CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	Role	From	Until
1	Agarwal, Manoj (SFC:AQU259)			Rep	2012-07-03	2012-08-27
				RO	2012-08-27	2013-06-13
2	Agarwal, Monika Prabhudayal			Rep	2012-07-03	2017-05-08
3	Au, Tin Wai 區天偉			Rep	2012-07-03	2012-11-16
4	Barrett, James Richard		M	Rep	2012-07-03	2013-11-29
5	Bayley, Luke		M	Rep	2012-07-03	2019-07-05
6	Bracken, Michael William Robert		M	RO	2012-07-03	2015-02-26
7	Carlton, Nicholas Edward		M	Rep	2012-07-03	2015-02-26
8	Chak, Alan Kwok Fai 翟國輝		M	Rep	2004-04-21	2006-08-12
9	Chan, Chung Leung (SFC:AEF867) 陳仲良			Rep	2008-08-25	2009-03-06
10	Chan, Derek Kai Lek 陳紀律		M	Rep	2004-05-14	2004-07-26
11	Chan, Katherine Ching Yu 陳菁瑜		F	Rep	2012-07-03	2014-09-01
12	Chan, Shuk Mei (SFC:AVA545) 陳淑鎂			Rep	2010-04-15	2012-09-13
13	Chan, Sik Tin 陳昔典			Rep		2004-05-03
14	Chang, Chee Bun 鄭子斌			Rep	2009-02-04	2009-02-28
15	Chau, Ho Man 周昊雯			Rep	2011-10-03	2012-06-18
16	Cheam, Tze Shen			Rep	2010-08-10	2014-02-28
17	Cheng, Bo Wan 鄭寶雲			Rep	2008-08-11	2009-03-06
18	Cheng, Chi Wah (SFC:ABM629) 鄭志華			Rep	2009-10-08	2012-06-18
19	Cheng, Gao 程杲			Rep	2010-11-22	2011-06-30
20	Cheng, Heidi Mun Wah 鄭敏華	51	F	RO	2006-06-15	2013-06-25
21	Cheung, Desmond Clinton 張漢樑		M	Rep	2012-07-03	2013-02-28
22	Cheung, Kai Yin (SFC:AFT243) 張啟賢			Rep	2010-03-15	2020-11-30
23	Cheung, Samantha Suet Ting 張雪婷	29	F	Rep	2007-06-04	2008-04-01
24	Ching, Claudia Wai Han 程惠嫻		F	Rep	2007-10-09	2010-04-28
25	Cho, Larry Yui Kwan 曹銳焜		M	Rep	2012-06-15	2014-04-24
26	Cho, Sollo			Rep	2012-07-03	2013-04-12
27	Choi, Eun Jung			Rep	2012-09-27	2013-01-31
28	Choi, Wing Kam 蔡詠琴			Rep	2003-10-15	2004-08-12
29	Chong, Yuen Man Alice 莊婉文			Rep	2004-01-14	2010-11-03
30	Chow, King Ho 周景豪			Rep	2004-12-29	2007-11-02
31	Chow, Yiu Keung 周耀強			Rep	2012-07-03	2017-09-26
32	Chowdhury, Azad Nasrullah			Rep	2012-07-03	2013-08-30
33	Chu, Alan Wai Lun 朱偉倫		M	Rep	2003-10-27	2004-06-07
34	Chu, Herman Hok Man 朱學敏		M	Rep		2005-09-13
35	Chu, Wai Ho 朱威澔		M	Rep	2012-07-03	2012-09-28
36	Cohas, Francois Jean Claude		M	RO	2012-07-03	2015-02-26
37	Cox, Carrie Bigelow		F	Rep	2011-03-28	2013-01-14
38	Dai, Yuanyuan 代媛媛			Rep	2012-07-03	2013-04-02
39	Daly, Brendan James		M	Rep		2012-06-18
40	Doshi, Nishi Jyotindra			Rep	2012-07-03	2016-01-29
41	Downard, Andrew		M	Rep	2012-07-03	2013-10-03
42	Dyer, Ashley George (SFC:ACO919)		M	RO	2012-07-03	2019-06-25
43	Eng, Cheng Hua 翁振華			Rep	2007-12-17	2010-03-27
