J.P. MORGAN BROKING (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ang, Eric Tai Yue 洪大裕 | M | ADJ380 | Rep | 2009-06-24 | 2010-09-20 | |
| 2 | Assomull, Yovan Vijay | M | ARJ546 | Rep | 2008-07-28 | ||
| 3 | Au, Miranda Yuen Ting 區婉婷 | F | AEK664 | Rep | 2003-12-06 | 2006-08-09 | |
| 4 | Au, Tin Wai 區天偉 | AJF371 | Rep | 2006-08-28 | 2009-07-23 | ||
| 5 | Bailly, Stanislas | AOR604 | Rep | 2007-03-12 | 2009-06-16 | ||
| 6 | Bamber, Richard Mark Anthony | M | AGM551 | Rep | 2003-12-06 | 2006-02-03 | |
| 7 | Barnett, Malcolm John | M | ACU388 | Rep | 2004-05-18 | 2008-06-13 | |
| 8 | Bremner, Murray Alexander | M | APZ534 | Rep | 2007-11-14 | 2012-05-08 | |
| 9 | Burdett, James William (SFC:AJO203) | M | AJO203 | Rep | 2004-03-18 | 2012-03-16 | |
| 10 | Castillo, Eric Alberto | M | AMJ780 | Rep | 2008-06-24 | 2010-02-24 | |
| 11 | Chak, Alan Kwok Fai 翟國輝 | M | AAY091 | Rep | 2003-12-06 | 2004-02-09 | |
| Rep | 2007-11-19 | 2008-04-24 | |||||
| 12 | Chan, Andrea Wai Ming 陳慧明 | F | ALB904 | Rep | 2007-10-25 | 2010-04-19 | |
| 13 | Chan, Conrad Kwok Hei 陳國熙 | ANY192 | Rep | 2007-11-05 | 2009-06-16 | ||
| 14 | Chan, Ka Lai (SFC:AQE823) 陳嘉麗 | AQE823 | Rep | 2007-12-24 | 2009-07-06 | ||
| 15 | Chan, Ka Wai (SFC:ARP167) 陳家偉 | ARP167 | Rep | 2008-09-09 | 2010-09-07 | ||
| 16 | Chan, Kai Man (SFC:AMW365) 陳啟文 | AMW365 | Rep | 2008-07-29 | 2014-08-04 | ||
| 17 | Chan, Kwok Wai (SFC:ALG542) 陳國偉 | ALG542 | Rep | 2004-09-27 | 2008-02-16 | ||
| 18 | Chan, Sau Chun (SFC:ANG495) 陳秀珍 | ANG495 | Rep | 2006-04-03 | 2012-04-30 | ||
| 19 | Chandramouli, Arun | M | ATY790 | Rep | 2009-10-19 | 2023-07-31 | |
| 20 | Chang, Hosun 張鎬善 | AIZ595 | Rep | 2003-12-06 | 2010-04-20 | ||
| 21 | Chang, Jui-Wen 張瑞紋 | ALY351 | Rep | 2008-06-24 | 2008-12-15 | ||
| 22 | Cheng, Chi Yu 鄭致裕 | AOR101 | Rep | 2009-10-16 | 2014-05-21 | ||
| 23 | Cheng, Jazreel Yeun Yee 鄭婉儀 | F | AHT093 | Rep | 2008-07-14 | 2008-12-15 | |
| 24 | Cheung, Yee Fan 張懿帆 | ADH428 | Rep | 2008-06-24 | 2009-05-08 | ||
| 25 | Cheung, Yik Shan 張亦珊 | APP580 | Rep | 2007-09-11 | 2012-11-29 | ||
| 26 | Chew, Kang Wei 周康偉 | ANW223 | Rep | 2006-08-29 | 2008-07-04 | ||
| 27 | Chiang, Ming Zuei 江明叡 | ADY323 | Rep | 2006-04-20 | 2010-07-04 | ||
| 28 | Chien, Yow Jie | AKO638 | Rep | 2004-07-27 | 2020-02-03 | ||
| 29 | Chiu, Philip Pit Lap 趙必立 | 32 | M | ALS667 | Rep | 2008-06-24 | 2008-10-27 |
| 30 | Chotimongkol, Watson | ARH506 | Rep | 2008-07-14 | 2009-05-20 | ||
| 31 | Chu, Melissa (SFC:ARJ507) 朱穎欣 | F | ARJ507 | Rep | 2008-07-28 | 2009-09-14 | |
