Open Securities Limited 開盤證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	Role	From	Until
1	Dou, Jianjun 竇建軍			RO	2023-04-06
2	Gao, Meng (SFC:BTS521) 高萌			Rep	2023-06-07
3	Lai, Kwai Yee 黎桂而			Rep	2021-11-23	2024-01-03
4	Li, Chunyu (SFC:BOW501) 李春雨			Rep	2019-10-02
5	Li, Kim Man (SFC:AEU947) 李劍文			RO	2022-01-18	2023-10-12
6	Ngan, Ka Sing 顏嘉昇			RO	2021-01-19	2023-08-31
7	Yeung, Tsz Kin (SFC:AWW089) 楊子健			RO	2020-08-05

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