Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Abbiss, Justin John M ACR459 Rep 2006-01-19
2 Adachi, Mimiko 安達美味子 F AMB073 Rep 2005-06-30 2008-06-01
3 Agostini, John Edward Cobcroft M AGN388 Rep 2007-03-16
4 Anderson, Gordon Alasdair M ALZ819 Rep 2005-05-19 2005-07-08
5 Ashton, Miles ANU726 Rep 2006-08-23 2008-08-01
6 Atmani, Mohamed (SFC:AOG962) M AOG962 Rep 2006-12-29 2007-06-23
7 Attavar, Abhijit Raghuvir AFO889 Rep 2006-10-10 2007-03-08
RO 2007-03-08 2007-10-22
8 Baptista, Michael Peter (SFC:AHE139) M AHE139 RO 2009-08-20
9 Barr, Alastair Barclay (SFC:AIX180) AIX180 Rep 2003-05-02 2003-07-24
RO 2003-07-24 2005-05-24
10 Barrow, Jason Paul M AGN135 RO 2005-01-17
11 Blight, Warren Nicholas M ACL103 Rep 2005-04-18
12 Booth, Graeme Wayne M AIU216 Rep 2006-03-03 2006-03-20
RO 2006-03-20 2009-06-09
13 Boyton, Jamie Phillip M AFC755 Rep 2004-08-19
14 Brewer, Jeffrey Michael M AMF464 Rep 2005-07-13 2009-10-12
15 Caughey, Nicholas Egerton M AGN387 Rep 2006-03-15
16 Chan, Benjamin Yu Ki 曾裕基 M ALW648 Rep 2005-06-15 2008-05-13
17 Chan, Felix Sheung Tat 陳上達 M AGK666 Rep 2005-05-18
18 Chan, Ka Chung (SFC:ANT245) 陳家琮 ANT245 Rep 2006-08-04 2008-12-02
19 Chan, Katherine Ching Yu 陳菁瑜 F ALS696 Rep 2006-10-18 2012-06-30
20 Chan, Lydia Suk Kuan 陳淑鈞 F AOJ905 Rep 2007-01-25 2007-02-01
21 Chan, Matthew Weng Chih M AJG926 Rep 2003-11-25 2006-01-20
22 Chan, Pedro Carlos Siu Lun 陳小倫 M AIR798 Rep 2007-01-08 2008-05-26
23 Chan, Pui Ting 陳佩婷 AFH197 Rep 2003-07-08
24 Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧 F ADU457 Rep 2004-07-17
25 Chan, Wai Chi (SFC:AHF464) 陳慧芝 AHF464 Rep 2006-09-19 2009-05-07
26 Chang, Michael Poyung 張保勇 M ANA974 Rep 2006-02-22 2006-09-17
27 Chen, Fei (SFC:ACA503) 陳緋 ACA503 Rep 2003-06-03
28 Chen, Yi (SFC:ANM687) 陳藝 ANM687 Rep 2006-06-15 2008-04-03
29 Cheng, Chi Wah (SFC:ABM629) 鄭志華 ABM629 Rep 2007-12-28
30 Cheng, James Vincent M AIC014 Rep 2004-05-11 2006-02-25
31 Cheung, Grayson Gin Ho 張展灝 AMN591 Rep 2005-09-28 2006-02-10
32 Cheung, Virginia Pui Sze 張珮詩 AGN917 Rep 2005-05-11 2007-04-08
33 Chiang, Kee Hong 蔣紀康 AFU931 Rep 2003-11-24 2010-11-27
34 Chiu, Wing Fai 趙永輝 ADS695 Rep 2006-08-31 2008-04-07
35 Choi, Sang Woong AIR725 Rep 2003-11-24 2005-09-01
36 Chow, Yvonne Yin Wai 鄒延蔚 F ALQ872 Rep 2005-02-01 2006-08-15
37 Connor, David Jonathan (SFC:ADH898) M ADH898 Rep 2005-07-26
38 Cross, David Frederick M AAB227 RO 2010-07-01
39 Divito, Paul Francis M ALW650 Rep 2005-06-15 2005-07-11
