CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Agarwal, Manoj (SFC:AQU259) AQU259 RO 2012-08-27 2013-06-13
2 Agarwal, Monika Prabhudayal AKO185 Rep 2012-07-03 2017-05-08
3 Au, Tin Wai 區天偉 AJF371 Rep 2012-07-03 2012-11-16
4 Barrett, James Richard M ARH869 Rep 2012-07-03 2013-11-29
5 Bayley, Luke M AWD072 Rep 2012-07-03 2019-07-05
6 Bracken, Michael William Robert M AJG648 RO 2012-07-03 2015-02-26
7 Carlton, Nicholas Edward M AMG956 Rep 2012-07-03 2015-02-26
8 Chan, Katherine Ching Yu 陳菁瑜 F ALS696 Rep 2012-07-03 2014-09-01
9 Cheam, Tze Shen AVQ903 Rep 2010-08-10 2014-02-28
10 Cheng, Heidi Mun Wah 鄭敏華 51 F ABT047 RO 2006-06-15 2013-06-25
11 Cheung, Desmond Clinton 張漢樑 M AGN567 Rep 2012-07-03 2013-02-28
12 Cheung, Kai Yin (SFC:AFT243) 張啟賢 AFT243 Rep 2010-03-15 2020-11-30
13 Cho, Larry Yui Kwan 曹銳焜 M ALQ596 Rep 2012-06-15 2014-04-24
14 Cho, Sollo AUW639 Rep 2012-07-03 2013-04-12
15 Choi, Eun Jung BAF840 Rep 2012-09-27 2013-01-31
16 Chow, Yiu Keung 周耀強 AQQ908 Rep 2012-07-03 2017-09-26
17 Chowdhury, Azad Nasrullah ATX508 Rep 2012-07-03 2013-08-30
18 Cohas, Francois Jean Claude M ARP451 RO 2012-07-03 2015-02-26
19 Cox, Carrie Bigelow F ADR668 Rep 2011-03-28 2013-01-14
20 Dai, Yuanyuan (SFC:AZT772) 代媛媛 AZT772 Rep 2012-07-03 2013-04-02
21 Doshi, Nishi Jyotindra AON592 Rep 2012-07-03 2016-01-29
22 Downard, Andrew M AYW668 Rep 2012-07-03 2013-10-03
23 Dyer, Ashley George (SFC:ACO919) M ACO919 RO 2012-07-03 2019-06-25
24 Farrell, Stephen Robert M APW070 Rep 2012-07-03 2016-04-08
25 Freyre-Sanders, Andrew David Nuno D.S. M ANR872 Rep 2012-07-03 2014-03-24
26 Fu, Shanshan 符珊珊 AXQ082 Rep 2012-07-03 2015-04-10
27 Gathani, Viral (SFC:AFA300) AFA300 Rep 2012-07-03 2016-01-16
28 Gong, Tiancheng 龔天成 AYO608 Rep 2012-07-03 2014-06-25
29 Hansen, Clara Louise Genevieve F AZT775 Rep 2012-07-23 2013-04-12
30 Henry, Andrew Richard M AYI129 Rep 2012-07-03 2015-02-26
31 Hu, Jizhong 胡繼中 ANR570 Rep 2011-02-07 2015-03-02
32 Huang, Zhiyun (SFC:APJ943) 黃志芸 APJ943 Rep 2012-07-03 2013-04-03
33 Irvine, Peter Stuart M ASY380 RO 2012-07-03 2013-11-11
34 Jaisingh, Rahul (SFC:ASS592) ASS592 Rep 2012-07-03 2013-12-27
35 Jing, Yun 井芸 AOI876 Rep 2012-07-03 2014-06-04
36 Johnson, Nicholas A M AXW915 Rep 2012-07-03 2013-09-13
37 Kalcic, Trevor Peter M AZT239 Rep 2012-07-03 2015-12-01
38 Karwal, Vijay Paul M ASS433 Rep 2012-07-03 2015-10-15
39 Keoy, Soo Lik M ACX414 RO 2010-12-01 2014-06-03
40 Kirkby, Matthew (SFC:ADY177) M ADY177 RO 2012-07-23 2015-05-01
41 Ko, Aaron Tze Hin 高子軒 M AVB828 Rep 2010-05-03 2013-05-31
42 Kwan, Ida Siu Hung 關小紅 AAC128 Rep 2011-02-22 2012-10-12
