CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Alexander, Michael Lewis | M | Rep | 2004-12-22 | 2005-02-01 | |
| RO | 2005-02-01 | 2005-08-04 | ||||
| Rep | 2005-08-04 | 2010-07-19 | ||||
| 2 | Ang, Kok Thye Ian 汪國泰 | Rep | 2006-06-01 | 2019-10-18 | ||
| 3 | Arculli, Kim Melanie | F | Rep | 2007-01-03 | 2009-04-24 | |
| 4 | Bahurel, Julien Yves | Rep | 2004-06-17 | |||
| 5 | Bao, Danny Q 包強 | Rep | 2006-07-21 | 2007-01-19 | ||
| 6 | Bird, John David (SFC:AKY461) | M | Rep | 2004-12-29 | 2005-02-01 | |
| RO | 2005-02-01 | 2012-02-27 | ||||
| 7 | Bonsor, Edward Richard | 31 | M | Rep | 2003-06-23 | 2004-02-15 |
| Rep | 2004-03-17 | 2006-06-02 | ||||
| Rep | 2006-06-23 | 2006-09-22 | ||||
| 8 | Bourmayan, Vahe Olivier | M | Rep | 2003-09-16 | 2004-06-16 | |
| 9 | Boyd, Geoffrey Cameron | M | Rep | 2006-03-30 | 2017-10-14 | |
| 10 | Bradley, Edmund Hugh | M | RO | 2019-04-16 | ||
| 11 | Brnadic, Joe | Rep | 2003-07-22 | 2004-05-15 | ||
| 12 | Buckle, Karen Jane | F | Rep | 2014-01-24 | ||
| 13 | Campbell, Oliver Martin (SFC:AOO985) | M | Rep | 2007-02-21 | 2014-03-01 | |
| 14 | Caruso, Richard Blaise | M | Rep | 2004-10-19 | 2012-11-28 | |
| 15 | Chan, Chau Yuen 陳秋源 | Rep | 2006-11-10 | |||
| 16 | Chan, George Lung Cheung 陳龍翔 | M | Rep | 2004-07-12 | 2012-06-13 | |
| 17 | Chan, Ka Wai (SFC:AGF175) 陳嘉慧 | Rep | 2003-09-09 | 2003-11-06 | ||
| 18 | Chan, Kerry Mo Yu 陳慕瑜 | Rep | 2004-02-05 | 2004-11-22 | ||
| 19 | Chan, Vonnie Lai Yin 陳麗妍 | Rep | 2005-07-06 | 2006-04-24 | ||
| Rep | 2006-09-07 | 2019-12-11 | ||||
| 20 | Chan, Wa Ming 陳華明 | Rep | 2005-09-27 | |||
| 21 | Chan, Yat Hang 陳日恆 | Rep | 2006-05-30 | |||
| 22 | Chau, Raymond Kai Chung 周啟聰 | M | Rep | 2005-04-11 | ||
| 23 | Chen, Alan Bing | M | Rep | 2009-09-10 | ||
| 24 | Chen, Augustine | Rep | 2004-09-01 | 2007-03-29 | ||
| 25 | Chen, Xin (SFC:AIC946) 陳心 | Rep | 2004-05-04 | 2005-12-09 | ||
| 26 | Chen, Zi Mu | Rep | 2006-03-15 | 2006-11-09 | ||
| 27 | Cheng, Matthew Yu Yuan 鄭裕源 | M | Rep | 2005-06-14 | 2009-03-04 | |
| 28 | Cheng, Sheng-Jung 鄭勝榮 | Rep | 2006-03-30 | 2007-04-21 | ||
| 29 | Cheng, Tau Cheung 鄭導昌 | Rep | 2006-09-12 | 2008-05-03 | ||
| 30 | Cheuk, Alexander Siu Bun 卓兆斌 | M | Rep | 2014-07-30 | ||
