J.P. MORGAN BROKING (HONG KONG) LIMITED

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Ang, Eric Tai Yue 洪大裕 M ADJ380 Rep 2009-06-03 2010-09-20
2 Assomull, Yovan Vijay M ARJ546 Rep 2008-07-28
3 Au, Miranda Yuen Ting 區婉婷 F AEK664 Rep 2003-12-06 2006-08-09
4 Au, Tin Wai 區天偉 AJF371 Rep 2006-08-28 2009-07-23
5 Bailly, Stanislas AOR604 Rep 2007-03-12 2009-06-16
6 Bamber, Richard Mark Anthony M AGM551 Rep 2003-12-06 2006-02-03
7 Barnett, Malcolm John M ACU388 Rep 2004-05-18 2008-06-13
8 Bremner, Murray Alexander M APZ534 Rep 2007-11-14 2012-05-08
9 Burdett, James William (SFC:AJO203) M AJO203 Rep 2004-03-18 2012-03-16
10 Castillo, Eric Alberto M AMJ780 Rep 2008-06-05 2010-02-24
11 Chak, Alan Kwok Fai 翟國輝 M AAY091 Rep 2003-12-06 2004-02-09
Rep 2007-11-19 2008-04-24
12 Chan, Andrea Wai Ming 陳慧明 F ALB904 Rep 2007-10-05 2010-04-19
13 Chan, Conrad Kwok Hei 陳國熙 ANY192 Rep 2007-11-05 2009-06-16
14 Chan, Ka Lai (SFC:AQE823) 陳嘉麗 AQE823 Rep 2007-12-24 2009-07-06
15 Chan, Ka Wai (SFC:ARP167) 陳家偉 ARP167 Rep 2008-09-09 2010-09-07
16 Chan, Kai Man (SFC:AMW365) 陳啟文 AMW365 Rep 2008-06-26 2014-08-04
17 Chan, Kwok Wai (SFC:ALG542) 陳國偉 ALG542 Rep 2004-09-27 2008-02-16
18 Chan, Sau Chun (SFC:ANG495) 陳秀珍 ANG495 Rep 2006-04-03 2012-04-30
19 Chandramouli, Arun M ATY790 Rep 2009-10-19 2023-07-31
20 Chang, Hosun 張鎬善 AIZ595 Rep 2003-12-06 2010-04-20
21 Chang, Jui-Wen 張瑞紋 ALY351 Rep 2008-06-05 2008-12-15
22 Cheng, Chi Yu 鄭致裕 AOR101 Rep 2009-10-16 2014-05-21
23 Cheng, Jazreel Yeun Yee 鄭婉儀 F AHT093 Rep 2008-06-18 2008-12-15
24 Cheung, Yee Fan 張懿帆 ADH428 Rep 2008-06-05 2009-05-08
25 Cheung, Yik Shan 張亦珊 APP580 Rep 2007-09-11 2012-11-29
26 Chew, Kang Wei 周康偉 ANW223 Rep 2006-08-29 2008-07-04
27 Chiang, Ming Zuei 江明叡 ADY323 Rep 2006-04-03 2010-07-04
28 Chien, Yow Jie AKO638 Rep 2004-07-27 2020-02-03
29 Chiu, Philip Pit Lap 趙必立 32 M ALS667 Rep 2008-06-05 2008-10-27
30 Chotimongkol, Watson ARH506 Rep 2008-07-14 2009-05-20
31 Chu, Melissa (SFC:ARJ507) 朱穎欣 F ARJ507 Rep 2008-07-28 2009-09-14
32 Chuard, Julien AJJ606 Rep 2008-05-29 2010-09-17
33 Clarkson, Matthew Thomas M ASQ572 Rep 2009-11-13 2011-07-27
34 Coll, Christine Lee 寇媞娜 F AUE427 Rep 2009-11-20 2010-07-01
35 Cruikshanks, Stuart Cameron M ANR886 Rep 2008-11-18 2011-08-06
36 Daley, John Kieren M AQX910 Rep 2008-05-02 2013-07-24
37 Davison, Stephen Francis (SFC:APP560) M APP560 Rep 2007-09-12 2008-03-01
38 Douris, Leonidas ALU721 Rep 2005-03-14 2011-11-15
39 Edwards, Christopher James (SFC:ABN712) M ABN712 Rep 2005-03-03 2006-06-23
