Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Alexander, Charles Alan Heathcote | 53 | M | RO | 2009-07-28 | 2010-06-03 |
| 2 | Andrew, Timothy William | M | Rep | 2010-02-02 | 2011-07-20 | |
| 3 | Arai, Fumiko Bonnie 荒井富美子 | Rep | 2005-06-03 | |||
| 4 | Au, Andrew (SFC:AGA691) 歐子健 | M | Rep | 2003-05-29 | ||
| Rep | 2005-01-20 | 2010-03-22 | ||||
| 5 | Auchecorne, Julien Daniel Patrick | M | Rep | 2007-08-15 | 2010-04-08 | |
| 6 | Austin, Gregory Charles | M | Rep | 2004-04-23 | 2008-02-18 | |
| Rep | 2009-09-08 | 2010-02-04 | ||||
| 7 | Babington, Brooke Marie | F | Rep | 2005-02-24 | 2007-02-17 | |
| 8 | Bagnall, Andrew Edward James | M | Rep | 2004-08-21 | ||
| 9 | Bhandari, Sundeep | RO | 2010-07-26 | 2011-02-01 | ||
| 10 | Brink, Natalie Ann | F | Rep | 2009-11-17 | 2015-01-08 | |
| 11 | Brookhouse, Simon Douglas | 48 | M | Rep | 2010-08-11 | 2010-10-13 |
| 12 | Cao, Qi (SFC:ANH530) 操琦 | Rep | 2006-04-24 | 2008-06-19 | ||
| 13 | Carey, Andre' Lionel | M | Rep | 2003-12-22 | 2004-10-04 | |
| 14 | Chai, Denise Sara 蔡龍姬 | F | RO | 2005-06-08 | ||
| 15 | Chan, Catherine Sei Wing 陳思穎 | F | Rep | 2007-07-04 | 2010-03-22 | |
| 16 | Chan, Edmund Wai Hung 陳偉雄 | M | Rep | 2006-04-07 | 2008-05-20 | |
| RO | 2008-05-20 | 2009-02-10 | ||||
| 17 | Chan, Eric Kai Wah 陳啟華 | M | RO | 2014-03-29 | ||
| 18 | Chan, Grant 陳國柱 | Rep | 2005-03-21 | 2007-08-17 | ||
| 19 | Chan, John Yui Fung 陳銳峰 | M | Rep | 2006-09-13 | 2010-03-22 | |
| 20 | Chan, Ka Hung (SFC:AOA854) 陳嘉鴻 | Rep | 2006-10-12 | 2010-06-25 | ||
| 21 | Chan, Ka Wang Karen 陳嘉詠 | F | Rep | 2005-03-15 | 2007-04-28 | |
| 22 | Chan, Rebecca Wai Ying (SFC:AMF214) 陳慧瑩 | F | Rep | 2006-05-09 | 2007-03-30 | |
| 23 | Chan, Stephen Shek Kei 陳碩基 | M | Rep | 2005-04-21 | 2006-03-08 | |
| 24 | Chan, Wai Hung (SFC:AHT430) 陳偉雄 | Rep | 2007-05-28 | 2009-02-10 | ||
| 25 | Chang, Alexander Paul 張明波 | M | Rep | 2005-05-13 | 2006-10-07 | |
| 26 | Chen, Eric Kay 陳柏甫 | M | Rep | 2009-06-26 | 2017-01-31 | |
| 27 | Chen, Jason Chun Tung 程振東 | 26 | M | Rep | 2010-06-03 | 2015-01-08 |
| 28 | Chen, Lawrence Yung 鄭勇 | M | Rep | 2008-04-25 | 2010-03-22 | |
| 29 | Chen, Michael I-Chun 陳懿群 | M | Rep | 2005-01-25 | 2009-08-11 | |
| 30 | Chen, Yan (SFC:ALZ159) 陳彥 | Rep | 2006-09-25 | 2010-03-22 | ||
| 31 | Chen, Zhong Wei 陳仲偉 | Rep | 2006-11-10 | 2007-06-02 | ||
| 32 | Cheng, Ada Tung Ying 鄭東熒 | F | Rep | 2005-03-15 | 2006-09-09 | |
| 33 | Cheng, Kin Man (SFC:AHM208) 鄭健民 | Rep | 2006-04-07 | 2008-07-24 | ||
