LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Adair, John Joseph M ADR043 Rep 2007-05-30 2008-09-29
2 Arnaudy, Anthony John M AMH715 Rep 2005-08-01 2008-09-29
3 Bertsch, Martin (SFC:APC693) M APC693 Rep 2007-06-22 2008-09-29
4 Bolon, Jonathan Quinn M ARH276 Rep 2008-07-14 2008-09-29
5 Bowmer Iii, William Sterett M AEB024 Rep 2004-07-23
6 Camguilhem, Thibaut Jean-Manuel AOV764 Rep 2008-08-08 2008-09-29
7 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
8 Chang, Lu Lu 張路路 ANT454 Rep 2006-08-07 2008-09-29
9 Chang, Randy Chung-Hsia 張崇夏 M AFV847 Rep 2007-08-30 2008-09-29
10 Chang, Wei-Chun 張維君 AQM403 Rep 2008-02-14 2008-09-29
11 Chau, Kenneth Yiu Man 周耀文 M AGV336 Rep 2008-05-21 2008-09-29
12 Cheung, Andy Hoi Tai 張海泰 ARM308 Rep 2008-08-29 2008-09-29
13 Cheung, Edward Tze Loong 張澤龍 M AGM506 Rep 2004-08-06 2008-05-21
14 Choi, Hye Jin APG513 Rep 2007-07-18 2008-09-29
15 Choi, Jae Joon APJ346 Rep 2007-08-21 2008-09-29
16 Chong, Kenny 莊嘉麟 M AOV191 Rep 2007-04-20 2008-09-29
17 Chong, Marco Chun Wah 張俊華 M ACU390 Rep 2006-04-07 2008-09-29
18 Choon, Yew Khee 秦耀奇 41 M AFR464 Rep 2006-07-25 2008-03-05
19 Chung, Kah Yi ANU763 Rep 2007-05-22 2008-04-17
20 Cipresso, Michael Armond M APZ644 Rep 2007-11-12 2007-12-22
21 Co, Liza Yap AGA423 Rep 2004-10-12 2005-04-20
22 Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 ADZ871 Rep 2008-09-29
23 Dasgupta, Anindya (SFC:ARA886) ARA886 Rep 2008-05-20 2008-09-29
24 Di Iorio, Michael Anthony M AQA804 Rep 2007-11-22 2008-09-29
25 Ding, Yong (SFC:APP054) 丁勇 APP054 Rep 2007-09-13 2008-09-29
26 Doe, Jocelyn Jee Eun AOD001 Rep 2006-11-01 2008-09-29
27 Douglas, David Archibald M AMF013 Rep 2005-07-06 2006-01-09
RO 2006-01-09 2008-08-06
28 Feldkamp, Geoffrey Frederick M AQJ780 Rep 2008-01-30 2008-09-29
29 Feng, Shuang 馮爽 AQF257 Rep 2008-01-04 2008-09-29
30 Filotti, Marie Despina Elisabeth F AOP101 Rep 2007-02-22 2008-09-29
31 Fletcher, Luke (SFC:AIL062) M AIL062 Rep 2007-05-25 2008-09-29
32 Fok, Chung Yin 霍聰賢 APH488 Rep 2007-07-27 2008-09-29
33 Fok, Kee Hung 霍基雄 ABC138 Rep 2007-08-29
34 Fung, Selina Suk Han 馮淑嫻 F ANG453 Rep 2006-04-04 2008-09-29
35 Fung, William Ching Ho 馮正可 30 M ALR680 Rep 2005-02-01 2008-09-29
36 Gerhart, David Charles M APH429 Rep 2007-07-20 2007-11-20
37 Goff, John Swafford M AHS150 Rep 2008-06-06 2008-09-29
38 Halliwell, Thomas Alan M ANL835 Rep 2007-05-14 2008-09-29
39 Haskamp, Michael Oliver (SFC:AQN412) 何敏行 M AQN412 Rep 2008-02-22 2008-09-29
40 Hemmings, Lee Kerry AFK088 Rep 2007-07-03 2008-03-03
RO 2008-03-03 2008-09-29
41 Highfield, Tucker Montana AIQ970 Rep 2003-04-16 2004-05-25
42 Ho, Alexander Da Yung M ARM307 Rep 2008-08-27 2008-09-29
43 Ho, Catherine Kai-Yung 何開容 F APJ993 Rep 2007-08-14 2008-09-29
44 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
45 Hong, Joonkee 洪俊基 AJX178 Rep 2005-04-15 2008-09-29
46 Jain, Varnit AQG685 Rep 2008-01-10 2008-09-29
47 Karoonyavanich, Anuruk AHX011 Rep 2007-04-12 2008-09-29
48 Kee, Tang Seng AEC763 Rep 2003-08-20 2006-04-10
