UBS SECURITIES ASIA LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2006 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Agarwal, Anand (SFC:ANX687) | Rep | 2006-09-20 | 2007-06-09 | ||
2 | Anderson, Jonathan Gentile | M | Rep | 2003-05-30 | 2012-03-08 | |
3 | Anton, Manuel | M | Rep | 2005-07-12 | 2012-05-12 | |
4 | Arayasantiparb, Athaporn | Rep | 2006-04-26 | 2010-08-07 | ||
5 | Au, Alexander Pak Cheung 區柏祥 | 30 | M | Rep | 2004-05-18 | 2008-03-11 |
6 | Au, Eva Sin Yee 區善宜 | F | Rep | 2003-09-08 | 2008-10-04 | |
7 | Bae, Jung Hoon | Rep | 2006-01-18 | 2017-04-29 | ||
8 | Bansal, Navneet Kumar | M | Rep | 2006-08-24 | 2010-03-25 | |
9 | Benz, Entela | Rep | 2006-01-12 | 2007-06-25 | ||
10 | Beshke, Clarence John | M | RO | 2010-10-15 | ||
11 | Bin Mohamed, Mohamed Ridzuan | M | Rep | 2006-04-26 | 2007-04-07 | |
12 | Bokkenheuser, Andreas Christian | M | Rep | 2006-09-20 | 2014-11-20 | |
13 | Bourgeois, Eva Maria | F | Rep | 2004-03-10 | 2008-03-14 | |
14 | Bradshaw, John (SFC:AHC328) | M | Rep | 2012-03-29 | ||
15 | Bradshaw, Stephanie 李婉青 | F | Rep | 2005-06-10 | 2007-12-22 | |
16 | Cavatoni, Joseph Roland | M | Rep | 2003-10-02 | 2009-04-20 | |
17 | Chan, Amy Yuen Han 陳婉嫻 | F | Rep | 2008-08-28 | ||
18 | Chan, Andrea Wai Ming 陳慧明 | F | Rep | 2006-08-16 | 2007-04-14 | |
19 | Chan, Andy Kok Heng | Rep | 2010-05-20 | |||
20 | Chan, Ben Hin Fan 陳顯勳 | M | Rep | 2005-05-03 | 2012-10-25 | |
21 | Chan, Brian Hon Kei 陳漢基 | M | Rep | 2004-04-15 | 2009-04-22 | |
22 | Chan, Hiu Chun (SFC:ANS074) 陳曉雋 | Rep | 2006-07-28 | 2016-08-20 | ||
23 | Chan, Raymond Yiu Yue 陳耀宇 | M | Rep | 2004-02-16 | 2017-12-19 | |
24 | Chang, Vaughn Yu Wen 張聿文 | Rep | 2006-09-25 | 2010-06-07 | ||
25 | Chao, Benjamin Sze Chung 趙思聰 | M | Rep | 2004-06-25 | 2006-10-04 | |
26 | Chen, Hsuan-Hung 陳宣宏 | Rep | 2006-02-21 | 2009-07-18 | ||
27 | Chen, Qi (SFC:ANQ771) 陳琦 | Rep | 2006-07-18 | 2008-01-08 | ||
28 | Chen, Yun (SFC:AKI402) 陳蘊 | Rep | 2004-04-02 | 2008-04-10 | ||
29 | Cheng, Jimmy Min Tat 鄭勉達 | M | Rep | 2005-05-20 | 2007-04-28 | |
30 | Cheng, Stephen Kwok Wai 鄭國偉 | 37 | M | RO | 2005-04-27 | 2007-01-01 |
31 | Cheung, How Leung 張效良 | Rep | 2006-08-21 | 2006-11-09 | ||
32 | Cheung, Ka Shing (SFC:ANG403) 張嘉成 | Rep | 2006-09-26 | 2013-08-24 | ||
33 | Cheung, Ronald Yat Sau 張逸修 | M | Rep | 2016-07-19 | ||
34 | Chew, Jason Chiat Tsen 周傑昇 | M | Rep | 2006-09-04 | 2010-03-12 | |
35 | Chik, Kin Nang 戚健能 | Rep | 2008-03-15 | |||