40 Duan, Hong (SFC:ADE819) 段宏 ADE819 RO 2003-12-24 2008-05-09
41 Dunbar, David Greig M ADW293 Rep 2004-01-01
42 Dyer, Ashley George (SFC:ACO919) M ACO919 Rep 2006-07-10 2006-08-25
RO 2006-08-25 2012-06-30
43 Fan, Cheuk Wan 范卓雲 ACR502 Rep 2006-08-26
44 Fong, Herman Yat Wo 方逸禾 M ADH944 Rep 2004-10-13 2005-01-05
45 Fu, Jie (SFC:ANV268) 傅杰 ANV268 Rep 2006-08-28 2008-07-15
46 Fung, Adrian Choi Ming 馮載明 M ACO054 Rep 2003-12-11
47 Fung, Vicky Wai Kei 馮瑋琪 F AGL486 Rep 2012-05-05
48 Garg, Manish (SFC:AKT480) AKT480 Rep 2006-09-13 2014-02-08
49 Garnier, Arnaud Antonie Dominique Patrick M AOG389 Rep 2006-12-05 2008-06-01
50 Ge, Jia 葛佳 AOG388 Rep 2006-12-05 2010-07-24
51 Gibson, Scott Caseley M AGU943 Rep 2004-05-01
Rep 2006-07-24 2006-08-25
RO 2006-08-25 2007-04-01
52 Godfray, John Verden M ABW773 RO 2005-12-15
53 Gordon, Daniel (SFC:AHE138) M AHE138 Rep 2008-09-01
54 Hagen, Nicole (SFC:AOE440) F AOE440 Rep 2006-11-21 2007-08-09
55 Hendel, Mark Joseph M AHN633 RO 2006-07-01
56 Henricks, Peter Alan M AOJ156 Rep 2007-01-09 2008-06-06
57 Ho, Daniel King Wah 何景華 M AFY753 Rep 2006-09-01 2008-04-01
58 Ho, Gerwin Cheuk Wing 何卓榮 M AFP611 Rep 2004-04-17
59 Ho, Kai Chung (SFC:AJD791) 何啟聰 AJD791 Rep 2005-06-01 2010-01-05
60 Ho, Simon Tak Leung 何德亮 M AEE170 Rep 2004-06-07 2007-04-18
RO 2007-04-18 2008-07-16
61 Ho, Sin Yi 何善儀 ADA785 Rep 2012-06-30
62 Hong, Sung Kap 洪性甲 ANB204 Rep 2006-02-21 2006-09-17
63 Howard, Stephen Douglas M AHR787 Rep 2004-10-15 2005-07-21
RO 2005-07-21 2006-01-19
Rep 2006-01-19 2009-03-05
64 Huang, Yung-Chao 黃勇超 AHK485 Rep 2003-05-20
65 Hutton, Ian (SFC:ANR984) M ANR984 Rep 2006-07-31 2008-09-01
66 Hwang, Min Seong AJD705 Rep 2003-09-19 2004-08-10
67 Ip, Kalina Lai Fan 葉麗芬 AAW090 Rep 2003-11-06
68 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-05-19 2004-08-19
69 Johnson, Richard William Cramer M ACC652 Rep 2003-06-25
70 Kang, Gyong Hee F AIK892 Rep 2006-08-23
71 Kang, Josef Chung Hwan ADU030 Rep 2006-01-09 2006-03-07
72 Kang, Stephen Soo Hwan M AEM493 Rep 2004-05-04 2006-03-07
73 Khan, Mustufa Shah ALW649 Rep 2005-06-07 2006-05-13
74 Killian, Michael Laughlin M AML145 Rep 2005-09-05 2006-10-01
75 Kim, Hong Shik 金弘植 ADV020 Rep 2004-05-27 2006-03-07
76 Kim, Jee Yeon 金志妍 ANM620 Rep 2006-06-08 2008-12-02
77 Kim, Sang Hyun (SFC:ANA990) ANA990 Rep 2006-02-17 2007-04-24
78 Ko, Man Ho 高文灝 ANV286 Rep 2006-08-28 2011-08-08
79 Kwan, David Yat Tung 關日東 M AGT675 Rep 2003-12-10
