GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 國信證券(香港)融資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2022 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bian, Jing (SFC:AXY811) 卞京 | AXY811 | Rep | 2011-08-26 | 2013-09-04 | ||
| 2 | Bian, Jing (SFC:BMY570) 卞静 | BMY570 | Rep | 2020-05-26 | 2020-09-11 | ||
| 3 | Cai, Yihan (SFC:BQN332) 蔡依含 | BQN332 | Rep | 2020-12-16 | 2021-08-30 | ||
| RO | 2021-08-30 | 2022-02-10 | |||||
| 4 | Chan, Cheuk Yiu 陳焯堯 | AVI421 | Rep | 2015-11-06 | 2017-11-24 | ||
| 5 | Chan, Christy Cheuk Ki 陳卓琦 | F | AWX086 | Rep | 2013-11-18 | 2016-01-31 | |
| 6 | Chan, Derek Kwun Wah 陳冠樺 | 52 | M | AFM323 | RO | 2013-10-18 | 2014-01-12 |
| 7 | Chan, Henry Hei Wai 陳晞瑋 | M | BAH822 | Rep | 2019-01-03 | 2021-02-11 | |
| 8 | Chan, Kwan Kit (SFC:ACQ850) 陳鈞傑 | ACQ850 | Rep | 2011-09-19 | 2012-08-21 | ||
| 9 | Chan, Mazy Man Sze 陳敏思 | F | AHX245 | Rep | 2013-11-06 | 2013-12-30 | |
| RO | 2013-12-30 | 2014-01-09 | |||||
| 10 | Chang, Aaron Zai Yuen 張世炫 | M | AZN927 | Rep | 2014-05-05 | 2015-08-28 | |
| 11 | Chang, David Shui Kei 張瑞祺 | M | APP192 | Rep | 2011-05-12 | 2012-01-17 | |
| 12 | Chen, Tong (SFC:BLY494) 陳童 | BLY494 | Rep | 2018-02-01 | 2018-06-15 | ||
| 13 | Chen, Wei (SFC:AWS993) 陳薇 | 41 | F | AWS993 | Rep | 2011-02-10 | 2012-04-10 |
| 14 | Chen, Xiao (SFC:AVA602) 陳曉 | 49 | M | AVA602 | Rep | 2011-06-21 | 2013-01-07 |
| RO | 2013-01-07 | 2013-05-13 | |||||
| 15 | Chen, Yanfei 陳彥斐 | BEM283 | Rep | 2014-11-13 | 2016-01-26 | ||
| 16 | Chen, Yilin (SFC:BQI799) 陈怡琳 | BQI799 | Rep | 2020-11-03 | 2021-09-15 | ||
| Rep | 2022-05-18 | 2023-12-09 | |||||
| 17 | Chen, Yixin (SFC:AWJ023) 陳一新 | AWJ023 | Rep | 2013-08-05 | 2013-12-10 | ||
| 18 | Cheng, Gang (SFC:AUX584) 成鋼 | 59 | M | AUX584 | RO | 2011-03-30 | 2013-04-12 |
| 19 | Cheung, Elaine Yee Man (SFC:ACN098) 張綺雯 | F | ACN098 | Rep | 2014-02-26 | 2014-04-28 | |
| RO | 2014-04-28 | 2015-07-13 | |||||
| 20 | Chin, Sui Ying 錢瑞英 | APR030 | Rep | 2013-10-10 | 2014-01-12 | ||
| 21 | Chong, Gan 莊瑾 | ABU567 | Rep | 2015-12-30 | 2016-07-08 | ||
| RO | 2016-07-08 | 2019-01-11 | |||||
| 22 | Chuang, Yung-Ting 莊詠婷 | BGM010 | Rep | 2018-07-27 | 2021-02-26 | ||
