CLSA LIMITED 中信里昂證券有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Alexander, Michael Lewis M AGR372 Rep 2004-12-22 2005-02-01
RO 2005-02-01 2005-08-04
Rep 2005-08-04 2010-07-19
2 Ang, Kok Thye Ian 汪國泰 ANM185 Rep 2006-06-01 2019-10-18
3 Arculli, Kim Melanie F AAA119 Rep 2007-01-03 2009-04-24
4 Bahurel, Julien Yves AEZ956 Rep 2004-06-17
5 Bao, Danny Q 包強 ANR606 Rep 2006-07-21 2007-01-19
6 Becker, Michael Nicolas M AOS485 Rep 2007-03-28 2007-06-16
7 Beddard, Henry Terence M AOQ827 Rep 2007-03-07 2015-06-05
8 Bird, John David (SFC:AKY461) M AKY461 Rep 2004-12-29 2005-02-01
RO 2005-02-01 2012-02-27
9 Bonsor, Edward Richard 31 M AJA998 Rep 2003-06-23 2004-02-15
Rep 2004-03-17 2006-06-02
Rep 2006-06-23 2006-09-22
10 Bourmayan, Vahe Olivier M AJD563 Rep 2003-09-16 2004-06-16
11 Boyd, Geoffrey Cameron M AGE081 Rep 2006-03-30 2017-10-14
12 Bradley, Edmund Hugh M ABS842 RO 2019-04-16
13 Brnadic, Joe AIU344 Rep 2003-07-22 2004-05-15
14 Buckle, Karen Jane F ACP924 Rep 2014-01-24
15 Campbell, Oliver Martin (SFC:AOO985) M AOO985 Rep 2007-02-21 2014-03-01
16 Caruso, Richard Blaise M AKU347 Rep 2004-10-19 2012-11-28
17 Chan, Chau Yuen 陳秋源 AFQ905 Rep 2006-11-10
18 Chan, George Lung Cheung 陳龍翔 M AFK978 Rep 2004-07-12 2012-06-13
19 Chan, Ka Wai (SFC:AGF175) 陳嘉慧 AGF175 Rep 2003-09-09 2003-11-06
20 Chan, Kerry Mo Yu 陳慕瑜 ADU088 Rep 2004-02-05 2004-11-22
21 Chan, Vonnie Lai Yin 陳麗妍 AFY292 Rep 2005-07-06 2006-04-24
Rep 2006-09-07 2019-12-11
22 Chan, Wa Ming 陳華明 ACJ230 Rep 2005-09-27
23 Chan, Yat Hang 陳日恆 ADI947 Rep 2006-05-30
24 Chau, Raymond Kai Chung 周啟聰 M ACE470 Rep 2005-04-11
25 Chen, Alan Bing M AEH768 Rep 2009-09-10
26 Chen, Augustine ALF255 Rep 2004-09-01 2007-03-29
27 Chen, Xin (SFC:AIC946) 陳心 AIC946 Rep 2004-05-04 2005-12-09
28 Chen, Zi Mu ALA254 Rep 2006-03-15 2006-11-09
29 Cheng, Matthew Yu Yuan 鄭裕源 M AMC369 Rep 2005-06-14 2009-03-04
30 Cheng, Sheng-Jung 鄭勝榮 ANF064 Rep 2006-03-30 2007-04-21
31 Cheng, Tau Cheung 鄭導昌 AFC185 Rep 2006-09-12 2008-05-03
32 Cheuk, Alexander Siu Bun 卓兆斌 M ABX790 Rep 2014-07-30
33 Cheung, Adrian Kwok Kuen 張國權 M ABX016 Rep 2005-05-26 2006-08-04
34 Cheung, Kwok Wah (SFC:AGO346) 張國華 AGO346 Rep 2006-12-04 2007-01-24
35 Cho, Ji Hyun 趙智賢 AFI800 Rep 2003-07-02
36 Choi Park, Jae Won 崔朴在元 AMJ578 Rep 2005-08-18 2008-04-12
37 Choi, Sheung Ngai 蔡尚毅 AFG685 Rep 2006-12-01
38 Chow, Jimmy Ka Ching 周家正 M ADZ442 Rep 2006-08-07
39 Chow, Wing Hong (SFC:ACI634) 周永康 ACI634 Rep 2006-09-28
Rep 2007-01-25 2012-12-01
40 Chu, Patrick Pak Ning 朱柏寧 M AEN687 Rep 2005-04-20
41 Chui, Kit Man 崔結文 AFI537 Rep 2004-06-17
