RHB SECURITIES HONG KONG LIMITED 興業金融證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au Yeung, Pui Yi 歐陽佩儀 | AGL489 | Rep | 2004-02-25 | |||
| 2 | Au, Chi Ming 歐智明 | ARN601 | Rep | 2009-09-16 | 2010-10-27 | ||
| 3 | Au, Kin Tak (SFC:ANQ975) 區建德 | ANQ975 | Rep | 2009-09-14 | 2014-06-01 | ||
| 4 | Bajaria, Sejal | ATC149 | Rep | 2010-08-13 | 2013-06-04 | ||
| 5 | Cao, Jiyun 曹集云 | AXN015 | Rep | 2014-06-23 | 2015-10-03 | ||
| 6 | Chan, Cho Yin 陳祖賢 | BAR088 | Rep | 2013-01-03 | 2014-02-16 | ||
| 7 | Chan, Joyce Yee Lam 陳怡霖 | F | ALL206 | Rep | 2007-03-29 | 2008-07-31 | |
| 8 | Chan, Kai Lin (SFC:AUD562) 陳凱琳 | AUD562 | Rep | 2009-11-18 | 2013-03-17 | ||
| 9 | Chan, Man Fung (SFC:AUE707) 陳文鋒 | AUE707 | Rep | 2009-12-09 | 2010-11-04 | ||
| 10 | Chan, Micky Wai Yat 陳懷溢 | M | AQY824 | Rep | 2008-05-05 | 2009-11-17 | |
| 11 | Chan, Pui Yung 陳佩蓉 | ALO080 | Rep | 2008-03-17 | 2008-11-05 | ||
| 12 | Chan, Steve Hing Wah 陳慶華 | 56 | M | AET272 | Rep | 2007-05-15 | 2007-10-16 |
| RO | 2007-10-16 | 2010-11-02 | |||||
| 13 | Chan, Tat Shing (SFC:AUS311) 陳達成 | AUS311 | Rep | 2010-02-18 | 2010-11-02 | ||
| 14 | Chan, Wai Fat (SFC:ABE936) 陳為發 | ABE936 | Rep | 2004-09-27 | |||
| 15 | Chan, Yim (SFC:AHS851) 陳彥 | AHS851 | Rep | 2009-05-08 | 2011-12-07 | ||
| 16 | Chang, Joseph Cho Yam 張祖蔭 | M | AGB116 | Rep | 2009-05-26 | 2010-06-30 | |
| 17 | Chataway, James Jonathan | M | AUJ209 | Rep | 2010-05-17 | 2011-02-02 | |
| RO | 2011-02-02 | 2012-12-07 | |||||
| 18 | Chau, Wai Ming (SFC:AAC270) 周偉明 | AAC270 | Rep | 2004-03-08 | |||
| 19 | Chee, Carick Yuk Hing 池玉興 | AWH916 | Rep | 2010-12-09 | 2012-04-11 | ||
| 20 | Chen, Minzhi 陳敏芝 | AYJ302 | Rep | 2013-10-22 | 2014-11-02 | ||
| 21 | Chen, Yin Yuan 陳寅元 | ATS059 | Rep | 2010-05-19 | 2011-05-31 | ||
| 22 | Cheng, Anson Chun-Yuen 鄭鎮源 | ASN334 | Rep | 2009-06-11 | 2009-10-15 | ||
| 23 | Cheng, Ka Wa 鄭家華 | M | ABS482 | RO | 2014-05-22 | 2018-07-27 | |
| 24 | Cheung, Annie Yung Yung 張蓉蓉 | F | AEW947 | Rep | 2007-01-17 | 2009-07-01 | |
| 25 | Cheung, Kin On 章健安 | AXR160 | Rep | 2013-04-26 | 2013-08-31 | ||
| 26 | Chim, Yau Man (SFC:AEK483) 詹幼文 | AEK483 | Rep | 2007-07-30 | 2008-07-31 | ||
