HSBC Global Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, King Lun 區景麟 | 47 | M | ABL820 | RO | 2008-08-01 | |
| 2 | Au, Pui Ting 歐佩婷 | ANA191 | Rep | 2006-02-07 | 2006-12-29 | ||
| 3 | Chan, Ann Chi On 陳芷安 | F | ACB659 | Rep | 2004-04-06 | ||
| 4 | Chan, Cecilia Po Chi 陳寶枝 | F | ACD290 | Rep | 2006-03-10 | ||
| RO | 2006-03-10 | 2023-11-30 | |||||
| 5 | Chan, Debbie Ka Yee 陳嘉怡 | F | AJH022 | Rep | 2004-01-19 | 2005-04-18 | |
| 6 | Chan, Fiona Nga Yee 陳雅儀 | F | ADZ146 | Rep | 2008-05-07 | ||
| 7 | Chan, Kanise Choi Wah 陳再華 | F | AHF667 | Rep | 2004-02-27 | ||
| 8 | Chan, Pui Kit 陳培杰 | AIY107 | Rep | 2003-07-22 | 2005-05-30 | ||
| 9 | Chan, Wai Ming (SFC:ALT876) 陳偉明 | ALT876 | Rep | 2005-03-01 | 2005-07-27 | ||
| 10 | Chau, Lydia Wing Yu 周穎愉 | F | ACP445 | Rep | 2021-09-17 | ||
| 11 | Chen, Arthur Bing Lam 陳炳霖 | M | AMK226 | Rep | 2005-08-26 | 2013-10-28 | |
| 12 | Chen, Eugene Ju Chuen | M | AIQ687 | RO | 2003-10-08 | ||
| 13 | Cheng, Peter Tat Cheong 鄭達昌 | M | AIO550 | Rep | 2004-08-14 | 2005-10-31 | |
| 14 | Cheng, Sandra 程芝凌 | F | ALZ459 | Rep | 2005-05-13 | 2006-07-01 | |
| 15 | Cheung, Michelle Wei Sze 張慧詩 | F | ANW214 | Rep | 2006-09-01 | 2008-09-30 | |
| 16 | Chiu, Yung Kit 趙勇傑 | AFV356 | Rep | 2004-09-17 | |||
| 17 | Chow, Charles 周灼健 | M | ANH153 | Rep | 2006-04-18 | 2014-11-30 | |
| 18 | Chow, Paul Man Yiu 周文耀 | 60 | M | ADX752 | RO | 2003-04-30 | |
| 19 | Chow, Yin Kwan 周妍君 | ACB033 | Rep | 2003-04-28 | 2006-01-18 | ||
| RO | 2006-01-18 | 2007-03-30 | |||||
| 20 | Choy, David Tsz Hong 蔡子康 | M | AFB505 | Rep | 2004-05-31 | ||
| 21 | Christo, Michael Gabriel | M | AFG444 | Rep | 2005-04-07 | ||
| 22 | Chung, Wai Yan (SFC:ALB466) 鍾慧欣 | ALB466 | Rep | 2004-08-06 | 2006-11-30 | ||
| 23 | Crivelli, Patrick Marcel | M | ANB909 | Rep | 2006-02-28 | 2012-06-28 | |
| 24 | Cuffe, Maxine Allison Mary | 38 | F | AGO994 | Rep | 2005-07-13 | |
| 25 | Ebrahim, Ayaz Hatim | M | AAJ072 | RO | 2006-07-25 | ||
| 26 | Fu, Felix Chi Pui 符致培 | ANU385 | Rep | 2006-08-25 | 2011-09-16 | ||
| 27 | Fung, Honyu 馮漢宇 | AIN693 | Rep | 2014-05-09 | |||
| 28 | Garman Iii, Ray Fillmore | M | AHQ355 | Rep | 2003-07-02 | ||
| 29 | Goldfeld, Leon | M | AED561 | Rep | 2004-07-20 | 2004-09-09 | |
| RO | 2004-09-09 | 2010-06-18 | |||||
| 30 | Ha, Ka Yan 夏嘉欣 | ANK949 | Rep | 2006-06-30 | 2007-12-14 | ||
| 31 | Ha, Michael Cheuk Wah 夏卓華 | M | ABZ431 | Rep | 2011-05-11 | ||
| 32 | Hau, Winnie Wai Yin 侯慧賢 | F | AAO493 | Rep | 2006-01-18 | ||
| RO | 2006-01-18 | 2011-07-29 | |||||