36 | Chin, Michael Jaewuk | M | RO | 2006-09-04 | 2010-01-27 | |
37 | Chiu, Yuk Ha | Rep | 2003-08-19 | 2007-03-01 | ||
38 | Choi, Wai Man (SFC:AMG898) 蔡慧敏 | Rep | 2005-07-20 | |||
39 | Chu, Chia Lin 朱家麟 | Rep | 2005-05-23 | 2008-06-30 | ||
40 | Chu, Peter | M | Rep | 2004-04-14 | 2007-02-23 | |
41 | Chum, Grant Kwan Lock 鄭君諾 | 31 | M | Rep | 2005-09-01 | 2010-10-05 |
42 | Cin, Chang Sik | Rep | 2018-12-29 | |||
43 | Coffeng, John Martinus (SFC:ADJ820) | M | Rep | 2010-09-06 | ||
44 | Combalot, Laurent Benoit Georges | M | Rep | 2009-05-06 | ||
45 | Daryanani, Anita Gobind | F | Rep | 2006-06-01 | 2010-04-07 | |
46 | Ding, Yibing 丁一賓 | Rep | 2006-04-21 | 2008-01-01 | ||
47 | Dinwoodie, Christian Gilbert | M | Rep | 2006-02-21 | 2008-02-23 | |
48 | Donald, Luke Geoffrey | M | Rep | 2004-03-01 | 2007-04-14 | |
49 | Dong, Hui (SFC:ALN997) 董慧 | Rep | 2004-12-14 | 2008-06-30 | ||
50 | Eum, Anna | F | Rep | 2004-10-12 | 2008-03-21 | |
51 | Fang, Dongming 房東明 | Rep | 2007-12-08 | |||
52 | Flynn, Robert Michael | M | Rep | 2006-03-16 | 2006-10-19 | |
53 | Fok, Ronald King Man 霍敬文 | 29 | M | Rep | 2018-05-04 | |
54 | Foo, Lyn Leng | Rep | 2005-07-12 | 2007-05-18 | ||
55 | Fox, Katherine Louise Alban | F | Rep | 2006-03-09 | 2014-06-28 | |
56 | Fujii, Akemi | Rep | 2006-08-24 | 2009-04-24 | ||
57 | Gastreich, Peter Friedrich | M | Rep | 2006-04-26 | 2022-03-18 | |
58 | Gaw, Christina 吳燕安 | 34 | F | Rep | 2008-06-14 | |
59 | Gooding, Nial Dennis Henry 劉國誠 | 47 | M | Rep | 2010-03-19 | |
60 | Gray, Christopher (SFC:AMH827) | M | Rep | 2005-08-01 | 2017-10-28 | |
61 | Gunther, Shane Jayson Daniels | RO | 2006-07-18 | 2006-11-06 | ||
62 | Gupta, Rahul (SFC:AGZ998) | Rep | 2006-05-25 | 2007-06-15 | ||
63 | Hansen-Luke, Rosemary Eva | F | Rep | 2006-05-09 | 2008-05-17 | |
64 | He, Lang | Rep | 2004-02-25 | 2007-03-29 | ||
65 | Ho, Diana Pui Kwan 何佩君 | F | Rep | 2011-10-18 | ||
66 | Ho, Henry Hin Hung 何顯鴻 | 50 | M | Rep | 2004-08-17 | 2007-05-28 |
67 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | Rep | 2008-05-07 | |||
68 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2018-06-05 | ||
69 | Hoare, Todd John | M | Rep | 2006-03-31 | 2007-02-23 | |
70 | Hong, Shaw-Shiun 洪紹勛 | Rep | 2004-08-20 | 2009-04-22 | ||
71 | Horth, Damien John Magellan | M | Rep | 2005-05-30 | 2011-07-27 | |
72 | Hsu, Jonathan Yu Cheng 許育誠 | M | Rep | 2006-06-19 | 2010-09-15 | |
73 | Hu, Joy Lan Ya 胡嵐雅 | Rep | 2003-09-30 | 2009-04-15 | ||