| 31 | Cheung, Adrian Kwok Kuen 張國權 | M | Rep | 2005-05-26 | 2006-08-04 | |
| 32 | Cheung, Kwok Wah (SFC:AGO346) 張國華 | Rep | 2006-12-04 | 2007-01-24 | ||
| 33 | Cho, Ji Hyun 趙智賢 | Rep | 2003-07-02 | |||
| 34 | Choi Park, Jae Won 崔朴在元 | Rep | 2005-08-18 | 2008-04-12 | ||
| 35 | Choi, Sheung Ngai 蔡尚毅 | Rep | 2006-12-01 | |||
| 36 | Chow, Jimmy Ka Ching 周家正 | M | Rep | 2006-08-07 | ||
| 37 | Chow, Wing Hong (SFC:ACI634) 周永康 | Rep | 2006-09-28 | |||
| Rep | 2007-01-25 | 2012-12-01 | ||||
| 38 | Chu, Patrick Pak Ning 朱柏寧 | M | Rep | 2005-04-20 | ||
| 39 | Chui, Kit Man 崔結文 | Rep | 2004-06-17 | |||
| 40 | Clark, Bettina Gay | F | Rep | 2008-01-31 | ||
| 41 | Cotterchio, David Maurice | M | Rep | 2006-07-04 | 2016-03-18 | |
| 42 | Coull, Gary William John 顧家利 | 53 | M | RO | 2006-10-16 | |
| 43 | Dadabhoy, Imran Sooleman | Rep | 2003-12-09 | 2005-03-09 | ||
| 44 | Del Papa, Massimiliano | Rep | 2006-02-20 | |||
| 45 | Deng, Lan 鄧蘭 | Rep | 2006-03-10 | 2006-04-27 | ||
| 46 | Dyas, Jonathan Luke | M | Rep | 2004-01-13 | 2005-01-12 | |
| 47 | Eng, Karen Jane 伍倚华 | F | Rep | 2004-08-03 | 2020-10-16 | |
| 48 | Enticknap, David (SFC:AMS233) | M | Rep | 2005-11-11 | 2013-07-04 | |
| 49 | Fisher, Kirstie Jane | F | Rep | 2006-09-18 | 2015-10-05 | |
| 50 | Fishwick, Eric James | M | Rep | |||
| 51 | Gan, Tanya Li Phing | F | Rep | 2007-02-21 | 2021-08-23 | |
| 52 | Gatehouse, Nicholas Robert | M | Rep | 2003-06-23 | ||
| 53 | Gornall, Adrian Rubin | M | Rep | 2004-06-02 | 2008-07-17 | |
| 54 | Gruber, James | M | Rep | 2006-01-17 | 2010-07-03 | |
| 55 | He, Lang | Rep | 2003-07-22 | 2003-11-04 | ||
| 56 | Hill, Liam Patrick | M | Rep | 2004-04-19 | 2004-05-06 | |
| 57 | Hillen, Derek Hopkins | M | Rep | 2006-07-25 | 2010-06-09 | |
| 58 | Ho, Chi-Pin | Rep | 2006-06-09 | 2007-04-02 | ||
| 59 | Ho, Johnny Cheong Chak 何昌澤 | M | Rep | 2005-12-22 | 2006-07-19 | |
| 60 | Howie, Fraser John Thomas (SFC:ADW025) | M | Rep | 2003-08-08 | 2012-11-01 | |
| 61 | Hsiao, Eugene Yow Seng | M | Rep | 2007-02-21 | 2009-06-16 | |
| 62 | Huang, Jason Hsi | M | Rep | 2006-02-20 | 2006-11-24 | |
| 63 | Hue, Hideki Ying Fai 許英輝 | Rep | 2004-03-10 | |||
| 64 | Hugh, Chuen Loong 丘俊隆 | Rep | 2006-01-31 | |||
| 65 | Hui, Ho Ming (SFC:ACQ676) 許浩明 | Rep | 2005-07-27 | |||