| 23 | Chung, Alan Chi Bun (SFC:AXF919) 鍾智斌 | M | AXF919 | Rep | 2011-05-05 | 2011-08-11 | |
| 24 | Ding, Yuchao 丁昱超 | AQS596 | Rep | 2011-04-15 | 2012-03-13 | ||
| 25 | Dong, Chang 董昶 | AXN155 | Rep | 2018-11-19 | 2019-12-02 | ||
| 26 | Du, Xu (SFC:AZC459) 杜栩 | AZC459 | Rep | 2012-03-28 | 2019-05-28 | ||
| 27 | Eng, Matthew Hunkee 伍恆基 | M | AOO870 | Rep | 2012-05-09 | 2012-08-31 | |
| 28 | Fu, Chengyuan 傅程遠 | AXG383 | Rep | 2011-05-05 | 2012-05-25 | ||
| 29 | Guo, Rui (SFC:AYE510) 郭蕊 | AYE510 | Rep | 2011-10-03 | 2013-05-16 | ||
| 30 | He, Dingding 賀丁丁 | 45 | M | APR488 | Rep | 2011-03-17 | 2013-05-21 |
| 31 | Ho, Rooppi Ching Man 何靜文 | AGH562 | Rep | 2011-03-24 | 2011-04-12 | ||
| RO | 2011-04-12 | 2011-11-04 | |||||
| 32 | Ho, Ting Kin 何庭堅 | AYI236 | Rep | 2017-09-25 | 2018-08-03 | ||
| 33 | Hopson, Anthony Francis (SFC:AOO457) | M | AOO457 | Rep | 2012-05-15 | 2013-04-18 | |
| 34 | Hou, Kaiwen 侯凱文 | 38 | M | BDX793 | Rep | 2014-08-04 | 2016-01-15 |
| 35 | Huang, Xiaosha 黃小莎 | AZW131 | Rep | 2012-07-13 | 2013-10-31 | ||
| 36 | Hui, Tsz Lap 許子立 | AYS786 | Rep | 2012-01-04 | 2012-04-14 | ||
| 37 | Jiang, Di (SFC:BNN791) 姜迪 | BNN791 | Rep | 2018-09-07 | 2021-07-13 | ||
| 38 | Koh, Lina Kwai Yim 高貴艷 | F | APH097 | Rep | 2011-04-28 | 2011-06-02 | |
| RO | 2011-06-02 | 2015-01-28 | |||||
| 39 | Koo, Pak Kin 古栢堅 | AFN610 | Rep | 2011-04-26 | 2011-06-07 | ||
| RO | 2011-06-07 | 2011-08-11 | |||||
| 40 | Kwan, Wendel Siu Leung 關兆良 | BEZ826 | Rep | 2015-02-25 | 2015-10-02 | ||
| 41 | Kwok, Lai Tsui 郭麗翠 | AJK800 | Rep | 2011-04-01 | 2011-04-13 | ||
| RO | 2011-04-13 | 2013-12-18 | |||||
| 42 | Kwong, Tony Yu Chun 鄺逸聰 | M | AKW723 | Rep | 2012-05-31 | 2013-05-21 | |
| 43 | Lai, Jimmy Ching Man 黎政民 | M | APZ857 | Rep | 2014-12-09 | 2015-04-29 | |
| RO | 2015-04-29 | 2015-05-21 | |||||
| 44 | Lam, Chi Kan (SFC:AFX948) 林志勤 | AFX948 | Rep | 2011-05-25 | 2011-06-30 | ||
| RO | 2011-06-30 | 2012-08-21 | |||||
| 45 | Lam, Frank Pun Yuen 林本源 | 72 | M | AFU929 | RO | 2010-06-30 | 2010-11-28 |
| 46 | Lam, Hiram Long Hin 林朗軒 | AUX369 | Rep | 2011-04-01 | 2013-07-31 | ||
| Rep | 2013-11-28 | 2014-11-29 | |||||
| 47 | Lau, Kelvin Siu Ki 劉紹基 | M | AAW465 | Rep | 2017-07-31 | 2017-10-30 | |
| RO | 2017-10-19 | ||||||
