PIPER JAFFRAY ASIA SECURITIES LIMITED 派杰亞洲証券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | An, Peng (SFC:APO572) 安鵬 | APO572 | Rep | 2009-03-16 | 2009-04-13 | ||
| 2 | Bao, Wenjing 鮑文婧 | ARU022 | Rep | 2008-12-08 | 2009-08-21 | ||
| 3 | Berrisford, Carl Thomas | M | AIZ256 | Rep | 2004-05-13 | 2005-08-04 | |
| 4 | Chan, Hung Kee (SFC:ABF065) 陳鴻基 | ABF065 | Rep | 2004-07-08 | 2006-03-29 | ||
| RO | 2006-03-29 | 2012-09-07 | |||||
| 5 | Chan, Michael (SFC:AHN553) 陳國昌 | M | AHN553 | Rep | 2010-03-02 | 2010-07-02 | |
| RO | 2010-07-02 | 2012-08-25 | |||||
| 6 | Chan, Ping Kwan 陳秉鈞 | ALZ774 | Rep | 2005-05-17 | 2009-02-13 | ||
| 7 | Chan, Stephen Cheuk Yu 陳卓宇 | 33 | M | ADR422 | Rep | 2006-11-02 | 2008-03-01 |
| 8 | Chan, Wing Chiu (SFC:AJO304) 陳穎釗 | AJO304 | Rep | 2004-05-03 | 2012-08-25 | ||
| 9 | Chan, Yu Kong 陳宇江 | AGC982 | Rep | 2005-08-03 | 2008-02-01 | ||
| 10 | Chang, Lama Kit Sun 張潔新 | ACC422 | RO | 2008-02-01 | 2013-02-28 | ||
| 11 | Chau, Kon Chiu 周幹弨 | AGS077 | Rep | 2004-03-18 | 2004-09-07 | ||
| 12 | Chau, Kon Wang 周幹弘 | ADQ621 | Rep | 2004-03-18 | 2005-09-26 | ||
| RO | 2005-09-26 | 2006-02-25 | |||||
| 13 | Chau, Mei Yu 周美如 | ADB668 | Rep | 2003-10-03 | 2007-09-22 | ||
| 14 | Chau, Raymond Wai Ming 周偉明 | M | AAA987 | Rep | 2003-09-05 | ||
| 15 | Chau, Thomas Ching On 周靖安 | ABC223 | Rep | 2003-10-24 | 2009-01-31 | ||
| 16 | Chen, Benny Lee Yin 陳利賢 | M | AAB197 | Rep | 2008-04-29 | 2008-06-14 | |
| 17 | Chen, Hsin-shu Branden 陳信旭 | AUK172 | Rep | 2009-12-24 | 2011-01-15 | ||
| 18 | Chen, Yayuan 陳雅媛 | AUC865 | Rep | 2009-11-06 | 2012-05-17 | ||
| 19 | Chen, Yuan (SFC:AEJ844) 陳遠 | 41 | M | AEJ844 | Rep | 2004-01-27 | 2004-08-30 |
| RO | 2004-08-30 | 2005-07-14 | |||||
| RO | 2006-07-15 | 2009-04-01 | |||||
| 20 | Cheng, Chi Wah (SFC:ABM629) 鄭志華 | ABM629 | Rep | 2008-01-14 | 2009-04-01 | ||
| 21 | Cheng, Clement Yue Sun 鄭禹新 | M | AQE950 | Rep | 2009-09-23 | 2010-02-04 | |
| 22 | Cheng, Raymond Wai Mo 鄭懷武 | M | AIJ587 | Rep | 2008-06-03 | 2008-06-07 | |
| 23 | Cheng, Wai Ho (SFC:ACE595) 鄭衛豪 | 45 | M | ACE595 | Rep | 2005-06-02 | 2006-09-28 |
