Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Akaiwa, Sumiyuki ANH760 RO 2006-07-26 2008-04-17
2 Ang, Soo Kee ARW394 Rep 2009-08-24 2009-11-30
3 Arai, Fumiko Bonnie 荒井富美子 AEU155 Rep 2011-01-03 2013-06-15
4 Au, Paul Chi On 區子安 M ALZ783 Rep 2011-10-14 2012-06-23
5 Bao, Danny Q 包強 ANR606 Rep 2010-10-08 2012-02-16
6 Bhammer, Vishal Mahendra Kumar M AHF765 Rep 2010-08-30 2013-05-15
7 Blanchard, Dominique Jean Rene AUX224 Rep 2010-04-28 2012-12-20
8 Bradbury, Colin David M AAV861 Rep 2010-07-13 2012-02-16
9 Cahyadi, Jeffrey M ASQ544 Rep 2011-07-06 2014-01-04
10 Cailao, Antonio Del Pilar M AIR944 Rep 2003-10-15
11 Cao, Jiyun 曹集云 AXN015 Rep 2011-07-04 2014-05-24
12 Chadwick, Mark David (SFC:ADT508) M ADT508 Rep 2010-05-17 2011-09-10
13 Chan, Alan On Lan 陳安瀾 M AQQ504 Rep 2009-08-24 2009-09-18
14 Chan, Amy Tsui Mei 陳翠薇 F AEP628 Rep 2005-02-07
15 Chan, Andrew Shingfun 陳盛勳 M AMC389 Rep 2009-08-24 2011-06-27
16 Chan, Man Hon (SFC:AEI555) 陳文瀚 AEI555 Rep 2010-03-17 2014-10-01
17 Chan, Mong Har (SFC:AHT095) AHT095 Rep 2009-01-23 2009-02-28
18 Chan, Nga Shan (SFC:AWZ604) 陳雅珊 AWZ604 Rep 2011-03-18 2013-07-06
19 Chan, Pui Ching (SFC:ASH951) 陳珮晶 ASH951 Rep 2010-06-28 2012-02-16
20 Chan, Sau Han 陳秀嫻 AUM922 Rep 2010-01-13 2014-09-27
21 Chan, Shuk Yin (SFC:AGH360) 陳淑賢 AGH360 Rep 2004-01-31
22 Chan, Sik Tin 陳昔典 ADI036 Rep 2009-08-24 2010-03-31
23 Chan, Ut Ieong 陳悅楊 AWF498 Rep 2010-11-03 2011-09-15
24 Chander, Vijaykumar ADC274 Rep 2003-09-16
25 Chang, Ching-Kun 張靖坤 ALJ991 Rep 2010-10-15 2012-09-01
26 Chen, Hui Ming (SFC:ALW538) 陳慧明 ALW538 Rep 2010-09-21 2014-06-25
27 Chen, Po-jen 陳柏任 APN593 Rep 2010-11-16 2013-08-22
28 Cheng, Bik Hoi 鄭碧海 ACQ141 Rep 2009-08-24 2010-08-04
29 Cheung, Kwok Wah (SFC:AGO346) 張國華 AGO346 Rep 2005-02-07
30 Chien, Ming-Hui 簡民恵 AXK262 Rep 2011-06-08 2015-11-14
31 Choi, Hyung Wook 崔亨旭 AQO335 Rep 2010-10-15
32 Chow, Lai Man 周麗文 AVT288 Rep 2010-08-24 2012-06-21
33 Chow, Ting Ka 周廷珈 AFS531 Rep 2007-04-10 2007-08-04
34 Chu, Peter Ka Kit 朱家傑 M ACJ314 Rep 2009-08-24 2012-02-16
35 Chung, Ming 叢明 APQ667 Rep 2011-04-28 2014-04-01
36 Chung, Yi-Ling 鍾怡伶 AVV549 Rep 2011-02-25 2012-04-26
37 Dai, Chao 戴超 AVD234 Rep 2010-05-03 2010-09-21
38 Dai, Wei (SFC:AOR609) 戴維 AOR609 Rep 2010-05-31 2013-07-09
39 Douglas, Andrew Francis Ramsay (SFC:AVC105) 鄧安平 M AVC105 Rep 2011-04-11 2014-10-21
40 Fukushima, Yoshihiro M APJ449 Rep 2009-01-23 2010-02-26