| 66 | Ismail, Akbar | M | Rep | 2004-12-28 | ||
| 67 | Jenwipakul, Kiattisak | Rep | 2005-08-15 | 2007-05-10 | ||
| 68 | Jiang, Sosia | Rep | 2005-05-11 | 2012-12-07 | ||
| 69 | Kam, Alice Pui Lee 金蓓莉 | F | Rep | 2004-03-23 | ||
| 70 | Kam, Yiu Man 甘耀文 | Rep | 2005-09-27 | |||
| 71 | Kanga, Cyrus Darius | M | Rep | 2006-02-22 | 2013-08-05 | |
| 72 | Kestel, Damian Paul | M | Rep | 2010-12-10 | ||
| 73 | Kim, Eugene Hwang | M | Rep | 2006-07-25 | 2008-11-28 | |
| 74 | Kim, Ki Soo | Rep | 2004-05-10 | |||
| 75 | Kinnear-Nock, Scott William | 39 | M | Rep | 2008-04-15 | |
| 76 | Ko, Raymond 高力文 | M | Rep | 2009-09-18 | ||
| 77 | Kukreja, Kathy Sham | F | Rep | 2006-02-20 | 2007-05-04 | |
| 78 | Kwok, Ana 郭安妮 | Rep | 2004-03-09 | |||
| 79 | Ladeuix, Hernan | Rep | 2006-03-29 | 2012-04-03 | ||
| 80 | Lam, Calvin Si Yang 林思暘 | M | Rep | 2007-02-14 | 2007-10-03 | |
| 81 | Lam, Chi Kwan (SFC:AGA429) 林志坤 | Rep | 2005-04-13 | 2007-05-28 | ||
| 82 | Lam, Don Ting 林挺 | Rep | 2006-09-14 | 2015-11-20 | ||
| 83 | Lam, Monica Ze Wa 林詩華 | F | Rep | 2004-12-07 | 2006-09-01 | |
| 84 | Lam, Pung 林芃 | Rep | 2004-01-07 | |||
| 85 | Lam, Steve Kwok Leung 林國樑 | M | Rep | 2006-05-25 | 2007-06-25 | |
| 86 | Lam, Wai Shing (SFC:AHX164) 林偉成 | Rep | 2005-09-27 | |||
| 87 | Lane, Graeme John | 42 | M | Rep | 2006-11-24 | 2008-11-20 |
| 88 | Lau, Cyrus Chi Ning 劉志寧 | M | Rep | 2003-05-30 | 2004-12-09 | |
| 89 | Lau, Kwok Ming (SFC:ABA828) 劉國明 | Rep | 2006-09-28 | 2006-09-29 | ||
| 90 | Lau, Shirley Suet Sum 劉雪心 | F | Rep | 2004-06-17 | ||
| 91 | Law, Lucia Yuk Ha 羅玉霞 | F | Rep | 2017-11-15 | ||
| 92 | Lee, Chun Wah (SFC:AFR066) 李俊華 | Rep | 2005-09-28 | 2006-06-30 | ||
| 93 | Lee, Patrick Maung | M | Rep | 2006-01-23 | 2008-05-10 | |
| 94 | Lee, Sheldon (SFC:ACO981) 李超倫 | Rep | 2005-10-05 | |||
| 95 | Lee, Voon Hsien 李文賢 | Rep | 2007-02-21 | 2019-08-20 | ||
| 96 | Leung, Jason Tye 梁泰 | M | Rep | 2006-10-25 | 2006-11-20 | |
| 97 | Leung, Polly Pui Ling | F | Rep | 2003-07-17 | 2009-01-23 | |
| 98 | Leung, Siu Ping (SFC:ALG104) 梁少萍 | Rep | 2004-09-20 | 2005-02-15 | ||
| 99 | Li, Chun Sheng (SFC:ABP733) 李俊盛 | Rep | 2004-12-09 | |||
| 100 | Li, Kwok Yau | Rep | 2003-11-11 | |||
| 101 | Li, Xiao (SFC:AOH927) 李皛 | Rep | 2006-12-22 | 2008-11-11 | ||
