Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abbiss, Justin John | M | ACR459 | Rep | 2006-01-19 | ||
| 2 | Adachi, Mimiko 安達美味子 | F | AMB073 | Rep | 2005-06-30 | 2008-06-01 | |
| 3 | Agostini, John Edward Cobcroft | M | AGN388 | Rep | 2007-03-16 | ||
| 4 | Anderson, Gordon Alasdair | M | ALZ819 | Rep | 2005-05-19 | 2005-07-08 | |
| 5 | Archibald, James Maxwell | M | AQL178 | Rep | 2008-02-04 | 2010-04-11 | |
| 6 | Ashton, Miles | ANU726 | Rep | 2006-08-23 | 2008-08-01 | ||
| 7 | Atmani, Mohamed (SFC:AOG962) | M | AOG962 | Rep | 2006-12-29 | 2007-06-23 | |
| 8 | Barr, Alastair Barclay (SFC:AIX180) | AIX180 | Rep | 2003-05-02 | 2003-07-24 | ||
| RO | 2003-07-24 | 2005-05-24 | |||||
| 9 | Barraclough, Christopher James | M | APZ219 | Rep | 2007-11-07 | 2008-07-21 | |
| 10 | Barrow, Jason Paul | M | AGN135 | RO | 2005-01-17 | ||
| 11 | Batchelor, Joseph James (SFC:ARD487) | M | ARD487 | Rep | 2008-06-04 | 2011-04-29 | |
| 12 | Behl, Arminder Singh (SFC:APM133) | APM133 | Rep | 2007-09-03 | 2008-06-01 | ||
| 13 | Booth, Graeme Wayne | M | AIU216 | Rep | 2006-03-03 | 2006-03-20 | |
| RO | 2006-03-20 | 2009-06-09 | |||||
| 14 | Boyton, Jamie Phillip | M | AFC755 | Rep | 2004-08-19 | ||
| 15 | Brewer, Jeffrey Michael | M | AMF464 | Rep | 2005-07-13 | 2009-10-12 | |
| 16 | Caughey, Nicholas Egerton | M | AGN387 | Rep | 2006-03-15 | ||
| 17 | Chan, Benjamin Yu Ki 曾裕基 | M | ALW648 | Rep | 2005-06-15 | 2008-05-13 | |
| 18 | Chan, Ka Chung (SFC:ANT245) 陳家琮 | ANT245 | Rep | 2006-08-04 | 2008-12-02 | ||
| 19 | Chan, Mei Kwan (SFC:AOZ032) 陳美君 | AOZ032 | Rep | 2007-05-29 | 2010-01-05 | ||
| 20 | Chan, Pedro Carlos Siu Lun 陳小倫 | M | AIR798 | Rep | 2007-01-08 | 2008-05-26 | |
| 21 | Chan, Pui Sze (SFC:APD410) 陳佩思 | APD410 | Rep | 2007-07-03 | 2007-10-11 | ||
| 22 | Chan, Wai Chi (SFC:AHF464) 陳慧芝 | AHF464 | Rep | 2006-09-19 | 2009-05-07 | ||
| 23 | Chen, Fei (SFC:ACA503) 陳緋 | ACA503 | Rep | 2003-06-03 | |||
| 24 | Chen, Huilin (SFC:APC643) 陳輝林 | APC643 | Rep | 2007-06-18 | 2008-07-04 | ||
| 25 | Chen, Tian (SFC:AQR043) 陳添 | AQR043 | Rep | 2008-03-18 | 2009-08-19 | ||
| 26 | Cheng, Chi Wah (SFC:ABM629) 鄭志華 | ABM629 | Rep | 2007-12-28 | |||
| 27 | Cheng, James Vincent | M | AIC014 | Rep | 2004-05-11 | 2006-02-25 | |
| 28 | Cheung, Carmen Ka Mun 張嘉敏 | F | APD418 | Rep | 2007-06-26 | 2012-08-15 | |
| 29 | Cheung, Kar Man (SFC:AIN882) 張嘉文 | AIN882 | Rep | 2008-06-23 | 2010-11-03 | ||