42 Clark, Bettina Gay F AHL626 Rep 2008-01-31
43 Cotterchio, David Maurice M ANQ201 Rep 2006-07-04 2016-03-18
44 Coull, Gary William John 顧家利 53 M AAB495 RO 2006-10-16
45 Dadabhoy, Imran Sooleman AJH414 Rep 2003-12-09 2005-03-09
46 De Dios, Maria Martha Araullo F APA364 Rep 2007-06-25
47 Del Papa, Massimiliano ANA972 Rep 2006-02-20
48 Deng, Lan 鄧蘭 AND952 Rep 2006-03-10 2006-04-27
49 Dyas, Jonathan Luke M AJJ626 Rep 2004-01-13 2005-01-12
50 Eng, Karen Jane 伍倚华 F ALB111 Rep 2004-08-03 2020-10-16
51 Enticknap, David (SFC:AMS233) M AMS233 Rep 2005-11-11 2013-07-04
52 Fisher, Kirstie Jane F ANY183 Rep 2006-09-18 2015-10-05
53 Fishwick, Eric James M AFJ086 Rep 2025-05-02
54 Fung, Patrick Wai Yip 馮偉業 33 M AOW903 Rep 2007-05-09 2007-09-29
55 Gan, Tanya Li Phing F AOP016 Rep 2007-02-21 2021-08-23
56 Gatehouse, Nicholas Robert M ACR192 Rep 2003-06-23
57 Gornall, Adrian Rubin M AIX145 Rep 2004-06-02 2008-07-17
58 Gruber, James M AMX921 Rep 2006-01-17 2010-07-03
59 He, Lang AJB993 Rep 2003-07-22 2003-11-04
60 Hill, Liam Patrick M AKI975 Rep 2004-04-19 2004-05-06
61 Hillen, Derek Hopkins M ANR866 Rep 2006-07-25 2010-06-09
62 Ho, Chi-Pin ANM677 Rep 2006-06-09 2007-04-02
63 Ho, Johnny Cheong Chak 何昌澤 M AMV284 Rep 2005-12-22 2006-07-19
64 Howie, Fraser John Thomas (SFC:ADW025) M ADW025 Rep 2003-08-08 2012-11-01
65 Hsiao, Eugene Yow Seng M AOP006 Rep 2007-02-21 2009-06-16
66 Huang, Jason Hsi M ANA962 Rep 2006-02-20 2006-11-24
67 Hue, Hideki Ying Fai 許英輝 ADO740 Rep 2004-03-10
68 Hugh, Chuen Loong 丘俊隆 ACZ289 Rep 2006-01-31
69 Hui, Ho Ming (SFC:ACQ676) 許浩明 ACQ676 Rep 2005-07-27
70 Ismail, Akbar M AAB730 Rep 2004-12-28
71 Jenwipakul, Kiattisak AMJ455 Rep 2005-08-15 2007-05-10
72 Jiang, Sosia ALZ474 Rep 2005-05-11 2012-12-07
73 Kam, Alice Pui Lee 金蓓莉 F AAB624 Rep 2004-03-23
74 Kam, Yiu Man 甘耀文 AAG825 Rep 2005-09-27
75 Kanga, Cyrus Darius M ANC096 Rep 2006-02-22 2013-08-05
76 Kestel, Damian Paul M AGI601 Rep 2010-12-10
77 Kim, Eugene Hwang M ANR849 Rep 2006-07-25 2008-11-28
78 Kim, Ki Soo AFJ899 Rep 2004-05-10
79 Kinnear-Nock, Scott William 39 M AFH089 Rep 2008-04-15
80 Ko, Raymond 高力文 M AIL123 Rep 2009-09-18
81 Kukreja, Kathy Sham F ANB187 Rep 2006-02-20 2007-05-04
82 Kwok, Ana 郭安妮 AAB158 Rep 2004-03-09
83 Lacey, Robert William Patrick M ADR672 Rep 2007-06-27 2007-07-16
84 Ladeuix, Hernan ANF060 Rep 2006-03-29 2012-04-03
85 Lam, Calvin Si Yang 林思暘 M AOO266 Rep 2007-02-14 2007-10-03
86 Lam, Chi Kwan (SFC:AGA429) 林志坤 AGA429 Rep 2005-04-13 2007-05-28
87 Lam, Don Ting 林挺 ABN490 Rep 2006-09-14 2015-11-20
88 Lam, Monica Ze Wa 林詩華 F AEY447 Rep 2004-12-07 2006-09-01