| 27 | Chiu, Robert Chi Hung 趙志鴻 | M | ABT752 | Rep | 2013-02-26 | 2019-12-31 | |
| 28 | Choi, Jimmy Tsz Ming 蔡子銘 | M | AAA558 | Rep | 2014-12-02 | 2016-04-29 | |
| 29 | Chong, Wai Kit (SFC:AVA792) 莊惟傑 | AVA792 | Rep | 2010-06-02 | 2010-12-31 | ||
| 30 | Chow, Ernest Sai Hung 周世雄 | M | AOQ965 | Rep | 2014-03-03 | 2014-07-20 | |
| 31 | Chu, Li-Fan 朱立凡 | AQU600 | Rep | 2008-04-11 | 2008-07-01 | ||
| 32 | Ding, Ye (SFC:AQN539) 丁曄 | AQN539 | Rep | 2013-06-06 | 2013-12-09 | ||
| 33 | Fan, Edwin Yu Hin 樊宇軒 | 32 | M | AMU321 | Rep | 2015-09-25 | 2015-09-25 |
| 34 | Fong, Hiu Ming 方曉明 | AHM812 | Rep | 2009-12-23 | 2010-09-22 | ||
| 35 | Fung, Adams Ka Lok 馮嘉諾 | 39 | M | AHN337 | Rep | 2010-05-19 | 2011-03-22 |
| 36 | Fung, Ka Wo Stephen 馮家和 | AUC494 | Rep | 2009-11-09 | 2010-09-19 | ||
| 37 | Glasgow, Fraser John | M | AEP339 | Rep | 2007-03-27 | 2009-05-22 | |
| 38 | Han, Ta-Kong 韓大綱 | APS981 | Rep | 2010-04-15 | 2011-08-05 | ||
| 39 | Hill, Liam Patrick | M | AKI975 | Rep | 2010-07-12 | 2011-08-18 | |
| 40 | Ho, Chi Chung (SFC:AGL959) 何志忠 | AGL959 | Rep | 2015-01-08 | 2017-07-04 | ||
| 41 | Ho, Ivan Yiu Chung 何耀宗 | M | AOI948 | Rep | 2009-08-27 | 2009-12-01 | |
| 42 | Ho, King Hang (SFC:AAF005) 何景行 | AAF005 | Rep | 2009-04-16 | 2009-11-28 | ||
| 43 | Ho, Stenning Siu Ting 何少鼎 | AYO989 | Rep | 2011-12-05 | 2012-05-01 | ||
| 44 | Ho, Ying 何英 | F | AJC169 | Rep | 2007-05-18 | 2009-08-08 | |
| 45 | Hong, Tong Lai 洪敦禮 | AAB302 | Rep | 2004-08-17 | |||
| 46 | Hui, Pink Ching Ting 許靜婷 | AGJ519 | Rep | 2004-04-16 | |||
| 47 | Hui, Roy 許諾 | M | ATE232 | Rep | 2010-11-05 | 2011-10-31 | |
| 48 | Hui, Stephen Chiu Chung 許照中 | 68 | M | AAB312 | RO | 2006-11-17 | 2011-08-09 |
| 49 | Jurick, Dagmar Claudia | F | APF024 | Rep | 2007-07-25 | 2012-04-22 | |
| 50 | Kam, Norbert Chi Yan 甘志仁 | M | AED823 | Rep | 2010-07-09 | 2018-12-27 | |
| 51 | Kong, Chi Fai 江志輝 | AJB085 | Rep | 2013-05-23 | 2016-04-30 | ||
| 52 | Kwok, Yap 郭熠 | ARF066 | Rep | 2008-06-20 | 2009-09-26 | ||
| 53 | Kwong, Henry Yuk Ho 鄺鋈豪 | M | ABQ819 | Rep | 2007-10-04 | 2008-04-08 | |
| RO | 2008-04-08 | 2011-01-13 | |||||
