LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Adair, John Joseph | M | ADR043 | Rep | 2007-05-30 | 2008-09-29 | |
| 2 | Arnaudy, Anthony John | M | AMH715 | Rep | 2005-08-01 | 2008-09-29 | |
| 3 | Bertsch, Martin (SFC:APC693) | M | APC693 | Rep | 2007-06-22 | 2008-09-29 | |
| 4 | Bolon, Jonathan Quinn | M | ARH276 | Rep | 2008-07-14 | 2008-09-29 | |
| 5 | Bowmer Iii, William Sterett | M | AEB024 | Rep | 2004-07-23 | ||
| 6 | Camguilhem, Thibaut Jean-Manuel | AOV764 | Rep | 2008-08-08 | 2008-09-29 | ||
| 7 | Chan, Shirley Mei Fung 陳美鳳 | F | AEC087 | Rep | 2008-09-29 | ||
| 8 | Chang, Lu Lu 張路路 | ANT454 | Rep | 2006-08-07 | 2008-09-29 | ||
| 9 | Chang, Randy Chung-Hsia 張崇夏 | M | AFV847 | Rep | 2007-08-30 | 2008-09-29 | |
| 10 | Chang, Wei-Chun 張維君 | AQM403 | Rep | 2008-02-14 | 2008-09-29 | ||
| 11 | Chau, Kenneth Yiu Man 周耀文 | M | AGV336 | Rep | 2008-05-21 | 2008-09-29 | |
| 12 | Cheung, Andy Hoi Tai 張海泰 | ARM308 | Rep | 2008-08-29 | 2008-09-29 | ||
| 13 | Cheung, Edward Tze Loong 張澤龍 | M | AGM506 | Rep | 2004-08-06 | 2008-05-21 | |
| 14 | Choi, Hye Jin | APG513 | Rep | 2007-07-18 | 2008-09-29 | ||
| 15 | Choi, Jae Joon | APJ346 | Rep | 2007-08-21 | 2008-09-29 | ||
| 16 | Chong, Kenny 莊嘉麟 | M | AOV191 | Rep | 2007-04-20 | 2008-09-29 | |
| 17 | Chong, Marco Chun Wah 張俊華 | M | ACU390 | Rep | 2006-04-07 | 2008-09-29 | |
| 18 | Choon, Yew Khee 秦耀奇 | 40 | M | AFR464 | Rep | 2006-07-25 | 2008-03-05 |
| 19 | Chung, Kah Yi | ANU763 | Rep | 2007-05-22 | 2008-04-17 | ||
| 20 | Cipresso, Michael Armond | M | APZ644 | Rep | 2007-11-12 | 2007-12-22 | |
| 21 | Co, Liza Yap | AGA423 | Rep | 2004-10-12 | 2005-04-20 | ||
| 22 | Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 | ADZ871 | Rep | 2008-09-29 | |||
| 23 | Dasgupta, Anindya (SFC:ARA886) | ARA886 | Rep | 2008-05-20 | 2008-09-29 | ||
| 24 | Di Iorio, Michael Anthony | M | AQA804 | Rep | 2007-11-22 | 2008-09-29 | |
| 25 | Ding, Yong (SFC:APP054) 丁勇 | APP054 | Rep | 2007-09-13 | 2008-09-29 | ||
| 26 | Doe, Jocelyn Jee Eun | AOD001 | Rep | 2006-11-01 | 2008-09-29 | ||
| 27 | Douglas, David Archibald | M | AMF013 | Rep | 2005-07-06 | 2006-01-09 | |
| RO | 2006-01-09 | 2008-08-06 | |||||
| 28 | Feldkamp, Geoffrey Frederick | M | AQJ780 | Rep | 2008-01-30 | 2008-09-29 | |
| 29 | Feng, Shuang 馮爽 | AQF257 | Rep | 2008-01-04 | 2008-09-29 | ||
