GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Cai, Xiaoye 蔡曉曄 AXT532 Rep 2013-10-11 2015-07-04
2 Cao, Zhu 曹柱 BCI497 Rep 2013-12-10 2023-04-10
3 Chan, Hing (SFC:AVO463) 陳慶 AVO463 Rep 2013-01-09 2015-08-25
4 Chan, Ivan Man Sum 陳文深 43 M AGS453 Rep 2003-12-30
5 Chan, Ka Wah (SFC:ACT175) 陳家驊 ACT175 Rep 2004-02-25
6 Chan, Kin Mui 陳建梅 AHY123 Rep 2003-12-30
7 Chan, Kwok Chu 陳國柱 ACV735 Rep 2004-04-28
8 Chan, Lam Wai (SFC:BEC590) 陳藍慧 BEC590 Rep 2014-09-03 2016-05-01
9 Chan, Loi Tak 陳來得 AFG864 Rep 2003-12-30
10 Chan, Siu Wai (SFC:AUB313) 陳少威 AUB313 Rep 2014-01-22 2015-08-03
11 Chan, Wai Tung (SFC:ABH394) 陳偉東 ABH394 Rep 2003-12-30
12 Chau, Po Shan 周寶山 ACL187 Rep 2003-12-30
13 Chen, Chia-hui (SFC:ASU227) 陳佳慧 ASU227 Rep 2013-03-11 2016-06-02
14 Chen, Chuan Fei 陳璿妃 BAB986 Rep 2012-08-23 2012-12-18
15 Chen, Hao (SFC:ATB830) 陳灝 ATB830 Rep 2009-08-12 2011-08-12
16 Chen, Huanyu 陳歡瑜 AUA982 Rep 2009-11-26 2015-07-08
17 Chen, Rong (SFC:APC895) 陳榕 APC895 Rep 2007-06-25 2008-07-02
18 Chen, Tao (SFC:AZY872) 陳韜 AZY872 Rep 2012-07-27 2017-02-03
19 Chen, Yi yin (SFC:AXB314) 陳怡吟 AXB314 Rep 2012-07-10 2020-07-15
20 Chen, Yue (SFC:AOD435) 陳悅 AOD435 Rep 2006-11-17 2007-09-05
21 Cheng, Kwai Hung (SFC:ARP177) 鄭桂紅 ARP177 Rep 2008-09-11 2012-05-10
22 Cheng, Sim Kuen 鄭嬋娟 APP900 Rep 2016-08-08 2019-08-09
23 Cheung, Ben Hung 張鴻 48 M ABP330 Rep 2004-04-15
24 Cheung, Charles Lai Yan 張禮仁 M AAV372 RO 2004-03-30
25 Cheung, Hei Choi 張喜財 AGR038 Rep 2004-02-12
26 Chiang, Peter Sze Kit 蔣詩傑 M ACP251 Rep 2003-12-30
27 Ching, Ka Wai 程嘉偉 BGK939 Rep 2015-10-28 2019-01-01
28 Ching, Pak To 程栢濤 AJE763 Rep 2013-12-27 2015-03-02
29 Chiu, Hsih Chien 丘世健 ANF213 Rep 2012-06-29 2012-10-04
RO 2012-10-04 2014-07-01
30 Chu, Yin Man (SFC:ABS053) 朱賢文 ABS053 Rep 2004-02-10
31 Chui, Wai Fong 徐惠芳 AUQ988 Rep 2012-11-01 2022-08-14
32 Cui, Jingyi 崔婧怡 BIM301 Rep 2016-11-02
33 Cui, Xueying 崔雪鶯 BAR201 Rep 2013-01-08 2013-09-30
34 Dai, Bo (SFC:AZG279) 代波 AZG279 Rep 2012-04-13 2016-08-11
RO 2016-08-11 2024-07-24
35 Dai, Qijia 戴麒佳 32 F AQA190 Rep 2016-03-14 2019-05-09
36 Dai, Zuxiang 戴祖祥 AJE159 Rep 2003-11-26 2006-10-27
37 Deng, Jingjing (SFC:AVS660) 鄧京晶 AVS660 Rep 2010-09-09 2012-10-27