| 24 | Cheung, Johnson Fusheng 張富紳 | 45 | M | ABI721 | Rep | 2003-12-22 | 2007-09-15 |
| 25 | Cheung, Michael Po Kuen 張寶權 | M | AGX308 | Rep | 2005-04-20 | 2006-05-10 | |
| Rep | 2007-01-08 | 2012-08-25 | |||||
| 26 | Chiu, Ronnie Yuk Fai 趙玉輝 | M | APC429 | Rep | 2007-07-13 | 2009-02-14 | |
| 27 | Choi, Fuk Yue Germaine 蔡馥如 | AVL261 | Rep | 2010-08-04 | 2010-11-30 | ||
| 28 | Choi, Nancy Lai Wah 蔡麗華 | F | AAC535 | Rep | 2005-08-25 | 2009-01-31 | |
| 29 | Chong, Yuk Tak 莊育德 | AFF041 | Rep | 2003-09-05 | |||
| 30 | Chow, King Ho 周景豪 | AAD577 | Rep | 2007-11-21 | 2012-08-25 | ||
| 31 | Choy, Jonathan Lun Chak 蔡麟策 | M | AFJ003 | Rep | 2005-08-25 | 2009-01-31 | |
| 32 | Chui, Siu Ying 徐少英 | AED603 | Rep | 2005-04-28 | 2008-11-29 | ||
| 33 | Chun, Eva Yee Wah 秦綺華 | F | ABT383 | Rep | 2006-10-03 | 2007-12-01 | |
| 34 | Chung, Lai Yung 鍾麗容 | AGM626 | Rep | 2004-12-23 | |||
| 35 | Du, Jing (SFC:ANT379) 杜菁 | ANT379 | Rep | 2006-08-02 | 2007-10-01 | ||
| 36 | Duong, Hanh My 楊美幸 | ALL708 | Rep | 2004-11-23 | 2006-06-24 | ||
| 37 | Fan, Chi Ming 范智明 | ADS059 | Rep | 2003-08-30 | 2009-01-23 | ||
| 38 | Fon, Willy Wen Kar 馮文嘉 | ABX299 | Rep | 2008-09-09 | 2009-05-01 | ||
| 39 | Fung, Ching Man (SFC:AEA677) 馮靜文 | AEA677 | Rep | 2003-08-30 | 2009-02-11 | ||
| 40 | Fung, Kin Wing (SFC:ANY399) 馮鍵嶸 | ANY399 | Rep | 2009-11-17 | 2012-08-25 | ||
| 41 | Gillmouth, Matthew John | M | APQ653 | Rep | 2008-06-17 | 2009-01-01 | |
| 42 | Glasgow, Fraser John | M | AEP339 | Rep | 2004-03-03 | 2006-06-24 | |
| 43 | Ho, Cheuk Yuet (SFC:ABI716) 何綽越 | ABI716 | RO | 2008-01-03 | 2009-04-01 | ||
| 44 | Ho, King Hang 何景行 | AAF005 | Rep | 2009-12-22 | 2010-01-23 | ||
| 45 | Ho, Kwong Chak 何光澤 | AAB154 | Rep | 2003-09-09 | 2003-10-29 | ||
| RO | 2003-10-29 | 2005-11-01 | |||||
| 46 | Hu, Rui (SFC:AEO900) 胡銳 | AEO900 | Rep | 2008-07-01 | |||
| 47 | Huang, Luyao (SFC:AQR396) 黃路遙 | AQR396 | Rep | 2008-03-17 | 2009-01-01 | ||
| Rep | 2009-06-18 | 2009-09-05 | |||||
| 48 | Hui, John (1973) 許僑聲 | 37 | M | AFU688 | Rep | 2005-03-21 | 2012-01-19 |
| 49 | Kang, Xing 康惺 | APF685 | Rep | 2007-07-04 | 2007-10-01 | ||
| 50 | Ko, Hon Tak 高漢德 | AAD598 | Rep | 2004-03-23 | |||
