DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2004 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abbas, Asad (SFC:AIP440) | AIP440 | Rep | 2003-04-09 | 2009-10-22 | ||
| 2 | Albrecht, Frank Oliver | M | AEZ487 | Rep | 2004-07-28 | ||
| 3 | Alexander, Michael Lewis | M | AGR372 | Rep | 2004-11-16 | ||
| 4 | Alexander, Sean Philip 白影子 | M | AHA619 | Rep | 2006-02-28 | ||
| 5 | Ang, Bee Leng | AGE134 | Rep | 2008-06-05 | |||
| 6 | Aono, Kikuko 青野希久子 | AJH214 | Rep | 2003-12-09 | 2004-07-21 | ||
| 7 | Apabhai, Mohammed Zuned | M | AHC475 | Rep | 2006-06-26 | ||
| 8 | Arculli, Kim Melanie | F | AAA119 | Rep | 2004-03-05 | 2005-05-25 | |
| 9 | Arrowsmith, Natalie Jane | F | AIG958 | Rep | 2003-07-15 | ||
| Rep | 2003-08-14 | 2004-05-31 | |||||
| 10 | Azzi, Daniel W | M | AKX681 | Rep | 2004-07-13 | 2006-08-11 | |
| 11 | Bacher, Ryan Rudolf | M | AJI294 | Rep | 2003-12-18 | 2009-06-23 | |
| 12 | Bamber, Mark (SFC:ALB798) | M | ALB798 | Rep | 2004-08-09 | 2005-10-01 | |
| 13 | Barford, Adrian Thomas | M | AHU756 | Rep | 2004-05-11 | 2005-07-05 | |
| 14 | Bertrand, Caroline | F | ADV127 | Rep | 2005-03-04 | ||
| 15 | Bhammer, Vishal Mahendra Kumar | M | AHF765 | Rep | 2003-08-06 | 2005-05-25 | |
| 16 | Brown, Bahar | ALF476 | Rep | 2004-10-14 | 2006-05-15 | ||
| 17 | Burrows, Nathan Wesley | M | AJO309 | Rep | 2004-03-19 | 2007-04-06 | |
| 18 | Calvert, Piers Henry | M | AKV093 | Rep | 2004-06-17 | 2004-08-16 | |
| 19 | Chak, Alan Wing Kai 翟永基 | M | ADB786 | Rep | 2004-01-08 | ||
| RO | 2004-01-08 | 2004-04-23 | |||||
| 20 | Chan, Danny Yuet Hang 陳悅恆 | AJJ615 | Rep | 2004-01-15 | 2011-05-14 | ||
| 21 | Chan, Edmund Wing Hong 陳永康 | M | AEX593 | Rep | 2003-09-11 | 2011-06-30 | |
| 22 | Chan, Wai Ling (SFC:ABS687) 陳慧玲 | ABS687 | Rep | 2003-05-05 | 2008-05-03 | ||
| 23 | Chandler, Benjamin Victor Michael | M | AEO780 | Rep | 2003-08-18 | 2011-03-30 | |
| 24 | Chang, Haeyoon Aileen 張鏸允 | AJH217 | Rep | 2003-12-15 | 2005-05-03 | ||
| 25 | Chang, Hui Na 張惠娜 | AEU332 | Rep | 2006-04-13 | |||
| 26 | Chang, Peter Yung Kang 張永康 | M | AGU143 | Rep | 2004-07-13 | 2008-09-11 | |
| 27 | Chaplow, Richard Simon | M | ABE464 | Rep | 2004-03-19 | ||
| 28 | Chau, Kenneth Yiu Man 周耀文 | M | AGV336 | Rep | 2005-08-30 | ||
| 29 | Cheng, Maggie Hang Lam 鄭杏琳 | F | ABR921 | Rep | 2003-07-15 | 2003-10-07 | |
| 30 | Cheng, Miu Ling 鄭妙玲 | AFC781 | Rep | 2003-10-29 | |||
