DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2005 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abbas, Asad (SFC:AIP440) | Rep | 2003-04-09 | 2009-10-22 | ||
| 2 | Albrecht, Frank Oliver | M | Rep | 2004-07-28 | ||
| 3 | Alexander, Michael Lewis | M | Rep | 2004-11-16 | ||
| 4 | Alexander, Sean Philip 白影子 | M | Rep | 2006-02-28 | ||
| 5 | Ang, Bee Leng | Rep | 2008-06-05 | |||
| 6 | Aono, Kikuko 青野希久子 | Rep | 2003-12-09 | 2004-07-21 | ||
| 7 | Apabhai, Mohammed Zuned | M | Rep | 2006-06-26 | ||
| 8 | Arculli, Kim Melanie | F | Rep | 2004-03-05 | 2005-05-25 | |
| 9 | Arrowsmith, Natalie Jane | F | Rep | 2003-07-15 | ||
| Rep | 2003-08-14 | 2004-05-31 | ||||
| 10 | Auh, Jun Kyung | Rep | 2005-03-07 | 2006-08-21 | ||
| 11 | Azzi, Daniel W | M | Rep | 2004-07-13 | 2006-08-11 | |
| 12 | Bacher, Ryan Rudolf | M | Rep | 2003-12-18 | 2009-06-23 | |
| 13 | Bamber, Mark (SFC:ALB798) | M | Rep | 2004-08-09 | 2005-10-01 | |
| 14 | Barford, Adrian Thomas | M | Rep | 2004-05-11 | 2005-07-05 | |
| 15 | Bertrand, Caroline | F | Rep | 2005-03-04 | ||
| 16 | Bhammer, Vishal Mahendra Kumar | M | Rep | 2003-08-06 | 2005-05-25 | |
| 17 | Brown, Bahar | Rep | 2004-10-14 | 2006-05-15 | ||
| 18 | Burrows, Nathan Wesley | M | Rep | 2004-03-19 | 2007-04-06 | |
| 19 | Calvert, Piers Henry | M | Rep | 2004-06-17 | 2004-08-16 | |
| 20 | Chak, Alan Wing Kai 翟永基 | M | Rep | 2004-01-08 | ||
| RO | 2004-01-08 | 2004-04-23 | ||||
| 21 | Chan, Chieh-Mi (SFC:ALU162) | Rep | 2005-03-09 | 2005-11-22 | ||
| 22 | Chan, Danny Yuet Hang 陳悅恆 | Rep | 2004-01-15 | 2011-05-14 | ||
| 23 | Chan, Edmund Wing Hong 陳永康 | M | Rep | 2003-09-11 | 2011-06-30 | |
| 24 | Chan, Pui Ching (SFC:AGN555) 陳佩貞 | Rep | 2005-01-25 | 2006-04-10 | ||
| 25 | Chan, Wai Chi (SFC:AHF464) 陳慧芝 | Rep | 2005-03-21 | 2006-03-14 | ||
| 26 | Chan, Wai Ling (SFC:ABS687) 陳慧玲 | Rep | 2003-05-05 | 2008-05-03 | ||
| 27 | Chandler, Benjamin Victor Michael | M | Rep | 2003-08-18 | 2011-03-30 | |
| 28 | Chang, Haeyoon Aileen 張鏸允 | Rep | 2003-12-15 | 2005-05-03 | ||
| 29 | Chang, Hui Na 張惠娜 | Rep | 2006-04-13 | |||
| 30 | Chang, Peter Yung Kang 張永康 | M | Rep | 2004-07-13 | 2008-09-11 | |
| 31 | Chang, Richard Yen-Hsiang | M | Rep | 2005-03-09 | 2005-10-10 | |
| 32 | Chaplow, Richard Simon | M | Rep | 2004-03-19 | ||
| 33 | Chau, Kenneth Yiu Man 周耀文 | M | Rep | 2005-08-30 | ||
| 34 | Cheng, Maggie Hang Lam 鄭杏琳 | F | Rep | 2003-07-15 | 2003-10-07 | |