38 Deng, Xie 鄧協 BIT809 Rep 2016-12-20 2018-06-14
39 Dong, Fei (SFC:BGA619) 董飛 BGA619 Rep 2015-08-18 2018-03-27
40 Du, Linlin BIM547 Rep 2016-11-02 2019-10-20
41 Du, Yizhong 杜毅忠 APD351 Rep 2007-06-25 2007-12-04
42 Duanmu, Zhenyu 端木震宇 AOA040 Rep 2016-11-03 2016-11-23
RO 2016-11-23 2021-05-04
43 Fan, Ming (SFC:BGB768) 范明 BGB768 Rep 2015-08-28 2019-09-30
44 Feng, Anna Hua F AVX426 Rep 2013-08-02 2014-05-01
45 Feng, Dandan 馮丹丹 ALO316 Rep 2005-02-07 2010-11-04
46 Fu, Linzhao 傅林釗 BHC760 Rep 2016-09-06 2017-04-13
47 Gu, Qiaoyi 古喬藝 AUZ363 Rep 2010-05-03 2016-08-31
48 Guo, Rui (SFC:BDA213) 郭睿 BDA213 Rep 2015-07-15 2016-04-13
49 Guo, Yong (SFC:AXS906) 郭勇 AXS906 Rep 2011-07-29 2024-05-10
50 Ho, Ka Fai (SFC:AJC716) 何家輝 AJC716 Rep 2016-10-14 2020-06-02
51 Hong, Xueyu 洪學宇 BFE233 Rep 2015-03-31 2021-06-10
52 Hu, Ningrui 胡凝瑞 BHF791 Rep 2016-03-29 2019-09-11
53 Hu, Tianyi (SFC:BFX650) 胡天一 BFX650 Rep 2015-07-27 2018-10-31
54 Huang, Bo (SFC:BIS266) 黃博 BIS266 Rep 2016-12-14 2020-10-05
55 Huang, Chongjun (SFC:BGH447) 黃重鈞 BGH447 Rep 2016-05-27 2022-02-07
56 Huang, Pei Shan 黃佩珊 BAB982 Rep 2012-08-23 2013-05-01
57 Huang, Yanming (SFC:ANY447) 黃燕銘 ANY447 Rep 2012-10-05 2025-04-22
58 Hudson, Noah John M AVV666 Rep 2010-09-30 2016-08-15
RO 2016-08-15 2025-02-27
59 Hui, Jie (SFC:BIJ550) 惠杰 BIJ550 Rep 2016-10-14 2018-07-21
60 Jia, Xiaokan 賈小侃 BBP857 Rep 2015-08-07 2020-09-25
61 Jiang, Lawrence M ACM894 Rep 2017-02-14
62 Jiang, Lin (SFC:BGE907) 姜琳 BGE907 Rep 2015-09-18 2022-03-16
63 Jiang, Xiaoyan (SFC:AVP036) 蔣小燕 AVP036 Rep 2013-10-25 2019-09-04
64 Jiang, Xuxiao 江旭曉 ATI407 Rep 2009-09-02 2012-09-01
65 Jin, Hui (SFC:BDD867) 金慧 BDD867 Rep 2014-03-21 2016-02-22
66 Ke, Yele 柯燁樂 35 F AQA806 Rep 2007-12-31 2010-10-06
67 Kwan, Danny Tin Hung 關天鴻 AEU793 Rep 2003-06-06
68 Kwok, Keung (SFC:AED064) 郭強 AED064 Rep 2003-12-30
69 Kwok, Yat Sing 郭日昇 ARR940 Rep 2010-10-22 2016-08-06
70 Lai, Kai Hung 黎啟雄 ABU524 Rep 2003-12-30
71 Lai, Pak Kin 黎柏堅 ATR485 Rep 2012-06-04 2018-08-16
72 Lam, Chi Lun 林子麟 ABN461 Rep 2003-12-30
73 Lam, Chi Yuen (SFC:AEV066) 林志遠 AEV066 Rep 2007-04-26
74 Lam, Yuen Hei (SFC:AXF651) 林婉琋 AXF651 Rep 2011-04-28 2014-07-24
