Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2023
SFC ID Role From Until
1 Aikawa, Futoshi AXF374 Rep 2022-11-01 2022-12-31
Rep 2023-07-07 2024-12-09
2 Akaiwa, Sumiyuki ANH760 RO 2006-05-26 2008-04-17
3 Ang, Lee Ping 洪立彬 AQD398 Rep 2011-05-12 2012-08-22
4 Ano, Kenjiro AWE081 Rep 2010-10-25 2012-04-03
5 Arosti, Marco M APZ595 Rep 2010-11-08 2013-03-01
6 Au Yeung, Angus Wai Kai 歐陽為鍇 50 M AJH211 Rep 2012-01-06 2014-02-12
RO 2014-02-12 2014-03-22
7 Bhisitkul, John Bunkrit M ADV290 Rep 2007-07-09 2012-02-16
8 Cailao, Antonio Del Pilar M AIR944 Rep 2003-10-15
9 Chan, Amy Tsui Mei 陳翠薇 F AEP628 Rep 2005-02-07
10 Chan, Chin Shing (SFC:BRZ530) 陳展誠 BRZ530 Rep 2021-12-22 2022-09-01
11 Chan, Derek Kwun Wah 陳冠樺 53 M AFM323 Rep 2008-04-01 2008-04-28
RO 2008-04-28 2009-01-10
12 Chan, Germaine Chore Man 陳楚雯 43 F ALI039 Rep 2008-01-25 2010-06-29
13 Chan, Man Shun 陳文信 AXN045 Rep 2023-12-21
14 Chan, Shuk Yin (SFC:AGH360) 陳淑賢 AGH360 Rep 2004-01-31
15 Chan, Wai Kwan (SFC:AQQ789) 陳慧筠 AQQ789 Rep 2008-03-14 2014-12-03
Rep 2017-09-08 2022-01-07
16 Chander, Vijaykumar ADC274 Rep 2003-09-16
17 Cheah, Yew Wee AOB735 Rep 2006-10-26 2012-02-20
RO 2012-02-20 2015-10-16
18 Chen, Jason Chun Tung 程振東 39 M ANU347 Rep 2015-03-23 2015-08-18
19 Chen, Wen Ling (SFC:BGI467) 陳玟伶 BGI467 Rep 2015-10-12 2016-06-08
RO 2016-06-08 2023-06-03
20 Chen, Yun (SFC:AWX072) 陳芸 AWX072 Rep 2011-03-03 2012-08-22
21 Cheung, Clive Ho Fung 張昊峯 M BIW856 Rep 2017-02-01 2018-09-08
22 Cheung, Jacky Yan Chuen 張寅川 AXY019 Rep 2011-08-24 2013-03-01
23 Cheung, Kwok Wah (SFC:AGO346) 張國華 AGO346 Rep 2005-02-07
24 Chien, Jackie Wei Jia AHG570 Rep 2011-05-30 2012-08-22
25 Chiu, Steven Pat Ngao 趙不傲 M ADH952 RO 2010-04-27 2011-09-13
26 Chu, Pui Fan 朱佩芬 AOG059 Rep 2006-11-24 2009-01-10
27 Chung, Wing Sze 鍾穎詩 APU664 Rep 2007-10-25 2010-07-08
28 Cui, Yi (SFC:AWR695) 崔毅 AWR695 Rep 2011-01-19 2011-12-14
29 Ding, Zixuan 丁紫璇 BOP617 Rep 2019-08-01 2023-06-10
30 Du, Chao (SFC:AUM373) 杜超 AUM373 Rep 2010-01-12 2011-07-07
31 Fan, Ning (SFC:BNV011) 范宁 BNV011 Rep 2018-11-26 2021-08-04
32 Fang, Weikang 方偉康 ATS509 Rep 2013-10-17 2014-03-15
33 Finnemore Capon, Andrew Charles M APP471 Rep 2007-09-10 2009-01-14
34 Fujii, Takashi (SFC:APW946) APW946 Rep 2007-10-26 2008-04-12
35 Fung, Cissy 馮婉詩 F AMW511 Rep 2005-12-29
36 Fung, Karfield Ka Fai 馮嘉輝 AEV682 Rep 2005-02-07
