Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abbiss, Justin John | M | Rep | 2006-01-19 | ||
| 2 | Adachi, Mimiko 安達美味子 | F | Rep | 2005-06-30 | 2008-06-01 | |
| 3 | Agostini, John Edward Cobcroft | M | Rep | 2007-03-16 | ||
| 4 | Anderson, Gordon Alasdair | M | Rep | 2005-05-19 | 2005-07-08 | |
| 5 | Ashton, Miles | Rep | 2006-08-23 | 2008-08-01 | ||
| 6 | Atmani, Mohamed (SFC:AOG962) | M | Rep | 2006-12-29 | 2007-06-23 | |
| 7 | Attavar, Abhijit Raghuvir | Rep | 2006-10-10 | 2007-03-08 | ||
| RO | 2007-03-08 | 2007-10-22 | ||||
| 8 | Baptista, Michael Peter (SFC:AHE139) | M | RO | 2009-08-20 | ||
| 9 | Barr, Alastair Barclay (SFC:AIX180) | Rep | 2003-05-02 | 2003-07-24 | ||
| RO | 2003-07-24 | 2005-05-24 | ||||
| 10 | Barrow, Jason Paul | M | RO | 2005-01-17 | ||
| 11 | Blight, Warren Nicholas | M | Rep | 2005-04-18 | ||
| 12 | Booth, Graeme Wayne | M | Rep | 2006-03-03 | 2006-03-20 | |
| RO | 2006-03-20 | 2009-06-09 | ||||
| 13 | Boyton, Jamie Phillip | M | Rep | 2004-08-19 | ||
| 14 | Brewer, Jeffrey Michael | M | Rep | 2005-07-13 | 2009-10-12 | |
| 15 | Caughey, Nicholas Egerton | M | Rep | 2006-03-15 | ||
| 16 | Chan, Benjamin Yu Ki 曾裕基 | M | Rep | 2005-06-15 | 2008-05-13 | |
| 17 | Chan, Felix Sheung Tat 陳上達 | M | Rep | 2005-05-18 | ||
| 18 | Chan, Ka Chung (SFC:ANT245) 陳家琮 | Rep | 2006-08-04 | 2008-12-02 | ||
| 19 | Chan, Ka Yan (SFC:AOY170) 陳嘉欣 | Rep | 2007-05-22 | 2008-10-11 | ||
| 20 | Chan, Katherine Ching Yu 陳菁瑜 | F | Rep | 2006-10-18 | 2012-06-30 | |
| 21 | Chan, Lydia Suk Kuan 陳淑鈞 | F | Rep | 2007-01-25 | 2007-02-01 | |
| 22 | Chan, Matthew Weng Chih | M | Rep | 2003-11-25 | 2006-01-20 | |
| 23 | Chan, Mei Kwan (SFC:AOZ032) 陳美君 | Rep | 2007-05-29 | 2010-01-05 | ||
| 24 | Chan, Pedro Carlos Siu Lun 陳小倫 | M | Rep | 2007-01-08 | 2008-05-26 | |
| 25 | Chan, Pui Ting 陳佩婷 | Rep | 2003-07-08 | |||
| 26 | Chan, Sylvia Sau Wai (SFC:ADU457) 陳秀慧 | F | Rep | 2004-07-17 | ||
| 27 | Chan, Wai Chi (SFC:AHF464) 陳慧芝 | Rep | 2006-09-19 | 2009-05-07 | ||
| 28 | Chang, Michael Poyung 張保勇 | M | Rep | 2006-02-22 | 2006-09-17 | |
| 29 | Chen, Fei (SFC:ACA503) 陳緋 | Rep | 2003-06-03 | |||
| 30 | Chen, Yi (SFC:ANM687) 陳藝 | Rep | 2006-06-15 | 2008-04-03 | ||
| 31 | Cheng, Chi Wah (SFC:ABM629) 鄭志華 | Rep | 2007-12-28 | |||
| 32 | Cheng, James Vincent | M | Rep | 2004-05-11 | 2006-02-25 | |
| 33 | Cheung, Grayson Gin Ho 張展灝 | Rep | 2005-09-28 | 2006-02-10 | ||