| 54 | Kwong, Toby Tse San 鄺紫珊 | APD289 | Rep | 2010-04-15 | 2011-08-05 | ||
| 55 | Lai, Ka Kit (SFC:ALZ752) 黎家傑 | ALZ752 | Rep | 2007-04-10 | 2017-09-06 | ||
| 56 | Lai, Karen Ka Yu 賴嘉茹 | F | AEF744 | Rep | 2010-01-06 | 2010-11-09 | |
| 57 | Lam, Chi Fu 林志富 | ABS052 | Rep | 2007-06-11 | 2013-07-01 | ||
| 58 | Lam, Mandy Choi Ying 林賽盈 | F | AFE592 | Rep | 2009-03-09 | 2011-08-31 | |
| 59 | Lam, Mei Ling (SFC:ARQ679) 林美玲 | ARQ679 | Rep | 2008-10-20 | 2009-09-29 | ||
| 60 | Lam, Milly Mei Li 林美莉 | AOK821 | Rep | 2010-05-13 | 2010-09-05 | ||
| 61 | Lam, Paul (SFC:AGL904) 林保羅 | M | AGL904 | Rep | 2010-08-12 | 2011-12-06 | |
| 62 | Lau, Eva Yeung Wah 劉仰樺 | F | AUC237 | Rep | 2010-07-15 | 2014-01-17 | |
| 63 | Lau, Hiu Wai (SFC:ALA867) 劉曉慧 | ALA867 | Rep | 2009-04-14 | 2010-03-24 | ||
| 64 | Lau, John Chee On 劉自安 | M | AAV289 | RO | 2011-04-11 | 2012-02-23 | |
| 65 | Lau, Kwai Shim 劉桂嬋 | AUZ618 | Rep | 2010-04-20 | 2010-09-05 | ||
| 66 | Lau, Tsz Ming 劉子明 | AEO532 | Rep | 2004-08-05 | |||
| 67 | Lau, Wing Hong (SFC:ADQ455) 劉永康 | ADQ455 | Rep | 2009-09-29 | 2010-12-05 | ||
| 68 | Le, Xue 樂雪 | ARM838 | Rep | 2008-09-17 | 2011-08-31 | ||
| 69 | Lee, Aaron Yun Wing 李恩榮 | M | AJC168 | Rep | 2008-09-09 | 2010-07-26 | |
| RO | 2010-07-26 | 2010-12-14 | |||||
| Rep | 2010-12-14 | 2011-01-23 | |||||
| 70 | Lee, Kwok Wah (SFC:BDH033) 李國華 | BDH033 | Rep | 2014-04-10 | 2014-08-14 | ||
| 71 | Lee, Soo Kai 李書楷 | ANT716 | RO | 2006-11-17 | 2007-06-05 | ||
| 72 | Leung, Billy Ka Wai 梁家威 | APJ774 | Rep | 2010-02-01 | 2013-12-17 | ||
| 73 | Leung, Ivan Bong Nang 梁邦能 | M | AAK007 | Rep | 2004-07-02 | ||
| 74 | Leung, Peter Ping Tak 梁秉德 | 34 | M | AOU405 | Rep | 2007-05-16 | 2008-05-10 |
| 75 | Leung, Pui Yi (SFC:ARF018) 梁佩儀 | ARF018 | Rep | 2008-07-21 | 2009-10-16 | ||
| 76 | Leung, Siu Kei (SFC:ASQ014) 梁兆基 | ASQ014 | Rep | 2009-05-27 | 2010-06-07 | ||
| 77 | Leung, Stephen Siu Hung 梁少熊 | M | ACZ398 | Rep | 2011-03-17 | 2011-05-06 | |
| RO | 2011-05-06 | 2012-02-29 | |||||
| 78 | Li, Siu Hong 李紹康 | APD337 | Rep | 2007-09-12 | 2008-11-01 | ||
| 79 | Li, Wai Sum 李煒森 | AVA618 | Rep | 2010-04-20 | 2010-11-05 | ||
| 80 | Li, Yujie (SFC:BDA065) 李玉洁 | BDA065 | Rep | 2014-02-27 | 2019-06-15 | ||
