UBS SECURITIES ASIA LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2003
SFC ID Role From Until
1 Anderson, Jonathan Gentile M AGW280 Rep 2003-05-30 2012-03-08
2 Anderson, Michael James (SFC:ABX611) M ABX611 Rep 2006-07-01
3 Au, Eva Sin Yee 區善宜 F ADV071 Rep 2003-09-08 2008-10-04
4 Basham, Caroline Charlotte F AFU065 Rep 2004-08-17
5 Beshke, Clarence John M ADS271 RO 2010-10-15
6 Blackburn, Andrew James (SFC:AJE473) M AJE473 Rep 2003-09-29 2003-12-10
7 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2012-03-29
8 Cavatoni, Joseph Roland M AFY750 Rep 2003-10-02 2009-04-20
9 Chan Yeung, Virginia Mo Bik 陳楊慕碧 ADY936 Rep 2006-05-26
10 Chan, Amy Yuen Han 陳婉嫻 F ADY964 Rep 2008-08-28
11 Chan, Andy Kok Heng AFC953 Rep 2010-05-20
12 Chan, Vincent Cheong Wa 陳昌華 M ACA303 Rep 2004-04-29
13 Chang, Walter 陳華德 M ABT445 Rep 2004-04-21
14 Chee, Yuen Leng 朱宛玲 AHK661 Rep 2004-02-01
15 Cheng, James Vincent M AIC014 Rep 2004-04-29
16 Cheng, Jimmy Min Tat 鄭勉達 M ACV741 RO 2005-05-20
17 Cheng, Stephen Kwok Wai 鄭國偉 34 M ADS285 Rep 2005-04-27
18 Cheung, Ka Che 張家熾 AFX502 Rep 2005-07-05
19 Cheung, Ronald Yat Sau 張逸修 M AHJ471 Rep 2016-07-19
20 Chi, Alex Lai Hoi 朱禮開 AED013 Rep 2003-10-31 2004-03-08
21 Chia, Tse Ern AFO306 Rep 2004-03-26
22 Chik, Kin Nang 戚健能 AHR162 Rep 2008-03-15
23 Chin, David Hung I 金弘毅 35 M ADT385 RO 2004-07-01
24 Chin, Michael Jaewuk M ACZ609 Rep 2006-09-04
25 Chiu, Yuk Ha AJD190 Rep 2003-08-19 2007-03-01
26 Chu, Danny Wai Kit 朱偉傑 AFV890 Rep 2006-09-02
27 Chung, Suk Moon 鄭碩紋 AEK432 Rep 2004-06-03
28 Cin, Chang Sik AHM834 Rep 2018-12-29
29 Clifford, Timothy Edward M AFH048 Rep 2004-08-07
30 Coffeng, John Martinus (SFC:ADJ820) M ADJ820 Rep 2010-09-06
31 Combalot, Laurent Benoit Georges M AHC015 Rep 2009-05-06
32 Cox, Carrie Bigelow F ADR668 Rep 2004-04-15
33 Debow, Sean Herbert 狄寶生 M ACM546 Rep 2005-03-02
34 Ding, Yibing 丁一賓 ADJ647 Rep 2004-07-01
35 Dong, William Chen M AIU737 Rep 2003-05-09 2004-02-24
36 Dowie, Mark Peter Louden 42 M ADC078 RO 2004-04-01
37 Easterbrook, Trevor Stephen M AGX021 Rep 2004-02-23
38 Fang, Dongming 房東明 AFE991 Rep 2007-12-08
39 Fisher, Jocelyn Howard M AFB130 Rep 2004-03-15
40 Fok, Ronald King Man 霍敬文 26 M AGE025 Rep 2018-05-04
41 Gaiser, Florian AHY465 Rep 2004-05-17
42 Gaw, Christina 吳燕安 31 F ACS896 Rep 2008-06-14
43 Ghag, Arvinderpal AIB940 Rep 2004-04-27
44 Gooding, Nial Dennis Henry 劉國誠 44 M ABS538 Rep 2010-03-19
45 Henley, Robert Alexander M AHR011 Rep 2006-04-01
46 Ho, Beatrice Lap Sze 何立思 F ADS141 Rep 2004-04-23
47 Ho, Diana Pui Kwan 何佩君 F ABY481 Rep 2011-10-18
48 Ho, Kwok Chung (SFC:AAB905) 何國仲 AAB905 Rep 2008-05-07