| 35 | Cheng, Miu Ling 鄭妙玲 | Rep | 2003-10-29 | |||
| 36 | Cheung, Lee Na 張莉娜 | Rep | 2003-05-05 | 2004-05-10 | ||
| 37 | Cheung, Wendy Ho Ting 張皓婷 | F | Rep | 2004-02-17 | 2006-03-17 | |
| 38 | Cheung, Winnie Wing Kei 張詠琪 | F | Rep | 2005-02-17 | 2008-12-05 | |
| 39 | Chiang, Ming Zuei 江明叡 | Rep | 2006-03-06 | |||
| 40 | Chong, Chyi Yiing | Rep | 2006-04-05 | |||
| 41 | Christianakis, Leonidas Ioannis | Rep | 2004-09-15 | 2006-02-28 | ||
| 42 | Chu, Peter | M | Rep | 2004-04-07 | ||
| 43 | Chue, Chee Tang | Rep | 2009-01-01 | |||
| 44 | Chui, Chi-Sun 徐志真 | Rep | 2004-07-16 | 2005-08-30 | ||
| 45 | Chung, Jeffrey Jin Wook | M | Rep | 2014-04-10 | ||
| 46 | Chung, Ji Young | Rep | 2011-10-07 | |||
| 47 | Chung, Richard | M | Rep | 2005-04-01 | 2005-12-10 | |
| 48 | Chuy Kon, Alejandro Jose | M | Rep | 2007-04-14 | ||
| 49 | Constantopoulos, Agamemnon | Rep | 2003-11-04 | 2005-07-07 | ||
| 50 | Conway, Richard Wing | M | Rep | 2003-11-04 | 2005-10-01 | |
| 51 | Craig-Wood, Christopher John | M | Rep | 2004-02-12 | 2004-04-12 | |
| 52 | Crawford, Adam John Sharman | M | Rep | 2004-04-13 | 2006-11-30 | |
| 53 | Crosbie-Walsh, Gordon Michael | M | Rep | 2006-07-31 | ||
| 54 | Cubells, Simon James | M | Rep | 2003-09-02 | 2008-12-05 | |
| 55 | Daibo, Atsuko | Rep | 2003-09-16 | 2005-10-01 | ||
| 56 | Daube, Patrick | M | Rep | 2005-01-10 | 2005-04-09 | |
| Rep | 2005-04-14 | 2010-07-13 | ||||
| 57 | Davidge-Pitts, Mark Nicholas | M | Rep | 2004-02-09 | 2007-08-01 | |
| 58 | Dawes, Charlotte Victoria Sohpie | F | Rep | 2003-05-20 | 2003-08-19 | |
| 59 | Day, Christopher Alan (SFC:ALQ515) | M | Rep | 2005-01-20 | 2005-09-07 | |
| 60 | Day, Christopher Elliott Verco 狄圖發 | M | Rep | 2004-07-28 | 2004-09-14 | |
| 61 | Duggan, Luke Benjamin (SFC:AJH215) | M | Rep | 2003-12-09 | 2004-08-20 | |
| Rep | 2004-10-06 | 2005-05-03 | ||||
| 62 | Edelist, Andrew Wayne | M | Rep | 2005-02-24 | 2008-07-11 | |
| 63 | Edwards, Shane Grant | M | Rep | 2003-11-14 | 2005-08-30 | |
| 64 | Emerson, Nathan Devereux | M | Rep | 2003-06-01 | ||
| 65 | Erro, Davide Gaetano | 35 | M | Rep | 2003-12-09 | 2005-04-25 |
| 66 | Fan, Jacqueline Sik Ling 范惜玲 | F | Rep | 2005-04-11 | ||
| 67 | Fan, Mingxi 范明曦 | Rep | 2003-07-29 | 2008-07-12 | ||
| 68 | Fennell, Nicholas Peter (SFC:ADA865) | M | RO | 2003-06-12 | ||
| 69 | Ford, Melvyn Guy | M | Rep | 2003-11-18 | ||