| 48 | Lee, Chuen Yan 李銓殷 | ANQ722 | Rep | 2013-10-04 | 2014-10-21 | ||
| 49 | Lee, Hoi Yan (SFC:AXZ043) 李凱恩 | 38 | M | AXZ043 | Rep | 2014-03-12 | 2015-11-05 |
| RO | 2015-11-05 | 2016-04-26 | |||||
| 50 | Lee, Joshua Chi Hwa 李智華 | 50 | M | AGL509 | Rep | 2011-05-26 | 2012-01-19 |
| 51 | Lee, Siu Hang (SFC:AFZ978) 李兆恆 | AZF978 | Rep | 2012-03-28 | 2013-10-17 | ||
| 52 | Leung, Lai Kar 梁禮嘉 | AEY943 | Rep | 2016-11-17 | 2017-01-26 | ||
| RO | 2017-01-26 | 2019-11-11 | |||||
| 53 | Leung, Laurent Kin Cheong 梁健昌 | 53 | M | AEO587 | Rep | 2011-08-10 | 2011-09-21 |
| RO | 2011-09-21 | 2012-10-08 | |||||
| 54 | Leung, Man Ho (SFC:AMF525) 梁文豪 | 41 | M | AMF525 | Rep | 2013-12-05 | 2014-02-14 |
| 55 | Li, Kai Yi 李佳宜 | BRV950 | Rep | 2021-11-22 | |||
| 56 | Li, Lin (SFC:BQQ721) 李琳 | BQQ721 | Rep | 2021-12-16 | 2022-12-20 | ||
| 57 | Li, Michael Ming Jeung 李名璋 | M | AVH485 | Rep | 2011-04-21 | 2011-08-11 | |
| 58 | Li, Nga Yan (SFC:BGB018) 李雅茵 | BGB018 | Rep | 2020-11-03 | 2021-03-25 | ||
| 59 | Li, Shuonan 李碩楠 | BER348 | Rep | 2019-05-16 | 2019-12-06 | ||
| 60 | Li, Weixin (SFC:BAI374) 李煒鑫 | BAI374 | Rep | 2012-11-05 | 2013-01-09 | ||
| 61 | Li, Xiang (SFC:AYF206) 李响 | AYF206 | Rep | 2011-10-10 | 2013-05-20 | ||
| 62 | Li, Xiao (SFC:BEH577) 李瀟 | BEH577 | Rep | 2019-10-24 | 2022-02-27 | ||
| 63 | Liang, Yuxuan 梁雨轩 | BNX275 | Rep | 2018-12-07 | 2020-12-31 | ||
| 64 | Lin, Hao (SFC:BFE478) 林浩 | BFE478 | Rep | 2017-11-07 | 2020-11-16 | ||
| 65 | Liu, Ming (SFC:BJD414) 劉銘 | BJD414 | Rep | 2017-03-02 | 2018-05-29 | ||
| 66 | Liu, Wendy Wing Yin 廖穎賢 | F | ANE330 | Rep | 2011-05-11 | 2012-03-09 | |
| 67 | Liu, Xiao (SFC:BHO362) 劉驍 | BHO362 | Rep | 2017-10-12 | 2018-11-02 | ||
| 68 | Lo, Philip Chung Ho 盧頌濠 | M | AGJ126 | Rep | 2019-01-09 | 2020-04-01 | |
| 69 | Lock, Ivy Pik Shan 駱碧珊 | F | AIU532 | Rep | 2011-05-20 | 2013-01-07 | |
| 70 | Lok, Terence Chin Tung 駱搌潼 | M | BAI193 | Rep | 2017-10-20 | 2019-01-11 | |
| 71 | Lu, Johnny Ting Pong 呂定邦 | M | AJL345 | Rep | 2011-08-08 | 2012-08-21 | |
| 72 | Lu, Xiaoning 呂曉寧 | AWO451 | RO | 2011-03-30 | 2011-09-30 | ||
| 73 | Lu, Zhenwei (SFC:AXT329) 陸振威 | AXT329 | Rep | 2011-08-12 | 2015-02-13 | ||