| 30 | Filotti, Marie Despina Elisabeth | F | AOP101 | Rep | 2007-02-22 | 2008-09-29 | |
| 31 | Fletcher, Luke (SFC:AIL062) | M | AIL062 | Rep | 2007-05-25 | 2008-09-29 | |
| 32 | Fok, Chung Yin 霍聰賢 | APH488 | Rep | 2007-07-27 | 2008-09-29 | ||
| 33 | Fok, Kee Hung 霍基雄 | ABC138 | Rep | 2007-08-29 | |||
| 34 | Fung, Selina Suk Han 馮淑嫻 | F | ANG453 | Rep | 2006-04-04 | 2008-09-29 | |
| 35 | Fung, William Ching Ho 馮正可 | 29 | M | ALR680 | Rep | 2005-02-01 | 2008-09-29 |
| 36 | Gerhart, David Charles | M | APH429 | Rep | 2007-07-20 | 2007-11-20 | |
| 37 | Goff, John Swafford | M | AHS150 | Rep | 2008-06-06 | 2008-09-29 | |
| 38 | Halliwell, Thomas Alan | M | ANL835 | Rep | 2007-05-14 | 2008-09-29 | |
| 39 | Haskamp, Michael Oliver (SFC:AQN412) 何敏行 | M | AQN412 | Rep | 2008-02-22 | 2008-09-29 | |
| 40 | Hemmings, Lee Kerry | AFK088 | Rep | 2007-07-03 | 2008-03-03 | ||
| RO | 2008-03-03 | 2008-09-29 | |||||
| 41 | Highfield, Tucker Montana | AIQ970 | Rep | 2003-04-16 | 2004-05-25 | ||
| 42 | Ho, Alexander Da Yung | M | ARM307 | Rep | 2008-08-27 | 2008-09-29 | |
| 43 | Ho, Catherine Kai-Yung 何開容 | F | APJ993 | Rep | 2007-08-14 | 2008-09-29 | |
| 44 | Holt, Sue Lin | F | AJK539 | Rep | 2004-02-18 | 2008-09-29 | |
| 45 | Hong, Joonkee 洪俊基 | AJX178 | Rep | 2005-04-15 | 2008-09-29 | ||
| 46 | Jain, Varnit | AQG685 | Rep | 2008-01-10 | 2008-09-29 | ||
| 47 | Karoonyavanich, Anuruk | AHX011 | Rep | 2007-04-12 | 2008-09-29 | ||
| 48 | Kee, Tang Seng | AEC763 | Rep | 2003-08-20 | 2006-04-10 | ||
| RO | 2006-04-10 | 2008-09-29 | |||||
| 49 | Khachatryan, Astghik (SFC:APL794) | APL794 | Rep | 2007-08-27 | 2008-09-29 | ||
| 50 | Kim, Hong Il (SFC:AQT254) 金洪溢 | AQT254 | Rep | 2008-04-03 | 2008-09-29 | ||
| 51 | Kim, Susan Eun | F | AIB938 | Rep | 2008-08-14 | 2008-09-29 | |
| 52 | Kinnear-Nock, Scott William | 42 | M | AFH089 | Rep | 2008-05-16 | 2008-09-29 |
| 53 | Koenen, Austin Voorhees Jr | AQA803 | Rep | 2007-11-27 | 2008-09-29 | ||
| 54 | Koh, Poh Soon (SFC:ACJ606) | ACJ606 | Rep | 2003-04-22 | |||
| 55 | Koo, Ginam | ARB440 | Rep | 2008-05-26 | 2008-09-29 | ||
| 56 | Lachs, Jessica Lee | F | AQL411 | Rep | 2008-02-06 | 2008-07-06 | |
| 57 | Lai, Wai Tsz 黎慧慈 | ACU891 | Rep | 2003-10-13 | 2007-05-14 | ||