75 Lau, Alberto Chi Yuen 劉志遠 M ABF222 Rep 2003-12-30
76 Lau, Carmela Yin Mei 劉燕薇 F ABM705 Rep 2004-01-30
77 Lau, Hon (SFC:AGR037) 劉侃 AGR037 Rep 2003-12-30
78 Lau, Wai Kit (SFC:APR878) 劉唯杰 APR878 Rep 2013-12-10
79 Lau, Ying (SFC:AGB977) 劉營 AGB977 Rep 2003-12-30
80 Law, Pui Tat 羅沛達 BHO139 Rep 2016-05-27 2023-01-29
81 Lee, Eric Ming Chuan 李明權 55 M ABI189 RO 2021-02-07
82 Lei, Qiang (SFC:AOI913) 雷強 AOI913 Rep 2012-03-22 2016-08-15
RO 2016-08-15
83 Leung, Chi On (SFC:ADA866) 梁志安 ADA866 Rep 2003-12-30
84 Leung, Kam Yiu 梁錦耀 AAD911 Rep 2003-12-30
85 Leung, Wai Nang 梁偉能 ADZ995 Rep 2003-12-30
86 Li, Anqi (SFC:BGM433) 李安琪 BGM433 Rep 2015-11-10 2018-07-06
87 Li, Jamie Chiu 李超 M ACN575 Rep 2004-02-09
88 Li, Qinyi (SFC:BFE533) 李沁亦 BFE533 Rep 2015-04-22 2016-08-17
89 Li, Wei (SFC:AVE819) 李偉 AVE819 Rep 2010-06-09 2013-08-01
90 Li, Wen (SFC:APD353) 李雯 APD353 Rep 2007-06-25 2022-10-30
91 Li, Yue (SFC:BFU987) 李約 BFU987 Rep 2015-07-17 2019-06-07
92 Li, Zhun (SFC:AQM198) 李准 AQM198 Rep 2008-02-05 2011-08-20
93 Liang, Jianwen 梁劍文 ATW865 Rep 2010-02-11 2011-07-09
94 Liang, Zhili 梁志立 BCN690 Rep 2013-12-16 2014-02-04
95 Lin, Shijia 林世嘉 AUQ938 Rep 2010-03-19 2011-08-08
96 Lin, Yuanyuan (SFC:BIJ850) 林园远 BIJ850 Rep 2016-10-20
97 Ling, Peiyi 凌沛毅 BEQ545 Rep 2014-12-10 2018-10-20
98 Liu, Bing (SFC:BIK705) 劉冰 BIK705 Rep 2016-10-25
99 Liu, Feifan 劉斐凡 BDJ264 Rep 2014-04-30 2019-06-08
100 Liu, Gu 劉谷 AJE163 Rep 2003-11-19 2014-02-27
RO 2014-02-27 2022-12-14
101 Liu, Jingxiao 劉靜驍 BHU348 Rep 2016-07-13 2019-07-02
102 Liu, Po Wen 劉博文 ATL504 Rep 2012-06-04 2015-05-01
103 Liu, Renhe 劉仁鶴 BFC981 Rep 2015-03-26 2019-06-28
104 Liu, Shuk Hin 廖淑軒 AUW342 Rep 2016-04-11 2017-06-15
105 Lo, Kai Pong (SFC:ATB616) 盧啟邦 ATB616 Rep 2010-11-09 2011-01-15
106 Lo, Sin Au 盧倩鷗 AUR649 Rep 2014-11-04 2016-05-26
107 Lou, Simon Wing Chung 羅永頌 M ABI724 Rep 2003-12-30
108 Lui, June Yi Vivian 呂俊儀 F BGD194 Rep 2015-09-04 2015-11-21
109 Lui, Lok Sze 雷樂詩 AYD006 Rep 2014-08-20 2016-12-15
110 Luo, Jing (SFC:ANK801) 羅景 ANK801 Rep 2006-06-01 2007-09-05
111 Luo, Lei (SFC:AOJ150) 羅磊 AOJ150 Rep 2007-01-02 2009-06-19