| 74 | Lui, Tak Yan 呂德仁 | AJO142 | Rep | 2014-02-28 | 2014-05-12 | ||
| RO | 2014-05-12 | 2014-12-15 | |||||
| 75 | Ma, Hak Yiu 馬克遙 | AML291 | Rep | 2011-04-21 | 2012-08-21 | ||
| 76 | Ma, Xiaona (SFC:AXA085) 馬曉娜 | AXA085 | Rep | 2011-04-01 | 2013-05-21 | ||
| 77 | Ma, Yanting 馬燕婷 | BJH264 | Rep | 2019-11-01 | |||
| 78 | Man, Nick Yiu Kwong 文耀光 | 53 | M | AGZ760 | Rep | 2018-07-05 | 2018-07-09 |
| RO | 2018-07-09 | 2022-01-14 | |||||
| 79 | Mei, Di (SFC:BIG357) 梅迪 | BIG357 | Rep | 2022-02-22 | |||
| 80 | Meng, Weihuan 孟維歡 | AOL218 | Rep | 2011-01-17 | 2012-05-09 | ||
| 81 | Mok, Jennifer Audrey Wing Cheung 莫詠璋 | F | AWT901 | Rep | 2014-04-11 | 2014-06-13 | |
| 82 | Mui, Phoebe Suet Yee 梅雪儀 | F | AGK771 | Rep | 2014-02-26 | 2014-05-22 | |
| RO | 2014-05-22 | 2015-03-31 | |||||
| 83 | Ng, Charlotte Tan Hung 吳騰紅 | F | AGH833 | Rep | 2015-07-31 | 2015-09-30 | |
| 84 | Ng, Chi Pong (SFC:BNO048) 吳治邦 | BNO048 | Rep | 2021-01-14 | 2022-02-04 | ||
| 85 | Ozorio, Gertrude Marion 柯家如 | APC863 | Rep | 2014-08-28 | 2016-01-15 | ||
| 86 | Poon, Irene Ho Ying 潘可盈 | F | AIL064 | Rep | 2019-09-02 | 2019-11-08 | |
| RO | 2019-11-08 | ||||||
| 87 | Qi, Ruixiao 齊芮瀟 | BLE417 | Rep | 2017-10-10 | 2019-08-30 | ||
| 88 | Rong, Yanping 戎烟平 | BNF486 | Rep | 2021-12-14 | |||
| 89 | Sam Chang, Segundo Willy 沈維理 | M | AHE451 | RO | 2010-10-18 | 2010-11-17 | |
| 90 | Shao, Heling 邵鶴令 | BSU359 | Rep | 2022-08-23 | |||
| 91 | Shen, Qi (SFC:AOR653) 沈奇 | AOR653 | Rep | 2011-04-15 | 2012-03-17 | ||
| 92 | Sit, Kenneth Kar Kin 薛家鍵 | M | ADR744 | Rep | 2014-08-12 | 2014-12-11 | |
| RO | 2014-12-11 | 2017-04-30 | |||||
| 93 | Siu, Wai Kit (SFC:AFM549) 蕭偉杰 | AFM549 | Rep | 2012-03-22 | 2013-10-15 | ||
| Rep | 2016-11-01 | 2017-02-17 | |||||
| RO | 2017-02-17 | 2022-01-14 | |||||
| 94 | Song, Jiaying (SFC:BDY877) 宋佳穎 | BDY877 | Rep | 2017-02-23 | 2021-01-04 | ||
| 95 | Song, Wenqian (SFC:BNP483) 宋汶倩 | BNP483 | Rep | 2021-05-04 | 2021-10-27 | ||
| 96 | Su, Aiyu 蘇藹瑜 | BOL350 | Rep | 2019-06-17 | 2021-10-07 | ||
| 97 | Sun, Yuan (SFC:BBK187) 孫媛 | BBK187 | Rep | 2013-08-12 | 2015-08-14 | ||
| 98 | Sung, Pui Yu 宋沛榆 | AQG695 | Rep | 2021-05-05 | 2021-08-20 | ||
| RO | 2021-08-20 | ||||||
| 99 | Sung, Ronald Hiu Fai 宋曉輝 | 45 | M | AIU569 | RO | 2010-06-30 | 2010-12-28 |