74 | Hu, Shih-Pei 胡詩珮 | Rep | 2005-05-05 | 2009-07-18 | ||
75 | Huang, Xiang (SFC:ANI921) 黃翔 | Rep | 2006-05-03 | 2010-04-07 | ||
76 | Hui, Albert Ming Lai 許明禮 | M | Rep | 2006-06-12 | 2007-06-19 | |
77 | Hui, Alice Suk Fong 許淑芳 | F | Rep | 2007-01-25 | ||
78 | Hunt, Christopher James Andrews | M | Rep | 2011-07-27 | ||
79 | Innerdale, David James | M | Rep | 2005-03-01 | 2011-06-23 | |
80 | Jaisingh, Rohit | Rep | 2005-08-02 | 2010-07-24 | ||
81 | Jan, Yoke Lan | Rep | 2006-04-26 | 2008-11-01 | ||
82 | Jang, Young Woo | Rep | 2006-01-19 | 2016-05-06 | ||
83 | Ji, Yong Kyu | Rep | 2006-05-03 | 2012-10-25 | ||
84 | Kam, Tyran 金泰倫 | Rep | 2006-05-11 | 2009-09-03 | ||
85 | Khoosuwan, Butsakon | Rep | 2006-04-26 | 2011-05-19 | ||
86 | Kim, Dong Hyun (SFC:AMY253) 金東鉉 | Rep | 2006-01-18 | 2007-06-23 | ||
87 | Kim, So Young (SFC:AMY841) | Rep | 2006-02-01 | 2009-09-02 | ||
88 | Kim, Susan Eun | F | Rep | 2008-05-07 | ||
89 | Ko, Young Ju 高永珠 | Rep | 2006-01-18 | 2007-06-09 | ||
90 | Koo, Kelvin Kwok Cheung 顧國祥 | M | Rep | 2004-07-26 | 2008-07-23 | |
91 | Kwan, Sing Yuen 關承遠 | Rep | ||||
92 | Kwong, Marcus Mann 鄺孟芹 | M | Rep | 2004-03-31 | 2009-04-25 | |
93 | Kwong, Myron Mann 鄺孟恆 | Rep | 2006-07-24 | 2022-06-30 | ||
94 | Lai, Alain Shin Li | Rep | 2006-04-26 | 2011-09-10 | ||
95 | Lam, Sum Sum 林森森 | Rep | 2005-07-18 | 2008-10-23 | ||
96 | Lau, Patricia Yan Ki 劉恩琪 | 27 | F | Rep | 2005-05-26 | 2009-04-15 |
97 | Lee, Christopher Fai Man 李輝敏 | 40 | M | Rep | 2010-03-22 | |
98 | Lee, Desmond Wing Sin 李永善 | M | Rep | 2006-01-16 | 2007-06-30 | |
99 | Lee, Hee Seung | Rep | 2006-01-18 | 2016-05-20 | ||
100 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
101 | Lee, Samuel Man Fat 李萬發 | 37 | M | Rep | 2004-12-03 | 2009-09-05 |
102 | Lee, Sang Kyo | Rep | 2004-04-20 | 2010-05-11 | ||
103 | Lee, Sharon Chee Ling 呂紫玲 | F | Rep | 2005-01-26 | 2010-03-08 | |
104 | Lee, Simon Chun Kit 李俊傑 | 30 | M | Rep | 2009-04-22 | |
105 | Lee, Soo Min | Rep | 2006-09-11 | 2010-02-10 | ||
106 | Lee, Won Jong | Rep | 2010-07-05 | |||
107 | Leong, Fee Yee | Rep | 2006-04-26 | 2006-12-13 | ||
108 | Lepper, David Anthony (SFC:AGJ984) | M | Rep | 2008-07-16 | ||
109 | Leung, Nancy Ann 梁學安 | F | Rep | 2006-09-04 | 2007-08-04 | |
110 | Li, Man Wing 李文穎 | Rep | 2005-04-01 | 2014-10-01 | ||
111 | Li, Mavis Qiwen 李綺雯 | F | Rep | 2005-07-06 | 2017-12-21 | |
112 | Lim, Meng Phong 林明鳳 | Rep | 2017-06-28 | |||
113 | Lin, Alen Cheng-Yi 林政毅 | Rep | 2006-08-28 | 2008-07-30 | ||