| 32 | Chuard, Julien | AJJ606 | Rep | 2008-06-23 | 2010-09-17 | ||
| 33 | Clarkson, Matthew Thomas | M | ASQ572 | Rep | 2009-11-13 | 2011-07-27 | |
| 34 | Coll, Christine Lee 寇媞娜 | F | AUE427 | Rep | 2009-11-20 | 2010-07-01 | |
| 35 | Cruikshanks, Stuart Cameron | M | ANR886 | Rep | 2008-11-18 | 2011-08-06 | |
| 36 | Daley, John Kieren | M | AQX910 | Rep | 2008-05-02 | 2013-07-24 | |
| 37 | Davison, Stephen Francis (SFC:APP560) | M | APP560 | Rep | 2007-09-12 | 2008-03-01 | |
| 38 | Douris, Leonidas | ALU721 | Rep | 2005-03-14 | 2011-11-15 | ||
| 39 | Edwards, Christopher James (SFC:ABN712) | M | ABN712 | Rep | 2005-03-03 | 2006-06-23 | |
| 40 | Fachin, Alix | ANU950 | Rep | 2008-02-25 | 2009-11-16 | ||
| 41 | Firescu, Carmen Madalina | F | AOR315 | Rep | 2008-06-16 | 2010-11-17 | |
| 42 | Forgan, Nicholas Playford | M | AEB054 | RO | 2003-12-06 | 2014-04-30 | |
| 43 | Freyre-Sanders, Andrew David Nuno D.S. | M | ANR872 | Rep | 2006-07-28 | 2008-06-16 | |
| 44 | Fu, Gregory Chung Yin 傅頌研 | M | ATE536 | Rep | 2009-07-02 | 2012-05-15 | |
| 45 | Fujii, Ken | M | ABM992 | Rep | 2009-12-15 | 2012-07-04 | |
| 46 | Fung, Kin Chueng 馮健昌 | ALZ307 | Rep | 2007-07-24 | 2008-06-06 | ||
| 47 | Gabriel, Frederic Pierre | M | API283 | Rep | 2007-08-06 | 2008-11-25 | |
| 48 | Gardner, Michelle Ann | F | APJ672 | Rep | 2007-08-09 | 2009-06-10 | |
| 49 | Ghosh, Soujit | AOJ195 | Rep | 2008-06-24 | 2008-11-25 | ||
| 50 | Gomes, James Edwin | M | ADV195 | Rep | 2003-12-06 | 2011-08-15 | |
| 51 | Goodman, Paul Jonathan 古德曼 | M | AGU672 | Rep | 2007-10-12 | 2011-04-23 | |
| 52 | Gordon, Steven Barry | M | APB696 | Rep | 2007-06-08 | ||
| 53 | Gourmelen, Arnaud | M | AKX538 | Rep | 2004-07-12 | 2008-05-21 | |
| 54 | Gu, Andrew Ye Yan 顧燁彥 | M | ALQ626 | Rep | 2008-07-14 | 2010-03-25 | |
| 55 | He, Jia (SFC:ARP306) 賀嘉 | ARP306 | Rep | 2008-09-11 | |||
| 56 | Hoshi, Masahide 星真秀 | APH011 | Rep | 2007-07-17 | 2008-09-20 | ||
| 57 | Hou, Qing 侯慶 | ALF594 | Rep | 2004-09-13 | 2006-03-02 | ||
| 58 | Jip, Allan | M | AGL440 | RO | 2003-12-06 | 2014-10-31 | |
| 59 | Ju, Min Chul 朱珉徹 | ARV278 | Rep | 2008-11-04 | 2012-05-08 | ||
| 60 | Jung, Christopher Lam 曾俊文 | M | ADX061 | Rep | 2008-05-13 | 2008-09-24 | |
| RO | 2008-09-24 | 2011-01-10 | |||||
| 61 | Kan, Mandy Kit Ming 簡潔明 | F | AMO608 | Rep | 2007-03-20 | 2011-10-11 | |
| 62 | Kelly, Stephen Wood | M | AQF041 | Rep | 2009-06-15 | 2015-11-03 | |
| 63 | Kibble, James Douglas Nash | M | AOU734 | Rep | 2007-10-15 | 2016-07-18 | |
| 64 | Kim, Jae Yoon (SFC:APB838) 金在潤 | APB838 | Rep | 2008-07-14 | 2009-06-01 | ||