49 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2018-06-05
50 Ho, William Wai Yin 何偉賢 M AFE790 Rep 2004-04-14
51 Ho, Yuk (SFC:AJC804) 何旭 AJC804 Rep 2003-08-06 2006-03-03
52 Hosie, Neil Cameron M AHQ348 Rep 2004-05-28
53 Houssian, Iven ADQ120 Rep 2004-07-06
54 Hsu, Karen Chia Lin 徐嘉琳 F ACO622 Rep 2004-02-23
55 Hu, Joy Lan Ya 胡嵐雅 AFV219 Rep 2003-09-30 2009-04-15
56 Hui, Alice Suk Fong 許淑芳 F AAK174 Rep 2007-01-25
57 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2006-03-04
58 Hunt, Christopher James Andrews M AHR004 Rep 2011-07-27
59 Jacobson, John Brennan M ACV752 RO 2003-09-02 2006-04-03
60 Johnson, Pekka David (SFC:ADL598) M ADL598 Rep 2005-03-21
61 Johnston, Richard William M AET370 Rep 2004-04-14
62 Kang, Minja AGJ645 Rep 2004-02-02
63 Khoo, Chiew Cheng 邱秋清 AEJ606 Rep 2006-04-21
64 Kim, Susan Eun F AIB938 Rep 2008-05-07
65 Kuan, Shu Shin 關素馨 AET363 Rep 2004-03-12
66 Kwan, Sing Yuen 關承遠 ABW052 Rep
67 Lai, Paul Wai Tsun 賴維津 M AED148 Rep 2004-07-01
68 Lam, Franklin Fan Keung 林奮強 43 M ABG110 Rep 2005-04-27
69 Lam, Hu Yang 林曉陽 ADU633 Rep 2006-09-16
70 Lam, Vanessa Yuk Yee 林玉儀 F AID483 Rep 2006-08-26
71 Lau, Marcus Chi Chiu 劉志超 M AAC292 Rep 2006-06-08
72 Law, Wendy Wing Chi 羅穎芝 F AHS272 Rep 2005-06-13
73 Lee, Christopher Fai Man 李輝敏 37 M ACW239 Rep 2010-03-22
74 Lee, Hyun Jae (SFC:AHN694) 李賢宰 AHN694 Rep 2007-04-19
75 Lee, Simon Chun Kit 李俊傑 27 M AHA361 Rep 2009-04-22
76 Lee, Won Jong AFU204 Rep 2010-07-05
77 Leong, Vui Ling 梁偉靈 AEB584 Rep 2006-03-01
78 Lepper, David Anthony (SFC:AGJ984) M AGJ984 Rep 2008-07-16
79 Liew, Yew Wah AET878 Rep 2004-04-28
80 Lim, Meng Phong 林明鳳 AFH049 Rep 2017-06-28
81 Lo, Michael Sai Cheong 盧世昌 M AFR449 Rep 2003-11-25 2004-05-05
82 Look, Andrew 陸東 38 M ACO365 Rep 2007-07-05
83 Louie, Paul Kwok Yi 雷國怡 M AES876 Rep 2005-07-19
84 Lu, Edmund Lingjian 盧淩堅 M AGL936 Rep 2005-03-29
85 Luk, Terence (SFC:AGI503) 陸凱賢 M AGI503 Rep 2006-01-28
86 Ma, Kwun Yea 馬君意 AEF918 Rep 2006-02-28
87 McLennan, Ian Richard James 38 M AFA721 Rep 2004-01-02
88 McQueen, Lee Michael M ACR744 Rep 2004-01-09
89 Melwani, Rajesh Ramesh (SFC:AEU252) M AEU252 Rep 2010-01-26
90 Mizoguchi, Hironori AHL612 Rep 2004-03-12
91 Mou, Newman Siu Bun 繆肇彬 ABL554 Rep 2006-06-15
92 Ng, Diana Tze Chiew 黃紫秋 F ADX263 Rep 2004-10-20
93 Ng, Siok Leng (SFC:AFM257) 黃淑玲 AFM257 Rep 2003-10-14 2008-05-14
94 Norris, Richard (SFC:AHG719) M AHG719 Rep 2004-05-18
95 Oertli, Michael M AFA291 RO 2004-04-22
96 Orgill, Bradley Wayne M ACR853 RO 2005-03-24
97 Pang, Kenneth Kwok Kit 彭國傑 M AEO731 Rep 2009-04-08
98 Park, Min AFA670 Rep 2004-07-29
99 Patel, Jinesh Kiran AFQ415 Rep 2006-06-24