| 30 | Cheung, Kin Sang (SFC:ACI723) 張健生 | ACI723 | Rep | 2008-07-15 | 2008-10-21 | ||
| RO | 2008-10-21 | 2013-09-27 | |||||
| 31 | Cheung, Virginia Pui Sze 張珮詩 | AGN917 | Rep | 2005-05-11 | 2007-04-08 | ||
| 32 | Chiang, Kee Hong 蔣紀康 | AFU931 | Rep | 2003-11-24 | 2010-11-27 | ||
| 33 | Chiu, Chiao 邱喬 | AQQ142 | Rep | 2008-03-11 | 2011-11-10 | ||
| 34 | Choi, Sang Woong | AIR725 | Rep | 2003-11-24 | 2005-09-01 | ||
| 35 | Chui, Alvin Jun Mun 崔俊文 | M | AMS723 | Rep | 2008-09-22 | 2009-07-25 | |
| 36 | Chuy Kon, Alejandro Jose | M | AIB976 | Rep | 2008-10-13 | 2014-09-27 | |
| 37 | Connor, David Jonathan (SFC:ADH898) | M | ADH898 | Rep | 2005-07-26 | ||
| 38 | Cross, David Frederick | M | AAB227 | RO | 2010-07-01 | ||
| 39 | Desai, Mohan Kumar | M | AOY872 | Rep | 2007-05-29 | 2009-10-14 | |
| 40 | Divito, Paul Francis | M | ALW650 | Rep | 2005-06-15 | 2005-07-11 | |
| 41 | Duan, Hong (SFC:ADE819) 段宏 | ADE819 | RO | 2003-12-24 | 2008-05-09 | ||
| 42 | Dunbar, David Greig | M | ADW293 | Rep | 2004-01-01 | ||
| 43 | Dyer, Ashley George (SFC:ACO919) | M | ACO919 | Rep | 2006-07-10 | 2006-08-25 | |
| RO | 2006-08-25 | 2012-06-30 | |||||
| 44 | Farrell, Stephen Robert | M | APW070 | Rep | 2007-10-30 | 2012-06-30 | |
| 45 | Fong, Herman Yat Wo 方逸禾 | M | ADH944 | Rep | 2004-10-13 | 2005-01-05 | |
| 46 | Freyre-Sanders, Andrew David Nuno D.S. | M | ANR872 | Rep | 2008-10-27 | 2009-09-08 | |
| 47 | Fu, Jie (SFC:ANV268) 傅杰 | ANV268 | Rep | 2006-08-28 | 2008-07-15 | ||
| 48 | Fung, Kin Chueng 馮健昌 | ALZ307 | Rep | 2008-08-21 | 2011-08-08 | ||
| 49 | Garg, Manish (SFC:AKT480) | AKT480 | Rep | 2006-09-13 | 2014-02-08 | ||
| 50 | Garnier, Arnaud Antonie Dominique Patrick | M | AOG389 | Rep | 2006-12-05 | 2008-06-01 | |
| 51 | Glassock, Lee Douglas | M | ARF813 | Rep | 2008-06-27 | 2012-06-08 | |
| 52 | Goel, Kshitij | AQM623 | Rep | 2008-02-14 | 2008-05-29 | ||
| 53 | Gordon, Daniel (SFC:AHE138) | M | AHE138 | Rep | 2008-09-01 | ||
| 54 | Guha, Krishna Jyoti | ALF245 | Rep | 2008-09-26 | 2010-05-25 | ||
| 55 | Hagen, Nicole (SFC:AOE440) | F | AOE440 | Rep | 2006-11-21 | 2007-08-09 | |
| 56 | Han, Ki Hoon | APO550 | Rep | 2007-09-05 | 2013-03-29 | ||
| 57 | Hendel, Mark Joseph | M | AHN633 | RO | 2006-07-01 | ||
| 58 | Henricks, Peter Alan | M | AOJ156 | Rep | 2007-01-09 | 2008-06-06 | |
| 59 | Ho, Catherine Yee Yin 何綺盈 | F | APA405 | Rep | 2007-06-05 | 2009-09-15 | |
