NOMURA SECURITIES (HONG KONG) LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Ahn, Chae Young AUS848 Rep 2010-02-23 2011-11-17
2 Ambai, Takahiro 安倍貴博 ASE990 Rep 2010-02-04 2013-04-23
3 Arora, Gaurav (SFC:APA737) APA737 Rep 2009-01-12 2012-06-28
4 Asano, Shin 淺野真 ANS096 Rep 2010-02-04 2011-08-24
5 Barnett, Maxine Bernice AOT373 Rep 2008-12-15 2010-07-21
6 Beresford, Paul Richard M ANF151 Rep 2010-02-04 2012-12-09
7 Bharti, Kirtes ANQ111 Rep 2009-01-14 2009-05-15
8 Bradshaw, Stephanie 李婉青 F AMB744 Rep 2008-12-10 2009-05-05
Rep 2009-10-12 2010-05-04
9 Bret, Jean-Sebastien Pierre M AQX041 Rep 2008-12-15 2013-04-23
10 Burnes, Alexander Milligan M ARD194 Rep 2009-05-29 2011-08-17
11 Burns, John Patrick (SFC:ATG678) M ATG678 Rep 2010-02-04 2013-04-23
12 Byworth, Richard Anthony M AUF080 Rep 2010-02-04 2013-04-23
13 Chan, Ka Ying (SFC:AQM051) 陳嘉盈 AQM051 Rep 2010-02-04 2013-04-23
14 Chan, Wing Yin (SFC:ARX074) 陳詠賢 ARX074 Rep 2010-02-04 2013-04-23
15 Chau, Ling 周凌 27 M ANU529 Rep 2010-02-04 2011-07-07
16 Chekroun, Benjamin Marc John 38 M AQS273 Rep 2010-02-04 2011-11-17
17 Chen, Chengze APJ996 Rep 2008-12-08 2012-08-25
18 Cheng, Chih-Hsiung 鄭智雄 AFR838 Rep 2010-02-04 2011-07-19
19 Cheng, Stephen Kwok Wai 鄭國偉 41 M ADS285 Rep 2008-12-10 2008-12-10
20 Cheung, San Tat 張新達 AFD549 Rep 2010-02-04 2013-04-23
21 Cheung, Wing Yan (SFC:ASN728) 張詠欣 ASN728 Rep 2010-02-04 2013-04-23
22 Chiong, Sai Lung 張世龍 AHM814 Rep 2004-11-29 2006-04-28
23 Chiu, Siu Sang 趙小珊 AET486 Rep 2010-02-04 2011-07-09
24 Chok, Ivy Ngai Wai 卓艾維 F ADZ897 Rep 2008-04-01 2010-05-05
25 Chong, Kenny 莊嘉麟 M AOV191 Rep 2008-12-08 2013-04-23
26 Chui, Chi-Sun 徐志真 AFH192 Rep 2008-12-15 2009-10-10
27 Chulani, Rohit Madan Mohan ANB806 Rep 2008-12-10 2009-04-08
28 Chung, Man Sun 鍾文燊 AAI552 Rep 2008-12-10
29 Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 ADZ871 Rep 2008-11-26 2012-12-09
30 Dadabhoy, Imran Sooleman AJH414 Rep 2009-11-16 2010-05-21
31 Di Iorio, Michael Anthony M AQA804 Rep 2008-12-15 2009-11-23
RO 2009-11-23 2010-05-21
32 Dolan, Paul Tiernan M APK727 Rep 2010-02-02 2011-09-08
33 Fletcher, Luke (SFC:AIL062) M AIL062 Rep 2010-02-02 2010-05-14
34 Floyd, Michael (SFC:APK722) M APK722 Rep 2010-02-02 2013-04-23
35 Fujita, Minoru AQE932 Rep 2010-02-02 2012-06-08
36 Fukuta, Yoshihiro 福田吉洋 AAF426 Rep 2008-04-15 2008-08-28
RO 2008-08-28 2009-04-23
37 Garrett, Adam Guy Orlebar 蓋首男 M ALQ136 Rep 2008-12-10 2008-12-10
38 Ghosh, Soujit AOJ195 Rep 2009-12-09 2011-11-12
39 Gill, Richard John Peter M AQQ119 Rep 2010-02-02 2013-01-14
40 Go, Yoshinori 鄉喜順 M ADG400 Rep 2004-08-10 2004-09-01
RO 2004-09-01 2008-04-18
41 Goodwin, Douglas Samuel M AUI207 Rep 2009-12-23 2012-07-31
42 Gourmelen, Arnaud M AKX538 Rep 2008-12-08 2010-09-01
43 Gupta, Rahul (SFC:AGZ998) AGZ998 Rep 2008-12-10 2009-04-08