43 Kwok, Kam Wai (SFC:AHF789) 郭錦威 AHF789 Rep 2004-08-16
44 Lai, Bertram 賴穆煦 M AGM550 RO 2010-03-10
45 Lai, Chun Chiu 賴俊超 AWC888 Rep 2010-11-01 2013-05-14
46 Lam, Cedric Yee Ip 林怡曄 M ANG296 Rep 2012-07-03 2015-04-30
47 Lam, Mabel (SFC:AHP359) 林美寶 F AHP359 RO 2011-02-08 2013-04-03
48 Lam, Man Ting (SFC:AXT103) 林文婷 AXT103 Rep 2011-08-02 2013-04-05
49 Lam, Roger Lap Yen 林立仁 M ACQ984 Rep 2012-07-03 2017-10-20
50 Lam, Yuen 林苑 AXB527 Rep 2012-07-03 2012-10-22
51 Lau, Alex Chi Wah 劉志華 49 M ABT429 RO 2004-03-01 2013-06-25
52 Lee, Cecilia Yoon Kyoung F APA403 Rep 2007-06-05 2015-02-27
53 Lei, For 利科 34 M AIU418 RO 2011-11-02 2016-10-01
54 Leung, Wai Ying (SFC:ASC836) 梁慧盈 ASC836 Rep 2010-10-14 2013-05-07
55 Li, James Kwok Tai 李國泰 44 M AFS293 Rep 2012-07-03 2014-06-09
56 Li, Kai Yu 李啟宇 ADV652 Rep 2004-10-05 2017-02-07
57 Li, Li (SFC:AMF794) 李莉 AMF794 Rep 2008-02-26 2012-10-26
58 Li, Sandy Pak Lin 李白蓮 AFF227 Rep 2012-07-06 2014-04-28
59 Li, Xue (SFC:AMA928) 李雪 AMA928 Rep 2011-04-29 2013-12-16
60 Li, Yichuan 李一川 AZV767 Rep 2012-07-30 2013-03-11
61 Lim, Ning 林宁 ALN989 Rep 2012-07-06 2012-10-05
62 Lim, Ronald Hock Jin 50 M ABZ219 Rep 2012-07-03 2013-11-29
63 Lo, Hiu Lam 盧曉琳 APL937 Rep 2007-09-03 2012-11-09
64 Loong, Pauline Pui Ling 龍沛玲 F AAD133 Rep 2007-05-17 2012-10-12
65 Lu, Shurui 呂姝睿 AYM505 Rep 2012-07-03 2014-01-17
66 Lu, Yi (SFC:AWI935) 陸毅 AWI935 Rep 2012-07-03 2019-07-05
67 Luk, Wai Yip 陸偉業 APK359 Rep 2011-06-27 2013-07-04
68 Man, Yim King 文艷琼 AYM806 Rep 2012-07-03 2013-08-30
69 Marschall, Christof Juergen AXI229 Rep 2012-07-03 2015-11-10
70 Martens, Samuel James M BAF836 Rep 2012-09-27 2013-01-31
71 McNamara, Mary Elizabeth F ACS807 Rep 2012-07-03 2013-12-11
72 Mei, Xue (SFC:AWY288) 梅雪 AWY288 Rep 2012-07-03 2015-09-12
73 Mok, Sze Wai 莫施煒 ASS432 Rep 2012-07-03 2014-12-30
74 Moss, Adam Alexander Guy M AEI504 Rep 2012-07-03 2016-01-16
75 Myron, Jason Louis M AUV506 Rep 2012-07-03 2018-05-31
76 Netterfield, Michael Phillip M AXB642 Rep 2012-07-03 2012-10-22
77 Ng, Lee Fang ATT934 Rep 2009-11-27 2014-01-07
78 Ng, Michael Chiu Ho 伍超豪 M ADA727 RO 2011-04-01 2017-06-27
79 Ng, Yee Shiong AXS075 Rep 2011-07-25 2013-03-26
80 Nowakowski, Marcin Andrzej ASS434 Rep 2012-07-03 2017-10-20
81 Orchard, Andrew John (SFC:AVG755) M AVG755 Rep 2012-07-03 2014-12-05
82 Pan, Danmeng 潘丹蒙 AYS401 Rep 2012-01-03 2012-12-28
83 Panikkar, Kesava Rajat (SFC:AVQ218) AVQ218 Rep 2012-07-03 2013-02-07
84 Pi, Xiaoduo 皮小多 AZQ421 Rep 2012-07-03 2014-03-14
85 Prompers, Michiel Joep AYI134 Rep 2012-07-03 2015-06-27
86 Qu, Simon Tao 曲濤 49 M AFN658 RO 2012-07-03 2015-04-22
87 Rhee, Jin Haing BAF834 Rep 2012-09-28 2013-01-31
