HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Abbiss, Justin John M ACR459 Rep 2013-09-06 2015-05-30
2 Acar, Capan AJO226 Rep 2007-12-05 2009-11-03
3 Agrawal, Vineet ASW834 Rep 2013-05-20 2013-07-25
4 Allauzen, Renaud Charles Joseph M ASD123 Rep 2008-12-05 2016-08-24
5 Amsellem, Oren Ephraim AIU209 Rep 2011-05-16 2015-03-31
6 Ang, Eric Tai Yue 洪大裕 M ADJ380 Rep 2012-04-26 2021-07-07
7 Au Yeung, Tat H 歐陽達顯 AFZ713 RO 2004-01-15
8 Au, Ka Yee (SFC:ANU162) 區嘉兒 ANU162 Rep 2012-07-04 2013-10-01
9 Baker, Andrew Jonathan M AYX117 Rep 2012-01-27 2018-03-28
10 Barton, Richard Jeremy M ACF860 Rep 2005-12-20 2008-07-18
11 Barton, Stuart John M APH304 Rep 2007-07-19 2008-01-07
12 Bharwani, Puja Ramesh 巴灣尼 F AXS260 Rep 2011-07-26 2014-03-27
13 Birlenbach, Michael Dieter M APK741 Rep 2007-08-15 2011-03-25
14 Bormann, Frank M AOP021 Rep 2007-02-21 2007-06-27
RO 2007-06-27 2010-10-26
15 Bucher, Michael Bernhard M AVB883 Rep 2010-04-26 2012-05-10
16 Busta, James Michael M AWC450 Rep 2010-10-15 2010-12-30
RO 2010-12-30 2014-08-21
17 Byun, Kara Kyung Wha APJ708 Rep 2011-01-25 2017-04-20
18 Cai, Yu (SFC:AUW213) 蔡玉 AUW213 Rep 2010-03-10 2010-04-08
19 Cazaubiel, Paul Charles Roger M AUK294 Rep 2009-12-30 2012-04-30
20 Chaboureau, Stephane Alain Dominique M ASW645 Rep 2009-04-30 2016-06-14
21 Chan, Ada Ho Yan (SFC:AFH091) 陳可欣 F AFH091 Rep 2011-07-28 2014-06-10
22 Chan, Angela Ruo Jun 陳若君 F AXX714 Rep 2011-08-22 2015-04-03
23 Chan, Cedric Cham Pong 陳湛邦 M ANF221 Rep 2010-06-10 2015-09-19
24 Chan, Chun Ning (SFC:AQM626) 陳振寧 AQM626 Rep 2008-02-18 2012-05-02
25 Chan, Hang Ting 陳杏婷 ARG755 Rep 2008-06-30 2009-04-27
26 Chan, Hon Wah (SFC:ABN589) 陳漢華 ABN589 Rep 2008-04-18
27 Chan, Kanas Yan Yan 陳恩因 ASK146 Rep 2013-12-10
28 Chan, Kee Chee Keith 陳其志 M AGJ388 Rep 2009-09-28 2014-06-04
29 Chan, Mark Kar Yue 陳嘉裕 M ABB625 Rep 2005-10-27
30 Chan, Otto Chun Shing 陳鎮成 52 M AAF999 RO 2006-09-07
31 Chan, Rayson Ho Yuen 陳浩源 AJG493 Rep 2012-08-21 2013-10-01
32 Chan, Rene Hoi Yan 陳海茵 ANG332 Rep 2006-03-29 2007-08-06
33 Chan, Roy Kwun Yat 陳君逸 M ATM475 Rep 2014-09-25
34 Chan, Tsz Fung (SFC:AQM624) 陳梓豐 M AQM624 Rep 2008-02-18 2008-11-18
35 Chan, Victor Kam Yiu 陳敢耀 M AQN415 Rep 2008-02-20 2011-05-23
36 Chaneb, Khalid AFM356 Rep 2006-07-19 2007-04-21