41 Fung, Karfield Ka Fai 馮嘉輝 AEV682 Rep 2005-02-07
42 Goto, Hiroyuki 合戶宏之 ASU203 Rep 2009-04-21 2015-10-13
43 Goto, Motomasa 後藤元誠 APW680 Rep 2008-12-29 2011-07-17
44 Grabner, Heinrich 葛侃寧 37 M AEN772 Rep 2004-05-25
45 Grose, George Francis M AWH234 Rep 2010-11-10
46 Guha Roy, Tathagata M ALN138 Rep 2011-06-15 2012-08-29
47 Han, William Wei-Lee M AHF798 Rep 2010-07-02 2012-02-07
48 Hetherington, John Charles 夏嶺東 M ABN564 Rep 2010-12-09 2017-09-13
49 Hirai, Akihito 平井明人 AQH373 Rep 2008-07-24 2009-12-24
50 Ho, Chun Keung (SFC:AWT602) 何振強 AWT602 Rep 2011-02-07 2018-03-09
51 Ho, Ka Wai (SFC:AKV099) 何家維 44 M AKV099 Rep 2010-07-29 2012-02-16
52 Ho, Serena May Yin 何美賢 ANU110 Rep 2011-06-07 2011-09-10
53 Ho, Wai Kei 何偉基 AFP308 Rep 2009-08-24 2013-09-25
54 Hsu, She-Hung Danny AUC935 Rep 2009-11-06 2011-03-01
55 Hu, Jie (SFC:AWQ290) 胡潔 AWQ290 Rep 2011-01-14 2012-07-04
56 Huang, Wen Yau 黃文堯 AWL066 Rep 2010-12-06 2011-11-15
57 Hui, Ole Hiu Tung 許曉東 ARR518 Rep 2010-05-25 2011-08-05
58 Huo, Ran (SFC:AOI875) 霍然 AOI875 Rep 2010-08-16 2011-05-27
59 Irvine, Craig Wycliffe 歐陽貴 M ACJ334 Rep 2009-08-24 2009-10-20
RO 2009-10-20 2011-01-29
60 Itasaka, Yusaku APG493 Rep 2007-07-19 2012-04-14
61 Ito, Kanako ARO126 Rep 2009-01-23 2012-02-16
62 Jiang, Sheng (SFC:AWN098) 蔣昇 AWN098 Rep 2010-12-20 2012-05-31
63 Kaji, Taiki APQ785 Rep 2009-08-24 2009-12-31
64 Kakehashi, Sayaka AUV636 Rep 2010-03-03 2011-04-01
65 Kam, Wai Lun 甘偉倫 ANN061 Rep 2009-08-24 2012-02-16
66 Kan, Kwok Yu (SFC:ACZ368) 簡國裕 ACZ368 Rep 2009-08-24 2022-02-11
67 Kanamura, Akihiko AQY859 RO 2010-06-28 2011-03-27
68 Kaneko, Kojiro 金子甲二郎 ARV693 Rep 2008-11-07 2009-10-24
69 Kang, Kyong Pil 康景弼 ADM811 Rep 2005-02-07
70 Kanga, Zal Darius M AUN710 Rep 2010-01-14 2010-03-24
71 Kato, Takashi (SFC:AUD160) M AUD160 Rep 2009-11-09 2017-11-15
72 Katsuta, Hisao 勝田久男 AEH947 Rep 2010-09-13 2012-02-01
73 Kazui, Yoshiyuki AFS336 Rep 2005-02-07
Rep 2008-02-15 2008-04-14
RO 2008-04-14 2009-10-31
74 Kiang, Grace Li Chin 姜麗菁 F ARJ145 Rep 2008-07-22 2010-10-22
75 Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 ACJ079 Rep 2009-03-25 2011-08-01
76 Kobayashi, Sachiko 小林幸子 AEZ684 Rep 2005-02-07
77 Kuo, Yan Ki 郭恩琦 AWE687 Rep 2010-11-03 2012-02-16
78 Kwan, Joyce Po Kuen 關寶娟 F ABC588 Rep 2009-01-23 2010-10-03
79 Kwok, Daisy Dik Sze 郭迪思 F ALJ957 Rep 2010-12-06 2013-08-31
80 Kwong, Emily Ho Kei 鄺可琪 F AGB307 Rep 2004-11-23
81 Lai, Chi Man (SFC:APQ351) 賴志文 APQ351 Rep 2009-08-24 2022-09-08