| 100 | Tam, Man Hong (SFC:AFY709) 譚文康 | 46 | M | AFY709 | Rep | 2016-02-15 | 2016-04-08 |
| RO | 2016-04-08 | 2017-01-31 | |||||
| 101 | Tang, Fung (SFC:AXA214) 鄧峰 | AXA214 | Rep | 2014-03-21 | 2015-08-14 | ||
| 102 | Tang, Vincent Chi Hang 鄧志恒 | M | BJK278 | Rep | 2017-04-13 | 2017-05-04 | |
| 103 | Tang, Yik Hang 鄧奕鏗 | AWQ107 | Rep | 2011-10-20 | 2012-08-21 | ||
| 104 | Tian, Yu (SFC:BNM995) 田雨 | BNM995 | Rep | 2018-09-03 | 2021-10-15 | ||
| 105 | Tsang, Hing Yu 曾慶瑜 | AHN528 | Rep | 2015-04-09 | 2015-08-31 | ||
| 106 | Tse, Tony Yee Hin 謝宇軒 | 53 | M | AHY113 | Rep | 2011-05-17 | 2011-06-15 |
| RO | 2011-06-15 | 2012-08-31 | |||||
| 107 | Tsui, Kin Wing 崔健榮 | AAB278 | Rep | 2011-04-04 | 2011-04-12 | ||
| RO | 2011-04-12 | 2013-09-13 | |||||
| 108 | Wan, Joseph Jason 尹宸賢 | 50 | M | AES254 | RO | 2014-01-10 | 2014-11-19 |
| 109 | Wang, Jian (SFC:AVM361) 王健 | AVM361 | Rep | 2019-01-07 | 2019-07-23 | ||
| 110 | Wong, Alvin Cheuk Him (SFC:AWD487) 黃卓謙 | M | AWD487 | Rep | 2015-02-12 | 2015-07-31 | |
| 111 | Wong, Chi Hung (SFC:ACQ049) 黃志雄 | ACQ049 | Rep | 2011-06-21 | 2011-06-30 | ||
| RO | 2011-06-30 | 2012-09-27 | |||||
| 112 | Wong, Chun Kit (SFC:BJC702) 黃俊傑 | BJC702 | Rep | 2021-03-25 | 2023-06-09 | ||
| 113 | Wong, Connie Si Si 王思思 | F | BIZ557 | Rep | 2020-05-18 | 2022-06-07 | |
| 114 | Wong, Jenny Mei Ying 黃美盈 | F | AQI645 | Rep | 2013-03-13 | 2014-11-28 | |
| 115 | Wong, Ka Ho (SFC:AXX645) 王家豪 | AXX645 | Rep | 2016-03-02 | 2018-11-02 | ||
| 116 | Wong, Kai Yuen (SFC:BLF209) 黃啟源 | M | BLF209 | Rep | 2017-10-10 | 2021-08-27 | |
| 117 | Wong, Kwun Ho 黃冠豪 | 38 | M | AXK040 | Rep | 2011-06-02 | 2011-08-11 |
| 118 | Wong, Tak Cheong (SFC:BCY758) 黃德昌 | BCY758 | Rep | 2015-02-02 | 2016-02-12 | ||
| 119 | Wong, Yue Tak (SFC:AAD229) 王汝德 | AAD229 | Rep | 2015-09-22 | 2015-12-15 | ||
| 120 | Wong, Yun Sang (SFC:BFG812) 黃潤生 | BFG812 | Rep | 2021-03-08 | |||
| 121 | Wu, Alfred Kin San 胡健生 | 41 | M | APR819 | Rep | 2014-08-22 | 2015-07-22 |
| RO | 2015-07-22 | 2016-04-10 | |||||
| 122 | Wu, Ka Chun (SFC:BAB052) 胡嘉俊 | BAB052 | Rep | 2015-03-03 | 2016-07-20 | ||
| RO | 2016-07-20 | 2017-05-12 | |||||