| 33 | Ho, Emily Pui Yee 何佩怡 | F | ANH268 | Rep | 2006-04-18 | 2006-09-15 | |
| 34 | Ho, Tsz Chun (SFC:AIB373) 何子晉 | AIB373 | Rep | 2004-06-01 | |||
| 35 | Hsieh, Yuk Chun 佘玉真 | ACA339 | Rep | 2010-10-28 | |||
| 36 | Hung, Richard Wai Wah 熊蔚華 | M | ACO957 | Rep | 2005-05-03 | ||
| 37 | Kam, Stephen Cheuk Hang 甘卓亨 | M | AEI384 | Rep | 2004-07-21 | 2007-03-20 | |
| 38 | Kang, Mi Jung | ADI436 | Rep | 2004-10-21 | 2012-02-29 | ||
| 39 | Khoo, Pui Wun 丘培煥 | 34 | F | AGO218 | Rep | 2006-08-16 | 2007-11-23 |
| 40 | Ko, Wai Man 高偉文 | AMH681 | Rep | 2005-07-29 | |||
| 41 | Ko, Yvonne Chi Yuen 高志遠 | F | AJJ561 | Rep | 2005-05-12 | 2007-06-08 | |
| 42 | Kwok, Charles Cheong Ping 郭昌平 | M | ACJ620 | Rep | 2005-05-30 | ||
| 43 | Kwong, Shuk Ngan 鄺淑顏 | AGO996 | Rep | 2005-08-17 | |||
| 44 | Kwong, Wing Man 鄺穎文 | AFC448 | Rep | 2003-05-19 | 2007-09-14 | ||
| 45 | Lai, Amy Pui Ming 黎沛明 | F | AHG510 | Rep | 2005-08-01 | 2011-11-14 | |
| 46 | Lai, Siu Yan (SFC:ACI867) 賴少忍 | ACI867 | Rep | 2012-03-27 | |||
| 47 | Lai, Wing Keung (SFC:AJE409) 賴永強 | AJE409 | Rep | 2003-11-26 | 2006-10-20 | ||
| 48 | Lam, Bonnie Po Yee 林寶儀 | F | AAH069 | Rep | 2006-04-12 | ||
| RO | 2006-04-12 | 2014-04-01 | |||||
| 49 | Lam, Ka Wai (SFC:AIJ824) 林嘉蕙 | AIJ824 | Rep | 2006-02-20 | 2006-06-23 | ||
| 50 | Lam, Leilani Sai Ki 林世淇 | ACC235 | Rep | 2011-12-12 | |||
| 51 | Lam, Yik Fun 林憶芬 | 38 | F | ACF555 | Rep | 2004-05-18 | 2005-05-04 |
| 52 | Lau, Sammy Chung Hing 劉頌興 | 43 | M | AAE939 | Rep | 2005-11-30 | |
| 53 | Lau, Tsz Lung (SFC:AGJ950) 劉子龍 | AGJ950 | Rep | 2006-01-17 | 2007-02-28 | ||
| 54 | Lee, Andrew Shu Yan 李樹仁 | M | AFP239 | Rep | 2005-01-06 | 2010-09-20 | |
| 55 | Lee, Ching Cheong 李政昌 | AFU881 | Rep | 2005-03-15 | |||
| 56 | Lee, Cristi Boon-Yee 李本儀 | ADY920 | Rep | 2005-05-18 | 2008-09-11 | ||
| 57 | Lee, Emily Kin Ming 李建明 | F | ACJ595 | Rep | 2004-10-18 | ||
| 58 | Lee, Hubert Wai Hon 李威漢 | M | AGI659 | Rep | 2006-04-11 | 2021-09-10 | |
| 59 | Lee, May (SFC:ABX755) 李美芬 | F | ABX755 | Rep | 2004-05-06 | ||
| 60 | Lee, Mei Ling (SFC:AFR791) 李美玲 | AFR791 | Rep | 2005-01-15 | 2008-08-08 | ||
| 61 | Lee, Sandra Yuen Man 李婉雯 | F | ABV188 | RO | 2005-11-30 | ||
| 62 | Lee, Suen Chun 李選進 | AGR377 | Rep | 2003-09-22 | 2003-12-18 | ||
| RO | 2003-12-18 | 2013-01-31 | |||||
| 63 | Lee, Suk Yee (SFC:ALW199) 李淑儀 | ALW199 | Rep | 2005-03-31 | 2005-12-10 | ||
| 64 | Lee, Tak Ching 李德貞 | ALY618 | Rep | 2005-04-28 | 2006-08-04 | ||
| 65 | Leung, Andrew Wing Che 梁穎致 | M | ACR958 | Rep | 2006-04-20 | ||
| RO | 2006-04-20 | 2007-01-05 | |||||
