CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 招商證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Cheuk Fan 區焯凡 | ADJ308 | Rep | 2003-11-30 | |||
| 2 | Chan, Anita Ling Man 陳靈敏 | F | AGH228 | Rep | 2009-10-19 | 2010-03-01 | |
| 3 | Chan, Anna Man 陳敏 | F | AKY988 | Rep | 2009-04-09 | 2010-08-11 | |
| 4 | Chan, Chi Fai (SFC:AJO293) 陳志輝 | AJO293 | Rep | 2006-04-10 | 2006-05-04 | ||
| 5 | Chan, Edmund King Bun 陳兢斌 | M | AIR952 | Rep | 2008-05-01 | ||
| 6 | Chan, Hing Wang (SFC:ABQ698) 陳卿弘 | ABQ698 | Rep | 2014-03-01 | |||
| 7 | Chan, Kar Lok 陳家樂 | ABE379 | Rep | 2006-01-09 | 2008-09-30 | ||
| 8 | Chan, Kit Ling (SFC:ACB932) 陳潔玲 | ACB932 | Rep | ||||
| 9 | Chan, Kwok Kei (SFC:AJO242) 陳國基 | AJO242 | Rep | 2008-02-27 | 2008-12-31 | ||
| 10 | Chan, Kwong Shan 陳廣山 | AFV359 | Rep | 2006-05-10 | 2017-02-01 | ||
| 11 | Chan, Louis Shing Ming 陳成名 | M | AEF393 | Rep | 2009-11-09 | 2011-06-27 | |
| 12 | Chan, Qary Mau Fai 陳茂輝 | ADZ365 | Rep | 2003-06-20 | 2004-01-06 | ||
| 13 | Chan, Samuel Chu Kwan 陳柱均 | M | AEH683 | Rep | 2008-03-06 | 2009-03-03 | |
| 14 | Chan, Stephen Cheuk Yu 陳卓宇 | 32 | M | ADR422 | Rep | 2008-03-13 | 2013-04-03 |
| 15 | Chan, Yi Sum 陳鐿心 | AAD405 | Rep | 2003-05-26 | |||
| 16 | Chan, Yuk Chor 陳旭初 | AFI899 | Rep | 2006-03-09 | 2007-12-31 | ||
| 17 | Chau, Wing Hung 周永雄 | AAD828 | Rep | 2009-03-18 | 2010-12-06 | ||
| 18 | Chen, Jidong 陳繼東 | APH874 | Rep | 2007-07-27 | 2010-03-10 | ||
| 19 | Chen, Lawrence Li 陳良驊 | M | AOD798 | Rep | 2009-12-07 | 2011-06-22 | |
| 20 | Chen, Ling (SFC:ARH496) 陳凌 | ARH496 | Rep | 2008-07-08 | 2013-02-21 | ||
| 21 | Chen, Qing (SFC:AHJ872) 陳青 | AHJ872 | Rep | 2006-08-07 | 2008-06-30 | ||
| 22 | Cheng, Eddy Wai Kai 鄭偉佳 | M | AAG231 | Rep | |||
| 23 | Cheng, Tai Sheung 鄭大雙 | 33 | M | ALS551 | Rep | 2009-11-12 | 2011-07-15 |
| 24 | Cheung, Charlotte Ngai Yi 張艾儀 | F | AAJ203 | Rep | |||
| 25 | Cheung, Eric (SFC:APC067) 張煒迪 | M | APC067 | Rep | 2007-07-17 | 2009-02-02 | |
| 26 | Cheung, Ka Kin (SFC:AON735) 張家健 | AON735 | Rep | 2009-10-22 | 2013-04-15 | ||
| 27 | Cheung, Oi Ling (SFC:AGJ516) 張愛玲 | AGJ516 | Rep | 2003-07-15 | |||
| 28 | Cheung, Shui Fai (SFC:AIF576) 張水輝 | AIF576 | Rep | 2009-03-12 | 2013-05-17 | ||
| 29 | Cheung, Wai Hung (SFC:AGY670) 張衛紅 | AGY670 | Rep | 2007-05-31 | 2008-04-24 | ||
| RO | 2008-04-24 | 2014-08-04 | |||||
| 30 | Chin, Ah Man 錢亞敏 | AFE750 | Rep | 2006-08-29 | |||
| 31 | Chiu, Yat Shuk 趙一粟 | AFI063 | Rep | 2006-05-23 | 2014-08-15 | ||