| 34 | Cheung, Virginia Pui Sze 張珮詩 | Rep | 2005-05-11 | 2007-04-08 | ||
| 35 | Chiang, Kee Hong 蔣紀康 | Rep | 2003-11-24 | 2010-11-27 | ||
| 36 | Chiu, Wing Fai 趙永輝 | Rep | 2006-08-31 | 2008-04-07 | ||
| 37 | Choi, Sang Woong | Rep | 2003-11-24 | 2005-09-01 | ||
| 38 | Chow, Yvonne Yin Wai 鄒延蔚 | F | Rep | 2005-02-01 | 2006-08-15 | |
| 39 | Connor, David Jonathan (SFC:ADH898) | M | Rep | 2005-07-26 | ||
| 40 | Cross, David Frederick | M | RO | 2010-07-01 | ||
| 41 | Desai, Mohan Kumar | M | Rep | 2007-05-29 | 2009-10-14 | |
| 42 | Divito, Paul Francis | M | Rep | 2005-06-15 | 2005-07-11 | |
| 43 | Duan, Hong (SFC:ADE819) 段宏 | RO | 2003-12-24 | 2008-05-09 | ||
| 44 | Dunbar, David Greig | M | Rep | 2004-01-01 | ||
| 45 | Dyer, Ashley George (SFC:ACO919) | M | Rep | 2006-07-10 | 2006-08-25 | |
| RO | 2006-08-25 | 2012-06-30 | ||||
| 46 | Fan, Cheuk Wan 范卓雲 | Rep | 2006-08-26 | |||
| 47 | Fong, Herman Yat Wo 方逸禾 | M | Rep | 2004-10-13 | 2005-01-05 | |
| 48 | Fu, Jie (SFC:ANV268) 傅杰 | Rep | 2006-08-28 | 2008-07-15 | ||
| 49 | Fung, Adrian Choi Ming 馮載明 | M | Rep | 2003-12-11 | ||
| 50 | Fung, Vicky Wai Kei 馮瑋琪 | F | Rep | 2012-05-05 | ||
| 51 | Garg, Manish (SFC:AKT480) | Rep | 2006-09-13 | 2014-02-08 | ||
| 52 | Garnier, Arnaud Antonie Dominique Patrick | M | Rep | 2006-12-05 | 2008-06-01 | |
| 53 | Ge, Jia 葛佳 | Rep | 2006-12-05 | 2010-07-24 | ||
| 54 | Gibson, Scott Caseley | M | Rep | 2004-05-01 | ||
| Rep | 2006-07-24 | 2006-08-25 | ||||
| RO | 2006-08-25 | 2007-04-01 | ||||
| 55 | Godfray, John Verden | M | RO | 2005-12-15 | ||
| 56 | Gordon, Daniel (SFC:AHE138) | M | Rep | 2008-09-01 | ||
| 57 | Hagen, Nicole (SFC:AOE440) | F | Rep | 2006-11-21 | 2007-08-09 | |
| 58 | Hendel, Mark Joseph | M | RO | 2006-07-01 | ||
| 59 | Henricks, Peter Alan | M | Rep | 2007-01-09 | 2008-06-06 | |
| 60 | Ho, Daniel King Wah 何景華 | M | Rep | 2006-09-01 | 2008-04-01 | |
| 61 | Ho, Gerwin Cheuk Wing 何卓榮 | M | Rep | 2004-04-17 | ||
| 62 | Ho, Kai Chung (SFC:AJD791) 何啟聰 | Rep | 2005-06-01 | 2010-01-05 | ||
| 63 | Ho, Simon Tak Leung 何德亮 | M | Rep | 2004-06-07 | 2007-04-18 | |
| RO | 2007-04-18 | 2008-07-16 | ||||
| 64 | Ho, Sin Yi 何善儀 | Rep | 2012-06-30 | |||
| 65 | Hong, Sung Kap 洪性甲 | Rep | 2006-02-21 | 2006-09-17 | ||
| 66 | Howard, Stephen Douglas | M | Rep | 2004-10-15 | 2005-07-21 | |
| RO | 2005-07-21 | 2006-01-19 | ||||
| Rep | 2006-01-19 | 2009-03-05 | ||||