44	Farrell, Stephen Robert		M	Rep	2012-07-03	2016-04-08
45	Fong, Chi Yung 方志勇			Rep		2006-09-08
46	Freyre-Sanders, Andrew David Nuno D.S.		M	Rep	2012-07-03	2014-03-24
47	Fu, Shanshan 符珊珊			Rep	2012-07-03	2015-04-10
48	Fu, Yan Keung 符恩強			Rep	2011-09-20	2011-12-05
49	Fung, Yat Wa 馮日華			Rep	2004-04-17	2004-08-16
50	Gathani, Viral (SFC:AFA300)			Rep	2012-07-03	2016-01-16
51	Gong, Tiancheng 龔天成			Rep	2012-07-03	2014-06-25
52	Hansen, Clara Louise Genevieve		F	Rep	2012-07-23	2013-04-12
53	Henry, Andrew Richard		M	Rep	2012-07-03	2015-02-26
54	Hilton, Peter Roland		M	RO	2012-07-03	2012-09-28
55	Ho, Boby Yiu Keung 何耀強		M	RO		2012-08-31
56	Holiday, Edward Richard		M	Rep	2009-05-29	2009-06-08
57	Hu, Jizhong 胡繼中			Rep	2011-02-07	2015-03-02
58	Huang, Zhiyun (SFC:APJ943) 黃志芸			Rep	2012-07-03	2013-04-03
59	Irvine, Peter Stuart		M	RO	2012-07-03	2013-11-11
60	Jaisingh, Rahul (SFC:ASS592)			Rep	2012-07-03	2013-12-27
61	Jing, Yun 井芸			Rep	2012-07-03	2014-06-04
62	Johnson, Nicholas A		M	Rep	2012-07-03	2013-09-13
63	Kalcic, Trevor Peter		M	Rep	2012-07-03	2015-12-01
64	Karwal, Vijay Paul		M	Rep	2012-07-03	2015-10-15
65	Keoy, Soo Lik		M	RO	2010-12-01	2014-06-03
66	Khong, Germaine Kit Wei		F	Rep	2008-05-21	2008-12-29
67	Kirkby, Matthew (SFC:ADY177)		M	Rep	2012-07-03	2012-07-23
				RO	2012-07-23	2015-05-01
68	Ko, Aaron Tze Hin 高子軒		M	Rep	2010-05-03	2013-05-31
69	Kong, Shing Hon 江承翰			Rep	2007-08-01	2010-06-01
70	Kwan, Chun Fung 關鎮鋒			Rep	2011-06-07	2012-06-18
71	Kwan, Ida Siu Hung 關小紅			Rep	2011-02-22	2012-10-12
72	Kwan, Lok Sing 關樂聲			Rep	2006-10-16	2006-10-25
73	Kwan, Wai Shing 關偉成			Rep	2006-12-15	2010-09-20
74	Kwok, Emily Ka Yi 郭嘉儀		F	Rep	2007-08-06	2011-05-11
75	Kwok, Kam Wai (SFC:AHF789) 郭錦威			Rep	2004-08-16
76	Kwong, Henry Yuk Ho 鄺鋈豪		M	Rep	2005-03-16	2006-05-27
77	Kwong, Hoi Yan 鄺愷欣		M	Rep	2004-04-01	2006-03-20
78	Lai, Bertram 賴穆煦		M	Rep	2004-09-28	2010-03-10
				RO	2010-03-10
79	Lai, Chun Chiu 賴俊超			Rep	2010-11-01	2013-05-14
80	Lam, Cedric Yee Ip 林怡曄		M	Rep	2012-07-03	2015-04-30
81	Lam, Cynthia (SFC:ADH439) 林鳳婷		F	Rep		2005-06-22
82	Lam, Mabel (SFC:AHP359) 林美寶		F	Rep	2005-02-17	2011-02-08
				RO	2011-02-08	2013-04-03
83	Lam, Man Ting (SFC:AXT103) 林文婷			Rep	2011-08-02	2013-04-05
84	Lam, On Tai (SFC:AEC838) 林安泰	40	M	Rep	2004-09-23	2004-11-30
85	Lam, Roger Lap Yen 林立仁		M	Rep	2012-07-03	2017-10-20
86	Lam, Yuen 林苑			Rep	2012-07-03	2012-10-22