112 Luo, Lei (SFC:AQF573) 羅磊 AQF573 Rep 2008-01-02 2012-12-12
113 Lyu, Fengze 呂丰澤 BGS670 Rep 2015-12-18 2019-04-27
114 Ma, Sau Cheung Toliver 馬守彰 BFX334 Rep 2015-07-27 2022-11-20
115 MacLinks, Phil Stuart M BDW370 Rep 2016-05-17 2021-04-07
116 Mai, Ziqi 麥梓琪 BHY888 Rep 2016-08-12 2022-12-24
117 Meng, Hao (SFC:AZW133) 孟昊 AZW133 Rep 2012-07-11 2015-12-05
118 Nan, Nan (SFC:AXG319) 南楠 AXG319 Rep 2016-01-29 2016-05-19
119 Ng, Betty Shuet Lin 吳雪蓮 F AHR079 Rep 2005-06-23
120 Ng, Fung On 吳鳳安 AVR386 Rep 2010-09-09 2014-07-23
121 Ng, Suet Man 吳雪雯 AEK106 Rep 2003-12-30
122 Niu, Zhuowen 牛卓文 BIG601 Rep 2016-09-23 2022-05-05
123 Ouyang, Shu 歐陽姝 BBP423 Rep 2015-11-03 2019-09-25
124 Pan, Linglei 潘凌蕾 BHC545 Rep 2016-03-03
125 Pan, Ming (SFC:ADU474) 潘明 M ADU474 RO 2008-03-27 2011-04-01
126 Pan, Ying (SFC:BEQ552) 潘瑩 BEQ552 Rep 2014-12-10 2017-04-29
127 Peng, Gangxiang 彭港祥 AOA661 Rep 2010-03-01 2013-12-25
128 Peng, Yuman 彭羽曼 BBQ199 Rep 2014-10-03 2016-02-02
129 Quan, King Yut 關敬一 BIL826 Rep 2016-10-31 2017-09-15
130 San To, Hok Kwan 申屠學軍 M AID493 Rep 2003-09-26
131 Shan, Yi 單怡 BGW834 Rep 2016-09-06 2018-06-06
132 Shen, Bowen 沈博文 M AWY018 Rep 2011-03-04 2013-06-18
133 Shen, Cheng (SFC:BGP585) 沈成 BGP585 Rep 2015-12-01 2017-07-01
134 Shen, Yin (SFC:BDC626) 沈音 BDC626 Rep 2014-03-20 2016-02-11
135 Shen, Yue (SFC:AIH410) 沈悅 AIH410 Rep 2003-12-30
136 Sheng, Hua 盛驊 AYG180 Rep 2011-10-14 2014-06-16
137 Shum, Christ Chi Kau 岑智球 ACO429 Rep 2003-12-30
138 Si, Siyuan 司思遠 BBA760 Rep 2015-06-01 2017-10-11
139 Siu, Wing Sin 蕭詠善 APK361 Rep 2014-10-13 2015-10-07
140 Song, Ci 宋辭 BCT672 Rep 2014-01-20 2014-03-13
Rep 2014-06-10 2015-06-30
141 Song, Ran (SFC:AXH307) 宋然 AXH307 Rep 2011-05-16 2015-12-12
142 Song, Tao (SFC:BCW524) 宋濤 BCW524 Rep 2014-02-06 2021-05-11
143 Sun, Fengqiang 孫鳳強 AVS893 Rep 2010-09-20 2014-07-25
144 Sun, Lingxiao 孫凌霄 AXO391 Rep 2011-07-27 2012-12-01
145 Sun, Sifan 孫思凡 BIJ549 Rep 2016-10-14 2017-08-24
146 Sung, Jia Ling 宋佳陵 BFK465 Rep 2015-05-13 2020-08-19
147 Tam, Kwok Leung (SFC:AFT103) 譚國樑 AFT103 Rep 2003-12-30
148 Tang, Siu Kei (SFC:AGR034) 鄧兆基 AGR034 Rep 2003-12-30
149 Tao, Hui (SFC:ANE418) 陶滙 ANE418 Rep 2006-03-20 2007-11-02