37 Gao, Victor Zhikai 高志凱 61 M ACC762 Rep 2011-06-03 2012-08-01
38 Gao, Xiangyu 高驤宇 BDW696 Rep 2014-07-30 2016-09-22
39 Grabner, Heinrich 葛侃寧 49 M AEN772 Rep 2004-05-25
40 Gu, Gerard Sheng M AHD220 Rep 2010-11-08 2012-08-22
41 Gu, Ruoming 顾若茗 BRP672 Rep 2023-06-30
42 Himoto, Tatsuya ALS814 Rep 2005-03-01 2005-04-28
RO 2005-04-28 2008-07-31
RO 2014-08-21 2016-04-20
43 Ho, Kenny Ting Hong 何定康 M AML780 Rep 2008-08-07 2010-06-09
44 Ho, Kenyon Ka Yeung 何加揚 AXK567 Rep 2011-06-09 2012-02-16
45 Hong, Wenqing 洪文清 AXE142 Rep 2011-04-18 2012-05-26
46 Hu, Qingzi (SFC:BKF945) 胡青子 BKF945 Rep 2017-08-07 2018-03-01
47 Inohara, Yuki F BTB757 Rep 2022-10-21 2022-12-31
Rep 2023-06-26
48 Inoue, Yoshihiro 井上義大 AXG044 Rep 2011-05-04 2016-03-15
Rep 2021-07-26 2021-10-19
RO 2021-10-19 2024-10-25
49 Ishigaki, Tomoko 石垣朋子 AWE990 Rep 2010-11-02 2012-04-06
50 Ishii, Chikara 石井主稅 AOD191 Rep 2006-11-07 2008-06-23
RO 2008-06-23 2009-10-10
51 Jackamo Ii, Thomas Joseph M AFD746 Rep 2010-09-01 2012-02-16
52 Kam, Kwok Hung 甘國雄 AOL528 Rep 2010-08-09 2013-07-03
53 Kanamura, Akihiko AQY859 RO 2010-06-28 2011-03-27
54 Kaneko, Chacha BJR207 Rep 2017-06-21 2019-05-04
55 Kang, Kyong Pil 康景弼 ADM811 Rep 2005-02-07
56 Kato, Hiroaki (SFC:BAC037) BAC037 RO 2022-08-24 2025-03-31
57 Kato, Kenji AXX422 Rep 2011-08-19 2015-10-10
58 Katsuta, Hisao 勝田久男 AEH947 Rep 2010-09-13 2012-02-01
59 Kazui, Yoshiyuki AFS336 Rep 2005-02-07
60 Khoo, Siew Kay BDM540 Rep 2014-05-26 2015-10-31
61 Kitayama, Haruki AWE082 Rep 2010-10-25 2012-03-28
62 Kobayashi, Sachiko 小林幸子 AEZ684 Rep 2005-02-07
63 Kurata, Nobutaka (SFC:AXU629) AXU629 Rep 2011-08-04 2013-04-11
64 Kwan, Christine Shumann 關詩敏 F ATD289 Rep 2009-06-22 2012-02-16
65 Kwan, Ringo Cheukkai 關卓啟 54 M AEH242 Rep 2006-12-27 2007-01-04
RO 2007-01-04 2010-02-20
66 Kwok, Huay Yi 郭蕙儀 AXU675 Rep 2011-08-04 2012-08-22
67 Kwok, Nuen Yee 郭煖儀 AQG696 Rep 2008-01-11 2009-11-07
68 Kwong, Emily Ho Kei 鄺可琪 F AGB307 Rep 2006-08-22
RO 2006-08-22 2006-10-04
69 Lai, Joyce Yuen Yee 黎婉儀 F AFQ514 Rep 2003-11-01
70 Lai, Yan Tung 黎欣彤 BFP509 Rep 2021-08-17 2023-03-31
71 Lam, Gary Ching Lok 林清樂 M AOH038 Rep 2010-07-29 2014-05-02
RO 2014-05-02 2014-08-12
72 Lam, Priscilla Yu Man 林于敏 F AIS610 Rep 2011-05-09 2012-08-23
73 Lau, Henry Hang 劉恆 M AWJ860 Rep 2011-12-23 2012-12-18
74 Lau, Hsu-yung AXI243 Rep 2011-05-27 2012-08-22