82 Lai, Joyce Yuen Yee 黎婉儀 F AFQ514 Rep 2003-11-01
83 Lam, Hok Hoi 林學海 ADS783 Rep 2010-07-12 2014-07-05
84 Lam, Jimmy Chun Kwok 林振國 M AEY314 Rep 2010-11-09 2011-08-19
85 Lapakulchai, Vacharachai 林銘輝 AGX302 Rep 2003-10-29 2016-06-23
86 Latzer, Alexander M ANM054 Rep 2009-08-24 2012-08-29
87 Lau, Alfred 劉雅瀚 M APL477 Rep 2009-08-24 2009-09-11
88 Lau, Justin Ching Yin 劉正賢 M AJL491 Rep 2010-10-25 2012-08-29
89 Lau, Kelvin Wai Kin 劉偉健 M APQ275 Rep 2009-08-24
90 Law, Joe Hin Pong 羅顯邦 AEK317 Rep 2009-01-23 2011-03-21
91 Law, Yuen Sheung 羅婉湘 APL590 Rep 2010-11-15 2012-02-21
92 Lee, James Jongsung M AXI223 Rep 2011-05-27 2014-08-01
93 Lee, Kee Siong 李淦祥 ACY060 Rep 2009-08-24 2024-03-28
94 Lee, Madeleine Ka Man 李嘉雯 AXU896 Rep 2011-08-05 2011-09-17
95 Lee, Yuk Man (SFC:AQQ629) 李育文 AQQ629 Rep 2010-06-07 2012-02-16
96 Leung, Chun Yue 梁振宇 AFK428 Rep 2004-11-25
97 Leung, Kevin Koon Yip 梁冠業 M AMY262 Rep 2009-08-24 2010-07-30
98 Leung, See Ho 梁思濠 ADG716 Rep 2010-04-23 2011-09-02
99 Leung, Yuk Yee Patricia 梁玉儀 AWP012 Rep 2011-01-05 2012-06-21
100 Li, Benson Chun Yu 李振宇 M AJE235 Rep 2008-12-29 2011-03-21
101 Li, Ester Joyse Sau Han 李秀嫻 F AAV369 Rep 2010-04-20 2013-06-25
102 Li, Jixiang (SFC:APW452) APW452 Rep 2009-08-24 2010-01-28
103 Li, Sandy Pak Lin 李白蓮 AFF227 Rep 2006-10-23 2009-08-07
104 Liang, Florence Feng Chun 梁鳳淳 F APN533 Rep 2009-08-24 2010-03-24
105 Liao, Meng-jung 廖孟容 AWP686 Rep 2011-01-10 2012-06-22
106 Liu, Chung Hsun 劉宗勳 AHC251 Rep 2005-02-07
107 Liu, Leah 劉栩昕 27 F ASD686 Rep 2010-06-22 2012-03-17
108 Lo, Ilona Ching Man 羅靜敏 F AXL781 Rep 2011-06-20 2014-11-22
109 Lo, Ming Hung 盧銘雄 ADY707 Rep 2009-08-24 2011-09-22
110 Lo, Philip (SFC:AMT669) 盧偉楷 M AMT669 Rep 2010-09-27 2012-08-29
111 Lobello, Christopher Michael M ADZ738 Rep 2011-04-11 2011-07-07
RO 2011-07-07 2012-08-29
112 Lu, Yunye 陸昀曄 AXE227 Rep 2011-04-19 2012-05-25
113 Ma, Hon Kin 馬漢堅 AQS325 Rep 2009-08-24 2011-06-11
114 Ma, Jibo 馬繼博 AOR544 Rep 2010-09-15 2016-04-26
115 Mans, William Gerard M AVD313 Rep 2010-05-03 2010-10-04
116 Mar, Johnson M ADR669 Rep 2008-12-29 2012-08-30
117 Marsden, Matthew Owen M AMA934 Rep 2011-10-07 2012-02-16
118 Matsumoto, Satoshi (SFC:AHU523) AHU523 RO 2006-04-03
119 Matsushita, Noriko ADL712 Rep 2005-02-07
120 McLaughlin, Gregory John 歌雷歌 M AUT903 Rep 2010-02-24 2012-07-31
121 Miu, Hon Kit 繆漢傑 44 M AFB221 Rep 2008-03-04 2012-10-30