150 Tong, Arita U Shan 湯宇珊 BHR199 Rep 2016-06-21 2019-05-31
151 Tsai, Meng Ting 蔡孟庭 BHP132 Rep 2016-06-08 2018-08-15
152 Tung, Corona Wing Fong 董詠芳 ABN060 Rep 2003-12-30
153 Tung, Shun 董淳 49 F AFU288 Rep 2003-12-30
154 Wai, Lai Man (SFC:AFU670) 衛麗雯 AFU670 Rep 2003-12-30
155 Wan, Dengxi 万鄧熙 BBP077 Rep 2016-09-06 2018-05-10
156 Wang, Changjiang (SFC:BHV534) 汪昌江 BHV534 Rep 2016-07-25 2023-07-25
157 Wang, Fan (SFC:AXH201) 王凡 AXH201 Rep 2014-05-13 2018-06-29
158 Wang, Fan (SFC:BIM260) 王帆 BIM260 Rep 2016-11-01
159 Wang, Han (SFC:AQJ963) 王晗 AQJ963 Rep 2008-01-30 2010-05-15
160 Wang, Junhong (SFC:BBL215) 汪俊紅 BBL215 Rep 2013-07-30 2024-07-19
161 Wang, Nai (SFC:APF192) 王鼐 APF192 Rep 2007-07-03 2010-06-15
162 Wang, Qinglu 王慶魯 AYI119 Rep 2012-11-05 2017-05-02
163 Wang, Xinyuan (SFC:AQA458) 王昕媛 AQA458 Rep 2009-05-07 2020-01-29
164 Wang, Yifei (SFC:ATE786) 王翼飛 ATE786 Rep 2010-08-09 2015-04-02
165 Wong, Chi Ching (SFC:AGJ939) 黃智清 AGJ939 Rep 2003-12-30
166 Wong, Chun Ho (SFC:AYA928) 王俊浩 AYA928 Rep 2015-04-27 2021-09-05
167 Wong, Chun Kit (SFC:BHO974) 王俊杰 BHO974 Rep 2016-06-08 2019-07-14
168 Wong, Hiu Cheung 王曉翔 BFY879 Rep 2016-09-06
169 Wong, Ka Wai (SFC:AVH850) 黃家瑋 AVH850 Rep 2010-06-25 2024-09-05
170 Wong, Kit (SFC:AFV257) 黃杰 AFV257 Rep 2003-12-30
171 Wong, Ming Chi Ming 王志明 45 M AEU689 Rep 2003-12-30
172 Wong, Stella Hoi Ying 王海盈 F ADS273 Rep 2003-05-14
173 Wong, Tin Lai 黃天禮 AEJ312 Rep 2003-12-30
174 Wong, Tung Ching 王冬青 45 M AGG343 Rep 2003-12-30
175 Wu, Xianfeng (SFC:AJE853) 吳險峰 AJE853 Rep 2003-11-27 2007-04-18
176 Wu, Yichao (SFC:AVI107) 吳逸超 AVI107 Rep 2010-06-25 2017-01-01
177 Wu, Ying Qi 吳影頎 BEC710 Rep 2014-09-04 2015-01-08
178 Wu, Yuyang (SFC:BGG714) 吳宇揚 BGG714 Rep 2015-09-22 2020-09-05
179 Xi, Yangyang 奚揚陽 BHK455 Rep 2016-09-06 2017-08-19
180 Xiang, Yuhao (SFC:BFE357) 向宇豪 BFE357 Rep 2015-04-02 2018-07-30
181 Xiao, Jin (SFC:BGG646) 肖瑾 BGG646 Rep 2015-09-21 2021-12-03
182 Xiao, Qian (SFC:BGA973) 肖倩 BGA973 Rep 2015-08-20 2017-04-18
183 Xiao, Xin (SFC:AWU102) 肖欣 AWU102 Rep 2016-09-06 2020-06-24
184 Xie, Jun (SFC:AOB779) 謝俊 AOB779 Rep 2007-10-15 2017-11-23
185 Xie, Lulu 解露露 APL462 Rep 2007-08-23 2012-12-01