| RO | 2008-07-24 | 2010-05-07 | ||||
| 34 | Cherian, Ajay Kurian | Rep | 2006-04-14 | |||
| 35 | Cheung, Bernard Ting Kin 張廷堅 | M | Rep | 2010-07-28 | 2015-01-08 | |
| 36 | Cheung, James Kwok Lung 張國龍 | M | Rep | 2006-10-11 | 2008-09-08 | |
| RO | 2008-09-08 | 2014-07-15 | ||||
| 37 | Cheung, Jamie Tei Sing 莊棣盛 | 40 | M | Rep | 2003-10-02 | 2005-05-04 |
| 38 | Cheung, Kwok Yuen 張國源 | Rep | 2006-09-11 | 2008-06-26 | ||
| 39 | Cheung, Philip Yin Loong 張恩龍 | M | Rep | 2005-11-03 | 2010-07-28 | |
| 40 | Cho, Cheul Soo | Rep | 2007-06-27 | 2010-03-22 | ||
| 41 | Chou, Chuk Nam (SFC:AMF746) 周速楠 | M | Rep | 2008-04-11 | 2013-05-17 | |
| 42 | Chou, Jaime Yun Cheng 周運成 | Rep | 2005-12-12 | 2006-08-15 | ||
| 43 | Chu, John Paul Yeong Keng 徐永鏗 | M | Rep | 2004-05-21 | 2004-06-11 | |
| RO | 2004-06-11 | 2015-01-08 | ||||
| 44 | Chun, Angela Ka Yee 秦嘉兒 | F | Rep | 2007-03-12 | 2007-03-24 | |
| 45 | Coleman, Andrew Jonathan | M | Rep | 2009-09-30 | 2014-08-01 | |
| 46 | Coxeter, Simon John | M | Rep | 2004-10-15 | 2006-03-04 | |
| 47 | Douglas, David Archibald | M | Rep | 2009-06-24 | 2009-08-07 | |
| RO | 2009-08-07 | 2013-02-01 | ||||
| 48 | Eng, Matthew Hunkee 伍恆基 | M | Rep | 2010-01-22 | 2011-10-03 | |
| 49 | Fan, Cliff Kuang Cheng 樊光正 | Rep | 2006-01-16 | 2006-12-16 | ||
| 50 | Fung, Ka Lun (SFC:AGH854) 馮嘉倫 | Rep | 2004-10-06 | 2006-08-25 | ||
| 51 | Garrick, Jonathan | M | Rep | 2004-11-10 | ||
| 52 | Goldie, Benjamin James | M | Rep | 2003-09-08 | 2004-03-29 | |
| 53 | Gonzalez, Rico Ma. Antonio L. | M | Rep | 2003-08-26 | ||
| 54 | Griffin, Alistair John Barrie | 43 | M | RO | 2009-09-12 | |
| 55 | Gu, Xiaoying 顧曉瑩 | Rep | 2010-01-18 | 2011-04-20 | ||
| 56 | Guinness, Christopher Edward Howard | 47 | M | Rep | 2004-10-28 | 2006-03-24 |
| 57 | Gunn, Magnus | Rep | 2009-07-28 | 2009-09-23 | ||
| RO | 2009-09-23 | 2010-03-22 | ||||
| 58 | Guo, Jin (SFC:APL205) 郭瑾 | 42 | M | Rep | 2007-08-20 | 2009-09-23 |
| 59 | Haigh, Martin Jonathan David | 41 | M | Rep | 2004-12-21 | 2010-07-28 |
| RO | 2010-07-28 | 2011-04-28 | ||||
| 60 | He, Jun (SFC:AFT098) 何軍 | Rep | 2006-08-29 | |||
| 61 | Ho, Brian Pak Chuen 何百全 | 37 | M | Rep | 2007-06-12 | 2008-12-09 |
| RO | 2008-12-09 | 2012-08-15 | ||||
| 62 | Ho, Chun Yan (SFC:AVS082) 何俊仁 | Rep | 2010-08-16 | 2015-10-27 | ||
| 63 | Ho, Kenneth Shiu Pong 何兆邦 | M | Rep | 2005-06-09 | 2012-03-15 | |
| 64 | Ho, Kit Ling 何潔玲 | Rep | 2005-05-03 | 2010-01-29 | ||
| 65 | Hong, Dae Suk 洪大錫 | Rep | 2007-02-14 | 2010-03-22 | ||