| 81 | Lim, Ah Lay 林亞烈 | 59 | M | AWN310 | RO | 2011-12-06 | 2017-04-30 |
| 82 | Lim, Harvey Man Chuen 林文駿 | M | AUJ979 | Rep | 2011-05-13 | 2011-07-31 | |
| 83 | Lim, Kim Huat (SFC:ARU536) | ARU536 | Rep | 2008-12-16 | 2010-02-01 | ||
| 84 | Lin, Kingston King Ham 連敬涵 | M | AEF252 | Rep | 2009-07-21 | 2011-02-28 | |
| 85 | Lin, Wen Pin (1960) 林文彬 | 55 | M | ALI163 | Rep | 2010-05-24 | 2010-09-30 |
| 86 | Liu, Christina Lai Sum 廖麗心 | F | AAH544 | Rep | 2008-09-26 | 2011-07-05 | |
| 87 | Lo, Mark Chi Hang 盧致恆 | 37 | M | ARU729 | Rep | 2008-11-05 | 2009-09-02 |
| 88 | Loh, Yiu Fai 陸耀輝 | ABN692 | Rep | 2007-03-12 | 2007-05-07 | ||
| RO | 2007-05-07 | 2008-10-25 | |||||
| 89 | Lok, Terence Chin Tung 駱搌潼 | M | BAI193 | Rep | 2014-02-17 | 2014-03-31 | |
| 90 | Lu, Shiwei (SFC:BFZ179) 盧詩瑋 | BFZ179 | Rep | 2015-08-10 | 2017-10-20 | ||
| 91 | Mak, Eugene Yiu Chuen 麥耀銓 | M | AWA600 | Rep | 2012-12-28 | 2014-07-26 | |
| 92 | Mak, Philip Siu Chong 麥兆莊 | M | ATB940 | Rep | 2009-07-20 | 2010-05-25 | |
| 93 | Man, Lumen Leung Yan 萬亮人 | AAH274 | Rep | 2007-03-07 | 2009-11-19 | ||
| 94 | Mok, Tak Ming 莫德明 | 56 | AAD913 | Rep | 2012-01-27 | 2017-04-30 | |
| 95 | Ng, Burgess Hon Ki 吳漢基 | M | AMJ198 | Rep | 2009-03-24 | 2009-11-14 | |
| 96 | Ng, Ethel Hui Yee 吳煦宜 | 30 | F | AVQ917 | Rep | 2010-08-16 | 2013-05-16 |
| 97 | Ng, Kong Yong 吳擴揚 | ABN501 | Rep | 2012-02-15 | 2012-05-02 | ||
| RO | 2012-05-02 | 2017-03-27 | |||||
| 98 | Ng, Sem Guan | AVL145 | Rep | 2010-07-05 | 2015-12-15 | ||
| 99 | Ngai, Siu King 魏少琼 | AAA265 | Rep | 2004-03-01 | |||
| 100 | Ngai, Tak Shun 倪德順 | AMN831 | Rep | 2008-11-28 | 2009-07-10 | ||
| 101 | Nguyen, Nguyen Thanh | M | AOO555 | Rep | 2009-11-17 | 2020-01-05 | |
| 102 | Or, Kenneth Wai Hung 柯為雄 | M | ADY282 | RO | 2004-11-25 | ||
| 103 | Pang, Ti Wee 馮智偉 | AWI987 | Rep | 2010-12-17 | 2013-09-18 | ||
| 104 | Poon, Wai Lun (SFC:ARA287) 潘偉倫 | ARA287 | Rep | 2008-05-16 | 2009-04-01 | ||
| 105 | Shiu, Yau Wah 蕭猷華 | M | AFP821 | Rep | 2012-05-21 | 2020-01-29 | |
| 106 | Sin, Hon Hing 冼漢興 | ACJ453 | Rep | 2004-11-25 | |||
| 107 | Siu, Chung Wa 蕭頌樺 | BGA702 | Rep | 2015-08-18 | 2016-08-25 | ||