| 60 | Ho, Daniel King Wah 何景華 | M | AFY753 | Rep | 2006-09-01 | 2008-04-01 | |
| 61 | Ho, Kai Chung (SFC:AJD791) 何啟聰 | AJD791 | Rep | 2005-06-01 | 2010-01-05 | ||
| 62 | Ho, Sin Yi 何善儀 | ADA785 | Rep | 2012-06-30 | |||
| 63 | Hong, Sung Kap 洪性甲 | ANB204 | Rep | 2006-02-21 | 2006-09-17 | ||
| Rep | 2008-07-07 | 2009-12-01 | |||||
| 64 | Howard, Stephen Douglas | M | AHR787 | Rep | 2004-10-15 | 2005-07-21 | |
| RO | 2005-07-21 | 2006-01-19 | |||||
| Rep | 2006-01-19 | 2009-03-05 | |||||
| 65 | Hsu, Yi Ying 徐怡盈 | ANJ021 | Rep | 2007-08-30 | 2011-09-05 | ||
| 66 | Hsueh, Ya-Chi 薛雅琦 | ARG528 | Rep | 2008-07-02 | 2009-11-09 | ||
| 67 | Huang, Yung-Chao 黃勇超 | AHK485 | Rep | 2003-05-20 | |||
| 68 | Hui, Sun Lam 許新林 | AQE830 | Rep | 2007-12-24 | 2008-05-09 | ||
| 69 | Hutton, Ian (SFC:ANR984) | M | ANR984 | Rep | 2006-07-31 | 2008-09-01 | |
| 70 | Ip, Chi Kong 葉智剛 | AOX418 | Rep | 2007-05-14 | 2008-12-02 | ||
| 71 | Johnson, Richard William Cramer | M | ACC652 | Rep | 2003-06-25 | ||
| 72 | Kang, Gyong Hee | F | AIK892 | Rep | 2006-08-23 | ||
| 73 | Kang, Jong Hak 姜宗學 | ARB771 | Rep | 2008-05-26 | 2012-03-23 | ||
| 74 | Kang, Josef Chung Hwan | ADU030 | Rep | 2006-01-09 | 2006-03-07 | ||
| 75 | Kang, Stephen Soo Hwan | M | AEM493 | Rep | 2004-05-04 | 2006-03-07 | |
| 76 | Khan, Mustufa Shah | ALW649 | Rep | 2005-06-07 | 2006-05-13 | ||
| 77 | Killian, Michael Laughlin | M | AML145 | Rep | 2005-09-05 | 2006-10-01 | |
| 78 | Kim, Hong Shik 金弘植 | ADV020 | Rep | 2004-05-27 | 2006-03-07 | ||
| 79 | Kim, Jee Yeon 金志妍 | ANM620 | Rep | 2006-06-08 | 2008-12-02 | ||
| 80 | Ko, Man Ho 高文灝 | ANV286 | Rep | 2006-08-28 | 2011-08-08 | ||
| 81 | Koh, Poh Soon (SFC:ARX026) 許寶順 | ARX026 | Rep | 2008-11-28 | 2009-07-20 | ||
| 82 | Kumar, Gaurav (SFC:AOY508) | AOY508 | Rep | 2007-05-29 | 2012-11-13 | ||
| 83 | Kwan, David Yat Tung 關日東 | M | AGT675 | Rep | 2003-12-10 | ||
| 84 | Kwan, Man Ki 關敏琪 | AFT708 | Rep | 2006-08-25 | |||
| 85 | Kwok, Kenneth Chun Hei 郭俊熙 | M | APH173 | Rep | 2007-07-23 | 2009-10-14 | |
| 86 | Lai, King Kai 黎擎楷 | AHC350 | Rep | 2004-07-15 | 2009-01-13 | ||
| 87 | Lam, Ashley Chit Fai 林皙暉 | AMB071 | Rep | 2005-06-01 | 2006-10-28 | ||
| 88 | Lam, Karvan Ka Man 林嘉敏 | ADQ312 | Rep | 2004-07-12 | 2005-08-31 | ||
| 89 | Lappin, Graham Michael | M | AGB470 | Rep | 2007-04-02 | ||
| 90 | Lau, Airy Tak Chuen 劉德泉 | 43 | M | AAI487 | Rep | 2006-06-13 | |