| 66 | Hong, Kwang Pyo (SFC:ATL729) | Rep | 2009-08-10 | 2010-03-22 | ||
| 67 | Hsu, Duff Karman 徐嘉文 | 43 | M | RO | 2009-06-30 | |
| 68 | Hsu, Joseph Kar Hing 許家興 | 46 | M | Rep | 2006-05-08 | 2007-02-05 |
| RO | 2007-02-05 | 2010-09-10 | ||||
| 69 | Hsu, Philip Kar Yeung 許家揚 | M | Rep | 2010-06-10 | ||
| 70 | Hua, Fengmao 華風茂 | 42 | M | Rep | 2003-07-23 | |
| 71 | Huang, Dawei (SFC:AUV855) 黃大為 | Rep | 2010-03-05 | 2015-01-08 | ||
| 72 | Hui, Ole Hiu Tung 許曉東 | Rep | 2008-09-29 | 2010-03-22 | ||
| 73 | Hung, Shing Ming 洪誠明 | 34 | M | Rep | 2003-12-08 | 2004-04-26 |
| 74 | Hunt, Christopher John (SFC:ACH775) | M | Rep | 2005-07-04 | 2005-09-08 | |
| RO | 2005-09-08 | 2009-01-30 | ||||
| 75 | Huo, Ran (SFC:AOI875) 霍然 | Rep | 2008-07-21 | 2010-03-22 | ||
| 76 | Iu, Jonathan Dominic Wai Ching 姚偉程 | M | Rep | 2003-10-13 | 2004-07-14 | |
| 77 | Kam, Stephen Cheuk Hang 甘卓亨 | M | Rep | 2010-04-28 | 2015-01-08 | |
| 78 | Kao, Richard 高敬倫 | M | Rep | 2009-06-26 | 2010-02-25 | |
| RO | 2010-02-25 | 2015-01-08 | ||||
| 79 | Kim, Dae Wook 金大煜 | Rep | 2004-08-16 | 2006-03-04 | ||
| 80 | Klainguti, Andreas Giorgio | Rep | 2010-01-29 | 2010-04-12 | ||
| RO | 2010-04-12 | 2011-08-08 | ||||
| 81 | Kwok, Justin Hoi Chuen 郭凱銓 | M | Rep | 2007-05-31 | 2011-10-13 | |
| 82 | Kwong, Derek Ka Lok 鄺家樂 | M | Rep | 2003-05-19 | 2006-06-30 | |
| 83 | Kwong, Wilson Wai Sun 鄺偉信 | 45 | M | RO | 2003-12-01 | |
| 84 | Lai, Dennis Yiu Cheung 黎耀章 | M | Rep | 2003-05-17 | ||
| 85 | Lai, Teresa Francesca Wing Sze 賴詠詩 | F | Rep | 2003-12-18 | 2004-06-16 | |
| 86 | Lam, Clifford Kwan Mo 林君慕 | Rep | 2005-07-27 | |||
| 87 | Lam, Clive King Kui 林景駒 | M | Rep | 2009-12-08 | 2012-04-10 | |
| 88 | Lam, Francois Henri 林志雄 | M | Rep | 2010-03-11 | 2016-04-01 | |
| 89 | Lam, Pui Fan (SFC:AUK448) 林佩芬 | Rep | 2009-12-30 | 2017-01-31 | ||
| 90 | Lau, Abbott Sik Kwong 劉錫光 | Rep | 2015-01-08 | |||
| 91 | Lau, Tony Yik Tung 劉奕彤 | M | Rep | 2009-12-07 | 2015-04-27 | |
| 92 | Law, Siu Cheung 羅肇翔 | Rep | 2003-08-04 | 2005-01-11 | ||
| 93 | Lee, Sang Me | Rep | 2009-05-18 | 2009-06-25 | ||
| 94 | Leung, Donald Kwok Kit 梁國傑 | M | Rep | 2006-04-18 | 2008-09-30 | |
| RO | 2008-09-30 | 2009-02-10 | ||||
| 95 | Li, Anthony Sze-Long 李思朗 | M | Rep | 2009-12-30 | 2010-07-11 | |
| 96 | Li, Hui (SFC:ATX931) 李輝 | Rep | 2009-10-14 | 2011-04-11 | ||
| 97 | Lin, Stella | F | Rep | 2010-07-20 | 2013-03-04 | |
| 98 | Lloyd, Jonathan Ceri | M | Rep | 2008-05-05 | 2009-03-07 | |