| 31 | Cheung, Lee Na 張莉娜 | AIU376 | Rep | 2003-05-05 | 2004-05-10 | ||
| 32 | Cheung, Wendy Ho Ting 張皓婷 | F | AJL554 | Rep | 2004-02-17 | 2006-03-17 | |
| 33 | Chiang, Ming Zuei 江明叡 | ADY323 | Rep | 2006-03-06 | |||
| 34 | Chong, Chyi Yiing | AFY704 | Rep | 2006-04-05 | |||
| 35 | Christianakis, Leonidas Ioannis | ABM128 | Rep | 2004-09-15 | 2006-02-28 | ||
| 36 | Chu, Peter | M | AIR824 | Rep | 2004-04-07 | ||
| 37 | Chue, Chee Tang | AFC278 | Rep | 2009-01-01 | |||
| 38 | Chui, Chi-Sun 徐志真 | AFH192 | Rep | 2004-07-16 | 2005-08-30 | ||
| 39 | Chung, Jeffrey Jin Wook | M | AEA620 | Rep | 2014-04-10 | ||
| 40 | Chung, Ji Young | AGV338 | Rep | 2011-10-07 | |||
| 41 | Chuy Kon, Alejandro Jose | M | AIB976 | Rep | 2007-04-14 | ||
| 42 | Constantopoulos, Agamemnon | AJF486 | Rep | 2003-11-04 | 2005-07-07 | ||
| 43 | Conway, Richard Wing | M | AJF484 | Rep | 2003-11-04 | 2005-10-01 | |
| 44 | Craig-Wood, Christopher John | M | AJL555 | Rep | 2004-02-12 | 2004-04-12 | |
| 45 | Crawford, Adam John Sharman | M | AKI542 | Rep | 2004-04-13 | 2006-11-30 | |
| 46 | Crosbie-Walsh, Gordon Michael | M | ACD934 | Rep | 2006-07-31 | ||
| 47 | Cubells, Simon James | M | AJD624 | Rep | 2003-09-02 | 2008-12-05 | |
| 48 | Daibo, Atsuko | AJD992 | Rep | 2003-09-16 | 2005-10-01 | ||
| 49 | Davidge-Pitts, Mark Nicholas | M | AJL230 | Rep | 2004-02-09 | 2007-08-01 | |
| 50 | Dawes, Charlotte Victoria Sohpie | F | AIY949 | Rep | 2003-05-20 | 2003-08-19 | |
| 51 | Day, Christopher Elliott Verco 狄圖發 | M | ADA734 | Rep | 2004-07-28 | 2004-09-14 | |
| 52 | Duggan, Luke Benjamin (SFC:AJH215) | M | AJH215 | Rep | 2003-12-09 | 2004-08-20 | |
| Rep | 2004-10-06 | 2005-05-03 | |||||
| 53 | Edwards, Shane Grant | M | AJG195 | Rep | 2003-11-14 | 2005-08-30 | |
| 54 | Emerson, Nathan Devereux | M | AGL793 | Rep | 2003-06-01 | ||
| 55 | Erro, Davide Gaetano | 34 | M | AGN574 | Rep | 2003-12-09 | 2005-04-25 |
| 56 | Fan, Jacqueline Sik Ling 范惜玲 | F | ADH472 | Rep | 2005-04-11 | ||
| 57 | Fan, Mingxi 范明曦 | AJC179 | Rep | 2003-07-29 | 2008-07-12 | ||
| 58 | Fennell, Nicholas Peter (SFC:ADA865) | M | ADA865 | RO | 2003-06-12 | ||
| 59 | Ford, Melvyn Guy | M | AGX675 | Rep | 2003-11-18 | ||
| 60 | Fung, Peter Yuk Kuen 馮旭乾 | M | AIU326 | Rep | 2003-04-25 | ||
| Rep | 2003-06-02 | 2010-06-07 | |||||
| 61 | Garg, Manish (SFC:AKT480) | AKT480 | Rep | 2004-06-07 | 2006-09-01 | ||
| 62 | Goco, Allan Gilbert Lim | M | AEE308 | Rep | 2003-04-16 | 2008-12-01 | |