RO 2006-04-10 2008-09-29
49 Khachatryan, Astghik (SFC:APL794) APL794 Rep 2007-08-27 2008-09-29
50 Kim, Hong Il (SFC:AQT254) 金洪溢 AQT254 Rep 2008-04-03 2008-09-29
51 Kim, Susan Eun F AIB938 Rep 2008-08-14 2008-09-29
52 Kinnear-Nock, Scott William 43 M AFH089 Rep 2008-05-16 2008-09-29
53 Koenen, Austin Voorhees Jr AQA803 Rep 2007-11-27 2008-09-29
54 Koh, Poh Soon (SFC:ACJ606) ACJ606 Rep 2003-04-22
55 Koo, Ginam ARB440 Rep 2008-05-26 2008-09-29
56 Lachs, Jessica Lee F AQL411 Rep 2008-02-06 2008-07-06
57 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2003-10-13 2007-05-14
58 Lalgudi Gurumurthy, Madhu Subramanian APK589 Rep 2007-08-16 2008-09-29
59 Lam, David Tai Yuen 林大源 M ADJ557 Rep 2006-03-28
RO 2006-03-28 2008-09-29
60 Lam, Lana Chuk Nga 林竹雅 AFQ736 Rep 2007-08-10 2008-05-21
61 Lance, Robert Waldo M AEL830 Rep 2003-04-23 2003-12-12
RO 2003-12-12 2004-07-11
Rep 2004-07-20 2005-06-24
RO 2005-06-24 2006-02-24
62 Lau, Joseph Han Wai 劉恆瑋 M AGH168 Rep 2007-07-04 2008-09-29
63 Law, Karen Yik Ki 羅亦琦 F AOB715 Rep 2006-10-23 2008-09-29
64 Lee, Calvin Chi Toa 李智滔 M AMY049 Rep 2007-08-01 2008-09-29
65 Lee, Chin Keng 李俊慶 APH298 Rep 2007-07-23 2008-09-10
66 Lee, Dennis Pui Yan 李沛欣 M AOS008 Rep 2007-03-14 2008-09-29
67 Lee, Edward Yuan Tse 李淵智 M AGF152 Rep 2005-06-29
68 Lee, Joseph Won M ANB457 Rep 2007-10-02 2008-09-29
69 Lee, Karen Kar Woon 李嘉媛 F AQI268 Rep 2008-01-16 2008-09-29
70 Lee, Suh Yung AOG294 Rep 2006-11-29 2008-04-16
71 Leung, Helen (SFC:AOP097) 梁浩雯 F AOP097 Rep 2007-02-22 2008-03-20
72 Leung, Jackson Cheuk Shun 梁卓信 M ANQ293 Rep 2006-07-11 2008-09-29
73 Leung, Jenkin Ching Kei 梁正己 47 M AFF887 RO 2004-10-13 2005-07-28
74 Leung, Sandy Wai Sum 梁慧心 ARO146 Rep 2008-09-01 2008-09-29
75 Leung, Wai Kei (SFC:AKR467) 梁偉基 30 M AKR467 Rep 2008-05-30 2008-09-29
76 Li, Cherry Sin King 李倩琼 F AOB713 Rep 2006-10-23 2008-03-20
77 Lim, James Teik Beng 38 M AOS215 Rep 2007-03-16 2008-09-29
78 Lim, Terence Seng Chong 林成忠 M ANK153 Rep 2006-05-17 2008-09-29
79 Lin, Xin (SFC:AMJ471) 林鑫 AMJ471 Rep 2005-08-15 2008-09-29
80 Lo, Yue Hin 羅宇軒 ANB463 Rep 2008-08-08 2008-09-29
81 Loh, Adrian Jenn Yeh M ANE752 Rep 2006-05-26 2007-03-19
82 Luk, Sylvia Ching Yan 陸靜茵 F AED614 Rep 2005-01-14 2005-10-14
Rep 2005-11-25 2008-09-29
83 Mak, Hin Chun 麥顯俊 M APL244 Rep 2007-08-22 2008-09-29
84 Mak, Marian Yuen Man 麥沅雯 F AID159 Rep 2005-03-10 2007-04-10
85 Mar, Johnson M ADR669 RO 2008-09-29
86 Murray, Hugh Mcpherson Lathrop APU514 Rep 2007-10-12 2008-09-29
87 Ng, Bosco Yan Lam 吳欣霖 ARJ836 Rep 2008-08-01 2008-09-29
88 Nichols, David (SFC:AGJ649) M AGJ649 RO 2007-10-23 2008-09-29
89 Nicot, Cynthia (SFC:APJ348) F APJ348 Rep 2007-08-03 2008-09-29
90 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
91 Noble, Scott Clifford M APR259 Rep 2007-09-20 2008-09-29
92 O'Meara, Christopher James Sidney M AFQ412 Rep 2003-04-24 2006-04-28
RO 2006-04-28 2006-11-27
Rep 2006-11-27 2008-09-29
93 Oh, Seung Joo 吳昇宙 ALJ848 Rep 2004-11-01 2005-06-17