| 32 | Choi, Kai Ming 蔡啟明 | AGA576 | Rep | 2004-02-18 | 2006-03-31 | ||
| 33 | Chow, Lai Sze 周麗斯 | ASE584 | Rep | 2009-01-21 | 2009-08-28 | ||
| 34 | Choy, Yau Fai 蔡佑徽 | AQQ237 | Rep | 2009-08-31 | 2010-06-18 | ||
| 35 | Cong, Lufeng (SFC:AKI549) 叢魯峰 | AKI549 | Rep | 2004-06-10 | 2007-05-09 | ||
| RO | 2007-05-09 | 2017-09-29 | |||||
| 36 | Deng, Liangsheng 鄧良生 | ALA732 | Rep | 2004-09-13 | 2005-09-12 | ||
| 37 | Fan, Chun Keung 范進強 | ACA792 | Rep | 2005-12-31 | |||
| 38 | Fan, Wai Kwok 范偉國 | ADD033 | Rep | 2008-04-10 | |||
| 39 | Feng, Yu (SFC:AHL497) 豐羽 | AHL497 | Rep | 2008-06-28 | |||
| 40 | Fung, Anita Kit Ying 封潔瑩 | F | AGB124 | Rep | 2008-08-18 | 2009-03-02 | |
| 41 | Fung, Edwin King Hing 馮景興 | M | AIB745 | Rep | 2005-12-22 | 2013-04-03 | |
| 42 | Gong, Huifeng 龔惠風 | AOS659 | Rep | 2008-02-21 | 2008-07-24 | ||
| 43 | Ho, Ka Wai (SFC:AJK540) 何家偉 | AJK540 | Rep | 2009-07-27 | 2013-03-16 | ||
| 44 | Hui, Chi Yuen 許志遠 | AED756 | Rep | 2003-08-08 | |||
| 45 | Hui, Chuk Kwan 許祝君 | ASN777 | Rep | 2009-03-23 | 2010-06-21 | ||
| 46 | Hui, David Lam Chiu 許林釗 | ADF453 | Rep | 2003-07-03 | 2005-03-30 | ||
| 47 | Hui, Gibson Kwong Yiu 許光堯 | M | AOQ871 | Rep | 2007-03-05 | 2014-10-24 | |
| 48 | Hui, John (1973) 許僑聲 | 36 | M | AFU688 | Rep | 2004-02-18 | 2005-03-21 |
| 49 | Hui, Judy Kwan Yue 許坤茹 | F | AFU622 | Rep | 2003-07-31 | ||
| 50 | Hui, Mok Hing 許木興 | AAC840 | Rep | 2003-07-09 | 2005-11-16 | ||
| 51 | Hui, Yik 許奕 | AFT734 | Rep | 2003-07-16 | |||
| 52 | Ip, Yu Pang 葉如鵬 | ACH676 | Rep | 2014-09-04 | |||
| 53 | Kam, Yiu Man 甘耀文 | AAG825 | Rep | 2006-02-13 | 2013-04-03 | ||
| 54 | Kwok, Kenneth Kei Ah 郭祺雅 | M | APY941 | Rep | 2007-11-07 | 2007-12-12 | |
| 55 | Kwong, Kam Har 鄺錦霞 | ALG056 | Rep | 2007-06-11 | 2008-11-17 | ||
| 56 | Kwong, Oi Ting 鄺藹婷 | AGE086 | Rep | 2009-11-17 | 2016-08-31 | ||
| 57 | Lai, Kwan Pak 黎君柏 | AQM571 | Rep | 2009-01-22 | 2011-03-24 | ||
| 58 | Lai, Lawrence Yeuk Kam 黎若錦 | M | ABL675 | Rep | 2014-09-12 | ||
| 59 | Lai, Yu Ming 黎宇明 | ATF079 | Rep | 2009-06-23 | 2009-11-26 | ||
| 60 | Lam, Benjamin Boon Ho 林本浩 | M | AHA421 | Rep | 2009-09-16 | 2010-03-26 | |
| 61 | Lam, Sally Yim Kei 林冉琪 | 35 | F | ADK687 | Rep | 2003-07-28 | 2007-01-11 |
| 62 | Lam, Siu Hi 林少喜 | AEP103 | Rep | 2003-06-21 | |||
| RO | 2003-06-21 | 2013-09-02 | |||||
| 63 | Lam, Suen Kit 林宣傑 | 32 | M | AIL177 | Rep | 2009-12-04 | 2011-07-04 |
| 64 | Lam, Tat Chi 林達智 | AAI706 | Rep | ||||