75 Lau, Ka Siu 劉珈兆 BRY043 Rep 2021-12-08 2024-05-16
76 Lee, Hon Nam 李翰南 AFU680 Rep 2004-10-05 2006-08-24
RO 2006-08-24 2012-02-16
77 Lee, Kyung Min (SFC:AVH974) AVH974 Rep 2010-06-09 2011-08-01
78 Lee, Sze Wan (SFC:AKS933) 李詩韻 AKS933 Rep 2006-09-25 2011-09-20
79 Lee, Yan Ki 李恩琪 AOV197 Rep 2007-04-26 2010-07-08
80 Lei, Bing (SFC:AXM402) 雷冰 AXM402 Rep 2011-06-23 2015-04-29
81 Leung, Chun Yue 梁振宇 AFK428 Rep 2004-11-25
82 Leung, Teresa Oi Yi 梁靄怡 F APT081 Rep 2007-10-05 2008-08-02
83 Li, Hao (SFC:AQL242) 李豪 AQL242 Rep 2008-02-05 2011-08-25
84 Li, Mengjie (SFC:BEJ085) 李孟倢 BEJ085 Rep 2014-10-22 2016-02-02
85 Li, Xiaoting (SFC:AVS858) 李小婷 41 F AVS858 Rep 2011-02-23 2015-05-08
86 Li, Yanjie (SFC:AUS278) 李嚴潔 AUS278 Rep 2010-02-12 2010-11-01
Rep 2010-12-02 2011-03-01
87 Li, Yong (SFC:AXM324) 李勇 AXM324 Rep 2011-06-29 2013-07-26
88 Li, Yu (SFC:AYN591) 李昱 AYN591 Rep 2011-11-29 2013-04-20
89 Li, Zhuoning 李卓凝 BHY505 Rep 2018-06-26 2020-03-14
90 Lian, Xiaolu 連小鷺 AGN541 Rep 2011-06-15 2012-02-16
91 Liang, Chen-chung 梁振中 ABW695 Rep 2010-11-16 2012-02-16
92 Lim, Swee Tin Lisa 林瑞珍 AGO376 Rep 2007-08-17 2010-10-20
93 Lin, Chun Fu (SFC:AVM248) 林俊甫 AVM248 Rep 2011-11-23 2018-05-26
94 Lin, Scott Chen-Chun 林正釗 M AVK926 Rep 2010-07-06 2012-02-17
95 Lin, Yu-Ting (SFC:AUA690) 林育廷 AUA690 Rep 2009-10-23 2013-03-05
96 Liu, Chang (SFC:ALI154) 劉暢 ALI154 Rep 2004-10-11 2005-02-24
97 Liu, Chung Hsun 劉宗勳 AHC251 Rep 2005-02-07
98 Liu, Wendy Wing Yin 廖穎賢 F ANE330 Rep 2008-02-26 2009-01-10
99 Liu, Xiaohong (SFC:AGC636) 劉曉紅 AGC636 Rep 2006-05-29 2007-03-09
RO 2007-03-09 2016-09-29
Rep 2021-07-07 2021-08-19
RO 2021-08-19 2022-06-17
100 Liu, Xueying (SFC:AWP685) 劉雪瑩 AWP685 Rep 2011-01-10 2012-02-16
101 Lo, Wendy Sze Man 盧詩敏 F APU667 Rep 2007-10-10 2011-09-07
102 Lok, Chi Yeung 駱子洋 AMI499 Rep 2005-08-15 2005-12-01
103 Lok, Marshal Wai Chun 駱瑋浚 AGI950 Rep 2005-10-20 2006-11-14
104 Loke, Wai Ming 陸偉明 51 M AIB803 Rep 2009-07-09 2010-03-11
RO 2010-03-11 2011-11-08
105 Lu, Xiaohao (SFC:AZF711) 呂皛皓 AZF711 Rep 2023-08-16
106 Luchangco, Eric Roberto Mirasol M ANK080 Rep 2006-05-24 2007-10-27
Rep 2011-07-08 2013-09-19
107 Luo, Chen (SFC:BKT275) 羅琛 BKT275 Rep 2018-11-23 2021-09-30
108 Ma, Ching Yan 馬靖仁 BAH310 Rep 2022-01-19 2022-06-06
RO 2022-06-06
109 Martin-Sperry, Edward M AXF375 Rep 2011-04-28 2013-08-31
