, Chia Lei 韓嘉蕾 ADS722 Rep 2016-12-19 2019-10-17
73 He, Xingtong 何星峒 BQO621 Rep 2022-05-10
74 Herbert, Thomas William (SFC:BAI196) M BAI196 Rep 2016-12-19 2019-07-13
75 Hercot, Guillaume Raphael Maximilien M BMH781 Rep 2018-02-14 2022-04-06
76 Hiramatsu, Takekazu BIG807 Rep 2022-02-08
77 Ho, Chak Pan 何澤彬 BPW822 Rep 2020-07-16 2025-05-07
78 Ho, Cheuk Wing 何卓榮 BOR240 Rep 2019-08-07
79 Ho, Tsz Leung 何子樑 AJD615 Rep 2016-12-19 2018-06-05
80 Hodjatzadeh, Suransi BNH256 Rep 2018-07-26 2020-04-24
Rep 2020-07-16 2021-07-09
81 Holroyd, Alistair Hugo M BAW840 Rep 2016-12-19
82 Hon, William Wai Lin 韓偉濂 M BDD014 Rep 2022-06-10
83 Hong, Timothy Kai-Chun 康家俊 M BNQ720 Rep 2021-03-18
84 Hu, Jing (SFC:BDI053) 胡靜 BDI053 Rep 2016-12-19 2021-05-28
85 Hu, Xinyu (SFC:BOW506) 胡欣雨 BOW506 Rep 2021-09-16
86 Huang, Nicholas Guoliang 黃國凉 M BHP915 Rep 2016-12-19 2020-01-04
87 Huang, Peikai 黃沛鍇 BKH958 Rep 2017-08-10 2018-01-08
88 Hui, Jimmy Siu Yin 許兆賢 M BHY281 Rep 2016-12-19
89 Innerdale, David James M ALS810 RO 2016-12-19 2023-07-07
90 Jacob, Patrick Harry M BPW830 Rep 2020-08-07 2021-03-03
91 James, Alun Richard M BBU307 Rep 2017-12-18 2022-05-20
92 Jamison, Mark William M BJP057 Rep 2017-05-18 2017-06-24
93 Joseph Pulpel, Savio M AXF534 Rep 2016-12-19 2025-06-03
94 Joshi, Deepak (SFC:AZI921) M AZI921 Rep 2017-06-01 2017-06-09
95 Jung, Jae Young BEB755 Rep 2020-08-03
96 Kanthan, Aparna BKL765 Rep 2021-08-20
97 Keung, Jun Chao 姜駿超 BDK110 Rep 2016-12-19 2018-01-16
98 Kim, Joon Won 金俊源 AWN404 Rep 2022-09-09
99 Kim, Seunghwan BIC659 Rep 2016-12-19 2020-04-30
100 Kim, Young Chae BNF358 Rep 2021-02-02
101 Kotecha, Vikesh (SFC:AUA341) M AUA341 Rep 2017-04-20 2019-12-05
102 Kudalkar, Samarth BFI923 Rep 2016-12-19
103 Kwok, Kam Ho 郭錦澔 BPX005 Rep 2022-08-08
104 Kwong, Marcus Mann 鄺孟芹 M AFU388 Rep 2022-07-07 2024-10-31
105 Lai, Kenneth Wing 黎穎平 M BSC729 Rep 2022-02-08
106 Lai, Rongye 賴榮曄 AYR571 Rep 2018-03-21
107 Lai, Yi-Ting 賴怡婷 BNP460 Rep 2018-10-08 2021-11-17
108 Lau, Chung Kwan 劉仲坤 64 M ABI071 Rep 2020-08-14 2021-03-24
109 Lee, King Hang (SFC:AXV267) 李璟恆 AXV267 Rep 2019-02-22
110 Lee, Michel Kai Tai 李啟泰 M AOJ780 Rep 2016-12-19 2018-07-25
111 Lee, Shen Yi Ada 李琛怡 BBG810 Rep 2018-12-05 2020-02-08
112 Leung, Luxthew Yee Ming 梁以銘 AND667 Rep 2021-07-26
113 Li, Bojie 李博杰 BOK456 Rep 2021-08-24 2025-04-16
114 Li, Gengyu (SFC:BSJ021) 李賡煜 BSJ021 Rep 2022-04-22
115 Li, Jing (SFC:AOV618) 李菁 AOV618 Rep 2017-01-20 2017-02-10
Rep 2017-02-23 2022-03-17
RO 2022-03-17
116 Li, Jingshu (SFC:BDX191) 李京書 BDX191 Rep 2016-12-19 2017-09-06