114 | Lin, Wan Ni 林宛霓 | Rep | 2005-02-07 | 2007-04-02 | ||
115 | Look, Andrew 陸東 | 41 | M | Rep | 2007-07-05 | |
116 | Lu, Jia (SFC:AJD748) 路嘉 | Rep | 2006-05-03 | 2008-04-30 | ||
117 | Lu, Kwai Ching 呂桂貞 | Rep | 2006-03-16 | |||
118 | Lu, Qiang (SFC:AKT411) | Rep | 2004-06-07 | 2007-07-09 | ||
119 | Maclean, Hamish Alexander | M | Rep | 2006-07-10 | 2008-04-09 | |
120 | Magpayo, Karisa Garcia | M | Rep | 2006-04-18 | 2009-11-18 | |
121 | Maguire, Raymond | M | Rep | 2006-09-29 | 2008-10-18 | |
122 | Mak, Cassandra Frances Wai Kwun 麥慧君 | F | Rep | 2005-10-06 | 2008-02-23 | |
123 | McQueen, Lee Michael | M | Rep | 2005-05-10 | 2009-04-04 | |
124 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2010-01-26 | ||
125 | Myers, Kevin Mitchell | M | Rep | 2004-08-04 | 2010-05-14 | |
126 | Neruda, Keith Francis | M | Rep | 2006-04-26 | 2008-07-03 | |
127 | Ng, David Ka Chun 吳嘉俊 | M | Rep | 2006-06-07 | 2008-07-17 | |
128 | Ng, Kwong Man 吳光民 | Rep | 2005-07-04 | 2008-03-15 | ||
129 | Ng, Siok Leng (SFC:AFM257) 黃淑玲 | Rep | 2003-10-14 | 2008-05-14 | ||
130 | Ngan, Gary King Leung 顏勁良 | 23 | M | Rep | 2006-08-28 | 2012-04-28 |
131 | Nocom, Philip Colbert Lim | M | Rep | 2006-04-26 | 2010-06-14 | |
132 | Orgill, Bradley Wayne | M | Rep | 2005-03-24 | 2008-10-31 | |
133 | Ou Yang, Wei 歐陽葳 | Rep | 2006-08-11 | 2008-04-29 | ||
134 | Pang, Alwyn See Kit 彭思杰 | M | Rep | 2005-05-12 | 2008-02-25 | |
135 | Pang, Kenneth Kwok Kit 彭國傑 | M | Rep | 2009-04-08 | ||
136 | Panichkul, Piyanan | Rep | 2006-04-26 | 2021-04-25 | ||
137 | Park, Min | RO | 2004-07-29 | 2009-04-15 | ||
138 | Park, Stacey | Rep | 2006-06-29 | 2008-06-25 | ||
139 | Pecot III, Charles Matthew | 46 | M | RO | 2005-04-27 | 2007-03-06 |
140 | Peh, Chong Ghee 白仲儀 | Rep | 2006-07-05 | 2014-07-10 | ||
141 | Peng, Chai Wei | Rep | 2004-04-02 | 2007-05-15 | ||
142 | Perrett, David Michael (SFC:AFF191) | M | Rep | 2004-11-23 | 2009-03-26 | |
143 | Pickstone, Julian Charles (SFC:AFT961) | M | Rep | 2007-09-03 | ||
144 | Pink, Nicholas Alexander | M | RO | 2004-07-08 | 2007-09-14 | |
145 | Pitts, Greenfield Spenceley | Rep | 2006-06-07 | 2007-02-01 | ||
146 | Pradeep, Vasundhara | Rep | 2005-05-09 | 2010-04-19 | ||
147 | Pretorius, Marica Andriesa | Rep | 2006-08-01 | 2008-05-07 | ||
148 | Quah, Chiang Ming (SFC:AER425) 柯江明 | Rep | 2004-08-30 | 2017-07-15 | ||
149 | Rabinowitz, David | M | Rep | 2010-09-06 | ||
150 | Rada Soto, Maria | F | Rep | 2006-03-27 | 2007-03-27 | |
