CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agrawal, Pankaj Kishore | ARQ355 | Rep | 2008-09-22 | 2025-02-28 | ||
| 2 | Bazzoni, Federico | M | ADP682 | Rep | 2015-04-23 | 2022-08-25 | |
| 3 | Brooks, Christopher John (SFC:AHF678) | M | AHF678 | Rep | 2008-09-17 | 2008-12-05 | |
| RO | 2008-12-05 | 2009-08-14 | |||||
| 4 | Cai, Yulong (SFC:AXT416) 蔡宇龍 | AXT416 | Rep | 2015-04-23 | 2016-10-24 | ||
| 5 | Chan, Alex Ching Lim 陳正濂 | AXI661 | Rep | 2011-06-01 | 2012-04-03 | ||
| 6 | Chan, Dickson Chi Chuen 陳志銓 | 40 | M | AGF194 | Rep | 2015-04-23 | 2015-10-09 |
| RO | 2015-10-09 | 2017-01-28 | |||||
| 7 | Chan, Edmund Wai Hung 陳偉雄 | M | AFT585 | RO | 2015-04-30 | ||
| 8 | Chan, Ivy Wing Han 陳詠嫻 | F | AIZ238 | Rep | 2007-09-20 | 2016-12-31 | |
| 9 | Chan, Leo Chi Fung 陳志峰 | 37 | M | ALS787 | Rep | 2015-04-23 | 2015-05-01 |
| 10 | Chan, Ngat 陳兀 | APB445 | Rep | 2007-10-26 | 2011-05-13 | ||
| 11 | Chen, Chen (SFC:AUZ701) 陳晨 | AUZ701 | Rep | 2015-04-23 | 2015-05-28 | ||
| 12 | Chen, Cheng (SFC:BFY640) 陳誠 | BFY640 | Rep | 2015-08-04 | 2019-06-21 | ||
| 13 | Chen, Chi-Chen 陳紀正 | BEC946 | Rep | 2015-04-23 | 2016-02-03 | ||
| 14 | Chen, Crystal Ying | F | AXB374 | Rep | 2011-03-23 | 2011-07-15 | |
| 15 | Cheung, Ho Ming (SFC:AOE594) 張可明 | AOE594 | Rep | 2011-06-29 | 2024-07-15 | ||
| 16 | Chow, Chuen Pak 周泉柏 | APS741 | Rep | 2007-10-09 | 2019-08-24 | ||
| 17 | Chu, Joseph Patrick Yeong Kang 徐永康 | 49 | M | ADT125 | Rep | 2007-06-11 | 2007-10-04 |
| RO | 2007-10-04 | 2008-04-04 | |||||
| Rep | 2008-04-04 | 2009-07-02 | |||||
| 18 | Cranwell, Russell Anthony | M | ARP917 | Rep | 2008-09-18 | 2017-04-19 | |
| 19 | Crotty, Philip John | M | ALZ870 | Rep | 2005-05-19 | 2005-07-14 | |
| RO | 2005-07-14 | 2008-06-27 | |||||
| 20 | D'abo, John Gerard Nicholas | 48 | M | AFH717 | Rep | 2004-09-14 | |
| 21 | Dewhurst, Simon | M | AHD700 | Rep | 2004-09-14 | ||
| 22 | Djajadiningrat, Arif Medianto | ATT849 | Rep | 2009-09-21 | 2010-08-09 | ||
| 23 | Dorney, Mark Andrew | M | BFD878 | Rep | 2015-03-30 | 2016-02-01 | |
| 24 | Ferdinand, Timothy Mark Fletcher | M | ADO011 | RO | 2005-12-31 | ||
| 25 | Francisco, Christopher 方宇傑 | 32 | M | ANV070 | Rep | 2014-02-10 | 2015-11-03 |
| 26 | Gao, Ya (SFC:AZJ498) 高雅 | AZJ498 | Rep | 2016-11-30 | 2017-01-14 | ||
| 27 | Garnsey, Graeme Anthony | M | AZE522 | Rep | 2012-03-20 | 2019-10-26 | |
| 28 | Gregory, Philip Leeton 葛浩雲 | M | ANZ638 | Rep | 2007-07-23 | 2008-04-18 | |
| 29 | Hanka, Robert (SFC:AEY453) | M | AEY453 | Rep | 2004-05-18 | 2005-12-31 | |
| 30 | He, Haotian (SFC:BFN673) 何昊天 | BFN673 | Rep | 2015-06-01 | 2021-04-16 | ||