| 108 | Siu, Jason 蕭智舜 | M | AVV237 | Rep | 2010-09-01 | 2013-09-02 | |
| 109 | So, Ka Kee 蘇嘉琪 | AVB992 | Rep | 2011-06-15 | 2012-06-15 | ||
| 110 | So, Shun Tak 蘇淳德 | ANJ837 | Rep | 2013-05-13 | 2014-10-26 | ||
| 111 | Su, Tzu-Yun 蘇梓勻 | AQS490 | Rep | 2008-03-28 | 2008-08-02 | ||
| 112 | Sullivan, Andrew Michael (SFC:AEV843) | M | AEV843 | Rep | 2010-10-26 | 2011-06-22 | |
| 113 | Supangat, Herman 潘顯萬 | M | AQF073 | Rep | 2009-08-26 | 2009-09-15 | |
| 114 | Tai, Long Yeung 戴朗揚 | AVJ286 | Rep | 2010-07-30 | 2011-12-14 | ||
| 115 | Tam, Kenny Chi Yip 譚梓業 | M | ADH089 | Rep | 2009-04-27 | 2012-10-19 | |
| 116 | Tam, King Kei 譚景基 | AWW796 | Rep | 2014-08-15 | 2014-08-24 | ||
| 117 | Tam, Simon Siu Ki 譚紹祺 | 56 | M | ADO079 | Rep | 2003-10-30 | |
| 118 | Tam, Sze Chuen 譚思晉 | AGO269 | Rep | 2007-01-03 | 2008-03-15 | ||
| 119 | Tan, E Wuen 陳儀雯 | ANY308 | Rep | 2010-03-19 | 2012-12-07 | ||
| 120 | Tan, Jason (SFC:AWH915) 陳杰信 | M | AWH915 | Rep | 2010-12-09 | 2012-11-30 | |
| 121 | Tan, Swee Koon 陳瑞坤 | APC066 | Rep | 2008-11-05 | 2010-10-09 | ||
| 122 | Tang, Chi Hong 鄧志康 | AAF883 | Rep | 2013-06-17 | 2013-07-16 | ||
| RO | 2013-07-16 | 2015-02-11 | |||||
| 123 | Tong Lee, Lolitta Mei Wah 唐李美華 | F | AFE968 | Rep | 2004-11-25 | ||
| 124 | Tsang, Wai Ming (SFC:ACE376) 曾慧明 | ACE376 | Rep | 2013-02-22 | 2013-04-28 | ||
| 125 | Tse, Christopher (SFC:BAZ779) 謝嘉熙 | M | BAZ779 | Rep | 2013-08-12 | 2015-10-09 | |
| 126 | Tse, Shuk How 謝淑巧 | AAB675 | Rep | 2004-03-29 | |||
| 127 | Tse, Sze Man 謝思敏 | AKS678 | Rep | 2008-10-13 | 2008-12-13 | ||
| 128 | Tsui, Ivan Kun Lam 徐觀林 | 60 | M | ACG508 | Rep | 2008-10-21 | 2008-12-16 |
| RO | 2008-12-16 | 2011-01-17 | |||||
| 129 | Tsui, Roger Chi Fung 徐志豐 | M | AFT119 | Rep | 2009-02-09 | 2009-03-31 | |
| 130 | Wang, Howard | M | ANQ469 | Rep | 2007-11-13 | 2008-02-14 | |
| 131 | Wang, Lai Ling 王麗玲 | ANN465 | Rep | 2010-08-30 | 2011-07-21 | ||
| 132 | Wang, Qian (SFC:AVN420) 王潛 | 27 | M | AVN420 | Rep | 2012-06-15 | 2013-03-18 |
| 133 | Wong, Anna Yuen Shan 黃婉珊 | F | ASZ699 | Rep | 2009-06-24 | 2010-11-05 | |
| 134 | Wong, Godfrey Hin Cheuk 王顯爵 | AGX723 | Rep | 2010-03-24 | 2010-08-29 | ||