| 63 | Goh, Priscilla Tok Wee 吳書慧 | F | ALI137 | Rep | 2004-10-18 | 2007-04-22 | |
| 64 | Goodwin, Hannah Victoria | 39 | F | ACI718 | Rep | 2005-03-29 | |
| 65 | Hague, Claire Elizabeth Logan | F | ALF606 | Rep | 2004-09-13 | 2008-12-17 | |
| 66 | Han, William Wei-Lee | M | AHF798 | Rep | 2003-10-15 | ||
| 67 | Harris, Stephen Paul (1953) | 51 | M | AGO825 | RO | 2005-08-12 | |
| 68 | Heng, Kia Mui 王加媚 | AJB996 | Rep | 2003-07-31 | 2008-06-02 | ||
| 69 | Hil, Jeffery Chi Yung 許志勇 | M | AAJ464 | RO | 2011-10-18 | ||
| 70 | Ho, Chak Kie 何澤基 | AEC938 | Rep | 2017-07-21 | |||
| 71 | Ho, Daniel King Wah 何景華 | M | AFY753 | Rep | 2004-08-02 | 2006-07-07 | |
| 72 | Hoepffner, Edouard Yves Maurice Pierre | M | AJL552 | Rep | 2004-02-24 | 2006-02-28 | |
| 73 | Holiday, Edward Richard | M | ALI600 | Rep | 2004-10-19 | 2005-10-10 | |
| 74 | Honegger, Ricardo | AIJ129 | RO | 2006-01-01 | |||
| 75 | Hoong, Yik Luen 洪逸倫 | ADY095 | Rep | 2003-04-17 | |||
| Rep | 2003-05-29 | 2009-01-01 | |||||
| 76 | Hosie, Neil Cameron | M | AHQ348 | Rep | 2004-07-02 | 2009-03-26 | |
| 77 | Hsia, Michael Chinsom 夏俊生 | M | AKO627 | Rep | 2004-05-05 | 2005-05-03 | |
| 78 | Hui, Ho Kuen 許浩權 | AGB889 | Rep | 2007-05-19 | |||
| 79 | Hurewitz, Joel Allan | M | AIN756 | Rep | 2004-03-19 | 2006-03-22 | |
| 80 | Izawa, Yukio | AJD623 | Rep | 2003-09-02 | 2004-05-31 | ||
| 81 | Jaycock, Ian Richard | M | AFX745 | Rep | 2004-01-08 | ||
| 82 | Jeong, Joseph Chu | M | AEY997 | Rep | 2003-10-31 | 2005-09-30 | |
| 83 | Kapur, Kanak Kamal 卡普尓金心 | AGL150 | Rep | 2006-12-28 | |||
| 84 | Kennedy, Frank (SFC:AJD477) | M | AJD477 | Rep | 2003-08-25 | 2006-04-10 | |
| 85 | Khanna, Punit | ACE500 | Rep | 2008-12-12 | |||
| 86 | Kim, Yong Chan 金容賛 | AIH348 | Rep | 2004-07-28 | |||
| 87 | King, Hubert Duncan 金汶椿 | M | AES843 | Rep | 2015-06-08 | ||
| 88 | Kong, Rita Yan Yee 江欣兒 | AES247 | Rep | 2011-03-05 | |||
| 89 | Koo, Kevin Hung Yuan 顧弘源 | 36 | M | AFE094 | Rep | 2005-04-27 | |
| 90 | Kwan, Wendy Yok Bing 關玉冰 | F | AEH770 | Rep | 2004-07-06 | 2006-05-30 | |
| 91 | Kwok, Daisy Dik Sze 郭迪思 | F | ALJ957 | Rep | 2004-11-02 | 2010-11-16 | |
| 92 | Kwok, Dickie Tak Kei 郭德祺 | AHL733 | Rep | 2004-07-28 | |||
| 93 | Lai, David Yuk Fai 賴玉輝 | M | ACU419 | Rep | 2004-07-02 | 2017-02-07 | |
| 94 | Lally, Harprit Singh | AHQ837 | Rep | 2005-10-01 | |||
| 95 | Lau, Alexander Yen Hou 劉恩浩 | M | AFM190 | Rep | 2006-06-05 | ||