40 Fachin, Alix ANU950 Rep 2008-02-25 2009-11-16
41 Firescu, Carmen Madalina F AOR315 Rep 2008-06-10 2010-11-17
42 Forgan, Nicholas Playford M AEB054 RO 2003-12-06 2014-04-30
43 Freyre-Sanders, Andrew David Nuno D.S. M ANR872 Rep 2006-07-28 2008-06-16
44 Fu, Gregory Chung Yin 傅頌研 M ATE536 Rep 2009-07-02 2012-05-15
45 Fujii, Ken M ABM992 Rep 2009-12-15 2012-07-04
46 Fung, Kin Chueng 馮健昌 ALZ307 Rep 2007-07-24 2008-06-06
47 Gabriel, Frederic Pierre M API283 Rep 2007-08-06 2008-11-25
48 Gardner, Michelle Ann F APJ672 Rep 2007-08-09 2009-06-10
49 Ghosh, Soujit AOJ195 Rep 2008-06-05 2008-11-25
50 Gomes, James Edwin M ADV195 Rep 2003-12-06 2011-08-15
51 Goodman, Paul Jonathan 古德曼 M AGU672 Rep 2007-10-12 2011-04-23
52 Gordon, Steven Barry M APB696 Rep 2007-06-08
53 Gourmelen, Arnaud M AKX538 Rep 2004-07-12 2008-05-21
54 Gu, Andrew Ye Yan 顧燁彥 M ALQ626 Rep 2008-06-18 2010-03-25
55 He, Jia (SFC:ARP306) 賀嘉 ARP306 Rep 2008-09-11
56 Hoshi, Masahide 星真秀 APH011 Rep 2007-07-17 2008-09-20
57 Jip, Allan M AGL440 RO 2003-12-06 2014-10-31
58 Ju, Min Chul 朱珉徹 ARV278 Rep 2008-11-04 2012-05-08
59 Jung, Christopher Lam 曾俊文 M ADX061 Rep 2008-04-18 2008-09-24
RO 2008-09-24 2011-01-10
60 Kan, Mandy Kit Ming 簡潔明 F AMO608 Rep 2007-03-02 2011-10-11
61 Kelly, Stephen Wood M AQF041 Rep 2009-06-15 2015-11-03
62 Kibble, James Douglas Nash M AOU734 Rep 2007-10-15 2016-07-18
63 Kim, Jae Yoon (SFC:APB838) 金在潤 APB838 Rep 2008-06-10 2009-06-01
64 Kim, Sun Mi AME096 Rep 2007-12-17 2009-04-23
65 Lam, Kit Ling (SFC:AOV059) 林潔玲 AOV059 Rep 2007-04-23 2009-06-24
66 Last, Timothy Philip M AGT922 Rep 2003-12-06 2004-03-17
67 Lau, Desmond On Ching 劉安正 M AMP291 Rep 2007-02-07 2022-09-01
68 Lau, Fu Man 劉富民 AMI200 Rep 2008-06-05 2010-09-17
69 Lau, Kan Wah 劉勤華 ABT973 Rep 2003-12-06 2012-11-09
70 Lau, Keith Koon Wai 劉冠緯 M APP568 Rep 2007-09-12 2009-06-16
71 Lau, Mandy Yee Man 劉漪汶 F ALC103 Rep 2006-01-04 2010-04-28
72 Lau, Tsz Wing 劉子頴 ALW219 Rep 2005-04-04 2015-04-30
73 Lau, Velda 劉慧德 APF010 Rep 2007-07-03 2012-07-19
74 Law, Clara Chui Shan 羅翠珊 F AMI503 Rep 2008-05-22 2011-04-06
75 Lee, Berton Fan Cheung 李曛檣 AJC200 Rep 2004-07-27 2012-02-08
76 Lee, Ji Hoon (SFC:ANR877) ANR877 Rep 2006-08-18 2008-07-03
77 Lee, Karen King Wai 李荊慧 F AKL742 Rep 2008-06-05 2010-02-24
78 Lee, Kin Fun 李建芬 APJ681 Rep 2007-08-09 2010-08-26
79 Lee, Lemuel Hok Lymn 李學林 AJJ586 Rep 2008-06-05 2010-09-17
80 Lee, Sarah Wing Yi 李穎儀 F APN549 Rep 2007-08-28 2008-06-05