151 | Redbourn, Paul Robert (SFC:AFQ906) | M | Rep | 2010-10-15 | ||
152 | Robertson, Simon Montague | M | Rep | 2010-04-09 | ||
153 | Santiago, Domingo III Manalad | M | Rep | 2006-04-18 | 2021-09-30 | |
154 | Sasao, Hiroshi | M | Rep | 2006-02-10 | 2008-08-08 | |
155 | Saxvik, Eric Bradley | M | Rep | 2012-04-13 | ||
156 | Sclater, Alastair James | M | Rep | 2004-07-16 | 2010-05-15 | |
157 | Shalabi, Hani Youssef | Rep | 2006-05-08 | 2008-03-21 | ||
158 | Shan, Wai Lun 盛煒麟 | Rep | 2005-04-12 | 2007-11-17 | ||
159 | Shin, Seung Jun | Rep | 2006-01-18 | 2010-05-20 | ||
160 | Sia, Selina Lim 謝琳 | F | Rep | 2004-07-12 | 2007-03-10 | |
161 | Sim, Colin Ching Wern | M | Rep | 2007-06-14 | ||
162 | Sit, Michael Tsun Kei 薛駿騏 | M | Rep | 2006-06-19 | 2007-09-21 | |
163 | So, Ferdinand 蘇平恩 | Rep | 2004-03-26 | 2007-07-17 | ||
164 | Sohn, Bill Eun-Seok | M | Rep | 2007-01-23 | ||
165 | Son, Yong Suk | Rep | 2006-01-18 | |||
166 | Soo, Phaik Lin | Rep | 2005-08-01 | 2007-09-29 | ||
167 | Stephens, Clifford Peter | M | Rep | 2006-05-10 | 2009-04-27 | |
168 | Suen, Benny Hung Kit 孫雄傑 | M | Rep | 2009-04-22 | ||
169 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
170 | Sung, Yoon Kyu | Rep | 2004-06-15 | 2020-09-07 | ||
171 | Tan, Kim Chong 陳金崇 | Rep | 2006-08-08 | 2009-02-26 | ||
172 | Tang, Ian Kenneth 鄧正行 | M | Rep | 2006-07-24 | 2008-10-23 | |
173 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | Rep | 2005-04-07 | 2009-04-06 | ||
174 | Tang, Qi (SFC:ANY021) 唐琪 | Rep | 2006-09-12 | 2008-10-07 | ||
175 | Tang, Wai Kwan (SFC:ALZ222) 鄧惠君 | Rep | 2005-06-30 | 2017-02-11 | ||
176 | Teng, Kai-Ling 鄧凱菱 | Rep | 2006-04-03 | 2007-04-28 | ||
177 | Thomson, Paul Richard | M | Rep | 2006-09-04 | 2006-12-03 | |
178 | Tomlin, Owen | M | Rep | 2004-10-13 | 2007-05-28 | |
179 | Tse, Kenyon King-yung 謝敬勇 | Rep | 2005-07-12 | |||
180 | Tse, Shirley Sze Wan 謝詩韻 | F | Rep | 2009-11-30 | ||
181 | Tushar, Kumar | M | Rep | 2005-08-29 | 2006-10-06 | |
182 | Vinais, Pascal Thierry Jean-Marie | Rep | 2006-02-27 | 2008-06-21 | ||
183 | Vine, Carl David (SFC:AFY718) | M | Rep | 2006-02-09 | 2008-08-08 | |
184 | Wadhwani, Aektha Indraprakash (SFC:ALQ955) | Rep | 2005-01-26 | 2007-06-01 | ||
185 | Wadle, John Allen | M | Rep | 2009-04-07 | ||
186 | Walkom, Adam Glen | M | Rep | 2006-07-14 | 2006-10-14 | |
187 | Wan, Li (SFC:AHD514) 萬里 | Rep | 2005-04-12 | 2008-04-12 | ||
188 | Wang, Amanda Chia-hui 王家慧 | F | Rep | 2005-09-15 | 2007-03-21 | |