37 Chang, Yung Ching 張永經 AFF918 RO 2007-08-15 2008-09-20
38 Chau, Chun Yiu (SFC:AMU492) 周振堯 AMU492 Rep 2014-09-23 2024-06-20
39 Chen, Michael Moon Fee M ADC178 Rep 2008-10-02 2017-04-25
40 Chen, Quanbin 陳全斌 AXY040 Rep 2011-08-23 2013-08-07
41 Cheng, Ivan Kwok Lueng 鄭國良 M AGZ747 Rep 2005-12-20 2009-06-03
42 Cheung, Herbert Hoi Yip 張凱業 M AUT506 Rep 2010-02-24 2012-10-13
43 Cheung, Hoi Yee Sue Ann 張凱怡 AWH828 Rep 2010-11-15 2012-06-05
44 Cheung, Ka Mei 張家美 AMB387 Rep 2011-02-15 2012-06-05
45 Cheung, Lap Pong 張立邦 ARU855 Rep 2008-11-03 2018-08-07
46 Cheung, Wai Leung (SFC:AUW129) 張維亮 AUW129 Rep 2010-03-09 2011-10-03
47 Cheung, Yat Wah 張日華 ANW454 Rep 2011-08-24 2019-02-14
48 Chia, Eddie Pock Yuen 謝博渊 M AYT667 Rep 2012-01-06 2014-03-28
49 Choi, Hon Keung 蔡漢強 AYT639 Rep 2012-01-05 2014-07-08
50 Choi, Stephen Joon M AJH431 Rep 2007-07-27 2008-11-18
51 Chow, Kit Man 周潔文 AYP322 Rep 2011-12-05 2013-10-01
52 Chow, Wing Nga Alison 周穎雅 AXR663 Rep 2011-07-21 2013-06-15
53 Chu, Bryan Ming Ho 朱明浩 M BAB856 Rep 2012-08-20 2015-12-29
54 Chui, Chi-Sun 徐志真 AFH192 Rep 2010-04-12 2012-03-28
55 Chui, Stephanie Ka Wing 崔嘉穎 F AXK047 Rep 2011-06-02 2013-10-01
56 Chung, Alden Kam Wah 鍾金華 M ABH271 Rep 2004-01-28
57 Chung, Tony Ming Lok 鍾明烙 M AAF326 RO 2003-09-03
Rep 2003-09-03 2004-04-30
58 Clarke, Andrew Kenneth (SFC:ADT180) M ADT180 Rep 2010-06-30 2012-06-05
59 Crispin, James Anthony M ANU647 Rep 2006-08-18 2009-02-16
RO 2009-02-16 2010-04-29
60 De Garidel-Thoron, Thomas Henri Sylvie Marie M AUX091 Rep 2014-09-26 2016-09-30
61 Dechavanne, Cedric Louis Philippe E M ASE619 Rep 2012-08-20
62 Degney, Lauren Kimberly F AQS567 Rep 2010-06-08 2012-03-27
63 Delloye, Renaud Nicolas Yves M ATW568 Rep 2009-09-30 2010-04-19
RO 2010-04-19 2017-08-15
64 Dhrolia, Samir BAB637 Rep 2012-08-20 2016-08-19
65 Dunham, Christopher Mark M ANU648 Rep 2006-08-18 2007-05-08
RO 2007-05-08 2009-02-18
66 Ellison, Alexander Hugh M AEH938 RO 2007-12-20 2009-06-12
67 Emerson, Kathleen Ann F AEH820 Rep 2009-09-21 2013-05-31
68 Ezziane, Nadjib AWJ626 Rep 2010-11-25 2014-02-21
69 Finkbeiner, Kurt Ernst (SFC:AMW602) M AMW602 RO 2007-09-05 2007-09-08
70 Foley, Cathal Brendan M APB451 Rep 2007-06-08 2010-03-16
71 Fong, Yuk Yin 方玉燕 ASW654 Rep 2009-04-30 2011-02-07
72 Fu, Ka Chun (SFC:AWJ844) 符嘉駿 AWJ844 Rep 2010-11-25 2015-07-27