| 96 | Lau, Humphrey Nam Lung 劉南龍 | M | ALK811 | Rep | 2004-11-08 | 2006-06-16 | |
| 97 | Lau, Karen Ga Yun 劉家欣 | F | AIC041 | Rep | 2007-03-12 | ||
| 98 | Law, Ernest Kwan Hon 羅君瀚 | M | AFT604 | Rep | 2004-08-16 | ||
| 99 | Lee, Chun Wang (SFC:ADJ624) 李俊宏 | ADJ624 | Rep | 2003-04-30 | 2004-07-28 | ||
| 100 | Lee, Frank I-J | M | AJL237 | Rep | 2004-02-10 | 2007-11-15 | |
| 101 | Lee, Jae Young (SFC:AKS659) | AKS659 | Rep | 2004-06-02 | 2006-08-29 | ||
| 102 | Lee, Ming Keung 李明強 | ADJ352 | Rep | 2003-12-09 | 2005-05-03 | ||
| 103 | Lee, Youn Wen | AHA183 | Rep | 2018-11-11 | |||
| 104 | Leong, John Peter Ka Chun 梁家俊 | M | ALG223 | Rep | 2004-09-22 | 2006-04-14 | |
| 105 | Lepinay, Laurent Henri Francois | M | AJC877 | Rep | 2003-08-12 | 2006-03-01 | |
| 106 | Li, Annette Ka Pui 李嘉珮 | F | ADU559 | Rep | 2004-02-01 | ||
| 107 | Li, Ester Joyse Sau Han 李秀嫻 | F | AAV369 | Rep | 2006-07-10 | ||
| 108 | Li, Nelson Siu Sing 李紹成 | M | AAI318 | Rep | 2009-06-13 | ||
| 109 | Li, Sandy Pak Lin 李白蓮 | AFF227 | Rep | 2006-07-10 | |||
| 110 | Li, Zongyi (SFC:ALB938) 李宗沂 | ALB938 | Rep | 2004-08-12 | 2007-08-29 | ||
| 111 | Liedtke, Boris Nikolaj | M | AEP413 | Rep | 2005-03-04 | ||
| 112 | Lim, Catherine Ai Nar 林愛娜 | F | AIJ815 | Rep | 2003-07-27 | ||
| 113 | Ling, Anne Kin Shun 林建純 | F | ACX120 | Rep | 2004-11-30 | 2007-11-07 | |
| 114 | Liu, Sum Ching 廖心澄 | ACC217 | Rep | 2005-01-07 | |||
| 115 | Lo, Ricky Chi Wa 羅志華 | M | ACC653 | Rep | 2010-03-11 | ||
| 116 | Lu, Gloria Yi 陸奕 | 34 | F | ADA784 | Rep | 2003-06-03 | 2007-08-01 |
| 117 | Lui, Gregory Sieu Weng | M | AHA185 | Rep | 2009-03-12 | ||
| 118 | Lui, Jervis Chun Wai 呂俊為 | AHY083 | Rep | 2003-11-14 | 2004-06-24 | ||
| 119 | Ma, Sin Chi 馬善智 | 30 | M | AFQ486 | Rep | 2004-08-09 | 2010-04-20 |
| 120 | MacCarthy, Denis (SFC:AGK114) | AGK114 | Rep | 2003-06-09 | 2004-01-08 | ||
| RO | 2004-01-08 | 2009-12-11 | |||||
| 121 | McCafferty, Gregory Dominic | M | AJF240 | Rep | 2003-10-24 | 2006-11-22 | |
| 122 | Meenan, James Nahor | M | ALI062 | Rep | 2004-10-11 | 2010-04-30 | |
| 123 | Michalik, Thorsten | AJK533 | Rep | 2004-01-26 | 2006-03-01 | ||
| 124 | Miller, Daniel Owen 但米勒 | M | ACU447 | RO | 2009-02-28 | ||
| 125 | Min, Brett Jae | M | AJD743 | Rep | 2003-09-19 | 2005-10-10 | |
| 126 | Mizoguchi, Hironori | AHL612 | Rep | 2004-04-13 | 2008-12-05 | ||
| 127 | Narain, Ravi | AAG780 | Rep | 2010-03-24 | |||
| 128 | Neo, Chye Lian | AFE956 | Rep | 2006-12-31 | |||