| 51 | Koo, Shang-Hsiu | AVK958 | Rep | 2010-06-30 | 2010-12-07 | ||
| 52 | Kwai, Ida Yee Man 桂綺雯 | F | ABP503 | Rep | 2003-09-18 | 2009-03-01 | |
| 53 | Kwok, Chi Lung 郭智瀧 | AAK750 | Rep | 2006-03-03 | 2007-03-01 | ||
| 54 | Lai, Chun Kong 黎鎮剛 | ABZ482 | Rep | 2006-02-23 | 2007-02-01 | ||
| 55 | Lam, Car Man 林家文 | AAG480 | Rep | 2005-04-07 | |||
| 56 | Lam, Fung Chun 林鳳珍 | ADI024 | Rep | 2004-08-14 | 2008-11-03 | ||
| 57 | Lam, Fung Ki 林鳳琦 | AGM903 | Rep | 2003-09-10 | 2012-08-25 | ||
| 58 | Lang, Peter Yin Shing 梁衍誠 | M | AAD770 | Rep | 2003-09-10 | ||
| 59 | Lau, Derrick Wang Yip 劉宏業 | 49 | M | AAU800 | RO | 2007-04-03 | 2011-04-07 |
| 60 | Lau, Steven Sai-Cheung 劉世璋 | M | AEM789 | Rep | 2005-09-12 | 2006-08-23 | |
| 61 | Lau, Tak Hung 劉德雄 | AEC937 | Rep | 2009-03-31 | 2009-07-11 | ||
| 62 | Lau, Vivian Hoi Yee 劉凱宜 | F | AEV751 | Rep | 2010-01-19 | 2011-11-26 | |
| 63 | Lau, Wing Choi 劉榮財 | AAB736 | Rep | 2004-09-23 | 2008-08-16 | ||
| 64 | Lee, Alex Lik Hang (SFC:ART556) 李力行 | ART556 | Rep | 2010-05-24 | 2010-06-16 | ||
| 65 | Lee, Michael Douglas 李嘉文 | M | ANE426 | Rep | 2009-02-11 | 2009-09-14 | |
| 66 | Lee, Sai King 李世勁 | AQH519 | Rep | 2008-01-15 | 2009-01-31 | ||
| 67 | Leung, Angela Wai Kwan 梁維君 | F | ABE848 | Rep | 2004-02-25 | 2007-01-01 | |
| 68 | Leung, Chek Kee 梁卓基 | AAC181 | Rep | 2009-03-12 | 2009-08-10 | ||
| 69 | Leung, Chi Ming (SFC:AAF501) 梁志明 | AAF501 | Rep | 2008-07-14 | 2008-09-04 | ||
| RO | 2008-09-04 | 2012-09-07 | |||||
| 70 | Leung, Curly Pui Nung 梁培能 | AFX696 | Rep | 2004-07-29 | |||
| 71 | Leung, Shing Wai (SFC:ABK258) 梁成偉 | M | ABK258 | Rep | 2003-09-02 | 2009-02-18 | |
| 72 | Leung, Siu Mui 梁少梅 | ACD945 | Rep | 2003-09-15 | 2008-11-03 | ||
| 73 | Leung, Yun Keung (SFC:AFX708) 梁潤強 | AFX708 | Rep | 2003-08-22 | 2003-10-08 | ||
| 74 | Li, Bo (SFC:ATD715) 李波 | ATD715 | Rep | 2009-06-16 | 2010-04-26 | ||
| 75 | Li, Kai Yu 李啟宇 | ADV652 | Rep | 2004-01-28 | 2004-10-04 | ||
| 76 | Li, Shuk Yin (SFC:ATV554) 李淑賢 | ATV554 | Rep | 2009-09-25 | 2011-03-07 | ||
| 77 | Li, Wai Yin (SFC:ANR354) 李慧妍 | ANR354 | Rep | 2010-04-26 | 2010-06-07 | ||