| 70 | Fung, Peter Yuk Kuen 馮旭乾 | M | Rep | 2003-04-25 | ||
| Rep | 2003-06-02 | 2010-06-07 | ||||
| 71 | Garg, Manish (SFC:AKT480) | Rep | 2004-06-07 | 2006-09-01 | ||
| 72 | Goco, Allan Gilbert Lim | M | Rep | 2003-04-16 | 2008-12-01 | |
| 73 | Goh, Priscilla Tok Wee 吳書慧 | F | Rep | 2004-10-18 | 2007-04-22 | |
| 74 | Goodwin, Hannah Victoria | 40 | F | Rep | 2005-03-29 | |
| 75 | Hague, Claire Elizabeth Logan | F | Rep | 2004-09-13 | 2008-12-17 | |
| 76 | Han, William Wei-Lee | M | Rep | 2003-10-15 | ||
| 77 | Harris, Stephen Paul (1953) | 52 | M | RO | 2005-08-12 | |
| 78 | Heim, Gunter Thomas | M | Rep | 2005-04-06 | 2005-05-05 | |
| 79 | Heng, Kia Mui 王加媚 | Rep | 2003-07-31 | 2008-06-02 | ||
| 80 | Hil, Jeffery Chi Yung 許志勇 | M | RO | 2011-10-18 | ||
| 81 | Ho, Chak Kie 何澤基 | Rep | 2017-07-21 | |||
| 82 | Ho, Daniel King Wah 何景華 | M | Rep | 2004-08-02 | 2006-07-07 | |
| 83 | Hoepffner, Edouard Yves Maurice Pierre | M | Rep | 2004-02-24 | 2006-02-28 | |
| 84 | Holiday, Edward Richard | M | Rep | 2004-10-19 | 2005-10-10 | |
| 85 | Honegger, Ricardo | RO | 2006-01-01 | |||
| 86 | Hoo, Chuin Hoong 何俊鴻 | 34 | M | Rep | 2005-04-01 | 2005-12-10 |
| 87 | Hoong, Yik Luen 洪逸倫 | Rep | 2003-04-17 | |||
| Rep | 2003-05-29 | 2009-01-01 | ||||
| 88 | Hosie, Neil Cameron | M | Rep | 2004-07-02 | 2009-03-26 | |
| 89 | Hsia, Michael Chinsom 夏俊生 | M | Rep | 2004-05-05 | 2005-05-03 | |
| 90 | Huang, Po-Chun | Rep | 2005-03-21 | 2005-04-21 | ||
| 91 | Hui, Ho Kuen 許浩權 | Rep | 2007-05-19 | |||
| 92 | Hurewitz, Joel Allan | M | Rep | 2004-03-19 | 2006-03-22 | |
| 93 | Hurst, Richard Mark | M | Rep | 2005-02-14 | 2007-04-21 | |
| 94 | Izawa, Yukio | Rep | 2003-09-02 | 2004-05-31 | ||
| 95 | Jaycock, Ian Richard | M | Rep | 2004-01-08 | ||
| 96 | Jeong, Joseph Chu | M | Rep | 2003-10-31 | 2005-09-30 | |
| 97 | Kapur, Kanak Kamal 卡普尓金心 | Rep | 2006-12-28 | |||
| 98 | Kennedy, Frank (SFC:AJD477) | M | Rep | 2003-08-25 | 2006-04-10 | |
| 99 | Khanna, Punit | Rep | 2008-12-12 | |||
| 100 | Kim, Jung Hyon | Rep | 2005-04-23 | 2007-03-02 | ||
| 101 | Kim, Yong Chan 金容賛 | Rep | 2004-07-28 | |||
| 102 | King, Hubert Duncan 金汶椿 | M | Rep | 2015-06-08 | ||
| 103 | Kong, Rita Yan Yee 江欣兒 | Rep | 2011-03-05 | |||
| 104 | Koo, Kevin Hung Yuan 顧弘源 | 37 | M | Rep | 2005-04-27 | |
| 105 | Kwan, Wendy Yok Bing 關玉冰 | F | Rep | 2004-07-06 | 2006-05-30 | |