| 102 | Li, Xiaoli (SFC:ALY129) 李曉麗 | Rep | 2005-04-21 | 2007-04-12 | ||
| 103 | Liang, Zhong (SFC:AOG834) 梁忠 | Rep | 2006-12-04 | 2007-08-06 | ||
| 104 | Lim, Tay Her 林泰禾 | Rep | 2006-05-23 | 2010-10-18 | ||
| 105 | Liu, Hiu Lau 廖曉柳 | Rep | 2006-06-15 | 2007-07-31 | ||
| 106 | Liu, Louisa Yun Yun 劉欣欣 | F | Rep | 2003-05-28 | 2004-06-28 | |
| 107 | Liu, Wei (SFC:ALG199) 劉煒 | Rep | 2004-09-23 | 2007-03-19 | ||
| 108 | Liu, Yun (SFC:AHS958) 劉運 | Rep | 2004-02-05 | 2004-04-06 | ||
| 109 | Lo, Chi Keung (SFC:AFT940) 盧志強 | Rep | 2003-09-30 | 2006-02-03 | ||
| 110 | Lo, Chiu Wai (SFC:AFT576) 羅昭維 | Rep | 2003-06-16 | 2004-03-16 | ||
| 111 | Lu, Wubin 陸嫵彬 | Rep | 2006-07-20 | 2008-11-13 | ||
| 112 | Lucas, Edwin (SFC:AAI491) | M | RO | 2004-05-21 | 2005-02-22 | |
| Rep | 2005-03-18 | 2008-12-31 | ||||
| 113 | Lui, Wai Yip 呂偉業 | Rep | 2005-07-27 | 2009-03-04 | ||
| 114 | Lurie, Mattan Hillel | Rep | 2006-02-20 | 2006-10-16 | ||
| 115 | Ma, Adeline 馬雅蓮 | F | Rep | 2005-07-28 | 2008-11-20 | |
| 116 | Machayekhi, Emmanuel Dana | Rep | 2003-10-20 | 2004-06-04 | ||
| 117 | Macqueen, Edward Charles | M | Rep | 2003-08-25 | 2006-06-02 | |
| 118 | Maggs, Ashton Rex | Rep | 2005-05-11 | 2006-01-31 | ||
| 119 | Man, Christine Shu Yee 文淑誼 | 41 | F | Rep | 2006-08-15 | 2008-03-01 |
| 120 | Markosov, Suren Gueorgui | Rep | 2006-10-10 | 2008-04-25 | ||
| 121 | Martin, Todd Stuart | M | Rep | 2006-07-08 | 2008-11-13 | |
| 122 | McCoy, Michael Andrew | M | RO | 2003-10-03 | ||
| 123 | McKenzie, Paul Conor | M | Rep | 2003-07-22 | ||
| 124 | McNamara, Mary Elizabeth | F | Rep | 2003-12-29 | 2010-05-14 | |
| 125 | Mohideen, Khaleelur Rahman | Rep | 2003-06-23 | |||
| 126 | Montague, Jolyon Charles | M | Rep | 2005-10-25 | 2009-09-28 | |
| 127 | Morrison, Robert William Bentley | 46 | M | RO | 2003-07-25 | 2009-06-30 |
| 128 | Morrow, Stuart Anthony | M | Rep | 2005-05-10 | 2013-10-28 | |
| 129 | Moss, Adam Alexander Guy | M | Rep | 2010-09-20 | ||
| 130 | Ng, Raymond Chun To 吳鎮濤 | 39 | M | Rep | 2004-12-20 | |
| 131 | Ngo, Long Hoang 黃龍 | Rep | 2005-05-11 | 2008-01-29 | ||
| 132 | Nguyen, Kim Thi | Rep | 2006-02-20 | 2008-05-28 | ||
| 133 | Nguyen, Nguyen Thanh | M | Rep | 2007-02-21 | 2009-03-05 | |
