UBS Asset Management (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2021 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Amstalden, Boris Marcello |
|
M |
BNH259 |
Rep |
2018-07-30 |
2022-06-16 |
| 2 |
Bradshaw, John (SFC:AHC328) |
|
M |
AHC328 |
RO |
2012-09-12 |
|
| 3 |
Briscoe, Hayden Daniel |
|
M |
AVV090 |
RO |
2020-08-11 |
2024-05-31 |
| 4 |
Chan, Chee Seng (SFC:AJO200) |
|
|
AJO200 |
Rep |
2004-03-17 |
|
| 5 |
Chan, Ngai Ting 陳毅亭 |
|
|
BDI911 |
Rep |
2021-06-08 |
2024-12-02 |
| 6 |
Chang, Qing (SFC:AVM700) 常青 |
|
|
AVM700 |
Rep |
2021-06-10 |
2024-04-10 |
| 7 |
Chen, Bingyu 陳冰玉 |
|
|
BIX773 |
Rep |
2021-08-26 |
2024-05-07 |
| 8 |
Cheng, King Hong 鄭競康 |
|
|
ATD295 |
Rep |
2010-08-27 |
2023-05-31 |
| 9 |
Cheung, Denise Wing Yan 張穎欣 |
|
F |
BGQ669 |
Rep |
2015-12-14 |
|
| 10 |
Cheung, Tin Yui Timothy Brian 張天睿 |
|
M |
BBE263 |
Rep |
2019-08-26 |
2024-12-13 |
| 11 |
Choi, Sijin |
|
|
BIQ117 |
RO |
2021-07-29 |
2022-08-12 |
| 12 |
Chong, Sue Ching 張素菁 |
|
F |
AQN999 |
Rep |
2021-11-09 |
2024-05-14 |
| 13 |
Choy, Ting Yan 蔡婷茵 |
|
|
BFR089 |
Rep |
2021-06-28 |
2022-11-11 |
| 14 |
Cui, Cui (SFC:BFD800) 崔翠 |
|
|
BFD800 |
Rep |
2021-05-20 |
2024-04-10 |
| 15 |
Dilkes, Ross Peter |
|
M |
ASH948 |
Rep |
2009-01-19 |
2022-01-20 |
| 16 |
Ding, Ning (SFC:BPJ449) 丁宁 |
|
|
BPJ449 |
Rep |
2020-01-23 |
|
| 17 |
Fairfull, Angus Ewan Spowart |
|
M |
BPY726 |
Rep |
2020-08-14 |
2025-01-20 |
| 18 |
Ho, David Patrick 何嘉豪 |
|
M |
AXM023 |
Rep |
2011-06-27 |
2022-11-22 |
| 19 |
Ho, Joyce Lok Yan 何樂忻 |
|
F |
AVR836 |
Rep |
2016-09-14 |
2024-11-18 |
| 20 |
Hsu, Li Fei 許莉菲 |
|
|
AVA787 |
RO |
2020-06-11 |
|
| 21 |
Huang, Renbin 黃仁斌 |
|
|
BDA037 |
Rep |
2018-11-01 |
|
| 22 |
Jung, Bo Young |
|
|
BNC060 |
Rep |
2018-06-19 |
2024-05-24 |
| 23 |
Kim, Calvin |
|
M |
BEG037 |
Rep |
2014-10-06 |
|
| 24 |
Klingenberg-Timm, Benno |
|
M |
BGD845 |
Rep |
2017-09-13 |
2023-08-31 |
| 25 |
Kwok, Donna Ho Jong 郭浩莊 |
|
F |
ASC758 |
Rep |
2018-11-26 |
2022-07-07 |
| 26 |
Kwok, Yee Huen 郭懿萱 |
|
|
BOP344 |
Rep |
2019-07-25 |
|
| 27 |
Li, Charles Sai Yiu 李世耀 |
|
M |
AFN641 |
RO |
2016-02-16 |
2022-07-15 |
| 28 |
Li, Yunwei (SFC:BPO588) 李云蔚 |
|
|
BPO588 |
Rep |
2020-04-27 |
2023-08-04 |
| 29 |
Liu, Victoria Audrey 廖卓琦 |
|
F |
BGO756 |
Rep |
2021-08-24 |
|
| 30 |
Lo, Ann An Yee 羅安宜 |