| 106 | Kwok, Daisy Dik Sze 郭迪思 | F | Rep | 2004-11-02 | 2010-11-16 | |
| 107 | Kwok, Dickie Tak Kei 郭德祺 | Rep | 2004-07-28 | |||
| 108 | Lai, David Yuk Fai 賴玉輝 | M | Rep | 2004-07-02 | 2017-02-07 | |
| 109 | Lally, Harprit Singh | Rep | 2005-10-01 | |||
| 110 | Lau, Alexander Yen Hou 劉恩浩 | M | Rep | 2006-06-05 | ||
| 111 | Lau, Humphrey Nam Lung 劉南龍 | M | Rep | 2004-11-08 | 2006-06-16 | |
| 112 | Lau, Karen Ga Yun 劉家欣 | F | Rep | 2007-03-12 | ||
| 113 | Law, Ernest Kwan Hon 羅君瀚 | M | Rep | 2004-08-16 | ||
| 114 | Lee, Chun Wang (SFC:ADJ624) 李俊宏 | Rep | 2003-04-30 | 2004-07-28 | ||
| 115 | Lee, Frank I-J | M | Rep | 2004-02-10 | 2007-11-15 | |
| 116 | Lee, Jae Young (SFC:AKS659) | Rep | 2004-06-02 | 2006-08-29 | ||
| 117 | Lee, Ming Keung 李明強 | Rep | 2003-12-09 | 2005-05-03 | ||
| 118 | Lee, Youn Wen | Rep | 2018-11-11 | |||
| 119 | Leong, John Peter Ka Chun 梁家俊 | M | Rep | 2004-09-22 | 2006-04-14 | |
| 120 | Lepinay, Laurent Henri Francois | M | Rep | 2003-08-12 | 2006-03-01 | |
| 121 | Leung, Connie Wai Yi 梁慧儀 | F | Rep | 2005-04-11 | 2008-12-16 | |
| 122 | Li, Annette Ka Pui 李嘉珮 | F | Rep | 2004-02-01 | ||
| 123 | Li, Ester Joyse Sau Han 李秀嫻 | F | Rep | 2006-07-10 | ||
| 124 | Li, Nelson Siu Sing 李紹成 | M | Rep | 2009-06-13 | ||
| 125 | Li, Sandy Pak Lin 李白蓮 | Rep | 2006-07-10 | |||
| 126 | Li, Zongyi (SFC:ALB938) 李宗沂 | Rep | 2004-08-12 | 2007-08-29 | ||
| 127 | Liedtke, Boris Nikolaj | M | Rep | 2005-03-04 | ||
| 128 | Lim, Catherine Ai Nar 林愛娜 | F | Rep | 2003-07-27 | ||
| 129 | Ling, Anne Kin Shun 林建純 | F | Rep | 2004-11-30 | 2007-11-07 | |
| 130 | Liu, Sum Ching 廖心澄 | Rep | 2005-01-07 | |||
| 131 | Lo, James Kwok-Lun 羅國倫 | M | Rep | 2005-01-18 | 2006-05-18 | |
| 132 | Lo, Ricky Chi Wa 羅志華 | M | Rep | 2010-03-11 | ||
| 133 | Lo, Shih-Hung 羅仕泓 | Rep | 2005-02-03 | 2010-04-24 | ||
| 134 | Lu, Gloria Yi 陸奕 | 35 | F | Rep | 2003-06-03 | 2007-08-01 |
| 135 | Lui, Gregory Sieu Weng | M | Rep | 2009-03-12 | ||
| 136 | Lui, Jervis Chun Wai 呂俊為 | Rep | 2003-11-14 | 2004-06-24 | ||
| 137 | Ma, Sin Chi 馬善智 | 31 | M | Rep | 2004-08-09 | 2010-04-20 |
| 138 | MacCarthy, Denis | Rep | 2003-06-09 | 2004-01-08 | ||
| RO | 2004-01-08 | 2009-12-11 | ||||
| 139 | Mak, Winnie (SFC:ADK738) 麥蔚誼 | F | Rep | 2005-04-04 | 2005-07-22 | |
| 140 | McCafferty, Gregory Dominic | M | Rep | 2003-10-24 | 2006-11-22 | |
| 141 | Meenan, James Nahor | M | Rep | 2004-10-11 | 2010-04-30 | |