73 Fung, Frederick Ling Kong 馮寧江 M ARW743 Rep 2010-09-27 2013-10-01
74 Gallagher, Richard William Leslie M AOH529 Rep 2010-12-15 2021-04-14
75 Galtier, Pierre M AYD605 Rep 2011-09-30 2015-05-06
76 Gautier De Charnace, Arthur Bernard Jean Marie M AUJ425 Rep 2009-12-21 2012-09-28
77 Guglietta, Joel Stephan AHD235 Rep 2007-07-19 2008-07-24
78 Ha, Ron Hiu Lam 夏曉嵐 APA395 Rep 2011-06-09 2013-11-15
79 Halliwell, Thomas Alan M ANL835 Rep 2009-10-29 2010-03-19
80 Hammedi, Anass BAD604 Rep 2012-08-31 2018-04-11
81 Hancock, Jonathan Stiles M ACJ318 RO 2009-01-31
82 Hasham, Faisal Alireza M BCC825 Rep 2013-10-24 2020-11-05
83 Heng, Franklin Ching Kuen 幸正權 49 M ACY056 RO 2006-04-14
84 Ho, Chia-Long 何佳龍 ARA661 Rep 2008-05-16 2015-01-06
85 Ho, Connie Chi Yun 何志恩 F AOA083 Rep 2012-11-07 2018-05-28
86 Ho, Hoi Tung 何凱棟 37 M AHE146 Rep 2007-11-28 2010-08-26
RO 2010-08-26 2015-06-06
87 Ho, Michael Man Ho 何文浩 M BAK701 Rep 2012-11-07 2014-11-19
88 Holder, Daniel William (SFC:AQM604) M AQM604 Rep 2013-09-16 2015-03-26
89 Hou, Chiu Lung 侯昭龍 BDZ943 Rep 2014-08-14 2015-10-01
90 Huang, Yan (SFC:AVD315) 黃燕 AVD315 Rep 2011-01-24 2013-10-01
91 Hue, Renee Yi Yan 許爾恩 F BBN473 Rep 2013-07-10 2013-10-01
92 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2008-01-18 2011-01-25
93 Jacobsen, Russell James M AOG291 Rep 2012-05-07 2018-09-14
94 Jaffer, Nooreshan Shamsuddin APJ487 Rep 2007-08-06 2011-08-16
95 Khor, Natalie Pei Kee 許佩琪 F AVB986 Rep 2010-04-27 2013-08-20
96 Kim, Tae Youl 金兌律 AMV056 Rep 2010-06-02
97 Ko, Desmond Chin Hung 高展雄 M APH990 Rep 2007-07-26 2014-02-20
98 Ku, Wai Kei 古偉基 AVO953 Rep 2010-08-04 2012-09-06
99 Kumar, Suneet AXK339 Rep 2011-06-07 2023-04-29
100 Lagarde, Arnaud Ludovic M AQM256 Rep 2008-02-11 2008-11-18
101 Lai, Gordon Yat Hung 黎一鴻 M AQS197 Rep 2008-03-19 2009-06-03
102 Lai, Oscar Siu Kit 黎少傑 M AZC811 Rep 2013-02-21 2013-10-01
103 Lam, Bonita ATX998 Rep 2012-01-17 2017-07-01
104 Lam, Jacky Hoi Kin 林凱健 AWO901 Rep 2010-12-31 2011-09-21
105 Lam, Milton Chi Siu 林子紹 AGW054 Rep 2010-06-02
106 Lam, Sum Sum 林森森 AFY780 Rep 2005-06-30
107 Larsabal, Etienne Emmanuel ASP617 Rep 2012-04-30 2015-02-25
108 Lau, Che Wah 劉志華 AAB300 Rep 2005-09-27 2007-09-29
109 Lau, Chun Hou 劉俊厚 AAE282 Rep 2009-07-11
110 Lau, Ka Fei 劉嘉輝 ASL713 Rep 2011-09-26