| 99 | Lo, Siu Kit (SFC:AOA396) 羅肇傑 | Rep | 2006-10-05 | 2009-02-10 | ||
| 100 | Lok, Chun Sing 樂震聲 | Rep | 2006-10-05 | 2009-02-10 | ||
| 101 | Lung, Alice Man Han 龍敏嫻 | F | Rep | 2007-03-05 | 2011-03-14 | |
| 102 | Ma, Kenneth Ngai Keung 馬毅強 | 42 | M | Rep | 2009-09-30 | |
| 103 | Martigny, Florian Armand Julien | 36 | M | Rep | 2006-10-23 | 2013-06-04 |
| 104 | McAlinden, Barry (SFC:APF630) | M | Rep | 2010-01-26 | 2014-02-27 | |
| 105 | McCartney, John Andrew Gibson | M | Rep | 2004-06-10 | ||
| 106 | McFerran, Jack Howard Egar | M | Rep | 2004-03-01 | ||
| 107 | McKeever, Stephen James | M | Rep | 2009-12-04 | 2013-07-16 | |
| 108 | Meens, Lodewijk Conrard Bernard Joost | M | Rep | 2009-10-08 | 2010-01-13 | |
| RO | 2010-01-13 | 2020-07-20 | ||||
| 109 | Mok, Joseph 莫鎧丞 | M | Rep | 2009-12-03 | 2012-03-26 | |
| 110 | Ng, Fanny Ho Man 吳皓敏 | F | Rep | 2007-05-21 | 2009-11-01 | |
| 111 | Ng, Rowena See Wai 吳思煒 | 48 | F | Rep | 2004-05-14 | 2004-06-02 |
| RO | 2004-06-02 | 2006-12-20 | ||||
| 112 | Ng, Stephen Wing Leung 吳永亮 | M | Rep | 2006-05-20 | ||
| 113 | Ngai, Michael Ming Tak 魏明德 | 43 | M | Rep | 2004-10-06 | |
| RO | 2004-10-06 | 2006-04-17 | ||||
| 114 | O'Brien, Peter Terence Vincent | M | Rep | 2005-06-06 | 2010-03-22 | |
| 115 | Orders, Jonathan Oliver Darcy 奧迪士 | 53 | M | Rep | 2009-10-02 | 2010-01-01 |
| 116 | Ou Yang, Wei 歐陽葳 | Rep | 2008-06-10 | 2010-03-22 | ||
| 117 | Pak, James Jinsung | M | Rep | 2009-06-30 | 2009-09-04 | |
| RO | 2009-09-04 | 2012-07-04 | ||||
| 118 | Pang, Wing Yan (SFC:AQL248) 彭永欣 | Rep | 2008-02-13 | 2012-08-16 | ||
| 119 | Peh, Chong Ghee 白仲儀 | Rep | 2004-02-27 | 2006-06-05 | ||
| 120 | Poh, Tze Hua 傅子華 | Rep | 2010-01-18 | 2013-01-14 | ||
| 121 | Poulton, Eleanor Jane | F | Rep | 2005-09-13 | 2010-05-19 | |
| 122 | Pu, Jennifer 蒲心怡 | F | Rep | 2009-08-28 | 2010-06-01 | |
| 123 | Pu, Yonghao 浦永灝 | 53 | M | Rep | 2003-09-08 | 2004-06-30 |
| 124 | Qin, Xiao (SFC:AOY193) 秦瀟 | Rep | 2010-03-12 | 2012-08-15 | ||
| 125 | Quah, Chiang Ming (SFC:AER425) 柯江明 | Rep | 2004-07-30 | |||
| 126 | Rhee, Hae Young 李海姈 | Rep | 2005-09-20 | 2006-10-07 | ||
| 127 | See, Shi Hui 施旭輝 | Rep | 2007-05-04 | 2010-03-22 | ||
| 128 | Seo, Hyunjung 徐弦廷 | Rep | 2004-10-07 | 2006-08-05 | ||
| 129 | Shao, Xiaobo Sara | F | Rep | 2010-06-01 | 2012-03-16 | |
| 130 | Shen, Christopher Guantin 沈冠廷 | M | Rep | 2009-12-10 | 2011-12-02 | |
| 131 | Shi, Guangyuan (SFC:ANK749) 石光遠 | Rep | 2006-05-24 | 2009-08-14 | ||