100 Pecot III, Charles Matthew 43 M AHA548 Rep 2005-04-27
101 Pickstone, Julian Charles (SFC:AFT961) M AFT961 Rep 2007-09-03
102 Po, Alice Wai Sze 保慧思 F ADU277 Rep 2005-08-18
103 Poon, Ada Ho Yan 潘可欣 F AFQ511 Rep 2004-07-01
104 Poon, Ming Pui 潘明培 M AAF320 RO 2005-03-30
105 Rabinowitz, David M AHW502 Rep 2010-09-06
106 Redbourn, Paul Robert (SFC:AFQ906) M AFQ906 Rep 2010-10-15
107 Robertson, Simon Montague M AGI097 Rep 2010-04-09
108 Ross, Timothy Wakefield M AEX691 Rep 2005-05-03
109 Sanchez, Marlon Mikhail M ADJ822 Rep 2006-05-16
110 Saunders, Scott Antony M ADC081 RO 2005-05-20
111 Saxvik, Eric Bradley M ACR775 Rep 2012-04-13
112 Shieh, Ingrid AHA547 Rep 2004-04-29
113 Sim, Colin Ching Wern M AGN521 Rep 2007-06-14
114 Sinclair, Andrew Mark (SFC:AGP545) M AGP545 Rep 2004-04-18
115 Sohn, Bill Eun-Seok M AHN695 Rep 2007-01-23
116 Spence, James Barclay M AAY347 Rep 2004-04-02
117 Stutsman, Andrea Jean F AGF487 Rep 2006-05-01
118 Suen, Benny Hung Kit 孫雄傑 M AIB797 Rep 2009-04-22
119 Sum, Hing Man 岑慶文 ABW145 Rep 2014-04-11
120 Sun, Lucy Shin Su 孫心樹 F AFE095 Rep 2003-05-15 2005-06-15
121 Tan, Lien Seng AFK584 Rep 2005-03-21
122 Tan, Nicholas Chye Seng (1973) 30 M AGP551 Rep 2004-05-31
123 Tan, Yew Boon 陳友文 AFS647 Rep 2004-05-04
124 Thomas, Rebecca Judith F AHC210 Rep 2004-05-13
125 Tinker, Dylan Carlo 35 M ACC173 Rep 2005-04-11
126 Tse, Shirley Sze Wan 謝詩韻 F AFU564 Rep 2009-11-30
127 Volet, Raphael M AGS546 Rep 2004-04-02
128 Wadle, John Allen M AGS454 Rep 2009-04-07
129 Wan, Li (SFC:AHD514) 萬里 AHD514 Rep 2004-03-08
130 Wan, Ming Sun 尹明山 30 M AGW059 Rep 2004-02-26
131 Williams, Sian Elizabeth (SFC:ADT132) F ADT132 Rep 2004-05-28
132 Wong, Constance 黃子欣 F ABR876 Rep 2008-05-24
133 Wong, Eric Chun Yu 王震宇 M AEU432 Rep 2011-03-10
134 Wong, Jenny Chieh Lu 王潔如 F AGL441 Rep 2006-06-17
135 Woodland, Emily Jane F AJE851 Rep 2003-10-14 2012-03-19
136 Wooldridge, Duncan Samuel M AEU633 Rep 2003-06-27 2017-06-10
137 Wu, Chi Wai (SFC:AIQ683) 胡志威 AIQ683 Rep 2011-10-24
138 Wu, James Yun M AGN747 Rep 2009-05-13
139 Yang, Heidi Hoi Ti 楊凱蒂 33 F ACJ627 Rep 2003-05-09 2004-07-06
140 Yang, Kai (SFC:ADW509) 楊凱 ADW509 Rep 2004-07-01
141 Yip, Shuk Ling 葉淑玲 AEA526 Rep 2009-12-03
142 Yoon, Chi Won ACN181 RO 2003-09-15 2005-06-09
143 Yu, Jason Wah Chiu 余華超 M AAD859 RO 2005-03-24
144 Yu, Kok Leung 余國良 AGI779 Rep 2006-03-12
145 Yuen, Nicole Shuk Kam 袁淑琴 41 F ACH708 RO 2005-03-24
146 Yung, Tak Man (SFC:AHK660) 翁德敏 AHK660 Rep 2014-06-10
147 Zhang, Joe Hua Qiao 張化橋 40 M ACY687 Rep 2006-03-23
148 Zhang, Ning (SFC:AGD246) 張宁 35 M AGD246 Rep 2004-03-11

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