| 123 | Xiao, Wei (SFC:BTG962) 肖瑋 | BTG962 | Rep | 2022-12-20 | 2024-06-07 | ||
| 124 | Xin, Yimo 辛漪默 | BJP596 | Rep | 2017-05-23 | 2020-01-23 | ||
| 125 | Xiong, Liting 熊力頲 | 46 | M | AWT047 | Rep | 2017-10-30 | 2021-02-19 |
| RO | 2021-02-19 | 2021-08-19 | |||||
| 126 | Xu, Alex Shaohong 許少宏 | 54 | M | ARG166 | Rep | 2011-06-22 | 2012-03-31 |
| 127 | Xu, Ke (SFC:BHU228) 徐可 | BHU228 | Rep | 2016-07-13 | 2017-07-31 | ||
| 128 | Xue, Yunzhe 薛蘊哲 | AWE565 | Rep | 2010-11-16 | 2010-12-30 | ||
| 129 | Yau, Karen Kar Man 尤嘉敏 | F | AGA449 | Rep | 2014-01-23 | 2015-09-16 | |
| 130 | Yeung, Chiu Ngan 楊肖顏 | BEX935 | Rep | 2015-02-06 | 2016-05-14 | ||
| 131 | Ying, Yan Kei 應仁基 | AOV083 | Rep | 2011-04-20 | 2011-06-29 | ||
| RO | 2011-06-29 | 2014-06-26 | |||||
| 132 | Yip, Kwok Kwan 葉國均 | 72 | M | ABX510 | Rep | 2011-03-08 | 2011-03-30 |
| RO | 2011-03-30 | 2015-04-28 | |||||
| 133 | Yiu, Benjamin Chung Him 姚仲謙 | M | AXX789 | Rep | 2011-08-22 | 2014-06-25 | |
| 134 | Yu, Chun Man (SFC:BND624) 余俊文 | 30 | M | BND624 | Rep | 2021-04-20 | 2022-04-20 |
| 135 | Yu, Fangwei 余方偉 | AUN909 | RO | 2010-06-30 | 2010-11-28 | ||
| 136 | Yu, Shuyao 喻姝瑤 | BJH798 | Rep | 2017-04-03 | 2017-05-04 | ||
| 137 | Yu, Xue (SFC:BEV969) 于雪 | BEV969 | Rep | 2017-09-22 | 2018-06-08 | ||
| 138 | Yu, Yiqi (SFC:BAL416) 俞一騏 | BAL416 | Rep | 2015-08-04 | 2019-05-14 | ||
| 139 | Yuan, Hong (SFC:BHU231) 袁虹 | BHU231 | Rep | 2016-07-13 | 2019-01-04 | ||
| 140 | Zhang, Chenghong 張成弘 | AOX827 | Rep | 2019-09-24 | 2021-06-02 | ||
| RO | 2021-06-02 | ||||||
| 141 | Zhang, Chonghui 張崇輝 | BJD902 | Rep | 2019-01-29 | 2020-12-31 | ||
| 142 | Zhang, Hui (SFC:AOX819) 張輝 | 54 | M | AOX819 | Rep | 2012-02-17 | 2015-01-23 |
| Rep | 2017-03-01 | 2018-07-06 | |||||
| RO | 2018-07-06 | 2021-01-26 | |||||
| 143 | Zhang, Kai (SFC:BMQ161) 張凱 | BMQ161 | Rep | 2018-04-12 | 2019-06-14 | ||
| Rep | 2022-02-14 | ||||||
| 144 | Zhang, Xin (SFC:AXG731) 張欣 | AXG731 | Rep | 2011-06-08 | 2016-06-08 | ||
| 145 | Zhang, Zhuowei 張卓為 | BJF190 | Rep | 2019-02-27 | 2019-06-12 | ||
| 146 | Zhao, Chen (SFC:BEW516) 趙晨 | BEW516 | Rep | 2021-06-21 | |||
| 147 | Zhong, Tianfan 钟天帆 | APU590 | Rep | 2018-10-08 | 2018-11-07 | ||
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