SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 西證(香港)資產管理有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Chi Ming 歐智明 | ARN601 | Rep | 2008-08-26 | 2009-09-10 | ||
| 2 | Chan, Chi Shing (SFC:ABE696) 陳志成 | ABE696 | Rep | 2006-09-28 | 2006-12-01 | ||
| 3 | Chan, Fung Chu 陳鳳珠 | ANW378 | Rep | 2007-08-20 | 2010-01-11 | ||
| 4 | Chan, Ka Kit (SFC:ATS061) 陳嘉傑 | ATS061 | Rep | 2009-09-11 | 2012-07-27 | ||
| 5 | Chan, Lai Yin (SFC:ACC427) 陳麗賢 | ACC427 | Rep | 2006-03-20 | 2009-04-01 | ||
| 6 | Chan, Lap Chung (SFC:AIJ099) 陳立中 | AIJ099 | RO | 2008-12-18 | 2011-04-07 | ||
| 7 | Chan, Lee Yeung 陳利揚 | AAH761 | RO | 2016-04-30 | |||
| 8 | Chan, Percy Pak Hin 陳柏軒 | M | AEB921 | Rep | 2006-10-17 | 2007-02-17 | |
| 9 | Chan, Wing Yin (SFC:AJG655) 陳永賢 | AJG655 | Rep | 2003-11-21 | 2005-03-02 | ||
| 10 | Cheng, Chor Ki 鄭礎祺 | AHS149 | Rep | 2003-06-24 | 2005-03-14 | ||
| 11 | Cheung, Felix Cheuk Leung 張焯樑 | M | AFT492 | Rep | 2004-03-24 | 2004-04-29 | |
| 12 | Cheung, Kevin Ka Ho 張家豪 | M | AON943 | Rep | 2007-02-12 | 2007-07-27 | |
| 13 | Cheung, Vancy Wai Ching 張慧菁 | AFB036 | Rep | 2007-08-23 | 2008-07-13 | ||
| 14 | Cheung, Wai Yin (SFC:AGY675) 張緯賢 | AGY675 | Rep | 2016-01-08 | 2016-03-23 | ||
| RO | 2016-03-23 | 2019-10-16 | |||||
| 15 | Chin, Chi Kui 錢智駒 | APQ984 | Rep | 2010-05-05 | 2011-07-01 | ||
| 16 | Ching, Yung Fai 程容輝 | ACJ516 | Rep | 2015-02-16 | 2015-12-31 | ||
| 17 | Choi, Pok Man 蔡博汶 | BBK152 | Rep | 2014-01-06 | 2014-11-19 | ||
| 18 | Choi, Sheung Hang 蔡尚衡 | AUP568 | Rep | 2010-03-02 | 2011-05-18 | ||
| 19 | Chong, Ching 莊正 | APW809 | Rep | 2013-12-12 | 2020-01-18 | ||
| 20 | Chow, Eric Wai Tat 鄒偉達 | M | AED684 | RO | 2003-11-04 | 2004-06-27 | |
| 21 | Chow, Ronny Wai Man 周偉民 | ARW735 | Rep | 2011-07-06 | 2011-11-10 | ||
| 22 | Chow, Yin Shan 周燕珊 | F | ABV666 | Rep | 2003-10-17 | 2013-07-01 | |
| 23 | Choy, Chak Wai 蔡澤偉 | AFE593 | Rep | 2007-03-09 | 2008-10-21 | ||
| 24 | Chu, Wai Chau 朱緯洲 | AOJ322 | Rep | 2007-01-10 | 2007-02-07 | ||
| 25 | Chua, Tsz Lan 蔡紫蘭 | AAI500 | Rep | 2009-09-30 | 2009-12-15 | ||
| RO | 2009-12-15 | 2010-08-13 | |||||
| 26 | Chui, Man Nga 崔雯雅 | ASX258 | Rep | 2009-05-06 | 2012-01-02 | ||