111 Lau, Peter Yim Lam 劉炎霖 M ABE725 Rep 2004-10-14
112 Lau, Shek Wing 劉錫榮 AAC254 Rep 2004-12-09
113 Lau, Tik Sze 劉迪詩 AWS532 Rep 2013-03-11 2013-10-01
114 Lau, Wing Shan 劉詠珊 AFE210 Rep 2006-05-26 2010-06-08
115 Lau, Wing Sze (SFC:ARG767) 劉詠詩 ARG767 Rep 2008-06-30 2013-10-01
116 Law, Man Sing (SFC:BAK705) 羅敏昇 BAK705 Rep 2012-11-07 2021-09-01
117 Law, Nicholas Kwan Chak 羅君澤 M ACI771 Rep 2010-08-31 2021-04-09
118 Law, Tsz Lun 羅梓麟 AYV314 Rep 2012-01-12
119 Lee, Andrew Yeng 李英揚 M AEI016 Rep 2010-08-17 2012-07-17
120 Lee, Angela Mei Lan 李美蘭 F ADB609 Rep 2007-05-25 2014-03-05
121 Lee, Elsie Hiu Yee 李曉怡 AOY968 Rep 2012-01-05 2012-06-01
122 Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 ADJ622 Rep 2003-07-10
123 Lee, Louis Pang 李鵬 M APO909 Rep 2007-09-11 2009-08-22
124 Lee, Man Kit (SFC:APM126) 李文傑 APM126 Rep 2009-09-07 2010-06-18
125 Lee, Mandy Man Kuen 李敏娟 F ANZ787 Rep 2011-11-15 2012-07-11
126 Lee, Tung Ming 李通明 ARR924 Rep 2008-10-15 2012-04-24
127 Leleu, Stephane Clement Daniel M AMU224 Rep 2005-12-09 2006-02-15
RO 2006-02-15 2006-08-01
128 Leung, Chor Ming 梁礎銘 AEA299 Rep 2009-10-12 2011-03-29
129 Leung, Christopher Lian-Ben 梁廉本 M BBE174 Rep 2013-04-25 2015-07-27
130 Leung, Kwok Wing (SFC:AAF592) 梁國榮 AAF592 Rep
131 Leung, Ping Fai (SFC:ARG750) 梁炳輝 ARG750 Rep 2008-07-02 2011-04-27
132 Leung, Shek Ho 梁錫灝 AYW104 Rep 2012-01-19 2015-08-01
133 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2005-03-24 2018-12-11
134 Leung, Wai Yin (SFC:AGO097) 梁偉賢 AGO097 Rep 2005-08-04 2007-07-01
135 Li, Joseph Chun Kit 李駿傑 M ALU441 Rep 2012-08-30 2013-04-05
136 Li, Justine Pui Yan 李佩茵 F ARI570 Rep 2011-07-18
137 Li, Pui Yan (SFC:AVZ605) 李珮欣 AVZ605 Rep 2010-10-05 2011-05-31
138 Li, Shuk Yin (SFC:ATV554) 李淑賢 ATV554 Rep 2011-03-22 2012-10-24
139 Li, Zeyu (SFC:AVR560) 李澤宇 AVR560 Rep 2010-08-17 2016-05-04
140 Limouzi, Quentin Gregoire (SFC:ARW177) M ARW177 Rep 2013-08-28 2015-03-10
141 Lin, Danny Chi Long 林志朗 ADD804 Rep 2010-02-08 2016-01-30
142 Ling, Vivian 林蔚然 ACR957 Rep 2008-09-04 2012-04-12
143 Linsenmaier, Xavier Claude Auguste Robert M APZ442 Rep 2007-11-12 2008-04-16
144 Lo, Timothy Tin Ming 盧天明 M ANQ206 Rep 2010-09-27 2013-09-19
145 Lu, Jianan 陸佳男 BBU782 Rep 2013-09-10 2017-03-27
146 Lui, Moses Yu Mo 雷裕武 M AGL154 Rep 2006-05-24 2007-06-09