186 Xiong, Jing (SFC:BGH119) 熊靜 BGH119 Rep 2015-09-24 2017-06-10
187 Xu, Shihuan 徐世環 AUA983 Rep 2009-11-26 2010-12-31
188 Xu, Yiwei (SFC:BBQ357) 徐懿薇 BBQ357 Rep 2013-07-29 2017-07-20
189 Xu, Zhi Cheng 許智程 AWU540 Rep 2011-02-14 2014-12-22
190 Yang, Dong (SFC:APR493) 楊棟 APR493 Rep 2007-09-27 2010-06-04
191 Yang, Guang (SFC:BIM659) 楊光 BIM659 Rep 2016-11-03 2018-11-30
192 Yang, Mengchuan 楊孟川 BGX591 Rep 2016-09-06 2020-05-05
193 Yao, Yao (SFC:ALK994) 姚嶢 ALK994 Rep 2004-11-11 2010-08-07
194 Ye, Lingyun 叶凌云 AJK453 Rep 2004-03-13 2004-11-16
195 Ye, Yingcong (SFC:ARW530) 叶英聰 ARW530 Rep 2016-03-02 2016-05-19
196 Yeung, Henry Kai Ho 楊繼灝 M AEZ712 Rep 2003-04-25
197 Yeung, Pui Yan 楊佩恩 AVE023 Rep 2012-08-29 2014-07-01
198 Yeung, Wai Cheung 楊偉祥 AFW456 Rep 2009-03-26 2022-09-30
199 Yim, Fung 閻峰 53 M AFP741 RO 2015-07-28
200 Yim, Man Yee 嚴敏儀 AJE158 Rep 2003-11-19 2004-05-18
Rep 2004-08-31 2006-01-28
201 Yu, Lifeng (SFC:AYA736) 余立峰 AYA736 Rep 2011-09-12 2016-05-07
202 Yuan, Ningyao 袁寧遙 BAV325 Rep 2015-04-13 2015-05-26
203 Yuen, David Ka Lok 阮家洛 M ALW487 Rep 2016-03-10 2020-03-31
204 Yuen, Kin Yuk 阮健毓 APL591 Rep 2013-05-03 2014-12-05
205 Zhang, Jinhui (SFC:AMU874) 張金暉 AMU874 RO 2013-08-02 2023-09-29
206 Zhang, Lingyun (SFC:AJC735) 張凌云 AJC735 Rep 2003-09-24 2004-07-07
207 Zhang, Qiming (SFC:AMF576) 張启明 AMF576 Rep 2005-07-20 2008-09-27
208 Zhang, Sijun (SFC:AHK260) 張嗣君 AHK260 Rep 2003-12-30
209 Zhang, Wenxian (SFC:AJC736) 張文先 AJC736 Rep 2003-09-24 2007-11-24
210 Zhao, Rui (SFC:ATI408) 趙睿 ATI408 Rep 2009-09-25 2017-08-12
211 Zhao, Shuman 趙舒蔓 BEN427 Rep 2014-11-24 2023-05-02
212 Zhao, Xianghuai 趙湘怀 AYT308 Rep 2013-03-01 2015-04-08
213 Zhao, Xiaoyun (SFC:AJD530) 趙晓芸 AJD530 Rep 2003-11-24 2004-03-11
214 Zheng, Dong (SFC:ALB404) 鄭棟 ALB404 Rep 2004-09-23 2006-01-10
215 Zhou, Xiaorong 周小榕 BEV939 Rep 2015-01-16 2015-08-03
216 Zhou, Yifan (SFC:BCM604) 周一帆 BCM604 Rep 2013-12-10 2016-07-01
217 Zhu, Junjie (SFC:BDO827) 朱俊杰 BDO827 Rep 2014-06-16 2023-02-04
218 Zhu, Qizhi (SFC:AHI943) 朱奇志 AHI943 Rep 2003-04-25
219 Zhuang, Jin (SFC:AZT481) 庄進 AZT481 Rep 2012-06-26 2016-11-17

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top