80 Kwan, Man Ki 關敏琪 AFT708 Rep 2006-08-25
81 Kwang, Mang Tak 鄺孟德 ACN932 Rep 2006-03-14
82 Lai, King Kai 黎擎楷 AHC350 Rep 2004-07-15 2009-01-13
83 Lam, Ashley Chit Fai 林皙暉 AMB071 Rep 2005-06-01 2006-10-28
84 Lam, Karvan Ka Man 林嘉敏 ADQ312 Rep 2004-07-12 2005-08-31
85 Lam, Wing Sze (SFC:AGG952) 藍詠詩 AGG952 Rep 2006-04-28
86 Lappin, Graham Michael M AGB470 Rep 2007-04-02
87 Lau, Airy Tak Chuen 劉德泉 42 M AAI487 Rep 2006-06-13
88 Lau, Eddie Kwok Lap 劉國立 M ABH321 Rep 2005-10-26
RO 2005-10-26 2006-03-11
89 Lau, Hin Tat 劉顯達 AGC134 Rep 2004-01-02 2006-03-31
90 Lau, Jimmy Ka Seung 劉嘉相 M AAG055 Rep 2012-06-30
91 Lauw, Aik Han 劉益漢 AOL206 Rep 2007-01-18 2007-08-27
92 Law, Kin Fat 羅建發 39 M ABL850 Rep 2006-09-07 2007-04-02
93 Law, Wagner Chung Po 羅忠寶 AGJ134 Rep 2012-05-01
94 Lee, Alice Wai Yin 李偉賢 F AAH588 Rep 2008-10-09
95 Lee, Jason Kwok Wang 李國宏 M AFC167 Rep 2005-11-23 2007-01-15
96 Lee, Martin Kin Mann 李健文 M AFE596 Rep 2006-04-08
97 Lee, Mickey Wing Tak 李永德 M ABM912 Rep 2005-09-12 2006-10-01
98 Lee, Wai Kei 李偉基 AGE853 Rep 2005-04-25 2006-02-28
99 Lee, Yu Chuan AGH978 Rep 2004-10-06
100 Leeming, Andrew Bernard M AIZ281 Rep 2003-06-30 2003-08-29
101 Leung, Spencer Yu Cheong 梁裕昌 31 M AML738 Rep 2006-08-30 2008-04-11
102 Leventhorpe, Thomas Rooper M ABA264 Rep 2007-01-23
103 Li, Chun Wai (SFC:AOL205) 李俊蔚 AOL205 Rep 2007-01-25 2009-08-24
104 Li, Jiun-Wei 李君唯 AJE687 Rep 2003-10-07 2004-07-20
105 Li, Shuk Fat 李淑法 ACY281 Rep 2003-06-03
106 Liang, Terran Hua-Wen 梁華文 AIC504 Rep 2003-05-20
107 Lim, Choot ACV298 Rep 2005-12-12 2006-05-18
108 Lim, Corrina Doris Chwee Suan F AFP852 Rep 2005-11-01
109 Lim, Sae Whan 林世煥 AOJ901 Rep 2007-03-21 2007-06-07
110 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-04-17
111 Lo, Karen Ka-Wai 盧嘉慧 F ACD184 Rep 2004-02-25 2007-03-02
112 Lo, Thebes Lai Kwan 羅麗群 ACT431 Rep 2004-08-12
Rep 2005-02-21 2006-06-29
113 Locke, Joseph Neal Geoffrey M AEV226 Rep 2003-08-04
114 Lou, Chung-te 樓中德 ANT228 Rep 2006-08-03 2007-04-02
115 Lui, James Ngai Him 雷毅謙 M ABH139 Rep 2004-04-28
116 Lui, Laura 呂靄華 F ANA993 Rep 2006-02-17 2012-06-01
117 Lui, Martin Wing Kei 雷永基 M AOH219 Rep 2006-12-28 2010-10-08
118 Lung, Alice Man Han 龍敏嫻 F AAV895 Rep 2007-01-25
119 Mahadevan, Suresh Ayodya AJB405 Rep 2005-07-14 2006-09-22
120 Mak, Carol Michele Kar Wai 麥嘉慧 F ABX294 Rep 2004-08-27
RO 2004-08-27 2005-02-16
121 Mak, Rick G. AOD214 Rep 2006-11-08 2007-02-27