147 Luu, Ngoc Hung 劉玉雄 ARH584 Rep 2008-07-08 2014-07-29
148 Ma, Diana Ka Lai 馬嘉麗 F AHN555 Rep 2005-10-27
149 MacAloon, John Joseph M AVF623 Rep 2011-08-23 2013-10-30
150 Maqsood, Omer (SFC:AUQ290) AUQ290 Rep 2014-07-08
151 Martin, Alexandre Joseph Gaston M ARW206 Rep 2008-11-19 2018-12-21
152 Mason, Edward James (SFC:AIR197) M AIR197 Rep 2009-04-30 2010-06-30
153 McGee, Alan Craig M AMJ457 Rep 2006-04-21 2007-04-10
154 Mennesson, Thomas M AQX047 Rep 2012-08-06 2015-06-08
155 Mills, Robert George M ASW674 Rep 2009-04-30 2011-05-20
156 Mok, Canace Kwan Yee 莫坤儀 BCS248 Rep 2014-01-16 2015-07-27
157 Mok, Leon Leung Hung 莫量鴻 AOM521 Rep 2010-03-09 2013-03-06
158 Mok, Matthew Martin Chi-Kit 莫子傑 M AZY724 Rep 2012-07-27 2013-10-01
159 Molin, Gregory Benoit Benjamin M AWL272 Rep 2012-05-25 2013-06-17
160 Mrosek, Martin Andreas M AQR389 Rep 2008-03-17 2020-03-30
161 Mun, Jongchul AUG126 Rep 2009-11-27 2015-06-06
162 Ng, Chi Fai (SFC:APK565) 吳志輝 APK565 Rep 2007-08-15
163 Ng, Chi Hung (SFC:APM137) 吳志雄 APM137 Rep 2007-08-27 2012-01-08
164 Ng, Ka Lai (SFC:AQH952) 伍嘉麗 AQH952 Rep 2008-01-21 2012-08-21
165 Ng, Sze Man (SFC:AOT397) 吳詩敏 AOT397 Rep 2007-03-30 2007-06-23
166 Ngai, Thomas Kwok Kan 危國根 M ACP700 Rep 2009-05-04 2012-04-03
167 Pablo, Gerardo Gonzalez 巴布羅 M AFZ873 Rep 2010-08-05 2010-11-11
RO 2010-11-11 2022-12-06
168 Palmetto, Erik Thomas M AND634 Rep 2010-11-03 2023-04-17
169 Pang, Clayton Tsi Him 彭子謙 AUD240 Rep 2011-01-24 2015-07-27
170 Pang, Siu Lun 彭兆麟 ATT501 Rep 2012-08-24 2021-09-16
171 Patel, Rakesh (SFC:ALI605) M ALI605 RO 2006-05-16 2019-07-31
172 Pedrono, Benoit Vincent Gerard M APY405 Rep 2010-07-20 2016-04-06
173 Sau, Miu Cheung 壽妙祥 AVV612 Rep 2010-09-03 2013-10-01
174 Saunders, Jefferson ASL881 RO 2009-03-31 2016-01-30
175 Scott, David Paul Mcleod M ADX363 RO 2007-08-31 2008-09-20
176 Semin, Herve Pierre Alexandre M AQQ331 Rep 2008-03-11 2022-10-26
177 Shek, Simon Ming Hon 石明翰 M AFS192 Rep 2007-07-10
178 Shum, Tommy Chung Lai 沈仲禮 M ANT372 Rep 2007-07-10 2019-07-15
179 Sillam, Jonathan Charles Marc M AOM654 Rep 2007-01-29 2009-06-03
180 Sim, Mong Kwang 沈茂琼 ADJ827 Rep 2006-12-12 2011-09-28
181 Sinha, Abhinav (SFC:AOE811) M AOE811 Rep 2014-02-24
182 Siu, Chin Wei 邵千慧 AYT645 Rep 2012-01-05 2015-04-17