94 Ong, Simon Wui Shiang M AOV039 Rep 2007-04-25 2008-09-29
95 Pai, Arun Madhavaraya M APK590 Rep 2007-08-16 2007-09-24
96 Paine, David L M ADH929 Rep 2008-09-29
97 Pang, Yan 龐艷 APG361 Rep 2007-07-13 2008-09-29
98 Penton, Dominic Jon (SFC:ABM263) M ABM263 RO 2003-09-04
Rep 2003-09-10 2004-03-15
RO 2004-03-15 2005-05-05
99 Perrett, Adam Nicholas 龐立德 M AKP035 Rep 2004-05-14 2006-04-11
100 Poon, Kenneth Sin Ming 潘羨明 M AAE547 Rep 2003-10-09
101 Qiu, Lin (SFC:AOQ538) 邱林 AOQ538 Rep 2007-03-02 2008-09-29
102 Ramsey, Michael Ryan M ALW391 Rep 2007-06-01 2008-09-29
103 Robinson, Paul Allan M ARB932 Rep 2008-05-27 2008-08-27
104 Sam, Eric Yu Lik 沈宇力 M AOR646 Rep 2007-03-09 2008-09-29
105 Santilli, Filippo AOI871 Rep 2006-12-20 2008-03-20
106 Sarkar, Kevin Deven M APK596 Rep 2007-08-16 2008-05-27
107 Sekharan, Tina APK592 Rep 2007-08-16 2008-06-19
108 Seshan, Nikhil Harish APK588 Rep 2007-08-16 2008-09-29
109 Shek, Leo Ho Yin 石浩然 M AGA950 Rep 2007-05-04 2008-03-13
110 Shin, Stephen Hyunsang 申鉉尚 M AKP199 Rep 2005-07-11 2005-11-14
111 Shiu, Flora Ka Yan 邵家欣 F APF774 Rep 2007-07-12 2008-09-29
112 Sia, Siew Leng ANZ880 Rep 2006-09-25 2007-08-26
113 Song, Di 宋迪 AQY695 Rep 2008-04-30 2008-09-29
114 Sowinski, John Anthony M AQM587 Rep 2008-02-15 2008-09-29
115 Subramanian, Viswanathan R APK593 Rep 2007-08-16 2008-09-29
116 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
117 Tai, Waini Karen 戴維妮 APC027 Rep 2007-06-20 2008-05-22
118 Tan, Yun Yang 陳韻揚 ALQ958 Rep 2005-01-26 2006-07-29
119 Thorkelsson, Sigurbjorn 45 AQD051 Rep 2007-12-11 2008-09-29
120 Tong, Derek Wai Hon 唐偉瀚 M ALU283 Rep 2007-08-23 2008-09-29
121 Tong, Tung Kiu (SFC:AMY555) 湯東橋 AMY555 Rep 2008-01-23 2008-09-10
122 Ventouras, Alexis 44 M ADS012 Rep 2003-08-06
123 Wai, Derek Ho Kuen 衛浩權 M ANT739 Rep 2006-08-09 2007-09-03
124 Waldron, Joseph Francis M ANT920 Rep 2006-08-10 2008-02-27
125 Wang, Jing (SFC:APB403) 王睛 APB403 Rep 2007-07-17 2008-09-10
126 Wang, Yan (SFC:APX217) 王炎 APX217 Rep 2007-10-30 2008-09-29
127 Warhurst, Paul Simon M APN838 Rep 2007-09-04 2008-09-29
128 Watson, Alan James David 53 M AEE163 Rep 2003-08-09
129 Webb, Jordan Wallace M APN836 Rep 2007-08-31 2008-09-29
130 Wong, Eric Kai Lap 黃啟立 M AET869 Rep 2006-11-01 2007-03-29
RO 2007-03-29 2007-05-21
131 Wong, Ming Shing 黃明勝 AAF460 Rep 2007-11-12 2008-09-29
132 Wu, Bun Lerd Bernard 胡斌畧 APL242 Rep 2007-08-22 2008-05-22
133 Xie, Jinhui (SFC:AQO522) 謝錦慧 AQO522 Rep 2008-04-02 2008-09-29
134 Xie, Peng (SFC:ARN827) 謝鵬 ARN827 Rep 2008-08-28 2008-09-29
135 Yao, Jack Hsin-Chou 姚信州 M APQ725 Rep 2007-09-14 2008-09-29
136 Yee, Jack Sam M AOH882 Rep 2006-12-21 2008-09-29
137 Yeung, Kei Yuen 楊紀元 AFC433 Rep 2008-04-18 2008-09-29
138 Yuan, Joyce Dian F AOT774 Rep 2007-04-02 2008-09-29
139 Yuen, Hoi See 袁凱詩 AGN695 Rep 2004-07-21
140 Yun, Cheuk Ting Sara 甄灼婷 ANU766 Rep 2006-08-17 2008-09-29
141 Zhou, Xu Xiang 周栩翔 32 M APM161 Rep 2007-08-30 2008-09-29

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