| 27 | Chung, Sandy Lai Sze 鍾麗詩 | AFM502 | Rep | 2006-08-14 | |||
| 28 | Fan, Suet Heung Fanny 范雪香 | AST833 | Rep | 2010-03-04 | 2011-01-27 | ||
| 29 | Fung, Hoi 馮凱 | AII424 | Rep | 2005-06-29 | 2006-01-16 | ||
| 30 | Fung, Kin Wing (SFC:ANY399) 馮鍵嶸 | ANY399 | Rep | 2006-09-18 | 2007-05-13 | ||
| 31 | Fung, Sze Yu 馮時裕 | APB732 | Rep | 2014-03-12 | 2020-09-03 | ||
| 32 | Ho, Vivien Wai Wan 何慧韻 | AUI394 | Rep | 2009-12-14 | 2010-07-03 | ||
| 33 | Ip, Pui Lan 葉佩蘭 | F | ACJ206 | Rep | 2003-09-24 | 2005-05-20 | |
| 34 | Kam, Dickson Chun Wah 甘鎮華 | M | ABW698 | Rep | 2006-03-20 | 2007-01-08 | |
| 35 | Koo, Kit Yi 古潔儀 | AMP302 | Rep | 2007-02-06 | 2007-03-02 | ||
| Rep | 2007-09-05 | 2008-01-14 | |||||
| 36 | Kung, Wai Ting 龔偉廷 | AOQ511 | Rep | 2016-07-26 | 2016-09-29 | ||
| RO | 2016-09-29 | 2019-03-14 | |||||
| 37 | Kwok, Ka Yiu (SFC:AFG950) 郭家耀 | AFG950 | Rep | 2005-04-18 | 2009-08-03 | ||
| 38 | Kwok, Shiu Man 郭兆文 | AXK358 | RO | 2012-05-29 | 2012-10-22 | ||
| 39 | Kwok, Stephen Chee King 郭子敬 | M | AJF051 | Rep | 2003-10-23 | 2005-03-14 | |
| 40 | Kwok, Tsz Chung 郭子聰 | AUK433 | Rep | 2009-12-30 | 2010-06-18 | ||
| 41 | Lai, Chun Wing (SFC:ANA177) 賴雋永 | ANA177 | Rep | 2009-03-02 | 2009-08-20 | ||
| 42 | Lai, Yu Ling 黎悅怜 | AOM508 | Rep | 2007-01-29 | 2007-03-02 | ||
| 43 | Lam, Dennis Che Chung 林志聰 | M | ALG475 | RO | 2008-12-18 | 2012-08-09 | |
| 44 | Lam, Mandy Choi Ying 林賽盈 | F | AFE592 | Rep | 2004-04-30 | 2009-02-01 | |
| 45 | Lam, Sheung Lai 林尚禮 | APR414 | Rep | 2007-09-24 | 2007-11-08 | ||
| 46 | Lau, Elaine Yim Ling 劉艷玲 | F | AAJ813 | Rep | 2008-01-23 | 2018-09-04 | |
| 47 | Lau, Ka Fung Adrian 劉家灃 | AXU722 | Rep | 2016-05-19 | 2017-05-20 | ||
| 48 | Lau, Richard Kwok Kuen 劉國權 | M | AOI911 | Rep | 2006-12-20 | 2007-03-14 | |
| 49 | Lau, Sze Ming 劉思明 | AHX958 | Rep | 2004-09-21 | |||
| 50 | Lee, Chi Wing (SFC:AOI909) 李之穎 | AOI909 | Rep | 2006-12-20 | 2007-08-06 | ||
| 51 | Lee, Hung Kwong 李鴻光 | AAJ756 | Rep | 2007-03-21 | 2008-06-01 | ||
| 52 | Lee, Kwok Wan (SFC:AZL662) 李冠潤 | AZL662 | Rep | 2013-01-10 | 2013-12-31 | ||
| 53 | Lee, Peter Ching Wah 李清華 | M | AJB897 | Rep | 2003-07-16 | 2003-09-08 | |