| 135 | Wong, Gordon Hok Ko 黃學高 | M | ADT261 | Rep | 2008-11-07 | 2008-12-31 | |
| RO | 2008-12-31 | 2009-02-19 | |||||
| 136 | Wong, Ka Yau 黃嘉佑 | AHL492 | Rep | 2014-02-25 | 2016-04-05 | ||
| 137 | Wong, Tan 黃丹 | AWN322 | Rep | 2011-01-07 | 2011-11-03 | ||
| 138 | Wong, Tat Wing 黃達榮 | APH712 | Rep | 2010-02-23 | 2010-11-09 | ||
| 139 | Wong, Wai Man (SFC:AJJ168) 黃偉文 | AJJ168 | Rep | 2009-03-17 | 2010-01-29 | ||
| 140 | Wong, Warren Chung Hang 黃頌恒 | M | APF009 | Rep | 2010-09-17 | 2010-11-17 | |
| 141 | Wong, Yuen Shun (SFC:ARH189) 黃圓荀 | ARH189 | Rep | 2008-07-09 | 2009-01-17 | ||
| 142 | Wu, Lawrence Wai Kong 胡偉剛 | M | ACO383 | Rep | 2008-01-10 | 2011-01-13 | |
| 143 | Wu, Wai Fong 胡惠芳 | ABE454 | Rep | 2004-06-16 | |||
| 144 | Wu, William Wai Leung 胡偉亮 | 49 | M | AFB066 | RO | 2011-05-13 | 2017-10-19 |
| 145 | Yau, Atak Chung Tak 邱重德 | AEK472 | RO | 2011-12-05 | 2014-03-04 | ||
| 146 | Yau, Henry Clement Hok Wai 邱學煒 | M | ACH182 | Rep | 2011-07-06 | 2012-01-20 | |
| 147 | Yen, David Tai Wai 閻大偉 | M | AAC020 | Rep | 2007-06-12 | 2008-01-07 | |
| 148 | Yeung, Kwun Po 楊觀寶 | AVW215 | Rep | 2010-09-08 | 2010-11-04 | ||
| 149 | Yeung, Niki Ning Ki 楊靈機 | ATD246 | Rep | 2011-12-30 | 2014-03-05 | ||
| 150 | Yeung, Tsang Keung 楊錚強 | ACA708 | Rep | 2015-06-30 | 2016-07-22 | ||
| 151 | Yip, Yuk Fung 葉玉鳳 | ABS821 | Rep | 2003-07-16 | 2004-06-08 | ||
| 152 | Yiu, Simon Yu Cheung 姚宇翔 | 32 | M | AUD251 | Rep | 2010-04-29 | 2015-09-17 |
| 153 | Yong, Sai Yeen 楊世賢 | AOK957 | Rep | 2007-03-02 | 2009-04-28 | ||
| 154 | Yu, Lijie (SFC:AUX358) 俞勵頡 | AUX358 | Rep | 2014-10-24 | 2016-02-11 | ||
| 155 | Yuen, David Wing Kwong 袁榮光 | M | AAB294 | Rep | 2004-06-10 | ||
| 156 | Yuen, Robin 袁肇鋒 | AQD400 | Rep | 2014-09-18 | 2018-03-31 | ||
| 157 | Yung, Albert Lung Biu 翁龍鏢 | M | ABG687 | Rep | 2003-04-29 | 2004-11-25 | |
| 158 | Zhang, Fan (SFC:AUT824) 張帆 | AUT824 | Rep | 2015-09-02 | 2017-07-26 | ||
| 159 | Zhang, Yang (SFC:AXK580) 張揚 | AXK580 | Rep | 2014-09-29 | 2016-05-13 | ||
| 160 | Zhong, Kaitao 仲凱韜 | AVL148 | Rep | 2010-07-22 | 2011-12-30 | ||
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