183 Spensley, Oliver Giles M ASW652 Rep 2009-04-30 2010-07-05
184 Sureka, Amit (SFC:AYR258) AYR258 Rep 2011-12-13 2014-04-29
185 Swarbrick, Andrew Jeremy M AFF234 Rep 2009-12-14 2017-08-26
186 Taesch, Frederic Marcel Georges Marie M AML240 Rep 2005-09-08 2007-04-28
187 Tam, Ping Chung (SFC:AWV422) 譚平忠 AWV422 Rep 2011-02-21 2015-07-15
188 Tang, Lok Him 鄧樂謙 AQM625 Rep 2008-02-18 2013-10-01
189 Tong, Derek Wai Hon 唐偉瀚 M ALU283 Rep 2014-02-27
190 Tsai, Alex I-Chung 蔡易忠 ARA025 Rep 2008-05-07 2008-11-18
191 Tsang, Hing Lun (SFC:AXM992) 曾慶倫 AXM992 Rep 2014-09-23 2016-09-22
192 Tsui, Stephen Fook Hong 徐福康 M AMF768 Rep 2014-03-25
193 Tuan, Shunde Noel 段順德 AUW209 Rep 2010-03-09 2011-10-07
194 Wallace, Lee Peter M ADM554 Rep 2005-07-20 2006-05-16
RO 2006-05-16 2008-11-18
195 Wallace, Mark Stephen M ANF262 Rep 2014-09-29 2016-09-20
196 Wan, Cheuk Yin 尹卓賢 ARR928 Rep 2008-10-10 2016-06-01
197 Wan, Lap Kei 尹立基 AML156 Rep 2013-07-10 2013-10-01
198 Warhurst, Paul Simon M APN838 Rep 2010-03-08 2013-06-15
Rep 2014-06-03 2015-10-03
199 Welch, David John Jr M ASW658 Rep 2009-04-30 2010-08-06
200 Wong, Ada Ho Yan 王顥殷 F BAX114 Rep 2013-02-21 2013-06-20
201 Wong, Ching Ching (SFC:AZV966) 黃晶晶 AZV966 Rep 2012-07-10 2013-10-01
202 Wong, Gary Man Kuen 黃文權 M AGO032 Rep 2005-08-04 2007-04-21
203 Wong, May Yan Mei 王恩美 F AUZ637 Rep 2010-04-15 2011-04-18
204 Wong, Michael Sheh Chung 王錫聰 M AFY781 Rep 2006-06-20
205 Wong, Siu Leung 黃紹良 ANK932 Rep 2006-05-24 2009-03-28
206 Wong, Tsz Wai (SFC:AJM339) 黃子威 AJM339 Rep 2012-08-20
207 Wu, Julie Hiu Yu 胡曉瑜 F AVT141 Rep 2010-08-23 2010-12-20
208 Wu, Yihe 吳軼鶴 APZ445 Rep 2007-11-12 2021-06-19
209 Yam, Wing Nam 任詠枬 AQA231 Rep 2010-07-16 2011-09-03
210 Yau, Shu Shan 游樹珊 AFU206 Rep 2012-02-07 2013-07-16
211 Ye, Calvin M AZL767 Rep 2014-01-29 2021-07-03
212 Yeung, Chun Hei 楊俊希 AOO273 Rep 2008-03-05 2012-01-13
213 Yiong, Hoi San 楊海山 AGT132 Rep 2007-09-05 2009-10-16
214 Yu, Anthony Sai Yin 余世賢 M ACM394 Rep 2007-08-11
215 Yu, Cheng-yung 游正雍 AOY614 Rep 2012-06-08 2015-07-02
216 Yu, Qiurong 俞秋融 BBW054 Rep 2013-09-12 2018-12-21
217 Zhang, Justin Yisha M APR486 Rep 2007-09-24 2008-09-26
218 Zhou, Sheng (SFC:APL667) 周晟 APL667 Rep 2007-08-22 2014-04-26
219 Zuo, Jie (SFC:AKP468) 左杰 AKP468 Rep 2008-05-21 2008-07-30

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