87	Lau, Alex Chi Wah 劉志華	49	M	RO	2004-03-01	2013-06-25
88	Lau, Wing Shan 劉詠珊			Rep	2011-01-26	2012-07-27
89	Lee, Cecilia Yoon Kyoung		F	Rep	2007-06-05	2015-02-27
90	Lee, Chrystal Kit Sung 李潔生			Rep	2005-12-09	2008-01-31
91	Lee, Emily (SFC:APL964) 李潁桐		F	Rep	2010-05-31	2010-08-09
92	Lee, Ho Wan 李灝澐			Rep	2005-10-12	2010-05-17
93	Lee, Hong Lum Carrie Dorothy 李康琳			Rep	2007-07-11	2010-04-02
94	Lee, Wai Kit (SFC:AJG299) 李偉傑			Rep	2007-11-21	2010-02-06
95	Lee, Yoo Kang 李有剛			Rep	2008-06-06	2008-12-05
96	Lei, For 利科	34	M	Rep	2011-04-06	2011-11-02
				RO	2011-11-02	2016-10-01
97	Leung, Cliff Siu Chung 梁少聰			Rep	2010-11-22	2012-06-18
98	Leung, Derek An Loy 梁晏來		M	Rep	2008-08-12	2008-10-03
				RO	2008-10-03	2009-03-06
99	Leung, Michelle Wing Cheung 梁穎璋		F	Rep	2008-04-21	2010-07-31
100	Leung, Wai Ying (SFC:ASC836) 梁慧盈			Rep	2010-10-14	2013-05-07
101	Li, James Kwok Tai 李國泰	44	M	Rep	2012-07-03	2014-06-09
102	Li, Kai Yu 李啟宇			Rep	2004-10-05	2017-02-07
103	Li, Li (SFC:AMF794) 李莉			Rep	2008-02-26	2012-10-26
104	Li, Sandy Pak Lin 李白蓮			Rep	2012-07-06	2014-04-28
105	Li, Xue (SFC:AMA928) 李雪			Rep	2011-04-29	2013-12-16
106	Li, Yichuan 李一川			Rep	2012-07-30	2013-03-11
107	Lim, Ning 林宁			Rep	2012-07-06	2012-10-05
108	Lim, Ronald Hock Jin	50	M	Rep	2012-07-03	2013-11-29
109	Liu, Jiang (SFC:ATB520) 劉江			Rep	2010-08-20	2012-06-18
110	Lo, Hiu Lam 盧曉琳			Rep	2007-09-03	2012-11-09
111	Lo, Kit Ming 盧潔明			Rep	2006-08-28	2010-12-18
112	Loke, Meng Chong 陸明宗			Rep		2005-06-22
113	Loong, Pauline Pui Ling 龍沛玲		F	Rep	2007-05-17	2012-10-12
114	Lu, Shurui 呂姝睿			Rep	2012-07-03	2014-01-17
115	Lu, Yi (SFC:AWI935) 陸毅			Rep	2012-07-03	2019-07-05
116	Luk, Wai Yip 陸偉業			Rep	2011-06-27	2013-07-04
117	Mak, Ka Ki 麥嘉麒		M	Rep	2010-11-01	2011-09-02
118	Man, Yim King 文艷琼			Rep	2012-07-03	2013-08-30
119	Marschall, Christof Juergen			Rep	2012-07-03	2015-11-10
120	Martens, Samuel James		M	Rep	2012-09-27	2013-01-31
121	McNamara, Mary Elizabeth		F	Rep	2012-07-03	2013-12-11
122	Mei, Xue (SFC:AWY288) 梅雪			Rep	2012-07-03	2015-09-12
123	Meng, Xin (SFC:ALA924) 孟昕			Rep	2004-07-30	2005-11-16
124	Mo, Matthew Wai Hong 毛偉康		M	Rep	2003-04-14	2005-07-11
125	Mok, Sze Wai 莫施煒			Rep	2012-07-03	2014-12-30
126	Moss, Adam Alexander Guy		M	Rep	2012-07-03	2016-01-16
127	Myron, Jason Louis		M	Rep	2012-07-03	2018-05-31
128	Netterfield, Michael Phillip		M	Rep	2012-07-03	2012-10-22
129	Ng, Julian Eng Lee		M	Rep	2005-07-25	2007-07-07