122 Miyabe, Nagahisa ATD358 Rep 2009-08-24 2009-10-20
RO 2009-10-20 2014-05-10
123 Miyamoto, Tsutomu AUJ263 Rep 2009-12-18 2012-04-21
124 Mizoguchi, Hironori AHL612 Rep 2009-04-01 2022-10-01
125 Mizuno, Kosuke ADP243 Rep 2005-02-07
Rep 2005-08-24 2005-09-30
RO 2005-09-30 2007-10-27
126 Mizuno, Masashi AEN383 Rep 2008-05-15 2008-10-10
127 Narain, Ravi AAG780 Rep 2010-07-22 2017-02-23
128 Ng, John Wah 伍華安 M AEG183 Rep 2009-01-23 2011-08-01
129 Ng, King Chuen (SFC:AQQ505) 吳景荃 AQQ505 Rep 2009-08-24 2010-07-09
130 Ng, Peter Kwok Shing 伍國成 M AAG207 Rep 2005-02-07
131 Ng, Virginia Suk Yin 吳淑燕 F ABV790 Rep 2003-09-03
132 Ng, Wai Kee (SFC:APC928) 吳偉基 APC928 Rep 2010-06-07 2012-02-16
133 Nomura, Hiroyuki AAB263 RO 2008-06-13 2011-04-16
134 Numata, Saneyuki 沼田真之 APQ089 Rep 2007-09-14 2008-08-09
Rep 2011-08-05 2013-04-12
135 Ohira, Yuko AGJ778 Rep 2005-02-07
136 Oide, Shinya AOU706 Rep 2007-04-25 2008-10-10
137 Oka, Hironori AAD076 RO 2011-06-20 2025-05-02
138 Ong, Cilicia Cheng Choo 王清珠 ALF737 Rep 2009-11-10 2011-09-16
139 Ono, Jumpei AUC930 Rep 2009-11-06 2011-10-08
140 Onoue, Tsutomu AAD089 Rep 2004-03-24
RO 2004-03-24 2005-04-22
141 Osawa, Miyuki AML475 Rep 2007-06-18 2021-07-31
142 Pienaar, Ross Daniel M AOO554 Rep 2009-02-17 2014-08-06
143 Poon, Hiu Yee ASY645 Rep 2010-08-17 2012-08-18
144 Qian, Zewei 錢澤偉 36 M ARF330 Rep 2008-06-18 2014-08-30
145 Saito, Shoichi 齋藤彰一 AJO308 RO 2005-04-13 2008-01-11
RO 2009-06-08 2012-07-18
146 Sarkis, David M AJN346 Rep 2010-02-12 2010-04-21
RO 2010-04-21 2012-03-22
147 Sarmah, Pranab Kumar M AKY763 Rep 2009-08-24 2013-09-25
148 Serizawa, Kenji AWZ410 Rep 2011-03-17 2012-01-14
149 Shimada, Kenji AHK579 Rep 2005-02-07
RO 2005-07-15 2007-07-17
150 Sia, Kwong Hai ABM539 Rep 2003-10-21
151 Siu, Anthony Yan Hong 蕭寅康 M ABC959 Rep 2004-11-18
152 So, Ka 蘇卡 AXK067 Rep 2011-06-03 2012-11-03
153 Sun, Mingchun 孫明春 40 M ARW945 Rep 2010-11-02 2013-05-17
154 Suzuki, Naoto AOU705 Rep 2007-04-24 2007-11-28
RO 2007-11-28 2009-04-01
155 Tabata, Shinichi AUV637 Rep 2010-03-03 2015-04-25
156 Tam, Shing Hei 譚成希 AEA201 Rep 2009-01-23 2011-09-10
157 Tam, Tak Wing (SFC:AFR780) 譚德榮 AFR780 Rep 2003-08-16
158 Teratani, Norio APQ078 Rep 2007-09-14 2009-03-12
159 Terrebrood, Henry Lee Jr M AJL563 Rep 2008-12-29 2010-07-21
160 Tham, Mun Hon 譚文漢 AGY660 Rep 2009-08-24 2011-09-16
161 To, Tsz Wai (SFC:AFU687) 杜子偉 AFU687 Rep 2005-02-07
162 Tom, Judy F ADQ241 Rep 2009-03-09 2009-08-01