| 132 | Stone, Richard Neil | M | Rep | 2010-07-27 | 2015-01-08 | |
| 133 | Tam, Chi Kwan 譚志均 | Rep | 2014-03-01 | |||
| 134 | Tan, Alvin Sabino Sy | M | Rep | 2005-01-14 | 2010-03-22 | |
| 135 | Tan, May Siew Boi 陳秀梅 | 55 | F | RO | 2017-02-28 | |
| 136 | Teng, Kai-Ling 鄧凱菱 | Rep | 2007-06-25 | 2010-03-22 | ||
| 137 | Tsang, Hing Yee (SFC:ACB417) 曾慶儀 | Rep | 2003-06-16 | |||
| 138 | Tsang, Jeffrey Hin Jone 曾憲忠 | M | Rep | 2006-03-27 | 2010-03-22 | |
| 139 | Tsang, Tak Chi 曾德芝 | Rep | 2007-06-01 | 2009-02-10 | ||
| 140 | Tsaur, En-hua 曹恩華 | Rep | 2009-12-03 | 2013-09-23 | ||
| 141 | Tseung, Kenneth Yuk Hei 蔣旭熙 | 45 | M | Rep | 2009-12-01 | 2010-03-30 |
| RO | 2010-03-30 | 2012-03-19 | ||||
| 142 | Tso, Kevin Key Man 曹繼敏 | M | Rep | 2004-05-10 | 2008-06-30 | |
| 143 | Tsoi, Yiu Ting 蔡耀庭 | 38 | M | Rep | 2004-02-23 | 2006-07-11 |
| 144 | Tsui, Horace Ho 徐豪 | M | Rep | 2003-04-14 | ||
| 145 | Wang, Xu (SFC:AUB753) 汪旭 | Rep | 2009-11-10 | 2011-07-19 | ||
| 146 | Warr, Alastair Charles | M | Rep | 2009-03-14 | ||
| 147 | Welch, Thomas Andrew | M | Rep | 2010-07-22 | 2014-11-01 | |
| 148 | Wilkinson, Sasha Michelle | F | Rep | 2006-05-08 | 2008-03-20 | |
| 149 | Wills, Michael David Kenneth | 50 | M | RO | 2005-03-29 | |
| 150 | Wong, Ming Lok (SFC:AAF339) 黃明樂 | Rep | 2005-07-27 | |||
| 151 | Wong, Oi Kwan 黃愛群 | Rep | 2005-10-05 | |||
| 152 | Wu, Jun Tung 胡震東 | Rep | 2005-03-02 | 2010-03-22 | ||
| 153 | Wu, Po Sing 胡寶聲 | Rep | 2010-04-23 | 2013-03-07 | ||
| 154 | Xu, Xiaohui (SFC:AOA592) 徐曉慧 | Rep | 2009-08-06 | 2015-01-08 | ||
| 155 | Xu, Yan (SFC:AHX553) 許彥 | 38 | M | Rep | 2004-03-01 | |
| Rep | 2007-11-27 | 2010-04-24 | ||||
| 156 | Yang, Guang (SFC:APO056) 楊光 | Rep | 2007-08-31 | 2008-06-12 | ||
| 157 | Yang, Huiyan (SFC:ANB375) 楊慧妍 | F | Rep | 2007-08-01 | 2010-03-22 | |
| 158 | Yang, Weizi 楊微子 | Rep | 2009-12-16 | 2012-03-26 | ||
| 159 | Ye, Lin (SFC:AOA395) 葉林 | Rep | 2006-10-05 | 2010-03-22 | ||
| 160 | Yew, Andric Yat On 姚逸安 | 39 | M | Rep | 2003-06-23 | 2007-08-20 |
| RO | 2007-08-20 | 2009-12-30 | ||||
| 161 | Yim, Eric Ying Yee 嚴英宜 | M | Rep | 2015-01-08 | ||
| 162 | Yu, Glenda Shuk Man 余淑雯 | Rep | 2006-07-19 | 2008-04-02 | ||
| 163 | Yu, Yinghua 於穎華 | Rep | 2010-02-02 | 2016-12-13 | ||
| 164 | Yuen, Leslie Hu Tone 袁曉東 | Rep | 2009-12-23 | 2015-01-08 | ||
| 165 | Zhao, Xin (SFC:AMM491) 趙昕 | Rep | 2006-08-01 | 2010-03-22 | ||
| 166 | Zhu, Derek Clarence You Cheng | M | Rep | 2003-10-02 | 2004-10-01 |
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