|
F |
BPF575 |
Rep |
2021-01-06 |
2025-05-02 |
| 31 |
Ma, Suk Ying (SFC:ALH735) 馬淑英 |
|
|
ALH735 |
Rep |
2021-06-10 |
2024-12-27 |
| 32 |
Mackie, Graham Alan |
|
M |
BGH903 |
Rep |
2016-02-11 |
2022-04-28 |
| 33 |
Mok, Ricky Hoi Ki 莫海祺 |
|
M |
ASJ715 |
Rep |
2020-02-05 |
2023-08-29 |
| 34 |
Oliete Galiano, Adolfo |
|
M |
BFO427 |
RO |
2019-12-05 |
2022-08-09 |
| 35 |
Petheram, Christopher Mark |
58 |
M |
BGU671 |
Rep |
2016-01-11 |
2022-11-30 |
| 36 |
Plebani, Gian Arard |
|
|
BNB394 |
RO |
2021-11-19 |
2022-05-27 |
| 37 |
Rastogi, Smit |
|
|
BRG949 |
Rep |
2021-07-06 |
|
| 38 |
Shi, Bin 施斌 |
|
|
AMX414 |
RO |
2010-08-11 |
|
| 39 |
Shiu, Ephrem 邵藹苓 |
|
M |
AUZ171 |
RO |
2014-02-17 |
2023-04-06 |
| 40 |
So, Ka Wai (SFC:BNC194) 蘇嘉慧 |
|
|
BNC194 |
Rep |
2021-02-23 |
|
| 41 |
Stansfield, Michael A 譚明康 |
|
M |
BNB768 |
Rep |
2020-09-11 |
|
| 42 |
Tang, Yue Han |
|
|
AVS022 |
Rep |
2014-08-05 |
2022-11-21 |
| 43 |
Ting, Karen (SFC:BRH061) 丁家欣 |
|
F |
BRH061 |
Rep |
2021-06-07 |
2025-03-14 |
| 44 |
Ueno, Akiko 八木晶子 |
|
F |
BBR219 |
RO |
2021-06-23 |
|
| 45 |
Wan, Hing Fung 溫慶峰 |
|
|
BNE429 |
Rep |
2021-11-23 |
|
| 46 |
Wang, Chen (SFC:BBL390) 王晨 |
|
|
BBL390 |
Rep |
2019-12-11 |
|
| 47 |
Wilkin, Scott Douglas |
|
M |
BIY698 |
Rep |
2017-02-02 |
|
| 48 |
Williamson, Andrew Masters |
|
M |
AXM703 |
Rep |
2015-09-25 |
|
| 49 |
Wong, Jenq Shin Freddy 王政鑫 |
|
|
BGI754 |
Rep |
2015-10-15 |
2022-07-20 |
| 50 |
Wong, Ka Wing (SFC:BLP057) |
|
|
BLP057 |
Rep |
2017-11-24 |
|
| 51 |
Wong, Kwai Chu 黃桂珠 |
|
|
APO150 |
Rep |
2015-03-20 |
2022-09-30 |
| 52 |
Worthington, Robert Charles |
|
M |
BEN373 |
RO |
2020-07-07 |
2022-01-07 |
| 53 |
Wu, Yuan (SFC:BFM561) 吳渊 |
|
|
BFM561 |
Rep |
2015-05-20 |
2023-11-13 |
| 54 |
Yeung, Chung Kit 楊忠杰 |
|
|
AST684 |
Rep |
2013-09-24 |
2023-10-20 |
| 55 |
Yin, Raymond Lei 殷雷 |
|
M |
ACD718 |
Rep |
2019-03-22 |
2024-06-28 |
| 56 |
Yip, Olivia Man Yee 葉文薏 |
|
F |
BNV481 |
Rep |
2020-05-07 |
2024-05-27 |
| 57 |
Yiu, Wai Ho (SFC:APR883) 姚偉浩 |
|
|
APR883 |
RO |
2020-06-04 |
|
| 58 |
Yiu, Wai Lam 姚瑋霖 |
|
|
BHB449 |
Rep |
2020-04-20 |
|
| 59 |
Yuen, Wai Ling (SFC:AXZ887) 袁慧玲 |
|
|
AXZ887 |
Rep |
2013-07-18 |
|
| 60 |
Zhai, Baoying 翟寶瑩 |
|
|
BEZ700 |
Rep |
2021-05-05 |
2024-10-29 |
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