117 Li, Lei (SFC:BLL868) 李蕾 BLL868 Rep 2018-09-20 2020-12-14
118 Li, Liangde 李亮德 BPW620 Rep 2022-03-23 2024-05-21
119 Li, Mavis Qiwen 李綺雯 F AMF022 Rep 2016-12-19 2018-02-08
120 Lim, Pek Kueen BDL625 Rep 2016-12-19 2023-12-13
121 Lin, Mason Man Shan 林漫山 M BOR900 Rep 2022-09-13 2023-07-20
122 Liu, Ning (SFC:ASZ222) 劉寧 ASZ222 Rep 2019-02-01
123 Lock, Timothy James M AXQ297 Rep 2016-12-19 2022-05-31
124 Loo, Renee Oi Pui 盧皚姵 F BPJ459 Rep 2020-01-23
125 Lopez, Todd Damon M BJP602 Rep 2017-10-13 2017-10-20
Rep 2018-05-07 2018-05-11
Rep 2019-10-18 2019-10-25
126 Lu, Jianan 陸佳男 BBU782 Rep 2022-01-28
127 Lu, Qing (SFC:BEZ264) 盧青 BEZ264 Rep 2016-12-19 2020-07-31
128 Ma, Hsuan Chi 馬宣琪 BPJ420 Rep 2022-04-19 2023-07-18
129 Ma, Kenneth Kin Kei 馬建基 M AZW082 Rep 2021-02-02
130 Mak, Hin Chun 麥顯俊 M APL244 Rep 2016-12-19 2017-09-19
131 Martin, Troy Richard William M BHG437 Rep 2019-09-30
132 Mashru, Namrata Sudhir BAF822 Rep 2021-02-02 2022-07-22
133 Matsumoto, Jun 松本淳 BAZ871 Rep 2016-12-19 2017-09-01
134 Mazzucato, Federica (SFC:BNH371) BNH371 Rep 2018-08-07 2018-08-10
Rep 2019-01-22 2019-01-24
Rep 2019-09-16 2019-09-20
135 McBride, Ryan Michael M BLD306 Rep 2017-10-13 2017-10-20
Rep 2018-10-25 2018-11-02
Rep 2019-02-11 2019-02-15
136 McCarthy, Barry (SFC:AYD555) M AYD555 Rep 2021-02-19 2022-05-13
137 McEvoy, Andrew (SFC:BMF537) M BMF537 Rep 2019-09-03 2021-02-26
138 McNulty, Peter Richard M BBR308 Rep 2016-12-19
139 Miller, Elizabeth Kathleen (SFC:BGH558) F BGH558 Rep 2017-05-09 2020-07-22
140 Mok, Kwan Ho (SFC:AXS235) 莫君豪 AXS235 Rep 2016-12-19
141 Moorhead, Jonathan James Stevenson M BPW741 Rep 2020-07-15 2022-06-30
142 Motwani, Natasha Murli F AUR655 Rep 2016-12-19 2022-04-15
143 Moynihan, Daniel John M BDM186 Rep 2017-02-01 2022-03-30
144 Murphy, Daniel Joseph (SFC:ASI403) M ASI403 Rep 2017-03-06 2022-02-28
145 Ngai, Cho Lap 倪祖立 BLF241 Rep 2018-11-16
146 Novak, Alexander Stanley M ATI171 Rep 2016-12-19 2019-01-28
147 Ong, Brigitte Yu Shan 王愉善 F BKD063 Rep 2017-07-24
148 Or, Felix (SFC:ADH585) 柯柏年 M ADH585 Rep 2020-09-24 2023-09-12
149 Pantone, Nicola F ANT913 Rep 2021-12-17
150 Parakh, Archit BBT705 Rep 2016-12-19 2022-06-17
151 Patel, Suhail Yusuf BHJ819 Rep 2016-12-19 2018-08-01
152 Pei, Yining 裴怡宁 BOP921 Rep 2019-07-23 2022-06-10
153 Petermann, Stephane Albert (SFC:AXZ945) M AXZ945 Rep 2017-04-03 2018-01-04
RO 2018-01-04 2019-10-03
154 Philippson, Thomas Olafur Vaughton M BAC320 Rep 2016-12-19 2020-07-17
155 Possenti, Carlo M BMC568 Rep 2018-01-29 2018-04-27
156 Prakash, Tapan AVL496 Rep 2019-08-21 2021-03-17