130	Ng, Lee Fang			Rep	2009-11-27	2014-01-07
131	Ng, Michael Chiu Ho 伍超豪		M	Rep	2010-12-03	2011-04-01
				RO	2011-04-01	2017-06-27
132	Ng, Sai Leung (SFC:AFM666) 吳世良	40	M	Rep	2006-06-01	2010-03-09
				RO	2010-03-09	2010-08-29
133	Ng, Yee Shiong			Rep	2011-07-25	2013-03-26
134	Nowakowski, Marcin Andrzej			Rep	2012-07-03	2017-10-20
135	Orchard, Andrew John (SFC:AVG755)		M	Rep	2012-07-03	2014-12-05
136	Ormerod, Graham Stuart 鄂瑞漢		M	Rep		2004-02-05
137	Pan, Danmeng 潘丹蒙			Rep	2012-01-03	2012-12-28
138	Pan, Ivy Lok Ping 潘樂平		F	Rep	2004-03-30	2004-12-07
139	Panikkar, Kesava Rajat (SFC:AVQ218)			Rep	2012-07-03	2013-02-07
140	Pi, Xiaoduo 皮小多			Rep	2012-07-03	2014-03-14
141	Poon, Po Lan 潘寶蘭			Rep	2005-09-20	2005-10-27
142	Prompers, Michiel Joep			Rep	2012-07-03	2015-06-27
143	Qu, Simon Tao 曲濤	49	M	RO	2012-07-03	2015-04-22
144	Rhee, Jin Haing			Rep	2012-09-28	2013-01-31
145	Rhoades, Vivien Wing Man 歐陽穎雯		F	Rep	2012-07-03	2016-01-16
146	Seah, Mitchell Yee Yong 謝于榮		M	Rep	2010-05-03	2013-06-27
147	Seymour, Steven James		M	Rep	2012-09-03	2013-01-08
148	Shek, Wing Man 石詠文			Rep	2010-09-06	2012-07-31
149	Shi, Feng (SFC:AWI080) 石峰			Rep	2012-07-09	2013-05-31
150	Sia, Selina Lim 謝琳		F	Rep	2003-05-19	2004-07-08
151	Sim, Jeannette Ann Siok Hwee 沈淑慧		F	Rep	2012-07-03	2013-01-04
152	So, Jennifer Lai Shan 蘇勵姍		F	Rep	2007-07-03	2008-02-05
153	Sun, Yuan (SFC:ARR089) 孫園			Rep	2008-11-26	2010-04-01
154	Sun, Yubei 孫彧琲			Rep	2011-04-29	2013-04-23
155	Tai, Katherine Tsz Lan 戴梓蘭		F	Rep	2012-07-03	2013-04-02
156	Tai, Renee Wing Chiu 戴穎昭		F	Rep	2003-05-14	2010-10-02
157	Tan, Jessica Margarida 陳曉彤		F	Rep	2012-07-03	2014-03-20
158	Tan, Teng Yee 陳廷意			Rep	2010-01-25	2012-06-07
159	Tang, John Him 鄧謙		M	Rep	2010-09-01	2011-06-30
160	Tang, Rebecca Pek Ying 鄧碧瑩		F	Rep	2007-09-03	2010-06-30
161	Tang, Yee Wah (SFC:ANJ699) 鄧綺華			Rep	2006-11-03	2008-02-01
				Rep	2008-02-19	2008-09-30
162	Tee, Sze Chiah			Rep	2010-05-17	2013-08-16
163	Tei, Chu Pink			Rep	2009-07-02	2014-01-17
164	Tien, Thaddeus Weiming		M	Rep	2012-07-03	2015-08-14
165	Ting, Michael P. 丁柏年		M	Rep	2011-06-01	2017-01-19
166	Tsai, Pei I 蔡珮漪			Rep	2012-07-03	2019-07-05
167	Tsang, Kwai Sang (SFC:AAE308) 曾貴生			Rep		2016-01-19
168	Tse, Kwok On 謝國安			Rep	2007-06-22	2011-01-26
169	Tse, Michelle Wing Lam 謝穎霖		F	Rep	2010-04-21	2015-02-26
170	Tseng, Maryann Tzu Wen 曾慈雯		F	Rep	2005-12-01	2006-06-24