89 Lam, Pung 林芃 ADW634 Rep 2004-01-07
90 Lam, Steve Kwok Leung 林國樑 M AGC469 Rep 2006-05-25 2007-06-25
91 Lam, Wai Shing (SFC:AHX164) 林偉成 AHX164 Rep 2005-09-27
92 Lane, Graeme John 42 M AOG216 Rep 2006-11-24 2008-11-20
93 Lau, Cyrus Chi Ning 劉志寧 M AIU754 Rep 2003-05-30 2004-12-09
94 Lau, Kwok Ming (SFC:ABA828) 劉國明 ABA828 Rep 2006-09-28 2006-09-29
95 Lau, Shirley Suet Sum 劉雪心 F AGK066 Rep 2004-06-17
96 Law, Lucia Yuk Ha 羅玉霞 F AAD560 Rep 2017-11-15
97 Lee, Chun Wah (SFC:AFR066) 李俊華 AFR066 Rep 2005-09-28 2006-06-30
98 Lee, Patrick Maung M AMY547 Rep 2006-01-23 2008-05-10
99 Lee, Sheldon (SFC:ACO981) 李超倫 ACO981 Rep 2005-10-05
100 Lee, Voon Hsien 李文賢 AOP017 Rep 2007-02-21 2019-08-20
101 Leung, Jason Tye 梁泰 M AOB897 Rep 2006-10-25 2006-11-20
102 Leung, Polly Pui Ling F AJB855 Rep 2003-07-17 2009-01-23
103 Leung, Siu Ping (SFC:ALG104) 梁少萍 ALG104 Rep 2004-09-20 2005-02-15
104 Li, Chun Sheng (SFC:ABP733) 李俊盛 ABP733 Rep 2004-12-09
105 Li, Kwok Yau AAE135 Rep 2003-11-11
106 Li, Xiao (SFC:AOH927) 李皛 AOH927 Rep 2006-12-22 2008-11-11
107 Li, Xiaoli (SFC:ALY129) 李曉麗 ALY129 Rep 2005-04-21 2007-04-12
108 Liang, Zhong (SFC:AOG834) 梁忠 AOG834 Rep 2006-12-04 2007-08-06
109 Lim, Kit Yng APA092 Rep 2007-06-13 2015-06-22
110 Lim, Tay Her 林泰禾 ANK937 Rep 2006-05-23 2010-10-18
111 Lin, Stephen Y M AOV706 Rep 2007-05-07 2007-08-04
112 Liu, Hiu Lau 廖曉柳 AGP529 Rep 2006-06-15 2007-07-31
113 Liu, Louisa Yun Yun 劉欣欣 F ACA647 Rep 2003-05-28 2004-06-28
114 Liu, Wei (SFC:ALG199) 劉煒 ALG199 Rep 2004-09-23 2007-03-19
115 Liu, Yun (SFC:AHS958) 劉運 AHS958 Rep 2004-02-05 2004-04-06
116 Lo, Chi Keung (SFC:AFT940) 盧志強 AFT940 Rep 2003-09-30 2006-02-03
117 Lo, Chiu Wai (SFC:AFT576) 羅昭維 AFT576 Rep 2003-06-16 2004-03-16
118 Lu, Wubin 陸嫵彬 ANQ762 Rep 2006-07-20 2008-11-13
119 Lucas, Edwin (SFC:AAI491) M AAI491 RO 2004-05-21 2005-02-22
Rep 2005-03-18 2008-12-31
120 Lui, Wai Yip 呂偉業 AMH660 Rep 2005-07-27 2009-03-04
121 Lurie, Mattan Hillel ANB366 Rep 2006-02-20 2006-10-16
122 Ma, Adeline 馬雅蓮 F AEM553 Rep 2005-07-28 2008-11-20
123 Machayekhi, Emmanuel Dana AJF241 Rep 2003-10-20 2004-06-04
124 Macqueen, Edward Charles M AIU750 Rep 2003-08-25 2006-06-02
125 Maggs, Ashton Rex ALZ465 Rep 2005-05-11 2006-01-31
126 Man, Christine Shu Yee 文淑誼 41 F ADQ459 Rep 2006-08-15 2008-03-01
127 Markosov, Suren Gueorgui AMI359 Rep 2006-10-10 2008-04-25
128 Martin, Todd Stuart M ABT540 Rep 2006-07-08 2008-11-13
129 McCoy, Michael Andrew M AAF167 RO 2003-10-03
130 McKenzie, Paul Conor M AAV863 Rep 2003-07-22
131 McNamara, Mary Elizabeth F ACS807 Rep 2003-12-29 2010-05-14