| 58 | Lalgudi Gurumurthy, Madhu Subramanian | APK589 | Rep | 2007-08-16 | 2008-09-29 | ||
| 59 | Lam, David Tai Yuen 林大源 | M | ADJ557 | Rep | 2006-03-28 | ||
| RO | 2006-03-28 | 2008-09-29 | |||||
| 60 | Lam, Lana Chuk Nga 林竹雅 | AFQ736 | Rep | 2007-08-10 | 2008-05-21 | ||
| 61 | Lance, Robert Waldo | M | AEL830 | Rep | 2003-04-23 | 2003-12-12 | |
| RO | 2003-12-12 | 2004-07-11 | |||||
| Rep | 2004-07-20 | 2005-06-24 | |||||
| RO | 2005-06-24 | 2006-02-24 | |||||
| 62 | Lau, Joseph Han Wai 劉恆瑋 | M | AGH168 | Rep | 2007-07-04 | 2008-09-29 | |
| 63 | Law, Karen Yik Ki 羅亦琦 | F | AOB715 | Rep | 2006-10-23 | 2008-09-29 | |
| 64 | Lee, Calvin Chi Toa 李智滔 | M | AMY049 | Rep | 2007-08-01 | 2008-09-29 | |
| 65 | Lee, Chin Keng 李俊慶 | APH298 | Rep | 2007-07-23 | 2008-09-10 | ||
| 66 | Lee, Dennis Pui Yan 李沛欣 | M | AOS008 | Rep | 2007-03-14 | 2008-09-29 | |
| 67 | Lee, Edward Yuan Tse 李淵智 | M | AGF152 | Rep | 2005-06-29 | ||
| 68 | Lee, Joseph Won | M | ANB457 | Rep | 2007-10-02 | 2008-09-29 | |
| 69 | Lee, Karen Kar Woon 李嘉媛 | F | AQI268 | Rep | 2008-01-16 | 2008-09-29 | |
| 70 | Lee, Suh Yung | AOG294 | Rep | 2006-11-29 | 2008-04-16 | ||
| 71 | Leung, Helen (SFC:AOP097) 梁浩雯 | F | AOP097 | Rep | 2007-02-22 | 2008-03-20 | |
| 72 | Leung, Jackson Cheuk Shun 梁卓信 | M | ANQ293 | Rep | 2006-07-11 | 2008-09-29 | |
| 73 | Leung, Jenkin Ching Kei 梁正己 | 46 | M | AFF887 | RO | 2004-10-13 | 2005-07-28 |
| 74 | Leung, Sandy Wai Sum 梁慧心 | ARO146 | Rep | 2008-09-01 | 2008-09-29 | ||
| 75 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 29 | M | AKR467 | Rep | 2008-05-30 | 2008-09-29 |
| 76 | Li, Cherry Sin King 李倩琼 | F | AOB713 | Rep | 2006-10-23 | 2008-03-20 | |
| 77 | Lim, James Teik Beng | 37 | M | AOS215 | Rep | 2007-03-16 | 2008-09-29 |
| 78 | Lim, Terence Seng Chong 林成忠 | M | ANK153 | Rep | 2006-05-17 | 2008-09-29 | |
| 79 | Lin, Xin (SFC:AMJ471) 林鑫 | AMJ471 | Rep | 2005-08-15 | 2008-09-29 | ||
| 80 | Lo, Yue Hin 羅宇軒 | ANB463 | Rep | 2008-08-08 | 2008-09-29 | ||
| 81 | Loh, Adrian Jenn Yeh | M | ANE752 | Rep | 2006-05-26 | 2007-03-19 | |
| 82 | Luk, Sylvia Ching Yan 陸靜茵 | F | AED614 | Rep | 2005-01-14 | 2005-10-14 | |
| Rep | 2005-11-25 | 2008-09-29 | |||||
| 83 | Mak, Hin Chun 麥顯俊 | M | APL244 | Rep | 2007-08-22 | 2008-09-29 | |
| 84 | Mak, Marian Yuen Man 麥沅雯 | F | AID159 | Rep | 2005-03-10 | 2007-04-10 | |