157 Prince, Alexander Gilbert M AXH803 Rep 2021-02-02 2022-06-30
158 Printz, Benedict M BSX141 Rep 2022-08-24
159 Qian, Yangyang 錢泱暘 BQV694 Rep 2021-03-10 2022-03-16
160 Quesnot, Jean-Joseph Bernard Gaston M BKE518 Rep 2017-08-07 2023-03-03
161 Rachit, Raj M BFF384 Rep 2016-12-19 2019-08-03
162 Ranjan, Revant BRT118 Rep 2021-10-20 2022-03-13
163 Raskin, Iain Alexander (SFC:BAX616) M BAX616 Rep 2016-12-19 2018-03-21
164 Reperant, Vassili Benjamin Maurice Valentin M BFA019 Rep 2020-01-10 2020-10-29
RO 2020-10-29
165 Roberts, Christopher Alexander Donald M BTF524 Rep 2022-12-05 2025-08-15
166 Rodford, Mark Andrew (SFC:BQV688) M BQV688 Rep 2021-03-18 2023-02-22
167 Sabas, Steffen Erich August M BIB411 Rep 2016-12-19 2017-09-08
168 Sacco, Alexander David M BMH784 Rep 2018-06-21 2020-08-31
169 Sattar, Aaron Richard M BLI892 Rep 2018-04-23 2020-07-31
170 Schmitz, Charline Florence F BPX545 Rep 2020-07-27 2023-11-24
171 Schneidereit, Marc Daniel M BOT761 Rep 2019-09-09
172 Shen, Blake C 沈欽揚 AYQ549 Rep 2021-02-23
173 Shen, Jiawen (SFC:ANQ097) 沈佳雯 ANQ097 Rep 2016-12-19 2021-07-02
174 Shi, Zejun 施澤鈞 BRI721 Rep 2021-06-28
175 Shimizu, Yasunori (SFC:BJF243) M BJF243 Rep 2017-03-10 2017-03-18
Rep 2017-09-07 2019-04-06
176 Slaoui, Mohammed Saad M AYC193 Rep 2016-12-19 2020-03-11
RO 2020-03-11
177 Smith, Paul Savile M AVN296 Rep 2016-12-19 2017-09-22
178 Song, Chaoran 宋超然 BDL242 Rep 2016-12-19
179 Song, Ting-Wen 宋鼎文 APH123 Rep 2017-10-20 2018-05-25
Rep 2018-09-03 2018-09-07
180 Soo, Joon Shern 蘇駿昇 BEZ017 Rep 2016-12-19 2019-06-21
181 Sou, Ming Chun Alan 蘇銘俊 M BSE720 Rep 2022-02-16
182 Stead, David Andrew (SFC:AQT298) M AQT298 Rep 2016-12-19 2017-03-01
Rep 2017-11-03 2017-11-13
183 Steele, Patrick James M BCZ920 Rep 2016-12-19 2018-05-17
184 Strachan, David Lyall M AFF232 Rep 2016-12-19 2018-09-08
185 Suen, Kin Dick 孫堅迪 AVM103 Rep 2016-12-19
186 Sui, Xin (SFC:BPD457) 隋新 BPD457 Rep 2019-11-18 2021-03-19
187 Sung, Brian M BRV485 Rep 2021-10-28
188 Sung, Yoon Kyu AKU991 Rep 2016-12-19 2020-09-07
RO 2020-09-07 2024-03-27
189 Takahashi, Taichi 高橋太一 AZY880 RO 2017-08-21
190 Tam, Denise Wan Rou 譚菀柔 F AQS365 Rep 2020-07-22 2024-08-02
191 Tan, Freddie Kuok Lin ASQ162 RO 2016-12-19 2019-11-01
192 Tan, You Khai BFE580 Rep 2017-02-20 2024-01-26
193 Tee, Brian Benedict M AXP239 Rep 2016-12-19 2017-09-09
194 Thambi, Shamu Sihabuddin AXH547 Rep 2022-01-12
195 Toong, David Po Ming 佟寶銘 M AOV609 Rep 2020-08-17 2021-05-31
196 Toyosaki, Arisa BIG289 Rep 2016-12-19 2018-03-06