132 Middle, Rupert Anthony Richard 48 M APC356 Rep 2007-06-25 2009-03-04
133 Mohamed Kamal Bin Mohd, Ridzam Deva APA077 Rep 2007-06-25 2011-04-05
134 Mohideen, Khaleelur Rahman ABM107 Rep 2003-06-23
135 Montague, Jolyon Charles M AJC260 Rep 2005-10-25 2009-09-28
136 Morrison, Robert William Bentley 46 M AGQ547 RO 2003-07-25 2009-06-30
137 Morrow, Stuart Anthony M ALZ458 Rep 2005-05-10 2013-10-28
138 Moss, Adam Alexander Guy M AEI504 Rep 2010-09-20
139 Neoh, Chee Keat APC291 Rep 2007-06-20 2010-06-25
140 Ng, Raymond Chun To 吳鎮濤 39 M ADA209 Rep 2004-12-20
141 Ngai, Henry Chun Kit 倪俊傑 M AEF259 Rep 2007-06-11 2014-10-14
142 Ngo, Long Hoang 黃龍 AGP054 Rep 2005-05-11 2008-01-29
143 Nguyen, Kim Thi ANA971 Rep 2006-02-20 2008-05-28
144 Nguyen, Nguyen Thanh M AOO555 Rep 2007-02-21 2009-03-05
145 Norris, Jeremy Anthony (SFC:ABM977) M ABM977 Rep 2005-06-06 2009-05-08
146 Ong, Polly So Po 王素寶 F ABH437 Rep
147 Paterson, James Willock M ADA085 Rep 2005-09-29
Rep 2006-02-10 2007-03-09
RO 2007-03-09 2012-10-10
148 Phang, Michael Tau Shien 龐道賢 M AMP009 Rep 2005-10-17 2006-03-16
149 Pienaar, Ross Daniel M AOO554 Rep 2007-02-21 2008-11-14
150 Pope, Leavitt Joseph M AOY694 Rep 2007-05-25 2010-08-20
151 Potukuchi, Vijay Sai AOT375 Rep 2007-05-30 2007-08-02
152 Riddick, Andrew William M AAA869 RO 2013-12-12
153 Roberts, Christopher Fenton 羅弼時 M AAD528 Rep 2003-07-22
Rep 2006-01-04 2007-02-05
154 Roche, Thomas Damian (SFC:ACU450) M ACU450 Rep 2003-07-25
RO 2003-07-25 2004-12-13
155 Rothman, Andrew Charles M AFW955 Rep 2014-03-01
156 Ruber, Matthew Albert M ACT589 Rep 2008-09-26
157 Sachanandani, Bharat Kumar 邵巴特 M AJD185 Rep 2003-08-13 2004-06-17
158 Saldanha, Joshua Gerard M ANB180 Rep 2006-02-20 2007-06-26
159 Sangiambut, Manop AJN957 Rep 2005-09-28 2012-03-08
160 Saunders, John Russell M AFG796 Rep 2003-05-02
161 Shiu, Wing Sun 蕭榮申 ADZ443 Rep 2019-12-11
162 Skinner, Donald William Lennox 45 M AAI493 RO 2012-07-05
163 Smith, Brad Franklin M AOY381 Rep 2007-06-04 2010-05-31
164 Snaith, Michael Lachman M AJI329 Rep 2003-12-18 2014-08-12
165 So, Ka Man (SFC:AHX165) 蘇家文 AHX165 Rep 2008-11-24
166 So, Petrina Pui Yan 蘇佩恩 AMJ575 Rep 2005-08-18 2008-08-08
167 Steele, Michael Ryan M AJI654 Rep 2003-12-23 2005-04-20
168 Stiles, Andrew Guy M ABE303 Rep 2003-12-09 2008-02-13
169 Stone, Richard Neil M ACJ526 Rep 2005-03-29
170 Sugandhi, Mardian Jun 石駿逸 AMJ576 Rep 2005-08-18 2007-08-31
171 Sutherland, Alison Fiona Maclean F AOY695 Rep 2007-05-25 2008-04-12
172 Sutton, Peter Thomas M ADK261 Rep 2009-03-30
173 Tabbush, Daniel Lawrence M ANK169 Rep 2006-05-29 2012-03-13