| 54 | Lee, Po Chu (SFC:ATD387) 李寶珠 | ATD387 | Rep | 2009-08-10 | 2011-05-09 | ||
| 55 | Lee, Tat Yuen 李達源 | AIV808 | Rep | 2004-05-31 | 2006-01-04 | ||
| 56 | Lee, Wai Yip (SFC:AGJ482) 李偉業 | AGJ482 | Rep | 2006-06-09 | 2007-01-30 | ||
| 57 | Lee, Yeuk Yu Ross 李若愚 | AXS784 | Rep | 2012-05-29 | 2013-01-12 | ||
| 58 | Li, Hon Wai Anthony 李漢威 | AUV625 | Rep | 2010-06-17 | 2013-09-26 | ||
| 59 | Li, Shing 李誠 | AJT939 | Rep | 2004-07-14 | 2004-11-10 | ||
| 60 | Liang, Hao (SFC:ATN174) 梁昊 | ATN174 | Rep | 2016-05-24 | 2018-07-20 | ||
| 61 | Lin, Ben Peng 林芃 | 51 | M | ACP158 | Rep | 2011-12-19 | 2012-06-29 |
| RO | 2012-06-29 | 2017-04-09 | |||||
| 62 | Liu, Ka Po (SFC:AOM985) 廖嘉寶 | AOM985 | Rep | 2007-02-03 | 2007-12-29 | ||
| 63 | Liu, Xiaoquan 劉曉全 | BGV483 | Rep | 2016-10-04 | 2017-08-20 | ||
| 64 | Lok, Sam Wan Wai 駱穩威 | M | AAK140 | Rep | 2011-08-16 | 2011-12-15 | |
| 65 | Ma, Chin Man 馬展文 | ANV101 | Rep | 2007-01-09 | 2007-01-19 | ||
| 66 | Ma, Cho Hong 馬祖匡 | ANF302 | Rep | 2006-03-27 | 2007-02-09 | ||
| 67 | Mok, Kit Ling 莫潔玲 | ALW599 | Rep | 2005-04-13 | 2006-08-07 | ||
| 68 | Ng, Burgess Hon Ki 吳漢基 | M | AMJ198 | Rep | 2007-12-05 | 2007-12-20 | |
| RO | 2007-12-20 | 2009-01-22 | |||||
| 69 | Ng, Sing Hing 伍承興 | ALN731 | Rep | 2010-01-18 | 2018-06-01 | ||
| 70 | Nip, Yiu Chuen 聶耀泉 | ABY425 | RO | 2011-08-01 | 2021-01-25 | ||
| 71 | Pang, Ching Lok 彭正樂 | AIS156 | Rep | 2003-04-16 | 2003-07-17 | ||
| 72 | Pao, Lik 鮑力 | AEY552 | Rep | 2007-12-20 | 2009-03-18 | ||
| RO | 2009-03-18 | 2016-03-21 | |||||
| 73 | Poon, Chi Wai (SFC:AGG750) 潘志偉 | AGG750 | Rep | 2004-05-02 | |||
| 74 | Poon, Lung Sang 潘龍生 | ACD954 | Rep | 2004-02-09 | 2004-05-03 | ||
| 75 | Poon, Mung Yu 潘夢如 | AFP040 | RO | 2010-10-05 | 2011-08-01 | ||
| 76 | Pun, Hau Wai 潘巧惠 | ALK636 | Rep | 2006-03-23 | 2006-06-14 | ||
| 77 | Pun, Tit Shan 潘鐵珊 | 56 | M | ABR234 | RO | 2004-09-21 | 2008-01-01 |
| 78 | Siu, William Wai Wai 蕭衛威 | M | AIL017 | Rep | 2012-02-03 | 2012-07-10 | |
| 79 | Sung, Yuk Yin 宋煜賢 | APF733 | Rep | 2009-12-21 | 2010-05-19 | ||
| 80 | Sze, Ray Chun Wai 施俊威 | 36 | M | AKX617 | Rep | 2010-12-21 | 2011-08-23 |
| 81 | Takei, Akio (SFC:ACR988) | ACR988 | Rep | 2012-11-01 | 2015-06-30 | ||