| 67 | Huang, Yung-Chao 黃勇超 | Rep | 2003-05-20 | |||
| 68 | Hutton, Ian (SFC:ANR984) | M | Rep | 2006-07-31 | 2008-09-01 | |
| 69 | Hwang, Min Seong | Rep | 2003-09-19 | 2004-08-10 | ||
| 70 | Ip, Chi Kong 葉智剛 | Rep | 2007-05-14 | 2008-12-02 | ||
| 71 | Ip, Kalina Lai Fan 葉麗芬 | Rep | 2003-11-06 | |||
| 72 | Jacobelli Yau, Maurien Oi Man 丘愛敏 | Rep | 2004-05-19 | 2004-08-19 | ||
| 73 | Johnson, Richard William Cramer | M | Rep | 2003-06-25 | ||
| 74 | Kang, Gyong Hee | F | Rep | 2006-08-23 | ||
| 75 | Kang, Josef Chung Hwan | Rep | 2006-01-09 | 2006-03-07 | ||
| 76 | Kang, Stephen Soo Hwan | M | Rep | 2004-05-04 | 2006-03-07 | |
| 77 | Khan, Mustufa Shah | Rep | 2005-06-07 | 2006-05-13 | ||
| 78 | Killian, Michael Laughlin | M | Rep | 2005-09-05 | 2006-10-01 | |
| 79 | Kim, Hong Shik 金弘植 | Rep | 2004-05-27 | 2006-03-07 | ||
| 80 | Kim, Jee Yeon 金志妍 | Rep | 2006-06-08 | 2008-12-02 | ||
| 81 | Kim, Sang Hyun (SFC:ANA990) | Rep | 2006-02-17 | 2007-04-24 | ||
| 82 | Ko, Man Ho 高文灝 | Rep | 2006-08-28 | 2011-08-08 | ||
| 83 | Kumar, Gaurav (SFC:AOY508) | Rep | 2007-05-29 | 2012-11-13 | ||
| 84 | Kwan, David Yat Tung 關日東 | M | Rep | 2003-12-10 | ||
| 85 | Kwan, Man Ki 關敏琪 | Rep | 2006-08-25 | |||
| 86 | Kwang, Mang Tak 鄺孟德 | Rep | 2006-03-14 | |||
| 87 | Lai, King Kai 黎擎楷 | Rep | 2004-07-15 | 2009-01-13 | ||
| 88 | Lam, Ashley Chit Fai 林皙暉 | Rep | 2005-06-01 | 2006-10-28 | ||
| 89 | Lam, Karvan Ka Man 林嘉敏 | Rep | 2004-07-12 | 2005-08-31 | ||
| 90 | Lam, Wing Sze (SFC:AGG952) 藍詠詩 | Rep | 2006-04-28 | |||
| 91 | Lappin, Graham Michael | M | Rep | 2007-04-02 | ||
| 92 | Lau, Airy Tak Chuen 劉德泉 | Rep | 2006-06-13 | |||
| 93 | Lau, Eddie Kwok Lap 劉國立 | M | Rep | 2005-10-26 | ||
| RO | 2005-10-26 | 2006-03-11 | ||||
| 94 | Lau, Hin Tat 劉顯達 | Rep | 2004-01-02 | 2006-03-31 | ||
| 95 | Lau, Jimmy Ka Seung 劉嘉相 | M | Rep | 2012-06-30 | ||
| 96 | Lauw, Aik Han 劉益漢 | Rep | 2007-01-18 | 2007-08-27 | ||
| 97 | Law, Kin Fat 羅建發 | 39 | M | Rep | 2006-09-07 | 2007-04-02 |
| 98 | Law, Wagner Chung Po 羅忠寶 | Rep | 2012-05-01 | |||
| 99 | Lee, Alice Wai Yin 李偉賢 | F | Rep | 2008-10-09 | ||
| 100 | Lee, Jason Kwok Wang 李國宏 | M | Rep | 2005-11-23 | 2007-01-15 | |
| 101 | Lee, Martin Kin Mann 李健文 | M | Rep | 2006-04-08 | ||
| 102 | Lee, Mickey Wing Tak 李永德 | M | Rep | 2005-09-12 | 2006-10-01 | |
| 103 | Lee, Wai Kei 李偉基 | Rep | 2005-04-25 | 2006-02-28 | ||
| 104 | Lee, Yu Chuan | Rep | 2004-10-06 | |||