| 65 | Lau, Carmela Yin Mei 劉燕薇 | F | ABM705 | Rep | 2006-07-17 | 2014-04-01 | |
| 66 | Lau, Yuk Ha 劉玉霞 | AEF329 | Rep | 2007-06-28 | 2012-10-17 | ||
| 67 | Law, Siu Hong 羅肇康 | ADT637 | Rep | 2008-03-12 | 2008-09-01 | ||
| 68 | Law, Yuen Ling 羅婉玲 | ACO711 | Rep | 2007-04-18 | 2024-05-29 | ||
| 69 | Lee, Bennett Siu Fung 李兆峰 | APQ513 | Rep | 2007-09-19 | 2009-07-22 | ||
| 70 | Lee, Chi Fung (SFC:ALH771) 李志鋒 | ALH771 | Rep | 2009-04-29 | 2011-01-03 | ||
| 71 | Leung, Fong Ming 梁鳳鳴 | AAI351 | Rep | 2017-07-31 | |||
| 72 | Leung, Kwok Wai (SFC:AGJ515) 梁國偉 | AGJ515 | Rep | ||||
| 73 | Leung, Yee Ching (SFC:ARM324) 梁已正 | M | ARM324 | Rep | 2008-08-07 | ||
| 74 | Leung, Ying Ki 梁英奇 | ABI070 | Rep | 2007-05-16 | |||
| 75 | Li, Kit Ying (SFC:AQN003) 李潔盈 | AQN003 | Rep | 2008-02-18 | 2014-05-31 | ||
| 76 | Li, Man Hong (SFC:APL731) 李文康 | APL731 | Rep | 2007-08-24 | 2013-02-28 | ||
| 77 | Li, Min (SFC:AOR111) 李敏 | AOR111 | Rep | 2007-07-04 | |||
| 78 | Li, Siu Yui 李少銳 | 39 | M | AEI201 | Rep | 2007-12-17 | 2008-02-04 |
| 79 | Liang, Yonghuo 梁勇活 | AQV698 | Rep | 2008-04-30 | 2010-03-11 | ||
| 80 | Liu, Liang (SFC:APH876) 劉亮 | APH876 | Rep | 2007-09-06 | 2010-07-16 | ||
| 81 | Liu, Yan (SFC:ARE732) 劉岩 | ARE732 | Rep | 2008-06-20 | 2016-10-07 | ||
| 82 | Liu, Yang (SFC:AJK624) 劉洋 | AJK624 | Rep | 2004-03-17 | 2004-08-04 | ||
| 83 | Lo, Chiu Wai (SFC:AFT576) 羅昭維 | AFT576 | Rep | 2006-01-10 | 2013-04-09 | ||
| 84 | Lo, Ka Yiu (SFC:ACU503) 勞家耀 | ACU503 | Rep | 2006-10-19 | 2013-03-15 | ||
| 85 | Lo, Kam Chan 盧錦燦 | AMO488 | Rep | 2005-11-14 | 2006-09-16 | ||
| 86 | Lo, Mei Lin 盧美蓮 | AGJ091 | Rep | 2007-05-15 | |||
| RO | 2007-05-15 | 2008-01-17 | |||||
| 87 | Lo, Sau Ling 盧秀玲 | AGJ506 | Rep | ||||
| 88 | Lo, Steve Ka Lok 盧家樂 | 52 | M | AAB828 | Rep | 2019-06-28 | |
| 89 | Loo, Yin Wah 盧燕華 | AFX281 | Rep | 2006-03-01 | 2006-04-24 | ||
| 90 | Lu, Xin (SFC:AQV153) 陸鑫 | AQV153 | Rep | 2008-05-22 | 2012-04-11 | ||
| 91 | Lui, Hau Nog 雷巧娥 | ARD674 | Rep | 2008-06-23 | 2008-07-17 | ||
| 92 | Luk, Anita Wai Jong 陸懷莊 | F | AAQ340 | Rep | 2003-08-25 | ||
| 93 | Luo, Xia (SFC:ANQ008) 羅霞 | ANQ008 | Rep | 2009-08-19 | |||
| 94 | Ma, Christine Pamela 馬素冰 | F | ANQ539 | Rep | 2009-11-13 | 2009-12-11 | |
| 95 | Ma, Patrick Yuen Por 馬遠波 | M | ASY385 | Rep | 2009-05-12 | 2014-09-06 | |
| 96 | Ma, Suqin 馬蘇芹 | AIR444 | Rep | 2005-04-11 | 2008-06-28 | ||
| 97 | Ma, Tian Bei 馬天蓓 | AOS228 | Rep | 2007-03-21 | 2008-02-06 | ||
| 98 | Mak, Sze Wan (SFC:ANZ865) 麥詩韻 | ANZ865 | Rep | 2007-11-14 | 2018-01-31 | ||