163 Tomiyama, Takuya 富山卓也 M AGU752 Rep 2003-06-11
164 Tong, Wai Lun (SFC:AAE161) 唐偉麟 AAE161 Rep 2005-02-07
165 Tsang, Wing Chi (SFC:AOB547) 曾詠芝 AOB547 Rep 2010-12-15 2014-10-01
166 Unesaki, Akira 宇根崎彰 AVC266 Rep 2010-04-28 2012-11-28
167 Urata, Yoshio AUT774 RO 2010-03-24 2012-03-31
168 Van Gulik, Robert Ken M ASU202 Rep 2009-04-22 2010-12-24
169 Wan, Joyce Nga Yee 溫雅怡 F AOH920 Rep 2009-12-16 2010-01-16
170 Wan, Maurine 溫慕蓮 F AGJ125 Rep 2009-08-24 2023-03-21
171 Wang, Lan Ling ADG966 Rep 2004-10-30
172 Wang, Lumeng 王魯蒙 AIR943 Rep 2003-11-10
173 Wang, Meng-Heng 汪孟衡 AXZ495 Rep 2011-08-31 2014-06-07
174 Wang, Yong (SFC:AOM636) 王勇 AOM636 Rep 2009-08-24 2011-09-27
175 Wong, Chi Leung (SFC:ABF032) 黃志良 ABF032 Rep 2003-11-01
176 Wong, Esther Wing Man 黃穎敏 F ACR446 Rep 2010-09-10 2012-05-05
177 Wong, Ming Him (SFC:AXJ784) 黃銘謙 AXJ784 Rep 2011-06-01 2012-07-17
178 Wong, Po Yee (SFC:AJE274) 黃寶儀 AJE274 Rep 2009-08-24 2010-07-30
179 Wong, Steven Wai Chiu 王偉超 M ACQ784 Rep 2008-12-29
180 Wong, Tony Tin Wing 黃天穎 M ALZ369 Rep 2010-09-27 2012-06-28
181 Wong, Wai Wah (SFC:ADQ101) 黃慧華 ADQ101 Rep 2004-11-06
182 Woo, Patrick Chi Wang 胡志宏 M AEL364 Rep 2004-11-16
183 Wu, Grace Yuet Ming 胡月明 F AKI974 Rep 2010-09-13 2014-05-15
184 Xia, Yibing (SFC:ANR774) 夏宜冰 ANR774 Rep 2009-08-24 2010-10-15
185 Xie, Yi (SFC:AWE691) 謝軼 AWE691 Rep 2010-11-01 2012-01-27
186 Xu, Jingfan 許靖凡 AWZ618 Rep 2011-03-18 2013-08-21
187 Xue, Fei (SFC:ASP680) 薛菲 ASP680 Rep 2010-12-02
188 Yamaguchi, Daisuke AMS713 Rep 2010-11-19 2014-05-17
189 Yamashita, Ichiro APQ070 Rep 2007-09-14 2008-10-17
190 Yang, Bohan (SFC:AWH555) 楊博函 AWH555 Rep 2010-11-16 2011-04-21
191 Ye, Qing (SFC:AWS033) 葉青 AWS033 Rep 2011-01-24 2012-07-17
192 Yeung, Beata Kit Sum 楊潔心 AFH095 Rep 2008-12-29 2012-02-16
193 Yokosuka, Takashi 橫須賀 AUV635 Rep 2010-03-03 2012-04-06
194 Yokota, Fumiko 橫田文子 F AGC833 Rep 2003-08-06
195 Yoshida, Tomoko 吉田朋子 AFL218 Rep 2003-06-14
196 Yu, Ka Kong 余嘉剛 AXL635 Rep 2011-06-16 2012-02-16
197 Yuihama, Hirokazu ALK263 Rep 2009-08-24 2009-10-20
RO 2009-10-20 2010-04-09
198 Yung, Fion Man Fong 容敏芳 AFQ287 Rep 2005-02-07
199 Zhang, Senyan 張森焱 AWK695 Rep 2010-12-28 2017-09-30
200 Zhou, Francis Bingrong 周冰融 27 M AVJ543 Rep 2011-10-03 2013-08-24
201 Zhou, Tianyu (SFC:AXV659) 周天宇 AXV659 Rep 2011-08-11 2014-03-25
202 Zhu, Hongxia (SFC:ATM945) 諸紅霞 ATM945 Rep 2009-09-22 2017-05-11

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top