| 82 | Tam, Hin Fai 譚顯輝 | AOD114 | Rep | 2006-11-03 | 2007-01-03 | ||
| 83 | Tam, Ho Kei 譚浩基 | BBB716 | Rep | 2015-03-09 | 2016-02-02 | ||
| 84 | Tam, Howard King Ho 譚景豪 | 53 | M | AFN346 | RO | 2012-09-14 | 2014-02-26 |
| 85 | Tam, Kin San 譚建新 | AJD858 | Rep | 2004-07-28 | 2006-07-13 | ||
| 86 | Tang, Andrew Ping Sum 鄧炳森 | 59 | M | AEL276 | RO | 2009-03-20 | 2009-06-12 |
| 87 | Tang, Davina Tak-wai 鄧德慧 | F | ACZ857 | RO | 2012-07-20 | 2012-10-18 | |
| 88 | Tong, Johnson Shing 唐誠 | M | AOB604 | Rep | 2007-01-16 | 2007-07-16 | |
| Rep | 2007-12-12 | 2009-01-20 | |||||
| Rep | 2013-12-30 | 2020-09-03 | |||||
| 89 | Tsang, Long 曾朗 | ARQ674 | Rep | 2009-10-09 | 2010-06-18 | ||
| 90 | Tse, Ka Chun (SFC:AJG653) 謝家俊 | AJG653 | Rep | 2003-11-21 | 2003-12-22 | ||
| 91 | Tsoi, Yuen Hoi 蔡元開 | M | AJI239 | Rep | 2003-12-18 | 2005-02-04 | |
| 92 | Tsui, Ching Wan 徐青雲 | APG565 | Rep | 2007-07-12 | 2008-02-02 | ||
| 93 | Wong, Ho Chuen (SFC:ARO917) 黃浩全 | ARO917 | Rep | 2010-01-18 | 2011-03-01 | ||
| 94 | Wong, Ivis Long Sau 黃朗修 | ADA335 | Rep | 2009-09-21 | 2011-01-28 | ||
| 95 | Wong, Jackson Chi Yeung 黃志陽 | M | AHT199 | Rep | 2013-09-17 | 2014-08-31 | |
| 96 | Wong, Kenneth Chin Pang 黃展鵬 | M | AHQ839 | Rep | 2003-06-24 | 2005-03-14 | |
| 97 | Wong, Yee Hing (SFC:AAF918) 黃綺卿 | AAF918 | RO | 2006-02-24 | 2006-06-01 | ||
| 98 | Xiong, Ying (SFC:BFX045) 熊英 | BFX045 | Rep | 2016-05-24 | 2017-10-14 | ||
| 99 | Xu, Yachuan 徐亞川 | BGI316 | Rep | 2016-05-24 | 2019-06-06 | ||
| 100 | Yeung, Ching (SFC:ALW845) 楊靜 | ALW845 | Rep | 2005-04-21 | 2011-12-30 | ||
| 101 | Yeung, Flora Fung Yee 楊鳳儀 | F | ACE799 | Rep | 2013-09-02 | 2022-07-18 | |
| 102 | Yeung, Man Choi 楊文彩 | AOK967 | Rep | 2007-01-17 | 2007-01-23 | ||
| 103 | Ying, Chien Huang 英建煌 | ABZ553 | Rep | 2006-03-24 | 2008-03-06 | ||
| 104 | Yip, Lai Mei 葉麗薇 | AHI476 | Rep | 2005-03-14 | |||
| 105 | Yiu, Kwing Sum 姚炯深 | 44 | M | AEC902 | Rep | 2006-10-12 | 2006-12-01 |
| 106 | Yu, Shiu Hang 余兆衡 | ASN972 | Rep | 2009-04-17 | 2009-10-31 | ||
| 107 | Yue, Wing Man (SFC:AOE779) 俞穎文 | AOE779 | Rep | 2006-11-28 | 2008-02-07 | ||
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