| 129 | Ng, Agnes Wing Sum 吳詠芯 | F | AGK088 | Rep | 2004-10-14 | 2005-03-14 | |
| 130 | Ng, Ka Hing (SFC:ACU882) 伍家興 | ACU882 | Rep | 2005-05-10 | |||
| 131 | Nichols, David (SFC:AGJ649) | M | AGJ649 | Rep | 2006-08-11 | ||
| 132 | Nolan, Brian Patrick | M | ADN955 | RO | 2003-06-01 | ||
| 133 | Norris, Jeremy Anthony (SFC:ABM977) | M | ABM977 | Rep | 2005-05-26 | ||
| 134 | Oyson, Michaelangelo De Los Reyes | AJA485 | Rep | 2003-10-24 | 2010-11-11 | ||
| 135 | Pachl, Franz Michael | M | AHS154 | Rep | 2003-06-25 | ||
| 136 | Pak, Quentin 白熲棠 | M | AKP805 | Rep | 2004-05-24 | 2006-05-31 | |
| 137 | Peter, Edouard Fernen | AGO822 | RO | 2005-08-12 | |||
| 138 | Poon, Philip Chung Hein (SFC:AIC797) 潘頌軒 | M | AIC797 | Rep | 2004-07-13 | 2011-02-26 | |
| 139 | Preller, Raoul Gustav | M | AJL240 | Rep | 2004-02-09 | 2006-08-16 | |
| 140 | Primhak, Warren Lee | 40 | M | ADV313 | RO | 2006-12-31 | |
| 141 | Quarmby, Thomas Edward | M | AJL234 | Rep | 2004-02-09 | 2004-09-10 | |
| 142 | Reeves, Andrew James | M | AJK532 | Rep | 2004-01-26 | 2014-02-27 | |
| 143 | Richmond, Blair James | M | AKJ144 | Rep | 2004-04-20 | 2008-01-01 | |
| 144 | Rodgers, Charles Beresford | M | AJL850 | Rep | 2004-02-14 | 2004-05-31 | |
| 145 | Roland, Mathilde Suzanne | AIU423 | Rep | 2004-08-06 | 2005-09-29 | ||
| 146 | Sadler, Simon Peter | 35 | M | AFJ906 | RO | 2004-05-10 | |
| 147 | Sanghi, Keshav Krishna | ACR753 | Rep | 2003-09-01 | |||
| 148 | Sarkis, David | M | AJN346 | Rep | 2004-03-05 | 2004-06-01 | |
| RO | 2004-06-01 | 2005-07-07 | |||||
| 149 | Sayer, David Michael | 28 | M | AFT910 | Rep | 2004-06-10 | 2005-09-12 |
| 150 | See, Buay Lan | AHA574 | Rep | 2004-01-27 | |||
| 151 | Shaw, Natalie Ann | F | AGB890 | Rep | 2003-06-25 | ||
| 152 | Shen, Lyon Li Ang 沈歷昂 | AIB112 | Rep | 2003-07-10 | |||
| 153 | Silveira, Ashley | ADC285 | Rep | 2003-09-01 | |||
| 154 | Sim, Sharon Anne Soo Yee | F | AGH852 | Rep | 2005-07-22 | ||
| 155 | Smaller, Daniel Scott | M | AHF355 | Rep | 2005-06-09 | ||
| 156 | Sohn, Seock Woo | AJB517 | Rep | 2003-07-09 | 2004-04-23 | ||
| 157 | Somera, Ved Kavi | AJM704 | Rep | 2004-02-25 | 2004-10-02 | ||
| Rep | 2004-10-14 | 2006-02-01 | |||||
| 158 | Sue, Kenneth (SFC:AEL989) 蘇其暉 | M | AEL989 | Rep | 2006-03-28 | ||
| 159 | Suen, Ming Chit 孫明哲 | ADC059 | Rep | 2004-03-30 | 2010-08-14 | ||
| 160 | Summerfield, David Angus | M | AEP603 | Rep | 2003-06-26 | ||