110 Matheron, Alexis Bernard Robert M AXK563 Rep 2011-06-09 2012-12-21
111 Matsumoto, Jeffrey Yuji M BAE819 Rep 2012-09-19 2013-07-04
RO 2013-07-04 2021-11-01
112 Matsumoto, Ko AQA095 Rep 2007-11-16 2009-10-17
113 Matsumoto, Satoshi (SFC:AHU523) AHU523 RO 2006-04-03
114 Matsushita, Noriko ADL712 Rep 2005-02-07
115 Mizobata, Mari ADQ102 Rep 2020-03-23 2024-08-23
116 Mizukoshi, Kazuyoshi AGP398 RO 2004-05-24
RO 2009-01-07 2011-10-14
117 Mizuno, Kosuke ADP243 Rep 2005-02-07
RO 2022-08-22
118 Mizutani, Yohei AXK055 Rep 2011-06-03 2011-07-08
Rep 2011-08-02 2014-10-28
119 Mori, Takahiro (SFC:AXT098) AXT098 Rep 2011-07-29 2012-01-17
120 Nagura, Kozo BFC750 Rep 2015-04-01 2015-04-30
121 Nair, Srijith Surendranathan AWQ525 Rep 2011-01-18 2012-02-16
122 Nakamura, Kana 中村加奈 BOJ128 Rep 2019-05-29 2020-10-17
123 Nakashima, Hiroaki 中島裕陽 AXE225 Rep 2011-04-28 2013-04-13
124 Nakatsu, Mamoru AXF808 Rep 2011-05-03 2011-09-20
125 Ng, Alexander Kwong 伍剛 45 M AKY483 Rep 2006-06-29 2007-10-19
126 Ng, Michael Chiu Ho 伍超豪 M ADA727 Rep 2017-07-07 2017-09-22
RO 2017-09-22 2021-09-13
127 Ng, Peter Kwok Shing 伍國成 M AAG207 Rep 2005-02-07
128 Ng, Siu Hong (SFC:BCK507) 吳肇康 BCK507 Rep 2018-05-31 2023-12-21
129 Ng, Virginia Suk Yin 吳淑燕 F ABV790 Rep 2003-09-03
130 Ng, Warren Brian Ka Hei 吳嘉羲 M AVN286 Rep 2010-07-26 2016-09-13
131 Ngai, Heung Ming 魏香鳴 ATS799 Rep 2009-09-14 2010-05-25
132 Ngai, Kwok Fung 魏國峰 AGA836 Rep 2003-09-18 2005-01-20
133 Niederberger, Michael Robert M ALZ575 Rep 2011-04-07 2014-12-06
134 Nighjoy, Oliver Leslie M AMA103 Rep 2011-04-01 2012-08-22
135 Nito, Shu 仁藤秀 AXU645 Rep 2011-08-04 2013-04-10
136 Nomura, Hiroyuki AAB263 RO 2008-06-13 2011-04-16
137 Ohira, Yuko AGJ778 Rep 2005-02-07
138 Oka, Hironori AAD076 RO 2011-06-20 2025-05-02
139 Okuyama, Satoshi AXQ282 Rep 2011-07-13 2012-07-01
140 Onoue, Tsutomu AAD089 Rep 2004-03-02
141 Orders, Jonathan Oliver Darcy 奧迪士 66 M AAK390 Rep 2010-10-13 2012-08-22
142 Otsuka, Sumio AVE584 RO 2010-06-22 2014-03-26
143 Pagliarini, Alberto M APH107 Rep 2011-02-07 2013-03-01
144 Pak, Hiu Ching 白曉青 AEB951 Rep 2006-07-19 2006-12-01
RO 2006-12-01 2007-05-18
Rep 2007-05-18 2009-06-08
RO 2009-06-08 2011-01-10
145 Perry, Michael David M AVW688 Rep 2010-09-15 2012-02-17
146 Qiao, Sharon Ding 喬玎 F AWR739 Rep 2011-01-21 2014-05-29
147 Sawlani, Danny Thakurdas AGO903 Rep 2007-10-05 2009-08-27