81 Lee, Su Jin (SFC:ARD670) 李受珍 ARD670 Rep 2009-11-25 2011-04-06
82 Lee, Tony Sai Kuen 李世權 M AJH983 Rep 2008-05-22 2011-04-06
83 Lee, William Kei Leung 李基樑 M AHP766 Rep 2004-07-27 2008-07-17
RO 2008-07-17 2012-02-28
84 Leteissier, Arnaud Pierre Marie M APO665 Rep 2009-06-03 2012-03-31
85 Leung, Chi Man (SFC:AQV179) 梁治文 AQV179 Rep 2008-04-16 2010-08-18
86 Leung, Karen Kin Ling 梁健鈴 F APS510 Rep 2007-10-08 2009-06-16
87 Leung, Tat Pui 梁達培 ADR699 Rep 2003-12-06 2004-05-17
88 Linschoten, Jean-Paul AGT475 Rep 2003-12-06 2010-11-02
89 Lo, Henek Hon Ning 羅漢寧 ARH504 Rep 2008-07-10 2011-03-04
90 Lo, Kathleen Oikay 盧藹琪 F AJN777 Rep 2004-03-10 2006-05-03
91 Logantchouk, Alexei Vladimirovich ASZ710 Rep 2009-06-01 2010-05-06
92 Longcroft, Nicholas Edward Stoddart 34 M AHL561 Rep 2003-12-06 2004-02-09
93 Makhija, Tarun Ram APK726 Rep 2007-08-16 2011-01-18
94 Malik, Osman Riaz M ARD259 Rep 2008-05-29 2017-03-31
95 McCabe, Alexandra Helen F ANW509 Rep 2006-09-05 2007-07-14
96 Miguez, Mathisu Simon AOD097 Rep 2006-11-06 2007-09-05
97 Modiano, Camille F AON876 Rep 2008-06-05 2016-03-14
98 Moore, John Francis M ADW539 Rep 2003-12-06 2004-02-09
99 Murphy, Donough Thomas M AOX162 Rep 2008-06-05 2009-05-20
100 Nakagiri, Ryota 中桐良太 ASZ121 Rep 2009-06-24 2021-02-26
101 Ng, Chor Hong ALZ699 Rep 2005-05-17 2014-10-31
102 Nichols, Robert (SFC:AQV682) M AQV682 Rep 2008-04-16 2014-05-16
103 Ong, Tsu Shyuen Eugenia F AOL204 Rep 2007-01-22 2008-03-13
104 Ou, Wai Fong AHJ805 Rep 2006-01-25 2008-03-04
105 Park, Hyung Jin 朴亨鎮 APB995 Rep 2007-06-14 2008-07-11
106 Park, Joohong AMM131 Rep 2005-09-22 2007-03-27
107 Pau, Matthew Haw Ming 鮑浩銘 M AMA888 Rep 2005-05-26 2015-11-25
108 Pin, Man Lan 卞文蘭 AOO975 Rep 2009-07-02 2010-09-17
109 Pisano, Luke M AOX760 Rep 2007-05-11 2008-05-08
110 Podbury, Christopher Andrew M AGA798 Rep 2003-12-06 2006-03-11
111 Poon, Aaron Nai Chuen 潘乃全 M ABW563 RO 2003-12-06 2005-03-04
112 Pracey-Smith, Robert Dowden 27 M APU806 Rep 2007-10-10 2021-04-26
113 Preller, Raoul Gustav M AJL240 Rep 2008-06-18 2008-07-23
114 Raman, Lalita AEQ060 Rep 2007-08-15 2009-07-06
115 Reynier, Emmanuel Jean-Marc AMN594 Rep 2008-03-04 2010-08-04
116 Rose, Katherine Juri F ANR851 Rep 2006-08-24 2008-06-06
117 Ruso, David-emmanuel ARG177 Rep 2008-06-23 2015-03-19
118 Sayer, David Michael 33 M AFT910 Rep 2003-12-06 2004-05-06
Rep 2005-11-29 2009-03-18
RO 2009-03-18 2012-07-28
119 Shanidze, Levan AFD300 Rep 2003-12-06 2005-10-06