| 91 | Lau, Henry Ming Hong 劉名康 | M | APA612 | Rep | 2007-06-05 | 2007-07-07 | |
| 92 | Lau, Jimmy Ka Seung 劉嘉相 | M | AAG055 | Rep | 2012-06-30 | ||
| 93 | Lauw, Aik Han 劉益漢 | AOL206 | Rep | 2007-01-18 | 2007-08-27 | ||
| 94 | Law, Kin Fat 羅建發 | 40 | M | ABL850 | Rep | 2006-09-07 | 2007-04-02 |
| 95 | Law, Oliver Tin-Loong 羅天龍 | M | APB677 | Rep | 2007-06-12 | 2013-03-16 | |
| 96 | Law, Wagner Chung Po 羅忠寶 | AGJ134 | Rep | 2012-05-01 | |||
| 97 | Lee, Alice Wai Yin 李偉賢 | F | AAH588 | Rep | 2008-10-09 | ||
| 98 | Lee, Jason Kwok Wang 李國宏 | M | AFC167 | Rep | 2005-11-23 | 2007-01-15 | |
| 99 | Lee, Martin Kin Mann 李健文 | M | AFE596 | Rep | 2006-04-08 | ||
| 100 | Lee, Mickey Wing Tak 李永德 | M | ABM912 | Rep | 2005-09-12 | 2006-10-01 | |
| 101 | Lee, Wai Kei 李偉基 | AGE853 | Rep | 2005-04-25 | 2006-02-28 | ||
| 102 | Lee, Wang Kei 李宏基 | AQN811 | Rep | 2008-02-25 | 2009-01-02 | ||
| 103 | Lee, Yu Chuan | AGH978 | Rep | 2004-10-06 | |||
| 104 | Leventhorpe, Thomas Rooper | M | ABA264 | Rep | 2007-01-23 | ||
| 105 | Lewis, Paul William John (SFC:APB503) | M | APB503 | Rep | 2007-06-12 | 2008-09-27 | |
| 106 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | AOL205 | Rep | 2007-01-25 | 2009-08-24 | ||
| 107 | Li, Shuk Fat 李淑法 | ACY281 | Rep | 2003-06-03 | |||
| 108 | Liang, Terran Hua-Wen 梁華文 | AIC504 | Rep | 2003-05-20 | |||
| 109 | Lim, Choot | ACV298 | Rep | 2005-12-12 | 2006-05-18 | ||
| 110 | Lim, Sae Whan 林世煥 | AOJ901 | Rep | 2007-03-21 | 2007-06-07 | ||
| 111 | Ling, May Yee Man 凌意文 | F | ANG116 | Rep | 2007-05-30 | 2012-06-29 | |
| 112 | Liu, Kate Kit Yee 廖潔儀 | F | ACY139 | Rep | 2003-04-17 | ||
| 113 | Liu, Kenneth Kwok Wah 廖國華 | M | AEG935 | Rep | 2007-07-12 | 2007-12-22 | |
| 114 | Lo, Fai 羅暉 | ARA404 | Rep | 2008-05-16 | 2011-05-12 | ||
| 115 | Lo, Karen Ka-Wai 盧嘉慧 | F | ACD184 | Rep | 2004-02-25 | 2007-03-02 | |
| 116 | Lo, Thebes Lai Kwan 羅麗群 | ACT431 | Rep | 2004-08-12 | |||
| Rep | 2005-02-21 | 2006-06-29 | |||||
| 117 | Lu, Ming Hung 呂明鴻 | APA618 | Rep | 2007-06-12 | 2008-01-12 | ||
| 118 | Lui, James Ngai Him 雷毅謙 | M | ABH139 | Rep | 2004-04-28 | ||
| 119 | Lui, Laura 呂靄華 | F | ANA993 | Rep | 2006-02-17 | 2012-06-01 | |
| 120 | Lui, Martin Wing Kei 雷永基 | M | AOH219 | Rep | 2006-12-28 | 2010-10-08 | |
| 121 | Lung, Alice Man Han 龍敏嫻 | F | AAV895 | Rep | 2007-01-25 | ||
| 122 | Mak, Rick G. | AOD214 | Rep | 2006-11-08 | 2007-02-27 | ||
| 123 | Malka, Benjamin Simon Joseph | M | APG883 | Rep | 2007-07-16 | 2011-11-10 | |