148 Shen, Janet Wei Ling 沈慧玲 F AMA937 Rep 2005-05-30 2006-09-13
Rep 2010-07-30 2015-09-29
RO 2015-09-29
149 Shi, Zhuoyue 石琢玥 BOZ221 Rep 2023-09-11
150 Shimada, Kenji AHK579 Rep 2005-02-07
151 Shino, Kyohei BDH927 Rep 2014-04-22 2016-03-31
152 Shiraishi, Takeshi 白石武 AIR954 Rep 2003-04-16 2003-11-16
153 Sia, Kwong Hai ABM539 Rep 2003-10-21
154 Simpson, Justin Vaughn M AJL553 Rep 2014-01-13 2017-09-14
155 Siu, Anthony Yan Hong 蕭寅康 M ABC959 Rep 2004-04-02
RO 2004-04-02 2004-11-18
156 Siu, Chi Wai (SFC:AWK579) 蕭志偉 42 M AWK579 Rep 2010-12-06 2014-11-28
157 Song, Yu (SFC:ANU527) 宋玉 ANU527 Rep 2008-08-26 2009-01-10
158 Sun, Wei (SFC:AVI019) 孫偉 45 M AVI019 Rep 2013-10-02 2014-06-26
159 Suyama, Takuro 巢山拓郎 ARU691 Rep 2008-10-30 2012-04-03
160 Tada, Masami AUE669 RO 2012-06-12 2013-07-03
161 Takase, Eiji 高瀨英二 ALB956 Rep 2004-08-12 2008-10-14
162 Takemura, Isao AXF807 Rep 2011-05-03 2015-10-13
163 Takeuchi, Yusuke (SFC:BTB759) BTB759 Rep 2022-10-21 2022-12-31
164 Tam, Ringo Kin Fong 譚建方 52 M AGP655 Rep 2008-02-21 2009-07-04
165 Tam, Ronald Kwok Ho 譚國豪 42 M AHU748 Rep 2011-03-11 2013-06-24
166 Tam, Tak Wing (SFC:AFR780) 譚德榮 AFR780 Rep 2003-08-16
167 Tan, King Aun 陳卿晏 ARA421 Rep 2011-04-01 2013-11-28
168 Tang, Stanley Siu Lai 鄧兆澧 M AFQ893 Rep 2005-05-30 2005-06-14
169 Temlock, Lawrence Graham M BBU655 Rep 2013-09-05 2016-02-04
170 To, Tsz Wai (SFC:AFU687) 杜子偉 AFU687 Rep 2005-02-07
171 Tomiyama, Takuya 富山卓也 M AGU752 Rep 2003-06-11
172 Tong, Wai Lun (SFC:AAE161) 唐偉麟 AAE161 Rep 2005-02-07
173 Tse, William Wai Luen 謝偉麟 M AQT276 Rep 2008-04-07 2009-01-10
174 Tseung, Henry Hiu Wai 蔣曉偉 M AOU192 Rep 2007-04-12 2009-11-24
Rep 2010-08-06 2011-09-28
175 Tsuji, Tomonori APZ384 Rep 2007-11-12 2011-04-21
176 Walker, William (SFC:AVX195) M AVX195 Rep 2010-09-15 2011-11-01
177 Wang, Guangjun (SFC:BIJ167) 王光君 BIJ167 Rep 2016-10-13 2016-12-12
178 Wang, Lan Ling ADG966 Rep 2004-10-30
179 Wang, Lumeng 王魯蒙 AIR943 Rep 2003-11-10
180 Wang, Wei (SFC:AWL287) 王蔚 AWL287 Rep 2010-12-10 2014-09-30
181 Watanabe, Ai (SFC:APW953) APW953 Rep 2007-10-26 2010-08-06
182 Wee, Timothy Ern M AMY443 Rep 2012-11-20 2013-01-25
183 Wei, Sally 魏晓燕 F AXH198 Rep 2011-05-16 2012-08-22
184 Wong, Chi Leung (SFC:ABF032) 黃志良 ABF032 Rep 2003-11-01
185 Wong, Ka Man (SFC:AEK749) 黃家文 AEK749 RO 2010-03-10