| 65 | Kim, Sun Mi | AME096 | Rep | 2007-12-17 | 2009-04-23 | ||
| 66 | Lam, Kit Ling (SFC:AOV059) 林潔玲 | AOV059 | Rep | 2007-04-23 | 2009-06-24 | ||
| 67 | Last, Timothy Philip | M | AGT922 | Rep | 2003-12-06 | 2004-03-17 | |
| 68 | Lau, Desmond On Ching 劉安正 | M | AMP291 | Rep | 2007-02-07 | 2022-09-01 | |
| 69 | Lau, Fu Man 劉富民 | AMI200 | Rep | 2008-06-24 | 2010-09-17 | ||
| 70 | Lau, Kan Wah 劉勤華 | ABT973 | Rep | 2003-12-06 | 2012-11-09 | ||
| 71 | Lau, Keith Koon Wai 劉冠緯 | M | APP568 | Rep | 2007-09-12 | 2009-06-16 | |
| 72 | Lau, Mandy Yee Man 劉漪汶 | F | ALC103 | Rep | 2006-01-04 | 2010-04-28 | |
| 73 | Lau, Tsz Wing 劉子頴 | ALW219 | Rep | 2005-04-04 | 2015-04-30 | ||
| 74 | Lau, Velda 劉慧德 | APF010 | Rep | 2007-07-03 | 2012-07-19 | ||
| 75 | Law, Clara Chui Shan 羅翠珊 | F | AMI503 | Rep | 2008-05-22 | 2011-04-06 | |
| 76 | Lee, Berton Fan Cheung 李曛檣 | AJC200 | Rep | 2004-07-27 | 2012-02-08 | ||
| 77 | Lee, Ji Hoon (SFC:ANR877) | ANR877 | Rep | 2006-08-18 | 2008-07-03 | ||
| 78 | Lee, Karen King Wai 李荊慧 | F | AKL742 | Rep | 2008-06-24 | 2010-02-24 | |
| 79 | Lee, Kin Fun 李建芬 | APJ681 | Rep | 2007-08-09 | 2010-08-26 | ||
| 80 | Lee, Lemuel Hok Lymn 李學林 | AJJ586 | Rep | 2008-06-24 | 2010-09-17 | ||
| 81 | Lee, Sarah Wing Yi 李穎儀 | F | APN549 | Rep | 2007-08-28 | 2008-06-05 | |
| 82 | Lee, Su Jin (SFC:ARD670) 李受珍 | ARD670 | Rep | 2009-11-25 | 2011-04-06 | ||
| 83 | Lee, Tony Sai Kuen 李世權 | M | AJH983 | Rep | 2008-05-22 | 2011-04-06 | |
| 84 | Lee, William Kei Leung 李基樑 | M | AHP766 | Rep | 2004-07-27 | 2008-07-17 | |
| RO | 2008-07-17 | 2012-02-28 | |||||
| 85 | Leteissier, Arnaud Pierre Marie | M | APO665 | Rep | 2009-06-03 | 2012-03-31 | |
| 86 | Leung, Chi Man (SFC:AQV179) 梁治文 | AQV179 | Rep | 2008-04-16 | 2010-08-18 | ||
| 87 | Leung, Karen Kin Ling 梁健鈴 | F | APS510 | Rep | 2007-10-08 | 2009-06-16 | |
| 88 | Leung, Tat Pui 梁達培 | ADR699 | Rep | 2003-12-06 | 2004-05-17 | ||
| 89 | Linschoten, Jean-Paul | AGT475 | Rep | 2003-12-06 | 2010-11-02 | ||
| 90 | Lo, Henek Hon Ning 羅漢寧 | ARH504 | Rep | 2008-07-10 | 2011-03-04 | ||
| 91 | Lo, Kathleen Oikay 盧藹琪 | F | AJN777 | Rep | 2004-03-10 | 2006-05-03 | |
| 92 | Logantchouk, Alexei Vladimirovich | ASZ710 | Rep | 2009-06-01 | 2010-05-06 | ||
| 93 | Longcroft, Nicholas Edward Stoddart | 34 | M | AHL561 | Rep | 2003-12-06 | 2004-02-09 |
| 94 | Makhija, Tarun Ram | APK726 | Rep | 2007-08-16 | 2011-01-18 | ||
| 95 | Malik, Osman Riaz | M | ARD259 | Rep | 2008-05-29 | 2017-03-31 | |
| 96 | McCabe, Alexandra Helen | F | ANW509 | Rep | 2006-09-05 | 2007-07-14 | |