| 85 | Mar, Johnson | M | ADR669 | RO | 2008-09-29 | ||
| 86 | Murray, Hugh Mcpherson Lathrop | APU514 | Rep | 2007-10-12 | 2008-09-29 | ||
| 87 | Ng, Bosco Yan Lam 吳欣霖 | ARJ836 | Rep | 2008-08-01 | 2008-09-29 | ||
| 88 | Nichols, David (SFC:AGJ649) | M | AGJ649 | RO | 2007-10-23 | 2008-09-29 | |
| 89 | Nicot, Cynthia (SFC:APJ348) | F | APJ348 | Rep | 2007-08-03 | 2008-09-29 | |
| 90 | Nirmalananda, Logan Siva | AJO315 | Rep | 2004-03-19 | 2007-05-14 | ||
| 91 | Noble, Scott Clifford | M | APR259 | Rep | 2007-09-20 | 2008-09-29 | |
| 92 | O'Meara, Christopher James Sidney | M | AFQ412 | Rep | 2003-04-24 | 2006-04-28 | |
| RO | 2006-04-28 | 2006-11-27 | |||||
| Rep | 2006-11-27 | 2008-09-29 | |||||
| 93 | Oh, Seung Joo 吳昇宙 | ALJ848 | Rep | 2004-11-01 | 2005-06-17 | ||
| 94 | Ong, Simon Wui Shiang | M | AOV039 | Rep | 2007-04-25 | 2008-09-29 | |
| 95 | Pai, Arun Madhavaraya | M | APK590 | Rep | 2007-08-16 | 2007-09-24 | |
| 96 | Paine, David L | M | ADH929 | Rep | 2008-09-29 | ||
| 97 | Pang, Yan 龐艷 | APG361 | Rep | 2007-07-13 | 2008-09-29 | ||
| 98 | Penton, Dominic Jon (SFC:ABM263) | M | ABM263 | RO | 2003-09-04 | ||
| Rep | 2003-09-10 | 2004-03-15 | |||||
| RO | 2004-03-15 | 2005-05-05 | |||||
| 99 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2004-05-14 | 2006-04-11 | |
| 100 | Poon, Kenneth Sin Ming 潘羨明 | M | AAE547 | Rep | 2003-10-09 | ||
| 101 | Qiu, Lin (SFC:AOQ538) 邱林 | AOQ538 | Rep | 2007-03-02 | 2008-09-29 | ||
| 102 | Ramsey, Michael Ryan | M | ALW391 | Rep | 2007-06-01 | 2008-09-29 | |
| 103 | Robinson, Paul Allan | M | ARB932 | Rep | 2008-05-27 | 2008-08-27 | |
| 104 | Sam, Eric Yu Lik 沈宇力 | M | AOR646 | Rep | 2007-03-09 | 2008-09-29 | |
| 105 | Santilli, Filippo | AOI871 | Rep | 2006-12-20 | 2008-03-20 | ||
| 106 | Sarkar, Kevin Deven | M | APK596 | Rep | 2007-08-16 | 2008-05-27 | |
| 107 | Sekharan, Tina | APK592 | Rep | 2007-08-16 | 2008-06-19 | ||
| 108 | Seshan, Nikhil Harish | APK588 | Rep | 2007-08-16 | 2008-09-29 | ||
| 109 | Shek, Leo Ho Yin 石浩然 | M | AGA950 | Rep | 2007-05-04 | 2008-03-13 | |
| 110 | Shin, Stephen Hyunsang 申鉉尚 | M | AKP199 | Rep | 2005-07-11 | 2005-11-14 | |
| 111 | Shiu, Flora Ka Yan 邵家欣 | F | APF774 | Rep | 2007-07-12 | 2008-09-29 | |
| 112 | Sia, Siew Leng | ANZ880 | Rep | 2006-09-25 | 2007-08-26 | ||