44 Hanly, Seamus Anthony M ASN900 Rep 2010-02-02 2013-04-23
45 Hao, Xin (SFC:AMH819) 郝昕 AMH819 Rep 2010-02-02 2013-04-23
46 Hara, Hitoshi AMV311 Rep 2010-02-02 2010-06-01
47 Hemmings, Lee Kerry AFK088 RO 2009-04-16 2011-11-01
48 Ho, Arion Man Yiu 何汶叡 ALK797 Rep 2008-12-08 2009-10-24
49 Ho, Harrison Lok Sang 何樂生 M AAF434 Rep 2010-02-02 2010-06-15
50 Honda, Tsukasa AQE935 Rep 2009-01-16 2011-12-19
51 Horsley-Heather, Nicholas John (SFC:ASZ379) M ASZ379 Rep 2009-11-02 2012-09-13
52 Hung, Kenneth Hei King 洪熙敬 M AEY448 Rep 2010-02-02 2010-03-20
53 Ichimura, Toru 市村亨 AIG945 Rep 2004-12-09 2005-01-25
RO 2005-01-25 2006-07-24
54 Inukai, Masao 犬養昌生 ALO559 Rep 2010-02-02 2013-04-23
55 Kato, Katsuhito 加藤勝仁 AMF766 Rep 2010-02-02 2013-04-23
56 Kato, Mayumi 加藤真由美 AFK707 Rep 2010-02-02 2012-05-31
57 Kawahara, Michiko AGO010 Rep 2010-02-02 2013-04-23
58 Kee, Tang Seng AEC763 Rep 2008-12-10 2009-04-08
59 Kobayashi, Hisako AGA952 Rep 2010-02-02 2012-05-31
60 Koerber, Matthias M APZ541 Rep 2010-02-01 2013-04-23
61 Kotecha, Vikesh (SFC:AUA341) M AUA341 Rep 2009-10-29 2010-07-17
62 Lam, Calvin Si Yang 林思暘 M AOO266 Rep 2008-04-11 2009-04-30
63 Lam, Eric Tak Shing 林德成 M AAI558 Rep 2010-05-13
64 Lam, Wing Kit (SFC:AGB106) 林永傑 AGB106 Rep 2010-02-02 2010-03-02
65 Lau, Joseph Han Wai 劉恆瑋 M AGH168 Rep 2008-12-15 2012-08-09
66 Lau, Marcus Chi Chiu 劉志超 M AAC292 Rep 2010-02-03 2010-05-12
67 Lau, Yau Fong 劉幽芳 AEY478 Rep 2010-02-03 2013-04-23
68 Lee, Kai Pong 李啟邦 ADW528 Rep 2010-02-03 2011-07-01
69 Lee, Nga Ying (SFC:APQ801) 李雅瑩 APQ801 Rep 2010-02-03 2010-12-18
70 Legaspi, Donna Rose Ong 王金美 F AOU143 Rep 2010-02-03 2010-02-27
71 Leung, Wai Kei (SFC:AKR467) 梁偉基 29 M AKR467 Rep 2008-12-08 2013-02-16
72 Leung, Yee Wan (SFC:ARB169) 梁綺雲 ARB169 Rep 2010-02-03 2013-04-23
73 Li, Ming (SFC:AMW601) 李明 AMW601 Rep 2006-06-01 2008-08-08
74 Liem, Christopher M AHK489 Rep 2008-12-08 2010-06-12
75 Lim, Eileen Siok Ling 林淑玲 F ARI436 Rep 2010-02-03 2010-12-30
76 Liu, King Wai 劉勁威 AAD898 Rep 2010-05-12
77 Lui, Dennis Kar Wong 呂家煌 M AFM600 Rep 2008-04-11 2009-04-30
78 Mak, Hin Chun 麥顯俊 M APL244 Rep 2010-02-03 2013-04-23
79 Mao, Wei (SFC:ATD879) 毛威 ATD879 Rep 2009-07-02 2012-08-07
80 McLean, Neil Iain M ARB806 Rep 2010-02-04 2012-12-16
81 Mennesson, Thomas M AQX047 Rep 2008-12-15 2012-06-06
82 Merger, David Sacha M AQY418 Rep 2010-02-04 2012-06-08
83 Murray, Hugh Mcpherson Lathrop APU514 Rep 2008-12-08 2010-04-17
84 Nakada, Akira ARL729 Rep 2010-02-04 2010-07-26
85 Nakata, Yuji 中田裕二 AGW554 Rep 2007-05-09 2007-10-15
RO 2007-10-15 2008-04-28
86 Nate, Anthony Joseph M AQN997 Rep 2008-12-15 2013-04-16
87 Ng, Wai Man (SFC:AAU344) 吳偉文 AAU344 Rep 2008-12-12
88 Nguyen, Nicholas Nolan M ARJ828 Rep 2009-01-12 2011-12-09
89 O'Meara, Christopher James Sidney M AFQ412 Rep 2010-02-04 2010-03-30