197 Tropper, Giselle Natalia AUA249 Rep 2016-12-19 2017-05-22
198 Tse, Sui Sum Sammie 謝瑞森 BSE936 Rep 2022-02-08
199 Ugayama, Kazuya BEC906 Rep 2016-12-19 2018-04-14
200 Veyret, Pierre M BNO571 Rep 2018-09-17
201 Wai, Jian Rong BRM660 Rep 2021-08-03 2023-11-15
202 Wang, Jinghua (SFC:BRE344) 王婧華 BRE344 Rep 2021-05-12
203 Wang, Jiyingmei 王紀瑛梅 BRZ497 Rep 2022-01-06 2022-11-11
204 Wang, Ran (SFC:BPQ519) 王冉 BPQ519 Rep 2020-05-13 2025-04-16
205 Wang, Shanqiong 王珊琼 BPK380 Rep 2022-12-12
206 Wang, Yinghua (SFC:BGO809) 王穎華 BGO809 Rep 2018-02-22
207 Wang, Yujue 王玉珏 BQQ351 Rep 2021-01-08
208 Wannenmacher, Tim M AMU467 RO 2016-12-19
209 Wat, Janice Chung Yin 屈頌然 F BPW952 Rep 2020-09-22 2022-07-05
210 Wei, Pengyu 魏鵬宇 BQQ653 Rep 2021-01-18 2022-08-12
211 Wong, Donald Ho Lun 黃浩麟 M APH272 Rep 2016-12-19 2021-07-19
212 Wong, Hoi Cheung (SFC:AYK745) 黃海祥 AYK745 Rep 2022-03-08 2024-08-02
213 Wong, Kelman Kai Man 王啟民 BDZ079 Rep 2016-12-19 2018-11-29
214 Wong, Lai Man (SFC:AFC401) 王麗雯 AFC401 Rep 2019-03-07 2025-06-26
215 Woo, Yik Yuen 胡翊遠 AND666 Rep 2018-05-07
216 Wu, Bun Lerd Bernard 胡斌畧 APL242 Rep 2016-12-19 2021-05-27
217 Wu, Yihe 吳軼鶴 APZ445 Rep 2021-10-04
218 Wu, Yufeng George 巫宇峰 M BSU793 Rep 2022-08-08
219 Xi, Yiru 席奕儒 BPX069 Rep 2020-07-22
220 Xie, Yi (SFC:BOL641) 謝溢 BOL641 Rep 2019-09-13 2020-06-06
221 Xu, Huifang 徐惠芳 BAV748 Rep 2016-12-19
222 Xu, PeiLai 徐沛來 AOH669 Rep 2016-12-19 2021-05-11
223 Yanez Hinojosa, Anibal David M BEV153 Rep 2017-07-19 2017-08-04
Rep 2018-07-26 2018-08-03
Rep 2018-08-16 2018-08-24
Rep 2019-07-18 2019-07-26
224 Yang, Feng (SFC:BEZ148) 楊風 BEZ148 Rep 2016-12-19 2019-05-11
225 Yau, Vincent Wing Tsuen 邱穎臻 M AVV901 Rep 2021-07-19 2023-04-13
226 Yeung, Yat Wan Tammy 楊逸韻 F BRN899 Rep 2021-07-28 2025-04-25
227 Yip, Tsz Chung (SFC:BCU474) 葉梓聰 BCU474 Rep 2019-01-29 2022-09-19
228 Yu, Xiaoqian 于曉倩 BRL107 Rep 2021-07-21
229 Yu, Yan (SFC:BOC521) 喻言 BOC521 Rep 2021-02-02 2021-11-05
230 Yuan, Qian (SFC:BBK056) 袁倩 BBK056 Rep 2016-12-19 2020-02-25
231 Yuan, Tianyu 袁天宇 BNK425 Rep 2018-08-22 2021-03-12
232 Yuen, Wai Ching (SFC:BQW094) 袁偉政 BQW094 Rep 2021-03-19
233 Yun, Heekyu ATJ399 Rep 2016-12-19 2024-01-10
234 Zeng, Xin (SFC:BSX789) 曾馨 BSX789 Rep 2022-08-26
235 Zhang, Yiting (SFC:BOF097) 張怡婷 BOF097 Rep 2019-03-13 2022-03-25
236 Zhang, Zhiyun (SFC:BPH521) 張之韵 BPH521 Rep 2020-01-03 2021-07-05
237 Zhang, Zijun 張紫珺 BHF774 Rep 2016-12-19 2021-06-30
238 Zhao, Peilin (SFC:BOM281) 趙沛霖 BOM281 Rep 2022-09-13 2024-10-23
239 Zhu, Weiqi 朱偉奇 BFX215 Rep 2016-12-19 2017-11-25

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top