| 78 | Liang, Kai Lok 梁啟樂 | ADX214 | Rep | 2005-08-25 | 2009-01-31 | ||
| 79 | Lin, Jen-Min 林振民 | AQR696 | Rep | 2008-03-18 | 2009-10-01 | ||
| 80 | Liu, Chung Hong (SFC:ADB508) 廖仲康 | ADB508 | Rep | 2003-09-08 | 2003-09-19 | ||
| RO | 2003-11-05 | 2004-04-22 | |||||
| 81 | Liu, Ka Hin 廖家顯 | 30 | M | AGH846 | Rep | 2006-11-23 | 2008-03-05 |
| 82 | Lo, Ricky Tak Fat 盧德發 | M | ACL682 | Rep | 2009-06-02 | ||
| 83 | Loh, Yiu Fai 陸耀輝 | ABN692 | Rep | 2004-11-05 | 2005-09-22 | ||
| RO | 2005-09-22 | 2007-02-17 | |||||
| 84 | Lu, Hongbo 盧紅波 | AUS615 | Rep | 2010-02-11 | 2011-05-13 | ||
| 85 | Lui, Johnny Chi Wah 呂志華 | 50 | M | AAK797 | Rep | 2004-11-22 | |
| 86 | Lui, Josaphat Chi Chung 呂志聰 | AAD557 | RO | 2004-12-23 | |||
| 87 | Lui, Mei Yee 呂美儀 | ANN048 | Rep | 2006-11-10 | 2011-11-26 | ||
| 88 | Luk, Ka Fat 陸家發 | ADG929 | Rep | 2007-02-13 | 2007-05-19 | ||
| 89 | Ma, Fung Po 馬逢葆 | AQN411 | Rep | 2008-02-20 | 2009-01-31 | ||
| 90 | Mak, Hau Lin 麥巧蓮 | ACW654 | Rep | 2004-03-18 | 2005-02-25 | ||
| RO | 2005-02-25 | 2005-08-02 | |||||
| Rep | 2005-08-02 | 2008-07-18 | |||||
| 91 | Mak, Sze Wing 麥思穎 | AEN519 | Rep | 2004-10-04 | 2007-05-26 | ||
| 92 | Man, Chan Wah (SFC:AAJ614) 文燦華 | AAJ614 | Rep | 2008-03-11 | 2008-10-19 | ||
| 93 | Marostica, Mark Alfred Steven | M | ASZ334 | Rep | 2009-05-20 | 2010-09-01 | |
| 94 | Ng, Kam Ho 吳錦浩 | ABC181 | Rep | 2006-08-22 | 2009-03-01 | ||
| 95 | Ng, Yin Lam (SFC:AGK085) 吳彥霖 | AGK085 | Rep | 2005-01-05 | 2009-01-01 | ||
| 96 | Ngan, Max Man Hung 顏文雄 | AAD618 | Rep | 2008-03-25 | 2012-08-24 | ||
| 97 | Pat, Fung Lin 畢鳳蓮 | AJE197 | Rep | 2003-09-23 | 2009-01-31 | ||
| 98 | Poon, Sou Ling 潘秀玲 | AAA921 | Rep | 2005-10-22 | |||
| 99 | Riggs, John West | M | ARO321 | Rep | 2008-08-27 | 2009-06-15 | |
| Rep | 2010-04-01 | 2012-10-31 | |||||
| 100 | Roberts, Alistair Charles Alton | M | AVU825 | Rep | 2010-08-31 | 2011-03-22 | |
| 101 | Shan, Li (SFC:ANG467) 單力 | ANG467 | Rep | 2006-05-17 | 2006-08-01 | ||
| 102 | Sy, Man Chiu 許文超 | 55 | M | ALD653 | Rep | 2005-06-14 | 2007-11-16 |
| 103 | Sze, Ching King 施清京 | ABX988 | Rep | 2008-04-14 | 2009-02-14 | ||