| 97 | Miguez, Mathisu Simon | AOD097 | Rep | 2006-11-06 | 2007-09-05 | ||
| 98 | Modiano, Camille | F | AON876 | Rep | 2008-06-24 | 2016-03-14 | |
| 99 | Moore, John Francis | M | ADW539 | Rep | 2003-12-06 | 2004-02-09 | |
| 100 | Murphy, Donough Thomas | M | AOX162 | Rep | 2008-06-24 | 2009-05-20 | |
| 101 | Nakagiri, Ryota 中桐良太 | ASZ121 | Rep | 2009-06-24 | 2021-02-26 | ||
| 102 | Ng, Chor Hong | ALZ699 | Rep | 2005-05-17 | 2014-10-31 | ||
| 103 | Nichols, Robert (SFC:AQV682) | M | AQV682 | Rep | 2008-04-16 | 2014-05-16 | |
| 104 | Ong, Tsu Shyuen Eugenia | F | AOL204 | Rep | 2007-01-22 | 2008-03-13 | |
| 105 | Ou, Wai Fong | AHJ805 | Rep | 2006-02-08 | 2008-03-04 | ||
| 106 | Park, Hyung Jin 朴亨鎮 | APB995 | Rep | 2007-06-14 | 2008-07-11 | ||
| 107 | Park, Joohong | AMM131 | Rep | 2005-09-22 | 2007-03-27 | ||
| 108 | Pau, Matthew Haw Ming 鮑浩銘 | M | AMA888 | Rep | 2005-05-26 | 2015-11-25 | |
| 109 | Pin, Man Lan 卞文蘭 | AOO975 | Rep | 2009-07-02 | 2010-09-17 | ||
| 110 | Pisano, Luke | M | AOX760 | Rep | 2007-05-11 | 2008-05-08 | |
| 111 | Podbury, Christopher Andrew | M | AGA798 | Rep | 2003-12-06 | 2006-03-11 | |
| 112 | Poon, Aaron Nai Chuen 潘乃全 | M | ABW563 | RO | 2003-12-06 | 2005-03-04 | |
| 113 | Pracey-Smith, Robert Dowden | 27 | M | APU806 | Rep | 2007-10-10 | 2021-04-26 |
| 114 | Preller, Raoul Gustav | M | AJL240 | Rep | 2008-07-14 | 2008-07-23 | |
| 115 | Raman, Lalita | AEQ060 | Rep | 2007-08-15 | 2009-07-06 | ||
| 116 | Reynier, Emmanuel Jean-Marc | AMN594 | Rep | 2008-03-04 | 2010-08-04 | ||
| 117 | Rose, Katherine Juri | F | ANR851 | Rep | 2006-08-24 | 2008-06-06 | |
| 118 | Ruso, David-emmanuel | ARG177 | Rep | 2008-06-23 | 2015-03-19 | ||
| 119 | Sayer, David Michael | 33 | M | AFT910 | Rep | 2003-12-06 | 2004-05-06 |
| Rep | 2005-11-29 | 2009-03-18 | |||||
| RO | 2009-03-18 | 2012-07-28 | |||||
| 120 | Shanidze, Levan | AFD300 | Rep | 2003-12-06 | 2005-10-06 | ||
| 121 | Sharkey, Gerard (SFC:APW594) | M | APW594 | Rep | 2007-10-25 | 2009-02-17 | |
| 122 | Shekhawat, Shilesh | AUE958 | Rep | 2009-11-25 | 2010-07-05 | ||
| 123 | Shen, Lei (SFC:AQA976) 沈雷 | AQA976 | Rep | 2007-11-28 | 2008-08-08 | ||
| 124 | Shen, Richard Chih Yuan 沈智遠 | M | ADH008 | RO | 2008-01-14 | 2010-09-09 | |
| 125 | Shen, Yi (SFC:AQF126) 沈怡 | AQF126 | Rep | 2008-01-08 | 2009-10-27 | ||
| 126 | Sheren, Peter Jay | M | AKS922 | Rep | 2007-10-15 | 2008-07-28 | |
| 127 | Shoen, Esben Leonard Berg | M | AOX947 | Rep | 2007-05-15 | 2010-04-20 | |
| 128 | Sin, Monique Wing Sheung 冼泳湘 | AJB102 | Rep | 2003-12-06 | 2005-02-23 | ||