120 Sharkey, Gerard (SFC:APW594) M APW594 Rep 2007-10-25 2009-02-17
121 Shekhawat, Shilesh AUE958 Rep 2009-11-25 2010-07-05
122 Shen, Lei (SFC:AQA976) 沈雷 AQA976 Rep 2007-11-28 2008-08-08
123 Shen, Richard Chih Yuan 沈智遠 M ADH008 RO 2008-01-14 2010-09-09
124 Shen, Yi (SFC:AQF126) 沈怡 AQF126 Rep 2008-01-08 2009-10-27
125 Sheren, Peter Jay M AKS922 Rep 2007-10-15 2008-07-28
126 Shoen, Esben Leonard Berg M AOX947 Rep 2007-05-15 2010-04-20
127 Sin, Monique Wing Sheung 冼泳湘 AJB102 Rep 2003-12-06 2005-02-23
128 Singh, Chiranjeet ALI017 Rep 2006-01-04 2008-02-13
129 Stites, William H M ARH505 Rep 2008-07-10 2008-12-17
130 Strachan, David Lyall M AFF232 Rep 2003-12-06 2004-04-16
RO 2004-04-16 2013-01-29
131 Sturman, Jonathan Marc M ALU446 Rep 2007-10-15 2017-06-29
132 Sutton, Ben (SFC:AKU233) M AKU233 Rep 2005-07-27 2007-10-01
133 Swarbrick, Andrew Jeremy M AFF234 Rep 2003-12-06 2007-02-08
134 Tai, Charlotte Wing Sze 戴詠詩 F ADX658 Rep 2006-01-04 2009-08-10
135 Tsun, Alexander Wing Gey 秦榮基 28 M ANM361 Rep 2008-06-05 2009-04-17
136 Tu, Michel (SFC:ARL055) ARL055 Rep 2008-08-01 2008-12-17
137 Tung, Roland M APJ673 Rep 2007-08-09 2009-05-08
138 Turner, Alexander James Christian M AMH399 Rep 2007-10-15 2012-10-22
139 Valtos, Michael John M APY947 Rep 2007-11-07 2008-07-07
140 Walters, Andrew James (SFC:AOT505) M AOT505 Rep 2008-06-24 2009-04-29
141 Wang, Ji (SFC:APC507) 汪霽 APC507 Rep 2007-06-22 2008-07-18
142 Wang, Xiaolei (SFC:APP106) 王小磊 F APP106 Rep 2009-09-28 2011-07-25
143 Williams, David Charles (SFC:AFB389) M AFB389 Rep 2007-09-03 2012-02-01
144 Wong, Claudio 王久昌 M ALV315 Rep 2008-06-05
145 Wong, Jeremy Mang-ki 黃孟奇 M AQE821 Rep 2007-12-24 2019-02-12
146 Wong, Mandy Man Huen 黃文絢 30 F AKO878 Rep 2009-09-23 2010-10-01
147 Wong, Nai Chun 黃乃鎮 AOX334 Rep 2007-05-10 2021-02-22
148 Woodrow, Stephen Lawrence M AQQ821 Rep 2009-06-15 2013-11-04
149 Wu, Elvira Veronica 伍伊薇 AFE851 Rep 2004-06-30 2005-04-14
150 Yang, Bok Sun AFX849 Rep 2007-06-29 2010-06-08
151 Ye, Weizheng ARN510 Rep 2008-09-01 2008-09-22
152 Yen, Anna 嚴立恬 F ANG466 Rep 2006-04-03 2008-03-14
153 Yeow, Allen Yi-Pin ANR854 Rep 2006-07-28 2007-05-24
154 Yip, Cheuk Wai 葉卓偉 AEK492 Rep 2004-10-14 2008-10-15
155 Yoon, Jerry Chan 尹燦 M AHA576 Rep 2008-06-05 2010-10-19
156 Yu, Gregory Hock-Ken 余學勤 M ANX686 Rep 2006-09-08 2010-09-17
157 Zao, Audrey 邵志佳 F ACB673 Rep 2007-07-27 2009-06-16
158 Zhang, Ningxiang (SFC:APZ631) 章宁翔 APZ631 Rep 2007-11-15 2012-11-30

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