| 124 | Man, Kam Chiu 文錦超 | AAX339 | Rep | 2006-09-30 | |||
| 125 | Mann, Patrick William | M | AGD017 | Rep | 2004-03-22 | 2006-08-25 | |
| 126 | Mansfield, David Thomas | M | ALT907 | Rep | 2006-06-01 | 2008-06-16 | |
| 127 | McCann, Neil Anthony | M | ACR495 | Rep | 2003-09-25 | 2004-05-25 | |
| 128 | Milligan, Christopher Patrick | M | ADH093 | Rep | 2004-06-08 | 2006-05-09 | |
| 129 | Morris, Lyndon James | 36 | M | AKO901 | Rep | 2004-05-13 | 2005-08-31 |
| 130 | Ng, Pauline Po Yuen 吳溥潤 | F | AAE985 | Rep | 2005-09-30 | ||
| 131 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | ADJ383 | Rep | 2004-06-17 | 2006-09-30 | ||
| 132 | Ngan, Angus Ying Kit 顏英傑 | AOL505 | Rep | 2008-01-15 | 2008-12-02 | ||
| 133 | Nicholls, Matthew Peter | M | AHQ351 | Rep | 2005-04-08 | 2008-08-29 | |
| 134 | Pang, Man Wai 彭敏惠 | ARD488 | Rep | 2008-06-11 | 2008-12-02 | ||
| 135 | Parry, Giles Hubert (SFC:AHN533) | M | AHN533 | Rep | 2007-02-14 | ||
| 136 | Poon, Ben Shu Fai 潘樹輝 | M | AAE969 | Rep | 2012-06-23 | ||
| 137 | Poon, Chun Pong (SFC:AAD084) 潘振邦 | AAD084 | Rep | 2005-07-11 | |||
| 138 | Preller, Raoul Gustav | M | AJL240 | Rep | 2008-10-20 | 2011-02-09 | |
| 139 | Raman, Lalita | AEQ060 | Rep | 2004-11-18 | 2007-07-16 | ||
| 140 | Reynier, Emmanuel Jean-Marc | AMN594 | Rep | 2005-09-28 | 2006-10-01 | ||
| 141 | Rho, Ju Mi | ALZ166 | Rep | 2005-06-24 | 2008-07-01 | ||
| 142 | Roberts, David Northam | M | ADB641 | Rep | 2004-06-07 | 2005-05-06 | |
| RO | 2005-05-06 | 2005-11-01 | |||||
| Rep | 2005-11-01 | 2008-11-22 | |||||
| 143 | Rothenhauser, Rupertus | AME414 | Rep | 2005-06-27 | 2005-07-28 | ||
| RO | 2005-07-28 | 2005-10-22 | |||||
| 144 | Royds, Thomas Alexander | M | AFY848 | RO | 2005-06-06 | ||
| 145 | Ryan, Jonathan David (SFC:AGX020) | M | AGX020 | Rep | 2004-04-15 | ||
| 146 | Sarkis, David | M | AJN346 | Rep | 2006-05-10 | 2007-11-01 | |
| RO | 2007-11-01 | 2008-12-01 | |||||
| 147 | Sarran, William Patrick | M | AMB970 | Rep | 2006-09-07 | 2009-01-14 | |
| 148 | Seddon, James Edward | M | ANG455 | Rep | 2006-04-04 | 2008-05-01 | |
| 149 | Shah, Arik Pradip | ANV262 | Rep | 2006-08-28 | 2008-11-17 | ||
| 150 | Shen, Allan Hung Yat 沈鴻逸 | M | AIC834 | Rep | 2005-03-03 | 2006-09-30 | |
| 151 | Shiu, Jeffrey Ma | M | AMF045 | Rep | 2005-07-25 | 2005-10-07 | |
| 152 | So, Nelson Shing Hing 蘇盛興 | M | ACH779 | Rep | 2004-06-17 | 2006-09-30 | |