174 Tam, Shing Hei 譚成希 AEA201 Rep 2003-08-27
175 Tang, Calvin Kam Ming 鄧鑑明 M ANB555 Rep 2006-02-20 2008-11-20
176 Tang, Xiaobo (SFC:ALY952) 唐驍波 ALY952 Rep 2005-05-04 2006-09-29
177 Thomas, Howel Gruffudd Rhys 32 M ADS535 Rep 2005-01-12
178 Ting, Carter Richard 丁文達 ADK867 Rep 2004-07-19 2007-04-04
179 Tse, Kin Kwok (SFC:AHA212) 謝建國 AHA212 Rep 2005-01-19
180 Tsoi, Ting Sze 蔡婷思 ABS481 Rep 2003-07-22
181 Ulrich, Jing ADI942 Rep 2003-04-30
182 Um, Austin Joon AFG040 Rep 2003-05-02
183 Vohra, Dhruv AJI706 Rep 2003-12-29 2012-06-01
184 Voss, Vanessa Christine F AOO682 Rep 2007-02-21 2009-11-20
185 Wai, Helena Suk Chong 衛淑莊 60 F AAB508 RO 2019-05-01
186 Walker, James Russell (SFC:AAB473) M AAB473 RO 2004-02-24
187 Wallis, Shane Bernard M ANR608 Rep 2006-07-21 2015-01-09
188 Wan, Joyce Nga Yee 溫雅怡 F AOH920 Rep 2007-01-03 2008-11-19
189 Wan, Sandy San Ming 萬三敏 ADI757 Rep 2003-09-17 2013-10-31
190 Wang, Min (SFC:AMP537) 王敏 AMP537 Rep 2005-10-21 2006-11-07
191 Wang, Yinan (SFC:ANB406) 王軼楠 ANB406 Rep 2006-02-20 2022-08-12
192 Warsono, Wuddy APA097 Rep 2007-06-25 2015-01-30
193 Wee, Kheng Hoe Jason M ANF055 Rep 2006-03-29 2007-02-01
194 White, Christopher James (SFC:ACS947) M ACS947 Rep 2003-05-16
195 White, Jamie Paul (SFC:ALZ472) M ALZ472 Rep 2005-05-11 2006-04-03
196 Wijaya, Annie F AHI788 Rep 2006-05-29 2021-04-09
197 Wilkinson, Anthony John Cooper M AFD111 Rep 2011-05-27
198 Witts, Richard Arthur 64 M AAC928 Rep 2008-08-08
199 Wong, Ming Shing 黃明勝 AAF460 Rep 2005-07-19
200 Wong, Peter Tat Ming 黃達明 M ABP198 Rep 2007-01-18 2009-01-23
201 Wood, Malcolm George (SFC:ANI728) M ANI728 Rep 2006-04-26 2008-11-20
202 Wynniatt-Husey, Tania Ione ABT444 Rep 2003-10-31
203 Xu, Ling (SFC:ANR862) 徐玲 ANR862 Rep 2006-07-28 2007-04-12
204 Xu, Weizhe 徐煒哲 AML926 Rep 2005-09-16 2006-08-11
205 Xu, Zhihua (SFC:AJG583) 許之樺 AJG583 Rep 2003-11-25 2005-10-05
206 Yang, Qinyu 楊沁宇 AJD809 Rep 2003-09-08 2004-01-09
207 Yap, Li Yun ALZ467 Rep 2005-05-11 2006-02-02
208 Yeoh, Jonathan Sheung Chern M ANB177 Rep 2006-02-20 2008-11-24
209 Yip, Chun Man (SFC:ACS017) 葉振文 ACS017 Rep 2006-11-06 2008-11-20
210 Yoo, Peter B M AOB378 Rep 2006-10-23 2007-08-10
211 You, Seung Min AOO984 Rep 2007-02-21 2008-11-24
212 Yu, Kai Kai 余皆佳 AHR083 Rep 2004-05-26
213 Yung, Melody Wing Ping 容詠萍 F ALT790 Rep 2005-03-03 2008-02-04
214 Yusup, Daniel M AMH579 Rep 2006-04-26 2007-07-13
215 Ziegler, Richard Paul 36 M AMS785 Rep 2005-11-29 2024-02-14
216 Zulueta, Michael Rubin M APA374 Rep 2007-06-25 2009-03-04

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top