| 105 | Leeming, Andrew Bernard | M | Rep | 2003-06-30 | 2003-08-29 | |
| 106 | Leung, Spencer Yu Cheong 梁裕昌 | 31 | M | Rep | 2006-08-30 | 2008-04-11 |
| 107 | Leventhorpe, Thomas Rooper | M | Rep | 2007-01-23 | ||
| 108 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | Rep | 2007-01-25 | 2009-08-24 | ||
| 109 | Li, Jiun-Wei 李君唯 | Rep | 2003-10-07 | 2004-07-20 | ||
| 110 | Li, Shuk Fat 李淑法 | Rep | 2003-06-03 | |||
| 111 | Liang, Terran Hua-Wen 梁華文 | Rep | 2003-05-20 | |||
| 112 | Lim, Choot | Rep | 2005-12-12 | 2006-05-18 | ||
| 113 | Lim, Corrina Doris Chwee Suan | F | Rep | 2005-11-01 | ||
| 114 | Lim, Sae Whan 林世煥 | Rep | 2007-03-21 | 2007-06-07 | ||
| 115 | Ling, May Yee Man 凌意文 | F | Rep | 2007-05-30 | 2012-06-29 | |
| 116 | Liu, Kate Kit Yee 廖潔儀 | F | Rep | 2003-04-17 | ||
| 117 | Lo, Karen Ka-Wai 盧嘉慧 | F | Rep | 2004-02-25 | 2007-03-02 | |
| 118 | Lo, Thebes Lai Kwan 羅麗群 | Rep | 2004-08-12 | |||
| Rep | 2005-02-21 | 2006-06-29 | ||||
| 119 | Locke, Joseph Neal Geoffrey | M | Rep | 2003-08-04 | ||
| 120 | Lou, Chung-te 樓中德 | Rep | 2006-08-03 | 2007-04-02 | ||
| 121 | Lui, James Ngai Him 雷毅謙 | M | Rep | 2004-04-28 | ||
| 122 | Lui, Laura 呂靄華 | F | Rep | 2006-02-17 | 2012-06-01 | |
| 123 | Lui, Martin Wing Kei 雷永基 | M | Rep | 2006-12-28 | 2010-10-08 | |
| 124 | Lung, Alice Man Han 龍敏嫻 | F | Rep | 2007-01-25 | ||
| 125 | Mahadevan, Suresh Ayodya | Rep | 2005-07-14 | 2006-09-22 | ||
| 126 | Mak, Carol Michele Kar Wai 麥嘉慧 | F | Rep | 2004-08-27 | ||
| RO | 2004-08-27 | 2005-02-16 | ||||
| 127 | Mak, Rick G. | Rep | 2006-11-08 | 2007-02-27 | ||
| 128 | Man, Howard (SFC:AJF011) | M | Rep | 2003-10-20 | 2006-05-26 | |
| 129 | Man, Kam Chiu 文錦超 | Rep | 2006-09-30 | |||
| 130 | Mann, Patrick William | M | Rep | 2004-03-22 | 2006-08-25 | |
| 131 | Mansfield, David Thomas | M | Rep | 2006-06-01 | 2008-06-16 | |
| 132 | Marconato, Diego L. | M | Rep | 2004-06-19 | ||
| 133 | McCann, Neil Anthony | M | Rep | 2003-09-25 | 2004-05-25 | |
| 134 | McKinlay, John Heriot | M | Rep | 2004-06-29 | 2004-09-09 | |
| RO | 2004-09-09 | 2005-08-12 | ||||
| 135 | Milligan, Christopher Patrick | M | Rep | 2004-06-08 | 2006-05-09 | |
| 136 | Morris, Lyndon James | 35 | M | Rep | 2004-05-13 | 2005-08-31 |
| 137 | Nallamala, Mayur Raoul | M | Rep | 2005-05-19 | ||
| 138 | Ng, Pauline Po Yuen 吳溥潤 | F | Rep | 2005-09-30 | ||
| 139 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | Rep | 2004-06-17 | 2006-09-30 | ||