| 134 | Norris, Jeremy Anthony (SFC:ABM977) | M | Rep | 2005-06-06 | 2009-05-08 | |
| 135 | Ong, Polly So Po 王素寶 | F | Rep | |||
| 136 | Paterson, James Willock | M | Rep | 2005-09-29 | ||
| Rep | 2006-02-10 | 2007-03-09 | ||||
| 137 | Phang, Michael Tau Shien 龐道賢 | M | Rep | 2005-10-17 | 2006-03-16 | |
| 138 | Pienaar, Ross Daniel | M | Rep | 2007-02-21 | 2008-11-14 | |
| 139 | Riddick, Andrew William | M | RO | 2013-12-12 | ||
| 140 | Roberts, Christopher Fenton 羅弼時 | M | Rep | 2003-07-22 | ||
| Rep | 2006-01-04 | 2007-02-05 | ||||
| 141 | Roche, Thomas Damian (SFC:ACU450) | M | Rep | 2003-07-25 | ||
| RO | 2003-07-25 | 2004-12-13 | ||||
| 142 | Rothman, Andrew Charles | M | Rep | 2014-03-01 | ||
| 143 | Ruber, Matthew Albert | M | Rep | 2008-09-26 | ||
| 144 | Sachanandani, Bharat Kumar 邵巴特 | M | Rep | 2003-08-13 | 2004-06-17 | |
| 145 | Saldanha, Joshua Gerard | M | Rep | 2006-02-20 | 2007-06-26 | |
| 146 | Sangiambut, Manop | Rep | 2005-09-28 | 2012-03-08 | ||
| 147 | Saunders, John Russell | M | Rep | 2003-05-02 | ||
| 148 | Shiu, Wing Sun 蕭榮申 | Rep | 2019-12-11 | |||
| 149 | Skinner, Donald William Lennox | 45 | M | RO | 2012-07-05 | |
| 150 | Snaith, Michael Lachman | M | Rep | 2003-12-18 | 2014-08-12 | |
| 151 | So, Ka Man (SFC:AHX165) 蘇家文 | Rep | 2008-11-24 | |||
| 152 | So, Petrina Pui Yan 蘇佩恩 | Rep | 2005-08-18 | 2008-08-08 | ||
| 153 | Steele, Michael Ryan | M | Rep | 2003-12-23 | 2005-04-20 | |
| 154 | Stiles, Andrew Guy | M | Rep | 2003-12-09 | 2008-02-13 | |
| 155 | Stone, Richard Neil | M | Rep | 2005-03-29 | ||
| 156 | Sugandhi, Mardian Jun 石駿逸 | Rep | 2005-08-18 | 2007-08-31 | ||
| 157 | Sutton, Peter Thomas | M | Rep | 2009-03-30 | ||
| 158 | Tabbush, Daniel Lawrence | M | Rep | 2006-05-29 | 2012-03-13 | |
| 159 | Tam, Shing Hei 譚成希 | Rep | 2003-08-27 | |||
| 160 | Tang, Calvin Kam Ming 鄧鑑明 | M | Rep | 2006-02-20 | 2008-11-20 | |
| 161 | Tang, Xiaobo (SFC:ALY952) 唐驍波 | Rep | 2005-05-04 | 2006-09-29 | ||
| 162 | Thomas, Howel Gruffudd Rhys | 32 | M | Rep | 2005-01-12 | |
| 163 | Ting, Carter Richard 丁文達 | Rep | 2004-07-19 | 2007-04-04 | ||
| 164 | Tse, Kin Kwok (SFC:AHA212) 謝建國 | Rep | 2005-01-19 | |||
| 165 | Tsoi, Ting Sze 蔡婷思 | Rep | 2003-07-22 | |||
| 166 | Ulrich, Jing | Rep | 2003-04-30 | |||