122 Man, Howard (SFC:AJF011) M AJF011 Rep 2003-10-20 2006-05-26
123 Man, Kam Chiu 文錦超 AAX339 Rep 2006-09-30
124 Mann, Patrick William M AGD017 Rep 2004-03-22 2006-08-25
125 Mansfield, David Thomas M ALT907 Rep 2006-06-01 2008-06-16
126 Marconato, Diego L. M AHD221 Rep 2004-06-19
127 McCann, Neil Anthony M ACR495 Rep 2003-09-25 2004-05-25
128 McKinlay, John Heriot M AKW728 Rep 2004-06-29 2004-09-09
RO 2004-09-09 2005-08-12
129 Milligan, Christopher Patrick M ADH093 Rep 2004-06-08 2006-05-09
130 Morris, Lyndon James 35 M AKO901 Rep 2004-05-13 2005-08-31
131 Nallamala, Mayur Raoul M AGL487 Rep 2005-05-19
132 Ng, Pauline Po Yuen 吳溥潤 F AAE985 Rep 2005-09-30
133 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2004-06-17 2006-09-30
134 Nicholls, Matthew Peter M AHQ351 Rep 2005-04-08 2008-08-29
135 Pang, Howard Gar Wai 彭家威 M AMT925 Rep 2006-01-13 2006-05-13
136 Parry, Giles Hubert (SFC:AHN533) M AHN533 Rep 2007-02-14
137 Peard, Andrew Davis Lozada M AHA360 Rep 2003-05-29
138 Petch, Jolyon Robert M AAA878 Rep 2003-06-20
139 Poon, Ben Shu Fai 潘樹輝 M AAE969 Rep 2012-06-23
140 Poon, Chun Pong (SFC:AAD084) 潘振邦 AAD084 Rep 2005-07-11
141 Poon, Kai Chung 潘繼宗 ADV914 Rep 2003-05-20
142 Raman, Lalita AEQ060 Rep 2004-11-18 2007-07-16
143 Reynier, Emmanuel Jean-Marc AMN594 Rep 2005-09-28 2006-10-01
144 Rhee, Hae Young 李海姈 ALB698 Rep 2004-08-09 2005-09-10
145 Rho, Ju Mi ALZ166 Rep 2005-06-24 2008-07-01
146 Roberts, David Northam M ADB641 Rep 2004-06-07 2005-05-06
RO 2005-05-06 2005-11-01
Rep 2005-11-01 2008-11-22
147 Rothenhauser, Rupertus AME414 Rep 2005-06-27 2005-07-28
RO 2005-07-28 2005-10-22
148 Royds, Thomas Alexander M AFY848 RO 2005-06-06
149 Rudd, Benjamin Jeremy Kenneth 33 M AIC878 Rep 2005-08-01
150 Ryan, Jonathan David (SFC:AGX020) M AGX020 Rep 2004-04-15
151 Sarkis, David M AJN346 Rep 2006-05-10 2007-11-01
152 Sarran, William Patrick M AMB970 Rep 2006-09-07 2009-01-14
153 Seddon, James Edward M ANG455 Rep 2006-04-04 2008-05-01
154 Shah, Arik Pradip ANV262 Rep 2006-08-28 2008-11-17
155 Shen, Allan Hung Yat 沈鴻逸 M AIC834 Rep 2005-03-03 2006-09-30
156 Shiu, Jeffrey Ma M AMF045 Rep 2005-07-25 2005-10-07
157 Sim, Jeannette Ann Siok Hwee 沈淑慧 F AHF265 Rep 2005-05-03 2007-08-17
158 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2004-06-17 2006-09-30
159 So, Suet Fun 蘇雪芬 AHU522 Rep 2006-08-05
160 Stevenson, Andrew Mark Bryce 44 M AGA310 Rep 2004-05-22
161 Stimpson, John Matthew M ADJ619 Rep 2004-01-16 2005-03-15