| 140 | Nicholls, Matthew Peter | M | Rep | 2005-04-08 | 2008-08-29 | |
| 141 | Pang, Howard Gar Wai 彭家威 | M | Rep | 2006-01-13 | 2006-05-13 | |
| 142 | Parry, Giles Hubert (SFC:AHN533) | M | Rep | 2007-02-14 | ||
| 143 | Peard, Andrew Davis Lozada | M | Rep | 2003-05-29 | ||
| 144 | Petch, Jolyon Robert | M | Rep | 2003-06-20 | ||
| 145 | Poon, Ben Shu Fai 潘樹輝 | M | Rep | 2012-06-23 | ||
| 146 | Poon, Chun Pong (SFC:AAD084) 潘振邦 | Rep | 2005-07-11 | |||
| 147 | Poon, Kai Chung 潘繼宗 | Rep | 2003-05-20 | |||
| 148 | Raman, Lalita | Rep | 2004-11-18 | 2007-07-16 | ||
| 149 | Reynier, Emmanuel Jean-Marc | Rep | 2005-09-28 | 2006-10-01 | ||
| 150 | Rhee, Hae Young 李海姈 | Rep | 2004-08-09 | 2005-09-10 | ||
| 151 | Rho, Ju Mi | Rep | 2005-06-24 | 2008-07-01 | ||
| 152 | Roberts, David Northam | M | Rep | 2004-06-07 | 2005-05-06 | |
| RO | 2005-05-06 | 2005-11-01 | ||||
| Rep | 2005-11-01 | 2008-11-22 | ||||
| 153 | Rothenhauser, Rupertus | Rep | 2005-06-27 | 2005-07-28 | ||
| RO | 2005-07-28 | 2005-10-22 | ||||
| 154 | Royds, Thomas Alexander | M | RO | 2005-06-06 | ||
| 155 | Rudd, Benjamin Jeremy Kenneth | 33 | M | Rep | 2005-08-01 | |
| 156 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2004-04-15 | ||
| 157 | Sarkis, David | M | Rep | 2006-05-10 | 2007-11-01 | |
| 158 | Sarran, William Patrick | M | Rep | 2006-09-07 | 2009-01-14 | |
| 159 | Seddon, James Edward | M | Rep | 2006-04-04 | 2008-05-01 | |
| 160 | Shah, Arik Pradip | Rep | 2006-08-28 | 2008-11-17 | ||
| 161 | Shen, Allan Hung Yat 沈鴻逸 | M | Rep | 2005-03-03 | 2006-09-30 | |
| 162 | Shiu, Jeffrey Ma | M | Rep | 2005-07-25 | 2005-10-07 | |
| 163 | Sim, Jeannette Ann Siok Hwee 沈淑慧 | F | Rep | 2005-05-03 | 2007-08-17 | |
| 164 | So, Nelson Shing Hing 蘇盛興 | M | Rep | 2004-06-17 | 2006-09-30 | |
| 165 | So, Suet Fun 蘇雪芬 | Rep | 2006-08-05 | |||
| 166 | Stevenson, Andrew Mark Bryce | 44 | M | Rep | 2004-05-22 | |
| 167 | Stimpson, John Matthew | M | Rep | 2004-01-16 | 2005-03-15 | |
| 168 | Sutch, Jeremy Rupert Peter | M | Rep | 2004-03-27 | ||
| 169 | Tam, Eli Lap Hang | Rep | 2007-02-16 | 2009-02-09 | ||
| 170 | Tan, Alvin Sabino Sy | M | Rep | 2004-12-17 | ||
| 171 | Tan, Andrew Too Boon | M | Rep | 2003-05-06 | 2006-07-03 | |
| 172 | Tan, Kee Meng 陳基明 | Rep | 2004-06-07 | 2006-05-13 | ||
| 173 | Tan, Wee Kiat (SFC:AJC408) | Rep | 2003-08-04 | 2007-03-27 | ||