88 Rhoades, Vivien Wing Man 歐陽穎雯 F AIR404 Rep 2012-07-03 2016-01-16
89 Seah, Mitchell Yee Yong 謝于榮 M AOL511 Rep 2010-05-03 2013-06-27
90 Seymour, Steven James M ABM769 Rep 2012-09-03 2013-01-08
91 Shi, Feng (SFC:AWI080) 石峰 AWI080 Rep 2012-07-09 2013-05-31
92 Sim, Jeannette Ann Siok Hwee 沈淑慧 F AHF265 Rep 2012-07-03 2013-01-04
93 Sun, Yubei 孫彧琲 AWF153 Rep 2011-04-29 2013-04-23
94 Tai, Katherine Tsz Lan 戴梓蘭 F AOP179 Rep 2012-07-03 2013-04-02
95 Tan, Jessica Margarida 陳曉彤 F AQG469 Rep 2012-07-03 2014-03-20
96 Tee, Sze Chiah AVE567 Rep 2010-05-17 2013-08-16
97 Tei, Chu Pink ASS312 Rep 2009-07-02 2014-01-17
98 Tien, Thaddeus Weiming M AXK269 Rep 2012-07-03 2015-08-14
99 Ting, Michael P. 丁柏年 M AML235 Rep 2011-06-01 2017-01-19
100 Tsai, Pei I 蔡珮漪 AVI917 Rep 2012-07-03 2019-07-05
101 Tsang, Kwai Sang (SFC:AAE308) 曾貴生 AAE308 Rep 2016-01-19
102 Tse, Michelle Wing Lam 謝穎霖 F AVB832 Rep 2010-04-21 2015-02-26
103 Tseung, Kenneth Yuk Hei 蔣旭熙 47 M ACI557 Rep 2012-09-03 2013-01-24
104 Tso, Kevin Key Man 曹繼敏 M ADH219 Rep 2012-07-03 2019-10-17
105 Tso, Yam Fan 曹音凡 AWZ404 Rep 2012-07-03 2013-08-27
106 Tsuen, Gloria Kai 全佳 F AXI370 Rep 2011-06-01 2013-03-26
107 Turner, Alfred Martin M AJM026 Rep 2012-07-03 2013-12-06
108 Wan, Man Wai 尹敏慧 AUT723 Rep 2010-03-31 2012-11-30
109 Warr, Alastair Charles M AGD632 Rep 2012-07-06 2014-10-07
110 Wong, Chris Chit 黃哲 M BAD621 Rep 2012-09-03 2013-08-29
111 Wong, Chris Tsz Hin 王梓軒 AYH771 Rep 2012-07-03 2014-01-06
112 Wong, Edman Wai Kong 王偉剛 APJ853 Rep 2010-05-10 2014-04-30
113 Wong, Janet Hoi Ching 黃凱靖 F AQU590 Rep 2012-07-03 2013-09-27
114 Wong, Royee Chui Lin 黃翠蓮 APR388 Rep 2010-07-26 2012-11-02
115 Wong, Winnie Wing Yan (SFC:AGP722) 王詠欣 F AGP722 Rep 2012-07-03 2016-01-16
116 Wu, Haolin (SFC:BAE263) 吳昊林 BAE263 Rep 2012-09-10 2013-09-16
117 Xu, Min (SFC:AYH495) 徐敏 AYH495 Rep 2012-07-03 2014-05-30
118 Yang, Lei (SFC:AMK234) 楊蕾 AMK234 Rep 2012-07-03 2019-08-11
119 Yap, Raymond Kok Hoe M ARF538 Rep 2008-06-23 2019-09-14
120 Yip, Ho Yin (SFC:ASU230) 葉皓然 ASU230 Rep 2010-09-20 2013-04-19
121 Yoo, Myung Hyun BAF838 Rep 2012-09-27 2013-01-31
122 You, Ching Yung 尤靖湧 AOV056 Rep 2012-06-04 2015-02-26
123 Yu, Zhibo (SFC:AQQ367) 于智博 AQQ367 Rep 2012-07-06 2013-02-21
124 Yuan, Xiaoquan 袁小荃 AXQ519 Rep 2012-08-06 2013-04-02
125 Zhang, He (SFC:AYJ687) 張賀 AYJ687 Rep 2012-07-03 2013-04-26
126 Zhao, Tian (SFC:ANR067) 趙恬 ANR067 Rep 2012-07-03 2014-04-28
127 Zhao, Yu (SFC:AJD965) 趙瑜 AJD965 RO 2012-07-18 2014-10-31
128 Zhou, Qing Yuan 周清源 AUJ674 Rep 2012-09-03 2013-03-28

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