| 129 | Singh, Chiranjeet | ALI017 | Rep | 2006-01-04 | 2008-02-13 | ||
| 130 | Stites, William H | M | ARH505 | Rep | 2008-07-10 | 2008-12-17 | |
| 131 | Strachan, David Lyall | M | AFF232 | Rep | 2003-12-06 | 2004-04-16 | |
| RO | 2004-04-16 | 2013-01-29 | |||||
| 132 | Sturman, Jonathan Marc | M | ALU446 | Rep | 2007-10-15 | 2017-06-29 | |
| 133 | Sutton, Ben (SFC:AKU233) | M | AKU233 | Rep | 2005-08-22 | 2007-10-01 | |
| 134 | Swarbrick, Andrew Jeremy | M | AFF234 | Rep | 2003-12-06 | 2007-02-08 | |
| 135 | Tai, Charlotte Wing Sze 戴詠詩 | F | ADX658 | Rep | 2006-01-04 | 2009-08-10 | |
| 136 | Tsun, Alexander Wing Gey 秦榮基 | 28 | M | ANM361 | Rep | 2008-06-24 | 2009-04-17 |
| 137 | Tu, Michel (SFC:ARL055) | ARL055 | Rep | 2008-08-01 | 2008-12-17 | ||
| 138 | Tung, Roland | M | APJ673 | Rep | 2007-08-09 | 2009-05-08 | |
| 139 | Turner, Alexander James Christian | M | AMH399 | Rep | 2007-10-15 | 2012-10-22 | |
| 140 | Valtos, Michael John | M | APY947 | Rep | 2007-11-07 | 2008-07-07 | |
| 141 | Walters, Andrew James (SFC:AOT505) | M | AOT505 | Rep | 2008-06-24 | 2009-04-29 | |
| 142 | Wang, Ji (SFC:APC507) 汪霽 | APC507 | Rep | 2007-06-22 | 2008-07-18 | ||
| 143 | Wang, Xiaolei (SFC:APP106) 王小磊 | F | APP106 | Rep | 2009-10-19 | 2011-07-25 | |
| 144 | Williams, David Charles (SFC:AFB389) | M | AFB389 | Rep | 2007-09-03 | 2012-02-01 | |
| 145 | Wong, Claudio 王久昌 | M | ALV315 | Rep | 2008-06-24 | ||
| 146 | Wong, Jeremy Mang-ki 黃孟奇 | M | AQE821 | Rep | 2007-12-24 | 2019-02-12 | |
| 147 | Wong, Mandy Man Huen 黃文絢 | 30 | F | AKO878 | Rep | 2009-09-23 | 2010-10-01 |
| 148 | Wong, Nai Chun 黃乃鎮 | AOX334 | Rep | 2007-05-10 | 2021-02-22 | ||
| 149 | Woodrow, Stephen Lawrence | M | AQQ821 | Rep | 2009-06-15 | 2013-11-04 | |
| 150 | Wu, Elvira Veronica 伍伊薇 | AFE851 | Rep | 2004-06-30 | 2005-04-14 | ||
| 151 | Yang, Bok Sun | AFX849 | Rep | 2007-07-06 | 2010-06-08 | ||
| 152 | Ye, Weizheng | ARN510 | Rep | 2008-09-01 | 2008-09-22 | ||
| 153 | Yen, Anna 嚴立恬 | F | ANG466 | Rep | 2006-04-03 | 2008-03-14 | |
| 154 | Yeow, Allen Yi-Pin | ANR854 | Rep | 2006-07-28 | 2007-05-24 | ||
| 155 | Yip, Cheuk Wai 葉卓偉 | AEK492 | Rep | 2004-10-14 | 2008-10-15 | ||
| 156 | Yoon, Jerry Chan 尹燦 | M | AHA576 | Rep | 2008-06-24 | 2010-10-19 | |
| 157 | Yu, Gregory Hock-Ken 余學勤 | M | ANX686 | Rep | 2006-09-08 | 2010-09-17 | |
| 158 | Zao, Audrey 邵志佳 | F | ACB673 | Rep | 2007-07-27 | 2009-06-16 | |
| 159 | Zhang, Ningxiang (SFC:APZ631) 章宁翔 | APZ631 | Rep | 2007-11-15 | 2012-11-30 | ||
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