| 66 | Leung, Hung Piu 梁鴻標 | AJF234 | Rep | 2004-10-29 | 2005-05-03 | ||
| 67 | Leung, Koon Yin 梁冠賢 | AFU797 | Rep | 2004-10-25 | |||
| 68 | Leung, Lap Wai (SFC:ALN045) 梁立偉 | ALN045 | Rep | 2004-11-30 | 2011-06-30 | ||
| 69 | Leung, Po Chun 梁寶珍 | AEY251 | Rep | 2005-03-23 | 2013-06-19 | ||
| 70 | Leung, Sandra Tsui San 梁翠珊 | F | ADG928 | Rep | 2003-11-04 | 2010-04-30 | |
| 71 | Li, Andrew Sing-Tsze 李承智 | M | ANK159 | Rep | 2006-05-16 | 2006-12-15 | |
| 72 | Li, Cecil Chi Yan 李志仁 | M | ALF525 | Rep | 2004-09-08 | ||
| 73 | Li, Shuk Ling 李淑玲 | AMJ572 | Rep | 2005-09-09 | 2021-07-19 | ||
| 74 | Lin, Bobby Suen Kwok 林宣國 | AAF423 | Rep | 2005-06-14 | |||
| 75 | Liu, Alan Chi Lun 廖志崙 | M | ABX785 | Rep | 2004-03-19 | ||
| RO | 2004-03-19 | 2005-08-03 | |||||
| 76 | Lo, Wai Ngor (SFC:ADT635) 盧惠娥 | ADT635 | Rep | 2004-11-05 | |||
| 77 | Loaring, Kristie Choi Man 沈賽文 | AFD355 | Rep | 2004-08-10 | 2006-07-10 | ||
| RO | 2006-07-10 | 2011-11-29 | |||||
| 78 | Ma, Eileen Ngai Ling 馬劉艾靈 | F | AFG443 | Rep | 2003-08-29 | ||
| 79 | Ma, Michael Wai Yin 馬偉賢 | M | AFA129 | Rep | 2004-07-26 | ||
| 80 | Ma, Yuk Tong 馬玉堂 | ALW511 | Rep | 2005-04-11 | 2005-10-24 | ||
| 81 | Mak, Ka Yee (SFC:AEQ948) 麥家儀 | AEQ948 | Rep | 2008-07-31 | |||
| 82 | Maldonado-Codina, Guillermo Eduardo 馬浩德 | M | AFS654 | Rep | 2011-09-19 | ||
| 83 | Maronilla, Ramon Gregory Jr. Fong | M | ALE992 | Rep | 2004-09-01 | 2005-03-21 | |
| 84 | Mok, Philip Wan Yu 莫韻餘 | M | AAK403 | Rep | 2003-05-06 | 2010-06-28 | |
| 85 | Mui, Alfred Lap Chung 梅立中 | M | ADS047 | Rep | 2007-03-23 | ||
| 86 | Mung, Wing Kee 蒙榮基 | AGO031 | Rep | ||||
| 87 | Ng, Grace Wing Sze 吳穎詩 | F | AGW637 | Rep | 2006-05-23 | 2008-11-28 | |
| 88 | Ng, Kwok Hung (SFC:ACL451) 吳國雄 | ACL451 | Rep | 2011-06-22 | |||
| 89 | Ngai, Lai Wah 倪麗華 | AEW048 | Rep | 2008-06-30 | |||
| 90 | Ngan, Kin Wa 顏建華 | ADT377 | Rep | 2004-04-06 | 2007-05-15 | ||
| 91 | Ngao, Anissa Wai Kwan 敖慧鈞 | ABR555 | Rep | 2007-05-31 | |||
| 92 | Nowparast, Behzad Reza | ANG437 | Rep | 2006-04-10 | 2007-05-31 | ||
| 93 | Pai, Husan 白浩森 | ACR544 | Rep | 2010-06-28 | |||
| 94 | Park, Chan Ik | AES125 | Rep | 2004-09-01 | |||
| 95 | Pau, Jennifer Ka Hing 包家馨 | F | AFY382 | Rep | 2003-12-05 | ||
| 96 | Pavivan, Pavina 林展穎 | AFO374 | Rep | 2006-09-20 | 2007-03-14 | ||
| 97 | Pickerell, Blair Chilton 裴布雷 | 50 | M | AAC683 | RO | 2003-07-22 | 2007-05-31 |
| 98 | Series, Kerry David | M | ALI742 | Rep | 2004-10-27 | 2006-09-15 | |
| 99 | Seto, Spencer W | M | ANU367 | Rep | 2006-09-04 | 2012-05-31 | |