171	Tseung, Kenneth Yuk Hei 蔣旭熙	47	M	Rep	2012-09-03	2013-01-24
172	Tso, Kevin Key Man 曹繼敏		M	Rep		2004-04-15
				Rep	2012-07-03	2019-10-17
173	Tso, Yam Fan 曹音凡			Rep	2012-07-03	2013-08-27
174	Tsuen, Gloria Kai 全佳		F	Rep	2011-06-01	2013-03-26
175	Tsui, Alvin Chun Ming 徐浚銘		M	Rep	2005-11-22	2008-01-16
				Rep	2010-07-05	2012-05-31
176	Turner, Alfred Martin		M	Rep	2012-07-03	2013-12-06
177	Wan, Man Wai 尹敏慧			Rep	2010-03-31	2012-11-30
178	Wang, Qian (SFC:AWI081) 王前			Rep	2012-07-03	2012-07-05
179	Warr, Alastair Charles		M	Rep	2012-07-06	2014-10-07
180	Wong Hung, Flavia Yuen Yee 黃洪琬貽	45	F	RO	2004-03-01	2008-07-31
181	Wong, Alan Craig 黃天倫		M	Rep		2004-03-05
182	Wong, Chris Chit 黃哲		M	Rep	2012-09-03	2013-08-29
183	Wong, Chris Tsz Hin 王梓軒			Rep	2012-07-03	2014-01-06
184	Wong, Edman Wai Kong 王偉剛			Rep	2010-05-10	2014-04-30
185	Wong, Janet Hoi Ching 黃凱靖		F	Rep	2012-07-03	2013-09-27
186	Wong, Royee Chui Lin 黃翠蓮			Rep	2010-07-26	2012-11-02
187	Wong, Shuk Yin 王淑賢			Rep		2004-05-03
188	Wong, Timothy Chee Wai 黃志偉		M	RO		2010-05-31
189	Wong, Winnie Wing Yan (SFC:AGP722) 王詠欣		F	Rep	2012-07-03	2016-01-16
190	Wu, Haolin (SFC:BAE263) 吳昊林			Rep	2012-09-10	2013-09-16
191	Wu, Yuk Mui 胡玉梅			Rep	2010-09-27	2010-10-22
192	Wun, Duncan Wai Yee 溫偉儀	48	M	Rep	2004-07-16	2008-03-13
				RO	2008-03-13	2009-08-22
193	Xu, Min (SFC:AYH495) 徐敏			Rep	2012-07-03	2014-05-30
194	Yan, Phaik Yee			Rep	2011-05-03	2012-08-31
195	Yang, Lei (SFC:AMK234) 楊蕾			Rep	2012-07-03	2019-08-11
196	Yap, Raymond Kok Hoe		M	Rep	2008-06-23	2019-09-14
197	Yip, Ho Yin (SFC:ASU230) 葉皓然			Rep	2010-09-20	2013-04-19
198	Yip, Kirk Ho Man 葉浩文		M	Rep	2008-02-25	2009-07-18
199	Yip, Sin Yu 葉倩如			Rep		2003-09-06
200	Yoo, Myung Hyun			Rep	2012-09-27	2013-01-31
201	You, Ching Yung 尤靖湧			Rep	2012-06-04	2015-02-26
202	Yu, Heather 余稀梵			Rep	2010-06-10	2010-12-18
203	Yu, Zhibo (SFC:AQQ367) 于智博			Rep	2012-07-06	2013-02-21
204	Yuan, Xiaoquan 袁小荃			Rep	2012-08-06	2013-04-02
205	Yuen, Robin 袁肇鋒			Rep	2009-10-02	2010-01-07
206	Yuen, Sze Wing Esther 袁詩穎			Rep	2005-11-22	2007-06-30
207	Zhang, He (SFC:AYJ687) 張賀			Rep	2012-07-03	2013-04-26
208	Zhang, Wei (SFC:ANJ695)			Rep	2006-05-15	2007-04-21
209	Zhao, Tian (SFC:ANR067) 趙恬			Rep	2012-07-03	2014-04-28
210	Zhao, Yu (SFC:AJD965) 趙瑜			Rep	2012-06-15	2012-07-18
				RO	2012-07-18	2014-10-31
211	Zhou, Qing Yuan 周清源			Rep	2012-09-03	2013-03-28

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