189 | Wang, Jinjin (SFC:AGP733) 王進璡 | Rep | 2005-07-04 | 2018-06-26 | ||
190 | Wang, Qi (SFC:ALB737) 王崎 | Rep | 2004-08-09 | 2007-03-21 | ||
191 | Wang, Yaoping 王瑤平 | Rep | 2004-09-06 | 2010-03-08 | ||
192 | Wei, Ying (SFC:AJM685) 魏莹 | Rep | 2004-02-25 | 2007-06-16 | ||
193 | Werkun, Erica Poon 潘嘉怡 | F | Rep | 2004-08-12 | 2019-06-29 | |
194 | Wong, Angeline Chooi Peng 黃翠萍 | F | Rep | 2006-06-19 | 2010-05-12 | |
195 | Wong, Constance 黃子欣 | F | Rep | 2008-05-24 | ||
196 | Wong, Eric Chun Yu 王震宇 | M | Rep | 2011-03-10 | ||
197 | Wong, Ho Lam (SFC:ALI771) 黃浩霖 | Rep | 2006-08-04 | 2010-05-12 | ||
198 | Wong, Pak Yan 黃栢仁 | Rep | 2005-12-06 | 2007-06-12 | ||
199 | Wong, Po Chin 黃步前 | Rep | 2006-09-04 | 2008-07-04 | ||
200 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | Rep | 2004-03-19 | 2008-04-30 | |
201 | Wong, Thomas Hong Man 黃康民 | M | Rep | 2006-07-17 | 2008-04-26 | |
202 | Woodland, Emily Jane | F | Rep | 2003-10-14 | 2012-03-19 | |
203 | Wooldridge, Duncan Samuel | M | Rep | 2003-06-27 | 2017-06-10 | |
204 | Wu, Chi Wai (SFC:AIQ683) 胡志威 | Rep | 2011-10-24 | |||
205 | Wu, Hai Feng (SFC:ADI733) 吳海鋒 | Rep | 2004-03-01 | 2009-01-10 | ||
206 | Wu, James Yun | M | Rep | 2009-05-13 | ||
207 | Wyatt, Philip Thomas 韋輝廉 | M | Rep | 2006-06-19 | 2006-12-08 | |
208 | Xia, Yang (SFC:ALN489) 夏阳 | Rep | 2006-03-16 | 2010-11-11 | ||
209 | Xiang, Jisong 項吉松 | Rep | 2005-01-06 | 2006-11-04 | ||
210 | Xu, Bin (SFC:ANZ630) 徐賓 | Rep | 2006-09-20 | |||
211 | Ye, Xiaofei 葉曉菲 | Rep | 2006-09-01 | 2008-10-28 | ||
212 | Yin, He 尹賀 | Rep | 2004-02-25 | 2007-06-16 | ||
213 | Yip, Shuk Ling 葉淑玲 | Rep | 2009-12-03 | |||
214 | Yoda, Aki 依田亞希 | Rep | 2005-07-22 | 2008-12-30 | ||
215 | Yoo, Ji Eun | Rep | 2004-09-13 | 2012-03-22 | ||
216 | Yoon, Chi Won | Rep | 2005-06-09 | 2016-07-25 | ||
217 | Young, James Kenneth Freeman Scott | M | Rep | 2006-04-20 | 2010-10-07 | |
218 | Yu, Elizabeth Min Hsien 俞旻延 | F | Rep | 2005-10-05 | 2007-05-18 | |
219 | Yu, Jason Wah Chiu 余華超 | M | Rep | 2005-03-24 | 2011-06-30 | |
220 | Yu, Johnny Ching Yan 于正人 | M | Rep | 2004-05-05 | 2017-11-11 | |
221 | Yuen, Nicole Shuk Kam 袁淑琴 | 44 | F | Rep | 2005-03-24 | 2012-03-21 |
222 | Yung, Tak Man (SFC:AHK660) 翁德敏 | Rep | 2014-06-10 | |||
223 | Zhou, Lingli (SFC:ALW484) 周伶俐 | 29 | F | Rep | 2005-04-11 | 2008-07-31 |
224 | Zlot, Andrew Edward | M | Rep | 2006-08-14 | 2007-03-12 |
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