| 100 | Shea, Anita Sze Wai 佘思慧 | F | AIH529 | Rep | 2004-07-26 | ||
| 101 | Shum, Emily Kwok Wai 岑幗慧 | F | ABT712 | Rep | 2005-12-30 | 2006-06-23 | |
| 102 | So, Tony Chun Chung 蘇振中 | M | ACT588 | Rep | |||
| 103 | Spence, Susannah Mary | F | AAK751 | Rep | 2006-01-18 | ||
| RO | 2006-01-18 | 2019-08-13 | |||||
| 104 | Sze, Woon Sang 史煥生 | AFW549 | Rep | 2006-09-08 | |||
| 105 | Tang, Ka Nam 鄧嘉南 | AFM342 | Rep | 2003-08-20 | |||
| 106 | Tang, Wai Sen 鄧慧珊 | AGD027 | Rep | 2004-12-24 | 2005-07-13 | ||
| 107 | Tang, Wincy Wing Sze (SFC:ADQ849) 鄧穎施 | ADQ849 | Rep | 2004-11-30 | |||
| 108 | Tang, Wing Yee (SFC:AGL457) 鄧穎兒 | AGL457 | Rep | 2004-08-24 | |||
| 109 | Tsang, Karen Sze Wai 曾思慧 | F | AFN688 | Rep | 2004-11-03 | 2020-07-21 | |
| 110 | Tsang, Sin Man (SFC:AFO918) 曾倩雯 | AFO918 | Rep | 2010-05-31 | |||
| 111 | Tse, Cecilia Kam Sum 謝琴心 | F | AIO056 | Rep | 2008-09-25 | ||
| 112 | Tse, Patrick Kwok Shing 謝國誠 | M | AMX789 | Rep | 2006-01-16 | 2013-02-28 | |
| 113 | Tucker, Robert Denis | M | ALZ927 | Rep | 2005-05-25 | 2009-09-23 | |
| 114 | Valadao, Mark Paul | 35 | M | ALZ929 | Rep | 2005-05-25 | 2007-06-22 |
| 115 | Wan, Kenny 尹建銘 | M | AED739 | Rep | 2004-02-16 | ||
| 116 | Wang, Dong (SFC:AIR588) 王棟 | 29 | M | AIR588 | Rep | 2005-10-24 | |
| 117 | Wong, Aaron Davis 黃佳頌 | M | ALO351 | Rep | 2004-12-23 | 2005-06-16 | |
| 118 | Wong, Amelia Ngar Men 黃雅雯 | F | AEX263 | Rep | 2005-02-04 | 2007-10-05 | |
| 119 | Wong, Eddy Tai Che 王大智 | M | AKW690 | Rep | 2004-08-05 | 2005-10-31 | |
| 120 | Wong, Jennifer Hsiu Hui 黃秀慧 | F | ANE206 | Rep | 2006-03-27 | 2009-06-27 | |
| 121 | Wong, Johnny Yat Hong 黃日康 | M | ABV900 | Rep | 2003-06-02 | ||
| 122 | Wong, Joyce Wen Mee 王穎薇 | F | AGF478 | Rep | 2004-03-12 | 2009-12-14 | |
| 123 | Wong, Richard Chi Lung 黃子驊 | M | ABP922 | Rep | 2011-01-28 | ||
| 124 | Wong, Simpson Leung Hang 黃良恆 | M | AIC643 | Rep | 2007-04-25 | ||
| 125 | Wu, Yee Lun 鄔依倫 | ANT779 | Rep | 2006-08-08 | 2011-02-11 | ||
| 126 | Yan, Cleo Sheung Ngar 甄尚雅 | F | AKW688 | Rep | 2004-08-19 | 2006-04-21 | |
| 127 | Yin, Phillip Tk 嚴正剛 | M | AMH295 | Rep | 2005-07-22 | 2005-10-07 | |
| 128 | Yip, Eric Chee Hang 葉志衡 | M | AIR464 | Rep | 2003-06-27 | ||
| 129 | Yiu, Pui Lam 姚珮林 | ANG457 | Rep | 2006-04-04 | 2006-05-02 | ||
| 130 | Yu, Tina Wai Kwan 余慧君 | AMJ508 | Rep | 2005-08-18 | 2005-11-02 | ||
| 131 | Yu, Vernon Ka Leung | AEE209 | Rep | 2005-01-19 | |||
| 132 | Zhong, Shan (SFC:AJN966) 鍾山 | AJN966 | Rep | 2005-09-07 | 2011-05-17 | ||
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