| 99 | Man, Kim Pan 文劍斌 | AMR820 | Rep | 2008-02-21 | 2017-10-27 | ||
| 100 | Man, Kon Sum 文幹森 | AFI890 | Rep | 2003-08-25 | 2004-08-09 | ||
| 101 | Mau, Ying Yuen 繆英源 | 45 | M | AAC213 | RO | 2014-03-15 | |
| 102 | Meng, Peihui 蒙培慧 | ASL829 | Rep | 2009-02-20 | |||
| 103 | Miu, Fanky Tsz Wai 繆子威 | AML491 | Rep | 2007-06-08 | 2007-09-01 | ||
| 104 | Mok, Wing Hon (SFC:AGD652) 莫榮漢 | AGD652 | Rep | 2007-06-20 | |||
| 105 | Mung, Kenny 蒙瑋璋 | M | ASL985 | Rep | 2009-03-12 | 2010-05-07 | |
| 106 | Ng, Mee King 吳美琼 | AAG193 | Rep | 2014-01-01 | |||
| 107 | Ng, Siu Lin 吳小蓮 | AHE637 | Rep | 2007-10-15 | 2014-07-10 | ||
| 108 | Pang, Sui Ting 彭遂婷 | ATB914 | Rep | 2009-06-18 | 2010-04-08 | ||
| 109 | Poon, Wai Kin 潘偉健 | AQG581 | Rep | 2009-03-04 | 2011-05-09 | ||
| 110 | Shan, Yongqi 單勇起 | ARW770 | Rep | 2009-01-29 | 2011-06-03 | ||
| 111 | Shea, Patrick Kwok Hing 佘國興 | M | AAC349 | Rep | 2003-10-20 | 2004-02-25 | |
| 112 | Shiu, Alex Siu Tao 蕭少滔 | 46 | M | AEL258 | Rep | 2009-06-17 | 2009-11-26 |
| RO | 2009-11-26 | 2011-07-04 | |||||
| 113 | Sze, Colin Cho Man 施祖文 | M | AAE164 | Rep | 2006-04-06 | 2007-07-05 | |
| 114 | Szeto, Ka Yin 司徒家燕 | ANF132 | Rep | 2006-03-22 | 2006-04-24 | ||
| 115 | Tam, Denny Ka 譚嘉 | M | AFO885 | Rep | 2009-01-22 | 2011-09-27 | |
| 116 | Tam, Wai Yin (SFC:ANR260) 譚慧妍 | ANR260 | Rep | 2007-08-07 | 2009-08-22 | ||
| 117 | Tam, William Chi Kwong 譚志光 | M | AFG390 | Rep | 2007-07-10 | 2007-09-08 | |
| 118 | Tan, Choon Wah 陳俊華 | ALC214 | Rep | 2009-10-06 | 2013-12-10 | ||
| 119 | Tang, Jeremy Chiu Ming 鄧照明 | 36 | M | AFP875 | Rep | 2006-09-25 | 2014-11-07 |
| 120 | Tse, Ho Seng 謝灝笙 | AGG690 | Rep | 2007-10-25 | 2008-04-02 | ||
| 121 | Tse, Nga Man 謝雅漫 | ATX507 | Rep | 2009-10-13 | 2011-06-07 | ||
| 122 | Tse, Sunny Man Ting 謝文廷 | AGO296 | Rep | 2009-01-22 | 2012-03-01 | ||
| 123 | Tsui, Shing Cheung 徐勝昌 | AHM538 | Rep | 2014-03-22 | |||
| 124 | Tung, Ka Hing 董嘉慶 | ANU680 | Rep | 2006-08-17 | 2012-09-24 | ||
| 125 | Wan, Ten Lap 溫天納 | 40 | M | ACJ279 | Rep | 2008-12-09 | 2013-04-11 |
| 126 | Wang, Le (SFC:ANP373) 王樂 | ANP373 | Rep | 2009-05-12 | 2010-05-25 | ||
| 127 | Wang, Xiaofan (SFC:ATR687) 王曉帆 | ATR687 | Rep | 2009-09-04 | 2016-03-11 | ||
| 128 | Wang, Yue (SFC:APF190) 王玥 | APF190 | Rep | 2007-07-04 | 2012-03-01 | ||
| 129 | Wong, Chui Chung 汪翠松 | AOQ755 | Rep | 2007-03-05 | 2012-04-26 | ||
| 130 | Wong, Gary Yu Tung 王宇東 | M | AFU284 | Rep | 2008-09-16 | 2013-12-31 | |