186 Wong, Simon Kai Tung 黃繼東 56 M AED197 Rep 2007-07-19 2009-09-17
187 Wong, Tin Lok (SFC:BFV207) 黃天樂 BFV207 Rep 2015-07-16 2015-09-25
188 Wong, Wai Wah (SFC:ADQ101) 黃慧華 ADQ101 Rep 2004-11-06
189 Woo, Patrick Chi Wang 胡志宏 M AEL364 Rep 2006-09-09
190 Wu, Di (SFC:AWT094) 吳頔 AWT094 Rep 2011-01-31 2016-02-02
191 Wu, Jian (SFC:AUS973) 吳建 AUS973 Rep 2011-06-08 2013-03-01
192 Wu, Zhan (SFC:AXK347) 吳戰 AXK347 Rep 2011-06-09 2013-03-01
193 Xia, Dongyu 夏冬雨 BGL486 Rep 2016-11-15 2018-01-30
194 Xian, Chuping 冼楚平 ACG028 RO 2017-10-09 2024-03-28
195 Xiao, Jialong (SFC:BFD975) 肖嘉隆 BFD975 Rep 2023-09-12
196 Xu, Jiafu 徐嘉甫 AVR982 Rep 2011-03-15 2018-06-01
197 Xu, Qing (SFC:AUC278) 許清 AUC278 Rep 2009-11-05 2011-07-03
198 Xu, Tuyuan BSZ356 Rep 2023-09-28 2025-03-07
199 Yamada, Masahiro 山田正尋 BEI882 Rep 2014-10-22 2017-04-14
200 Yanagi, Akira 柳明 BNC153 Rep 2018-07-10 2021-10-11
201 Yanagisawa, Shiko BFH164 RO 2015-07-22 2017-05-15
202 Yang, Bei (SFC:AVV546) 楊北 AVV546 Rep 2010-09-03 2014-07-04
Rep 2021-07-15 2022-07-04
RO 2022-07-04
203 Yang, Qing (SFC:ARO431) 楊青 ARO431 Rep 2008-09-01 2009-11-15
204 Yau, Henry Clement Hok Wai 邱學煒 M ACH182 Rep 2004-12-13 2004-12-21
RO 2004-12-21 2009-01-10
205 Yen, Tzu-han 嚴子涵 ANL837 Rep 2007-03-07 2007-05-09
206 Yeu, Chiu Wah 姚昭華 ADR463 Rep 2006-09-28 2006-12-01
RO 2006-12-01 2014-04-16
207 Yeung, Tsz Kong 楊子江 AWP540 Rep 2011-01-17 2012-02-16
208 Yin, Hongqiang 殷洪强 AWW354 Rep 2011-02-25 2014-04-24
209 Yip, Sunny Kai Sun 葉啟燊 M AHK750 Rep 2011-10-27 2011-12-09
RO 2011-12-09 2012-08-22
210 Yiu, Ka Hing 姚嘉興 AVW705 Rep 2011-01-14 2016-09-13
211 Yiu, Sui Chong 姚穗莊 AOS002 Rep 2011-03-01 2015-04-25
212 Yokota, Fumiko 橫田文子 F AGC833 Rep 2003-08-06
213 Yoshida, Tomoko 吉田朋子 AFL218 Rep 2003-06-14
214 Yoshihara, Koji AJN951 Rep 2004-03-16 2004-06-01
RO 2004-06-01 2005-03-14
215 Yu, Zhi (SFC:AXH031) 于治 AXH031 Rep 2015-10-08 2016-02-02
216 Yuan, Ke (SFC:BIV268) 袁可 BIV268 Rep 2017-01-09 2022-12-30
217 Yung, Fion Man Fong 容敏芳 AFQ287 Rep 2005-02-07
218 Zee, Timothy Yuen Cheng 57 M ANX817 Rep 2008-08-07 2011-11-10
219 Zhang, James Xiaohan M AXU650 Rep 2011-08-04 2013-03-01
220 Zhang, Xiongfeng 張雄峰 55 M ALO548 Rep 2004-12-28 2010-11-09
221 Zhao, Shengjie 趙聖捷 BFW849 Rep 2015-07-27 2017-09-02
222 Zhou, Bowen (SFC:AXI802) 周博雯 M AXI802 Rep 2011-05-30 2015-09-22

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top