90 O'Neile, James Finlay M ALV097 Rep 2010-02-04 2013-04-23
91 Omoto, Atsushi ANU254 Rep 2008-12-10 2009-09-14
92 Ozeki, Masanori APH922 Rep 2010-02-04 2010-12-30
93 Park, Joohong AMM131 Rep 2009-01-12 2013-05-31
94 Pelham, Miles Christian 32 M APL696 Rep 2010-02-04 2011-11-19
95 Phua, Teck Wee 潘德偉 APJ711 Rep 2010-02-04 2010-08-25
96 Poon, Catherine Tin Lai 潘天麗 F ADV934 Rep 2004-11-29 2009-04-30
97 Poon, Peter Chi Kin 潘子健 M AFP931 Rep 2010-02-04 2013-04-23
98 Poon, Shuk Fan (SFC:AEE926) 潘淑芬 AEE926 Rep 2010-02-04 2013-04-23
99 Pradana, Jeff Arif M APJ987 Rep 2008-12-10 2010-11-24
100 Read, Matthew Christopher M ARO220 Rep 2010-02-04 2013-04-23
101 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2008-12-08 2013-04-23
102 Sano, Nobuhiro 佐野 伸広 ADQ334 Rep 2010-02-03 2010-07-22
103 Sano, Yoichiro M AHD385 Rep 2010-02-03 2013-04-23
104 Sawada, Hana AGK925 Rep 2008-04-11 2008-12-10
105 Shinohara, Minoru 篠原實 AJJ327 RO 2009-04-27 2010-07-16
106 Siow, Lian Meng 蕭連銘 AQO337 Rep 2008-12-15 2009-08-08
107 Striet, Jelper ARE543 Rep 2008-12-10 2010-05-29
108 Takeuchi, Tomonori APG738 Rep 2010-02-03 2010-11-01
109 Tam, Jude Ho Yin 譚顥賢 ALA228 Rep 2004-12-03 2013-05-31
110 Tang, Wai Shing (SFC:AAF631) 鄧偉成 AAF631 Rep 2010-02-03 2010-12-01
111 Teraguchi, Tomoyuki AKX077 Rep 2004-07-05 2005-02-02
RO 2005-02-02 2009-04-10
112 Thompson, Cormac Joseph M ARR528 Rep 2010-02-03 2012-12-03
113 Tong, Derek Wai Hon 唐偉瀚 M ALU283 Rep 2010-02-03 2012-10-20
114 Tong, Yuk Sun 唐玉臣 AAB845 Rep 2008-12-10
115 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-12-10 2009-04-08
116 Warhurst, Paul Simon M APN838 Rep 2008-11-26 2009-09-03
117 Watanabe, Kunio ANI941 Rep 2006-04-28 2006-06-29
RO 2006-06-29 2009-04-20
118 Winspear, Richard Dean M ANE084 Rep 2010-02-03 2013-04-23
119 Wong, Andy Nam Fu 黃南富 ADB026 Rep 2004-11-29 2009-05-14
120 Wong, Frederick Wai Cheung 黃偉翔 M AAC897 Rep 2004-10-29 2007-07-07
121 Wong, Mabel (SFC:APJ995) 黃美寶 F APJ995 Rep 2010-02-03 2013-04-02
122 Wong, Michael Chung Lim 黃仲廉 M ACA379 Rep 2010-02-03 2011-03-01
123 Wong, Peter Tat Ming 黃達明 M ABP198 Rep 2004-11-29
124 Wong, William Koon Wei 黃觀威 M AOR555 Rep 2007-03-08 2008-12-10
125 Woo, Michael Hong Da 胡宏達 M AAF637 Rep 2010-02-03 2013-04-23
126 Xie, Jinhui (SFC:AQO522) 謝錦慧 AQO522 Rep 2008-12-10 2009-04-08
127 Yajima, Akihiko 矢島明彥 ANR662 Rep 2006-07-26 2008-07-30
128 Yan, Keren 嚴克任 ASO944 Rep 2010-02-03 2011-05-26
129 Yao, Jack Hsin-Chou 姚信州 M APQ725 Rep 2008-12-08 2012-08-18
130 Yeung, Yuk Wah 楊毓華 AKP792 Rep 2010-02-03 2013-04-23
131 Yoshida, Koji (SFC:ASF938) 吉田幸司 ASF938 Rep 2010-02-03 2013-04-23
132 Yoshizawa, Noriyasu ACG722 RO 2005-05-11
Rep 2005-05-11 2005-05-23
133 Yu, Amy Hangshin F AUJ850 Rep 2010-01-04 2011-11-17

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