| 104 | Tai, Kwok Keung (SFC:AAE013) 戴國強 | AAE013 | Rep | 2003-09-10 | |||
| 105 | Tai, Winson Wing Sum 戴穎琛 | AOV063 | Rep | 2007-04-20 | 2008-10-03 | ||
| 106 | Tang, Lai Kwan 鄧麗群 | AAB274 | Rep | 2003-09-11 | 2009-01-31 | ||
| 107 | Tong, Wai Chiu 唐偉超 | AEE884 | Rep | 2005-08-26 | 2009-01-31 | ||
| 108 | Tsang, On Yee 曾安儀 | ALI325 | Rep | 2007-10-05 | 2008-11-01 | ||
| 109 | Tse, Chi Him 謝智謙 | M | ABI456 | Rep | 2007-09-13 | 2012-09-24 | |
| 110 | Tse, Kwok On 謝國安 | AHG557 | Rep | 2006-08-28 | 2007-05-12 | ||
| 111 | Tseung, Henry Hiu Wai 蔣曉偉 | M | AOU192 | Rep | 2009-12-18 | 2010-05-08 | |
| 112 | Wah Hansen, Louisa 華路 | F | AVR192 | Rep | 2010-08-10 | 2012-08-25 | |
| 113 | Wang, Yi (SFC:APH806) 汪翊 | APH806 | Rep | 2008-04-23 | 2009-05-23 | ||
| 114 | Wong, Chi Man (SFC:AIU435) 王志文 | AIU435 | Rep | 2008-01-14 | 2010-09-01 | ||
| 115 | Wong, Edmond Hoi Ming 黃海明 | M | AAE015 | Rep | 2005-08-20 | ||
| 116 | Wong, Gary Yu Tung 王宇東 | M | AFU284 | Rep | 2004-03-11 | 2008-08-09 | |
| 117 | Wong, Helen Yim How 黃艷巧 | F | ADW624 | Rep | 2003-09-10 | ||
| 118 | Wong, Ka Po (SFC:AJE893) 黃家寶 | AJE893 | Rep | 2007-06-26 | 2007-08-14 | ||
| 119 | Wong, Man Yin (SFC:AED081) 黃文嬿 | AED081 | Rep | 2009-02-10 | 2010-02-17 | ||
| RO | 2010-02-17 | 2011-07-16 | |||||
| 120 | Wu, Man Wai (SFC:AEN127) 胡文慧 | AEN127 | Rep | 2003-08-30 | 2008-11-03 | ||
| 121 | Yeung, Chun Ho (SFC:ACA543) 楊俊豪 | ACA543 | Rep | 2003-09-02 | 2008-11-03 | ||
| 122 | Yeung, Shu Fan 楊樹勳 | M | AAI312 | Rep | 2003-10-07 | 2003-11-05 | |
| RO | 2003-11-05 | 2007-10-06 | |||||
| 123 | Yip, Man Wai (SFC:AEY361) 葉敏慧 | AEY361 | Rep | 2005-08-22 | 2009-02-12 | ||
| 124 | Yiu, Pik Nam 姚璧南 | AAB293 | Rep | 2004-03-23 | 2008-06-24 | ||
| 125 | Yuan, Zhefei 袁哲飛 | APL225 | Rep | 2010-07-12 | 2011-10-01 | ||
| 126 | Yuen, Eddy Siu Keung 阮紹強 | M | AEE177 | Rep | 2003-12-10 | 2009-01-31 | |
| 127 | Zhang, QianQian (SFC:AVV211) 張千千 | AVV211 | Rep | 2010-08-31 | 2011-11-26 | ||
| 128 | Zhao, Wei (SFC:ALU733) 趙偉 | ALU733 | Rep | 2005-03-11 | 2005-10-03 | ||
| 129 | Zhu, Peirong 朱培鎔 | AOG691 | Rep | 2008-02-27 | 2008-11-07 | ||
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