| 167 | Um, Austin Joon | Rep | 2003-05-02 | |||
| 168 | Vohra, Dhruv | Rep | 2003-12-29 | 2012-06-01 | ||
| 169 | Voss, Vanessa Christine | F | Rep | 2007-02-21 | 2009-11-20 | |
| 170 | Wai, Helena Suk Chong 衛淑莊 | 60 | F | RO | 2019-05-01 | |
| 171 | Walker, James Russell (SFC:AAB473) | M | RO | 2004-02-24 | ||
| 172 | Wallis, Shane Bernard | M | Rep | 2006-07-21 | 2015-01-09 | |
| 173 | Wan, Joyce Nga Yee 溫雅怡 | F | Rep | 2007-01-03 | 2008-11-19 | |
| 174 | Wan, Sandy San Ming 萬三敏 | Rep | 2003-09-17 | 2013-10-31 | ||
| 175 | Wang, Min (SFC:AMP537) 王敏 | Rep | 2005-10-21 | 2006-11-07 | ||
| 176 | Wang, Yinan (SFC:ANB406) 王軼楠 | Rep | 2006-02-20 | 2022-08-12 | ||
| 177 | Wee, Kheng Hoe Jason | M | Rep | 2006-03-29 | 2007-02-01 | |
| 178 | White, Christopher James (SFC:ACS947) | M | Rep | 2003-05-16 | ||
| 179 | White, Jamie Paul (SFC:ALZ472) | M | Rep | 2005-05-11 | 2006-04-03 | |
| 180 | Wijaya, Annie | F | Rep | 2006-05-29 | 2021-04-09 | |
| 181 | Wilkinson, Anthony John Cooper | M | Rep | 2011-05-27 | ||
| 182 | Witts, Richard Arthur | 64 | M | Rep | 2008-08-08 | |
| 183 | Wong, Ming Shing 黃明勝 | Rep | 2005-07-19 | |||
| 184 | Wong, Peter Tat Ming 黃達明 | M | Rep | 2007-01-18 | 2009-01-23 | |
| 185 | Wood, Malcolm George (SFC:ANI728) | M | Rep | 2006-04-26 | 2008-11-20 | |
| 186 | Wynniatt-Husey, Tania Ione | Rep | 2003-10-31 | |||
| 187 | Xu, Ling (SFC:ANR862) 徐玲 | Rep | 2006-07-28 | 2007-04-12 | ||
| 188 | Xu, Weizhe 徐煒哲 | Rep | 2005-09-16 | 2006-08-11 | ||
| 189 | Xu, Zhihua (SFC:AJG583) 許之樺 | Rep | 2003-11-25 | 2005-10-05 | ||
| 190 | Yang, Qinyu 楊沁宇 | Rep | 2003-09-08 | 2004-01-09 | ||
| 191 | Yap, Li Yun | Rep | 2005-05-11 | 2006-02-02 | ||
| 192 | Yeoh, Jonathan Sheung Chern | M | Rep | 2006-02-20 | 2008-11-24 | |
| 193 | Yip, Chun Man (SFC:ACS017) 葉振文 | Rep | 2006-11-06 | 2008-11-20 | ||
| 194 | Yoo, Peter B | M | Rep | 2006-10-23 | 2007-08-10 | |
| 195 | You, Seung Min | Rep | 2007-02-21 | 2008-11-24 | ||
| 196 | Yu, Kai Kai 余皆佳 | Rep | 2004-05-26 | |||
| 197 | Yung, Melody Wing Ping 容詠萍 | F | Rep | 2005-03-03 | 2008-02-04 | |
| 198 | Yusup, Daniel | M | Rep | 2006-04-26 | 2007-07-13 | |
| 199 | Ziegler, Richard Paul | 36 | M | Rep | 2005-11-29 | 2024-02-14 |
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