| 153 | Stimpson, John Matthew | M | ADJ619 | Rep | 2004-01-16 | 2005-03-15 | |
| 154 | Tam, Eli Lap Hang | AOO211 | Rep | 2007-02-16 | 2009-02-09 | ||
| 155 | Tan, An Li 陳安里 | ARQ985 | Rep | 2008-10-02 | 2009-06-22 | ||
| 156 | Tan, Kee Meng 陳基明 | ABZ124 | Rep | 2004-06-07 | 2006-05-13 | ||
| 157 | Tan, Yew Boon 陳友文 | AFS647 | Rep | 2004-06-21 | 2006-03-11 | ||
| 158 | Tong, Jack Shing Kit 湯承傑 | M | ADS004 | Rep | 2006-12-05 | 2007-05-21 | |
| 159 | Tsang, Heddy 曾愷悌 | AEE534 | Rep | 2005-05-24 | 2006-06-27 | ||
| 160 | Tsang, Kam Wing (SFC:AJD792) 曾錦榮 | AJD792 | Rep | 2007-04-13 | 2008-06-01 | ||
| 161 | Tsang, Timothy Man Chung 曾敏聰 | M | AIR741 | Rep | 2003-11-24 | 2005-06-16 | |
| 162 | Tse, Jaff Ka Wai 謝家威 | ADR277 | Rep | 2003-06-12 | 2008-09-01 | ||
| 163 | Tso, Kevin Key Man 曹繼敏 | M | ADH219 | Rep | 2008-10-20 | 2012-06-30 | |
| 164 | Wan, Yew Chye 范有財 | ADF140 | RO | 2006-09-30 | |||
| 165 | Wang, Yeqing 王叶青 | AHF673 | Rep | 2004-02-18 | 2007-06-21 | ||
| 166 | Wang, Yue (SFC:APL764) 王悅 | APL764 | Rep | 2007-08-24 | 2009-01-01 | ||
| 167 | Wong, Chak Wai (SFC:ACN129) 黃集蔚 | ACN129 | Rep | 2005-06-07 | 2005-07-20 | ||
| RO | 2005-07-20 | 2010-11-01 | |||||
| 168 | Wong, Chi Tai 黃志泰 | AKX258 | Rep | 2004-07-09 | 2006-04-29 | ||
| 169 | Wong, Chun Wah (SFC:AAA213) 王俊華 | AAA213 | Rep | 2006-10-01 | |||
| 170 | Wong, Mei Tseun 王美純 | ABM893 | Rep | 2008-11-08 | |||
| 171 | Wong, Sylvania Sui Kwan 黃紹群 | AIR743 | Rep | 2003-11-24 | 2004-02-10 | ||
| 172 | Wong, Yun Fai (SFC:APD419) 黃潤輝 | APD419 | Rep | 2007-06-26 | 2008-09-03 | ||
| 173 | Wongsasutthikul, Paitoon | AOF932 | Rep | 2006-11-27 | 2007-06-01 | ||
| 174 | Woodrow, John Thomas | M | AGB942 | Rep | 2004-03-15 | ||
| 175 | Xu, PeiLai 徐沛來 | AOH669 | Rep | 2008-09-26 | 2013-01-08 | ||
| 176 | Yetman, Mark Stephen | M | ACT009 | Rep | 2003-05-20 | ||
| 177 | Yim, Heung Yue 嚴香如 | AEE775 | Rep | 2006-09-08 | 2013-05-01 | ||
| 178 | Yiong, Hoi San 楊海山 | AGT132 | Rep | 2003-05-31 | |||
| 179 | Yuan, Weibin | ALG238 | Rep | 2007-08-02 | 2013-12-17 | ||
| 180 | Zaki, Adam Anwar | M | AJK665 | Rep | 2004-01-27 | 2004-08-26 | |
| 181 | Zao, Audrey 邵志佳 | F | ACB673 | Rep | 2006-12-05 | 2007-03-10 | |
| 182 | Zhang, Jing (SFC:ANV102) 張靖 | ANV102 | Rep | 2006-08-28 | 2013-07-01 | ||
| 183 | Zhao, Zhen (SFC:AOF925) 趙震 | AOF925 | Rep | 2006-12-05 | 2007-07-01 | ||
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