| 113 | Song, Di 宋迪 | AQY695 | Rep | 2008-04-30 | 2008-09-29 | ||
| 114 | Sowinski, John Anthony | M | AQM587 | Rep | 2008-02-15 | 2008-09-29 | |
| 115 | Subramanian, Viswanathan R | APK593 | Rep | 2007-08-16 | 2008-09-29 | ||
| 116 | Sweeney, Kirk Chester | M | AAN604 | RO | 2008-09-29 | ||
| 117 | Tai, Waini Karen 戴維妮 | APC027 | Rep | 2007-06-20 | 2008-05-22 | ||
| 118 | Tan, Yun Yang 陳韻揚 | ALQ958 | Rep | 2005-01-26 | 2006-07-29 | ||
| 119 | Thorkelsson, Sigurbjorn | 44 | AQD051 | Rep | 2007-12-11 | 2008-09-29 | |
| 120 | Tong, Derek Wai Hon 唐偉瀚 | M | ALU283 | Rep | 2007-08-23 | 2008-09-29 | |
| 121 | Tong, Tung Kiu (SFC:AMY555) 湯東橋 | AMY555 | Rep | 2008-01-23 | 2008-09-10 | ||
| 122 | Ventouras, Alexis | 43 | M | ADS012 | Rep | 2003-08-06 | |
| 123 | Wai, Derek Ho Kuen 衛浩權 | M | ANT739 | Rep | 2006-08-09 | 2007-09-03 | |
| 124 | Waldron, Joseph Francis | M | ANT920 | Rep | 2006-08-10 | 2008-02-27 | |
| 125 | Wang, Jing (SFC:APB403) 王睛 | APB403 | Rep | 2007-07-17 | 2008-09-10 | ||
| 126 | Wang, Yan (SFC:APX217) 王炎 | APX217 | Rep | 2007-10-30 | 2008-09-29 | ||
| 127 | Warhurst, Paul Simon | M | APN838 | Rep | 2007-09-04 | 2008-09-29 | |
| 128 | Watson, Alan James David | 52 | M | AEE163 | Rep | 2003-08-09 | |
| 129 | Webb, Jordan Wallace | M | APN836 | Rep | 2007-08-31 | 2008-09-29 | |
| 130 | Wong, Eric Kai Lap 黃啟立 | M | AET869 | Rep | 2006-11-01 | 2007-03-29 | |
| RO | 2007-03-29 | 2007-05-21 | |||||
| 131 | Wong, Ming Shing 黃明勝 | AAF460 | Rep | 2007-11-12 | 2008-09-29 | ||
| 132 | Wu, Bun Lerd Bernard 胡斌畧 | APL242 | Rep | 2007-08-22 | 2008-05-22 | ||
| 133 | Xie, Jinhui (SFC:AQO522) 謝錦慧 | AQO522 | Rep | 2008-04-02 | 2008-09-29 | ||
| 134 | Xie, Peng (SFC:ARN827) 謝鵬 | ARN827 | Rep | 2008-08-28 | 2008-09-29 | ||
| 135 | Yao, Jack Hsin-Chou 姚信州 | M | APQ725 | Rep | 2007-09-14 | 2008-09-29 | |
| 136 | Yee, Jack Sam | M | AOH882 | Rep | 2006-12-21 | 2008-09-29 | |
| 137 | Yeung, Kei Yuen 楊紀元 | AFC433 | Rep | 2008-04-18 | 2008-09-29 | ||
| 138 | Yuan, Joyce Dian | F | AOT774 | Rep | 2007-04-02 | 2008-09-29 | |
| 139 | Yuen, Hoi See 袁凱詩 | AGN695 | Rep | 2004-07-21 | |||
| 140 | Yun, Cheuk Ting Sara 甄灼婷 | ANU766 | Rep | 2006-08-17 | 2008-09-29 | ||
| 141 | Zhou, Xu Xiang 周栩翔 | 31 | M | APM161 | Rep | 2007-08-30 | 2008-09-29 |
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