162 Sutch, Jeremy Rupert Peter M ADB510 Rep 2004-03-27
163 Tam, Eli Lap Hang AOO211 Rep 2007-02-16 2009-02-09
164 Tan, Alvin Sabino Sy M AHC682 Rep 2004-12-17
165 Tan, Andrew Too Boon M AIU534 Rep 2003-05-06 2006-07-03
166 Tan, Kee Meng 陳基明 ABZ124 Rep 2004-06-07 2006-05-13
167 Tan, Wee Kiat (SFC:AJC408) AJC408 Rep 2003-08-04 2007-03-27
168 Tan, Yew Boon 陳友文 AFS647 Rep 2004-06-21 2006-03-11
169 Tang, Peter Jee Ho 鄧志豪 M ACP853 Rep 2005-08-15 2007-04-01
170 Tang, Tsz Kit 鄧子傑 ACR548 Rep 2013-06-18
171 Tham, Mun Hon 譚文漢 AGY660 Rep 2005-08-30 2008-07-26
172 Thony, Suwandy AFA326 Rep 2007-01-25
173 Toder, Jeffrey M ABP247 Rep 2004-08-18 2006-07-01
174 Tong, Jack Shing Kit 湯承傑 M ADS004 Rep 2006-12-05 2007-05-21
175 Tsang, Heddy 曾愷悌 AEE534 Rep 2005-05-24 2006-06-27
176 Tsang, Kam Wing (SFC:AJD792) 曾錦榮 AJD792 Rep 2007-04-13 2008-06-01
177 Tsang, Timothy Man Chung 曾敏聰 M AIR741 Rep 2003-11-24 2005-06-16
178 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2003-06-12 2008-09-01
179 Tsoi, Man (SFC:AIU275) 蔡雯 AIU275 Rep 2006-08-17 2008-04-07
180 Wan, Yew Chye 范有財 ADF140 RO 2006-09-30
181 Wang, Feili 王斐麗 AIR147 Rep 2010-08-21
182 Wang, Yeqing 王叶青 AHF673 Rep 2004-02-18 2007-06-21
183 Wong, Chak Wai (SFC:ACN129) 黃集蔚 ACN129 Rep 2005-06-07 2005-07-20
RO 2005-07-20 2010-11-01
184 Wong, Chi Tai 黃志泰 AKX258 Rep 2004-07-09 2006-04-29
185 Wong, Chun Wah (SFC:AAA213) 王俊華 AAA213 Rep 2006-10-01
186 Wong, Eddie Yiu 黃耀 M ABZ481 Rep 2005-08-29
RO 2005-08-29 2007-02-01
187 Wong, Mei Tseun 王美純 ABM893 Rep 2008-11-08
188 Wong, Sylvania Sui Kwan 黃紹群 AIR743 Rep 2003-11-24 2004-02-10
189 Wong, Yim (SFC:AFU666) 王艷 AFU666 Rep 2003-05-20
190 Wongsasutthikul, Paitoon AOF932 Rep 2006-11-27 2007-06-01
191 Woodrow, John Thomas M AGB942 Rep 2004-03-15
192 Yang, Lei (SFC:AMK234) 楊蕾 AMK234 Rep 2005-08-31 2012-06-30
193 Yee, Ho Ming (SFC:AGH180) 余浩銘 AGH180 Rep 2007-03-21
194 Yetman, Mark Stephen M ACT009 Rep 2003-05-20
195 Yim, Heung Yue 嚴香如 AEE775 Rep 2006-09-08 2013-05-01
196 Yiong, Hoi San 楊海山 AGT132 Rep 2003-05-31
197 Yu, Hiu To 余曉濤 AGM902 Rep 2003-12-05 2004-09-14
198 Zaki, Adam Anwar M AJK665 Rep 2004-01-27 2004-08-26
199 Zao, Audrey 邵志佳 F ACB673 Rep 2006-12-05 2007-03-10
200 Zhang, Jing (SFC:ANV102) 張靖 ANV102 Rep 2006-08-28 2013-07-01
201 Zhao, Zhen (SFC:AOF925) 趙震 AOF925 Rep 2006-12-05 2007-07-01
202 Zhu, Helen Yue 朱悅 F AFK424 Rep 2006-03-14

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