| 142 | Michalik, Thorsten | Rep | 2004-01-26 | 2006-03-01 | ||
| 143 | Miller, Daniel Owen 但米勒 | M | RO | 2009-02-28 | ||
| 144 | Min, Brett Jae | M | Rep | 2003-09-19 | 2005-10-10 | |
| 145 | Mizoguchi, Hironori | Rep | 2004-04-13 | 2008-12-05 | ||
| 146 | Narain, Ravi | Rep | 2010-03-24 | |||
| 147 | Neo, Chye Lian | Rep | 2006-12-31 | |||
| 148 | Ng, Agnes Wing Sum 吳詠芯 | F | Rep | 2004-10-14 | 2005-03-14 | |
| 149 | Ng, Ka Hing (SFC:ACU882) 伍家興 | Rep | 2005-05-10 | |||
| 150 | Nichols, David (SFC:AGJ649) | M | Rep | 2006-08-11 | ||
| 151 | Nolan, Brian Patrick | M | RO | 2003-06-01 | ||
| 152 | Norris, Jeremy Anthony (SFC:ABM977) | M | Rep | 2005-05-26 | ||
| 153 | Oyson, Michaelangelo De Los Reyes | Rep | 2003-10-24 | 2010-11-11 | ||
| 154 | Pachl, Franz Michael | M | Rep | 2003-06-25 | ||
| 155 | Pak, Quentin 白熲棠 | M | Rep | 2004-05-24 | 2006-05-31 | |
| 156 | Perry, Matthew John (SFC:ALS348) | M | Rep | 2005-02-16 | 2009-04-28 | |
| 157 | Peter, Edouard Fernen | RO | 2005-08-12 | |||
| 158 | Poon, Philip Chung Hein 潘頌軒 | M | Rep | 2004-07-13 | 2011-02-26 | |
| 159 | Preller, Raoul Gustav | M | Rep | 2004-02-09 | 2006-08-16 | |
| 160 | Primhak, Warren Lee | 41 | M | RO | 2006-12-31 | |
| 161 | Quarmby, Thomas Edward | M | Rep | 2004-02-09 | 2004-09-10 | |
| 162 | Reeves, Andrew James | M | Rep | 2004-01-26 | 2014-02-27 | |
| 163 | Richmond, Blair James | M | Rep | 2004-04-20 | 2008-01-01 | |
| 164 | Rodgers, Charles Beresford | M | Rep | 2004-02-14 | 2004-05-31 | |
| 165 | Roland, Mathilde Suzanne | Rep | 2004-08-06 | 2005-09-29 | ||
| 166 | Sadler, Simon Peter | 36 | M | RO | 2004-05-10 | |
| 167 | Sanghi, Keshav Krishna | Rep | 2003-09-01 | |||
| 168 | Sarkis, David | M | Rep | 2004-03-05 | 2004-06-01 | |
| RO | 2004-06-01 | 2005-07-07 | ||||
| 169 | Sayer, David Michael | 29 | M | Rep | 2004-06-10 | 2005-09-12 |
| 170 | See, Buay Lan | Rep | 2004-01-27 | |||
| 171 | Shaw, Natalie Ann | F | Rep | 2003-06-25 | ||
| 172 | Shen, Lyon Li Ang 沈歷昂 | Rep | 2003-07-10 | |||
| 173 | Silveira, Ashley | Rep | 2003-09-01 | |||
| 174 | Sim, Sharon Anne Soo Yee | F | Rep | 2005-07-22 | ||
| 175 | Smaller, Daniel Scott | M | Rep | 2005-06-09 | ||
| 176 | Sohn, Seock Woo | Rep | 2003-07-09 | 2004-04-23 | ||
| 177 | Somera, Ved Kavi | Rep | 2004-02-25 | 2004-10-02 | ||
| Rep | 2004-10-14 | 2006-02-01 | ||||
| 178 | Sue, Kenneth (SFC:AEL989) 蘇其暉 | M | Rep | 2006-03-28 | ||