| 131 | Wong, Gordon Chung Kit 黃忠傑 | M | AFE897 | Rep | 2004-07-08 | ||
| 132 | Wong, Kai Ping (SFC:APQ514) 王佳萍 | APQ514 | Rep | 2007-09-19 | 2012-06-27 | ||
| 133 | Wong, San Kuen 王新娟 | ACD046 | Rep | 2006-06-24 | |||
| 134 | Wong, Sara Wing Yin 黃穎妍 | F | ANU562 | Rep | 2007-12-18 | 2014-05-26 | |
| 135 | Wong, Sin Man (SFC:ARA638) 黃倩敏 | ARA638 | Rep | 2008-05-15 | 2009-07-02 | ||
| 136 | Wong, Suling 黃殊玲 | ACJ388 | Rep | 2011-07-12 | |||
| 137 | Wong, Tin Yu (SFC:AFS830) 黃天宇 | AFS830 | Rep | 2007-06-14 | 2007-06-30 | ||
| Rep | 2008-10-16 | 2015-06-26 | |||||
| 138 | Wong, Tsin Man 王芊文 | AHX018 | Rep | 2006-07-22 | |||
| 139 | Wong, Wai Lung (SFC:APJ557) 黃偉龍 | APJ557 | Rep | 2007-08-08 | 2008-11-25 | ||
| 140 | Wong, Weng Kuong 黃永光 | AGK929 | Rep | 2004-03-29 | 2011-08-08 | ||
| 141 | Wong, Yuen Tung (SFC:AFA292) 黃元通 | AFA292 | Rep | 2004-10-26 | |||
| 142 | Wu, Bo (SFC:AMT664) 吳波 | AMT664 | Rep | 2007-03-08 | 2007-06-12 | ||
| 143 | Wu, Kwong Chau 胡廣宙 | AGH135 | Rep | 2005-07-19 | 2011-06-13 | ||
| 144 | Wu, Li Jun 吳麗君 | F | AEZ939 | Rep | 2006-01-25 | 2014-01-14 | |
| 145 | Wu, Vivian Sin Kar 胡倩嘉 | F | AQH115 | Rep | 2008-06-10 | 2013-04-30 | |
| 146 | Xu, Bei (SFC:AOK734) 徐蓓 | AOK734 | Rep | 2007-01-25 | |||
| 147 | Xu, Jia (SFC:ARP556) 徐佳 | ARP556 | Rep | 2008-10-13 | 2010-04-01 | ||
| 148 | Yau, Yung Wa 游榕華 | ADZ532 | Rep | 2006-03-20 | |||
| 149 | Yen, David Tai Wai 閻大偉 | M | AAC020 | Rep | 2008-03-10 | 2008-05-20 | |
| RO | 2008-05-20 | 2009-11-01 | |||||
| 150 | Yeung, Eric Sau San 楊秀臣 | M | ADL089 | RO | 2004-09-30 | 2007-04-19 | |
| 151 | Yeung, Hiu Ha 楊曉霞 | AEY864 | Rep | 2005-07-08 | 2023-12-29 | ||
| 152 | Yeung, Wing Wa 楊永華 | ADP603 | Rep | 2006-02-17 | 2013-05-01 | ||
| 153 | Yip, David Chung Wai 葉頌偉 | 45 | M | ACV738 | Rep | 2008-05-06 | 2008-08-21 |
| 154 | Yiu, Man Yuk 姚文玉 | ACP901 | Rep | 2023-02-28 | |||
| 155 | Yu, Bernard Shui Sang 余瑞生 | 35 | M | AEO855 | Rep | 2005-01-25 | 2005-02-07 |
| 156 | Yu, Douglas Kim Ho 余劍豪 | M | ABF198 | Rep | 2008-10-03 | 2009-07-02 | |
| 157 | Yuen, Siu Lok 元兆洛 | AQD646 | Rep | 2008-04-21 | 2014-08-30 | ||
| 158 | Zhang, Chunzhi 張春志 | ASK859 | Rep | 2009-02-12 | 2014-03-01 | ||
| 159 | Zhang, Qi (SFC:APH936) 張奇 | APH936 | Rep | 2007-07-30 | 2011-06-03 | ||
| 160 | Zhao, Yiming 趙一鳴 | ARO439 | Rep | 2009-01-29 | 2010-02-25 | ||
| 161 | Zhao, Yuping (SFC:ASW880) 趙宇萍 | ASW880 | Rep | 2009-04-29 | 2011-04-01 | ||
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