| 174 | Tan, Yew Boon 陳友文 | Rep | 2004-06-21 | 2006-03-11 | ||
| 175 | Tang, Peter Jee Ho 鄧志豪 | M | Rep | 2005-08-15 | 2007-04-01 | |
| 176 | Tang, Tsz Kit 鄧子傑 | Rep | 2013-06-18 | |||
| 177 | Tham, Mun Hon 譚文漢 | Rep | 2005-08-30 | 2008-07-26 | ||
| 178 | Thony, Suwandy | Rep | 2007-01-25 | |||
| 179 | Toder, Jeffrey | M | Rep | 2004-08-18 | 2006-07-01 | |
| 180 | Tong, Jack Shing Kit 湯承傑 | M | Rep | 2006-12-05 | 2007-05-21 | |
| 181 | Tsang, Heddy 曾愷悌 | Rep | 2005-05-24 | 2006-06-27 | ||
| 182 | Tsang, Kam Wing (SFC:AJD792) 曾錦榮 | Rep | 2007-04-13 | 2008-06-01 | ||
| 183 | Tsang, Timothy Man Chung 曾敏聰 | M | Rep | 2003-11-24 | 2005-06-16 | |
| 184 | Tse, Jaff Ka Wai 謝家威 | Rep | 2003-06-12 | 2008-09-01 | ||
| 185 | Tsoi, Man (SFC:AIU275) 蔡雯 | Rep | 2006-08-17 | 2008-04-07 | ||
| 186 | Wan, Yew Chye 范有財 | RO | 2006-09-30 | |||
| 187 | Wang, Feili 王斐麗 | Rep | 2010-08-21 | |||
| 188 | Wang, Yeqing 王叶青 | Rep | 2004-02-18 | 2007-06-21 | ||
| 189 | Wong, Chak Wai (SFC:ACN129) 黃集蔚 | Rep | 2005-06-07 | 2005-07-20 | ||
| RO | 2005-07-20 | 2010-11-01 | ||||
| 190 | Wong, Chi Tai 黃志泰 | Rep | 2004-07-09 | 2006-04-29 | ||
| 191 | Wong, Chun Wah (SFC:AAA213) 王俊華 | Rep | 2006-10-01 | |||
| 192 | Wong, Eddie Yiu 黃耀 | M | Rep | 2005-08-29 | ||
| RO | 2005-08-29 | 2007-02-01 | ||||
| 193 | Wong, Mei Tseun 王美純 | Rep | 2008-11-08 | |||
| 194 | Wong, Sharnie Wing San 黃穎珊 | Rep | 2007-05-30 | 2010-10-14 | ||
| 195 | Wong, Sylvania Sui Kwan 黃紹群 | Rep | 2003-11-24 | 2004-02-10 | ||
| 196 | Wong, Yim (SFC:AFU666) 王艷 | Rep | 2003-05-20 | |||
| 197 | Wongsasutthikul, Paitoon | Rep | 2006-11-27 | 2007-06-01 | ||
| 198 | Woodrow, John Thomas | M | Rep | 2004-03-15 | ||
| 199 | Yang, Lei (SFC:AMK234) 楊蕾 | Rep | 2005-08-31 | 2012-06-30 | ||
| 200 | Yee, Ho Ming (SFC:AGH180) 余浩銘 | Rep | 2007-03-21 | |||
| 201 | Yetman, Mark Stephen | M | Rep | 2003-05-20 | ||
| 202 | Yim, Heung Yue 嚴香如 | Rep | 2006-09-08 | 2013-05-01 | ||
| 203 | Yiong, Hoi San 楊海山 | Rep | 2003-05-31 | |||
| 204 | Yu, Hiu To 余曉濤 | Rep | 2003-12-05 | 2004-09-14 | ||
| 205 | Zaki, Adam Anwar | M | Rep | 2004-01-27 | 2004-08-26 | |
| 206 | Zao, Audrey 邵志佳 | F | Rep | 2006-12-05 | 2007-03-10 | |
| 207 | Zhang, Jing (SFC:ANV102) 張靖 | Rep | 2006-08-28 | 2013-07-01 | ||
| 208 | Zhao, Zhen (SFC:AOF925) 趙震 | Rep | 2006-12-05 | 2007-07-01 | ||
| 209 | Zhu, Helen Yue 朱悅 | F | Rep | 2006-03-14 |
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