| 179 | Suen, Ming Chit 孫明哲 | Rep | 2004-03-30 | 2010-08-14 | ||
| 180 | Summerfield, David Angus | M | Rep | 2003-06-26 | ||
| 181 | Szeto, Carissa Carol 司徒加樂 | F | Rep | 2003-05-14 | 2007-11-07 | |
| 182 | Tan, Geok Hua 陳玉華 | Rep | 2004-02-26 | 2004-03-31 | ||
| 183 | Tan, Guat Cheng Maureen | F | Rep | 2008-02-22 | ||
| 184 | Tan, Jushin Kenneth | M | Rep | 2005-01-07 | ||
| 185 | Tay, Mei Yuen | Rep | 2005-04-20 | |||
| 186 | Tei, Miranda Mei Lun 戴美倫 | F | Rep | 2005-03-22 | 2005-04-22 | |
| 187 | Thacker, Sacha (SFC:AJH223) | Rep | 2003-12-09 | 2005-04-25 | ||
| 188 | Trivedi, Amit Mahendra | Rep | 2003-06-03 | 2003-09-08 | ||
| 189 | Tsang, Ka Li 曾嘉莉 | Rep | 2004-08-09 | 2012-01-10 | ||
| 190 | Tsang, Yee Mai 曾綺薇 | Rep | 2010-03-11 | |||
| 191 | Tse, Benjamin Bun 謝彬 | M | Rep | 2006-12-29 | ||
| 192 | Tseng Kuo, Juan | Rep | 2004-02-09 | 2004-09-11 | ||
| 193 | Ueyama, Satoshi 植山敏 | M | Rep | 2003-12-09 | 2005-05-03 | |
| 194 | White, Christopher James (SFC:ACS947) | M | Rep | 2004-07-19 | 2014-11-18 | |
| 195 | Whitfield, Charles Bernard Francis 查韋斐 | M | Rep | 2006-05-09 | ||
| 196 | Wijaya, Annie | F | Rep | 2006-04-24 | ||
| 197 | Wong, Ka Hong 黃家康 | Rep | 2004-09-24 | |||
| 198 | Wong, Kenneth Kin 黃健 | M | RO | 2004-06-12 | ||
| 199 | Wong, Timothy Tin Wai 黃天維 | M | Rep | 2004-04-15 | 2008-09-18 | |
| 200 | Wong, Tsz Kin (SFC:ALA499) 王子健 | Rep | 2004-12-16 | 2013-02-01 | ||
| 201 | Woo, Janet Fong Fong 胡渢渢 | F | Rep | 2019-07-08 | ||
| 202 | Woo, Lam Hay 胡林熙 | Rep | 2007-07-21 | |||
| 203 | Woo, Mei Wah 吳美華 | Rep | 2006-08-11 | |||
| 204 | Wood, Graham Douglas (SFC:AKT391) | M | Rep | 2004-06-07 | 2011-06-07 | |
| 205 | Woods, Duncan Robert | M | Rep | 2003-12-09 | 2004-11-04 | |
| 206 | Wu, Isabella Ke 吳柯 | F | Rep | 2004-04-23 | ||
| 207 | Wurzel, Roger | M | Rep | 2005-02-15 | 2005-05-14 | |
| 208 | Yang, Yu (SFC:ALD507) 楊煜 | Rep | 2004-08-25 | 2005-03-29 | ||
| 209 | Yau, Sheung Kam 邱湘琴 | Rep | 2004-09-14 | |||
| 210 | Yeoh, Wee Khee David 姚崇照 | M | Rep | 2007-05-09 | ||
| 211 | Yongkittikul, Kittiphongse 馬俊琦 | Rep | 2004-07-19 | 2006-12-31 | ||
| 212 | Yoon, Jerry Chan 尹燦 | M | Rep | 2004-04-01 | ||
| 213 | Yu, Bella Hoi Ying 余凱凝 | Rep | 2004-03-09 | 2004-05-31 | ||
| 214 | Zhao, Chunhua 趙春花 | Rep | 2004-09-13 | 2009-11-06 | ||
| 215 | Zuo, Jie (SFC:AKP468) 左杰 | Rep | 2004-05-19 | 2005-03-14 |
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