| 161 | Szeto, Carissa Carol 司徒加樂 | F | AIU527 | Rep | 2003-05-14 | 2007-11-07 | |
| 162 | Tan, Geok Hua 陳玉華 | AJM691 | Rep | 2004-02-26 | 2004-03-31 | ||
| 163 | Tan, Guat Cheng Maureen | F | AEX047 | Rep | 2008-02-22 | ||
| 164 | Tan, Jushin Kenneth | M | AEX674 | Rep | 2005-01-07 | ||
| 165 | Tay, Mei Yuen | AHC197 | Rep | 2005-04-20 | |||
| 166 | Thacker, Sacha (SFC:AJH223) | AJH223 | Rep | 2003-12-09 | 2005-04-25 | ||
| 167 | Trivedi, Amit Mahendra | AIZ877 | Rep | 2003-06-03 | 2003-09-08 | ||
| 168 | Tsang, Ka Li 曾嘉莉 | AIB690 | Rep | 2004-08-09 | 2012-01-10 | ||
| 169 | Tsang, Yee Mai 曾綺薇 | ABN099 | Rep | 2010-03-11 | |||
| 170 | Tse, Benjamin Bun 謝彬 | M | ACL001 | Rep | 2006-12-29 | ||
| 171 | Tseng Kuo, Juan | AJL228 | Rep | 2004-02-09 | 2004-09-11 | ||
| 172 | Ueyama, Satoshi 植山敏 | M | AJH221 | Rep | 2003-12-09 | 2005-05-03 | |
| 173 | White, Christopher James (SFC:ACS947) | M | ACS947 | Rep | 2004-07-19 | 2014-11-18 | |
| 174 | Whitfield, Charles Bernard Francis 查韋斐 | M | AGL896 | Rep | 2006-05-09 | ||
| 175 | Wijaya, Annie | F | AHI788 | Rep | 2006-04-24 | ||
| 176 | Wong, Ka Hong 黃家康 | AIH625 | Rep | 2004-09-24 | |||
| 177 | Wong, Kenneth Kin 黃健 | M | ACB812 | RO | 2004-06-12 | ||
| 178 | Wong, Timothy Tin Wai 黃天維 | M | AFS526 | Rep | 2004-04-15 | 2008-09-18 | |
| 179 | Wong, Tsz Kin (SFC:ALA499) 王子健 | ALA499 | Rep | 2004-12-16 | 2013-02-01 | ||
| 180 | Woo, Janet Fong Fong 胡渢渢 | F | AEM866 | Rep | 2019-07-08 | ||
| 181 | Woo, Lam Hay 胡林熙 | AAB005 | Rep | 2007-07-21 | |||
| 182 | Woo, Mei Wah 吳美華 | ADB589 | Rep | 2006-08-11 | |||
| 183 | Wood, Graham Douglas (SFC:AKT391) | M | AKT391 | Rep | 2004-06-07 | 2011-06-07 | |
| 184 | Woods, Duncan Robert | M | AJH224 | Rep | 2003-12-09 | 2004-11-04 | |
| 185 | Wu, Isabella Ke 吳柯 | F | ACK248 | Rep | 2004-04-23 | ||
| 186 | Yang, Yu (SFC:ALD507) 楊煜 | ALD507 | Rep | 2004-08-25 | 2005-03-29 | ||
| 187 | Yau, Sheung Kam 邱湘琴 | ADJ799 | Rep | 2004-09-14 | |||
| 188 | Yeoh, Wee Khee David 姚崇照 | M | AIB930 | Rep | 2007-05-09 | ||
| 189 | Yongkittikul, Kittiphongse 馬俊琦 | AKY468 | Rep | 2004-07-19 | 2006-12-31 | ||
| 190 | Yoon, Jerry Chan 尹燦 | M | AHA576 | Rep | 2004-04-01 | ||
| 191 | Yu, Bella Hoi Ying 余凱凝 | AEW911 | Rep | 2004-03-09 | 2004-05-31 | ||
| 192 | Zhao, Chunhua 趙春花 | ALF611 | Rep | 2004-09-13 | 2009-11-06 | ||
| 193 | Zuo, Jie (SFC:AKP468) 左杰 | AKP468 | Rep | 2004-05-19 | 2005-03-14 | ||
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