| 31 | He, Tian (SFC:BBR112) 賀添 | BBR112 | Rep | 2015-04-23 | 2017-04-01 | ||
| 32 | Hon, Hau Ngai 韓巧藝 | ANN416 | Rep | 2013-11-01 | 2015-06-09 | ||
| 33 | Hu, Xing (SFC:BGE917) 胡星 | BGE917 | Rep | 2015-09-15 | 2017-01-07 | ||
| 34 | Huang, Wanqian 黃婉倩 | ATS917 | Rep | 2009-09-17 | 2012-07-16 | ||
| 35 | Kam, Kwok Hung 甘國雄 | AOL528 | Rep | 2016-10-14 | 2018-09-01 | ||
| 36 | Kim, Wee Kwang 金偉光 | BEF650 | Rep | 2015-04-23 | 2018-07-21 | ||
| 37 | King, Richard Yun Zing 金元成 | 50 | M | ADM983 | Rep | 2003-10-13 | |
| 38 | Kong, Xiangming 孔祥明 | AZW193 | Rep | 2015-07-09 | 2016-10-28 | ||
| 39 | Kum, Jocelyn Wan Sze 甘婉絲 | AEZ035 | Rep | 2004-06-04 | |||
| 40 | Lai, Patrick Pak Hung 黎柏鴻 | M | AQU258 | Rep | 2014-02-10 | 2016-12-01 | |
| 41 | Lai, Paul Wai Tsun 賴維津 | M | AED148 | Rep | 2010-01-22 | 2012-04-26 | |
| 42 | Lam, Allen Kar Fai 林嘉輝 | M | AHC422 | Rep | 2004-09-14 | ||
| 43 | Lau, Johny Yondar | AXE235 | Rep | 2011-04-21 | 2011-07-15 | ||
| 44 | Lau, Tin Pui 劉天珮 | BEZ268 | Rep | 2016-11-15 | |||
| 45 | Layton, Marlon Anthony | M | BDQ801 | Rep | 2014-06-26 | 2015-03-06 | |
| 46 | Leach, Francis Hugh Magnus | M | AGK055 | Rep | 2011-10-26 | ||
| 47 | Lee, Man Lok (SFC:AVX919) 李文諾 | AVX919 | Rep | 2015-05-07 | 2018-02-16 | ||
| 48 | Lee, Richard Anthony Treadgold | M | AFT495 | Rep | 2006-01-16 | ||
| RO | 2006-01-16 | 2016-04-06 | |||||
| Rep | 2016-04-06 | 2016-09-09 | |||||
| 49 | Leow, Siok Ling 廖淑玲 | ACR427 | Rep | 2004-09-14 | |||
| Rep | 2007-07-23 | 2008-09-08 | |||||
| RO | 2008-09-08 | 2023-07-18 | |||||
| 50 | Leung, Hon Ki 梁漢旗 | AGN288 | RO | 2015-04-23 | 2018-08-30 | ||
| 51 | Leung, Kelvin Yau-teng 梁祐庭 | M | APA551 | Rep | 2016-08-11 | 2017-05-04 | |
| 52 | Leung, Leona Hiu Nam 梁曉嵐 | AXG035 | Rep | 2011-05-16 | 2017-02-11 | ||
| 53 | Li, Hang (SFC:AYV511) 李航 | AYV511 | Rep | 2013-11-01 | 2018-02-23 | ||
| 54 | Li, Hongxing (1975) 李紅星 | 41 | M | AWA019 | Rep | 2015-04-23 | 2016-11-01 |
| 55 | Li, Ji (SFC:ASS293) 李驥 | ASS293 | Rep | 2009-03-31 | 2012-06-13 | ||
| 56 | Li, Jia Wei 李佳蔚 | BFC751 | Rep | 2015-04-23 | 2015-08-07 | ||
| 57 | Li, Shuwan 李姝婉 | BDK082 | Rep | 2015-09-09 | 2016-03-09 | ||
| Rep | 2016-06-01 | 2016-09-30 | |||||
| 58 | Li, You (SFC:BGL796) 李由 | BGL796 | Rep | 2015-11-06 | 2016-09-21 | ||
| 59 | Liang, Jun (SFC:BIN429) 梁鈞 | 33 | M | BIN429 | Rep | 2016-11-10 | 2019-06-15 |
| 60 | Liu, Hanhua 劉漢華 | AUW243 | Rep | 2015-04-23 | 2017-09-30 | ||
| 61 | Liu, Hiu Lau 廖曉柳 | AGP529 | Rep | 2006-06-15 | 2007-07-31 | ||
| 62 | Liu, Joseph (SFC:AXD120) | M | AXD120 | Rep | 2015-04-23 | 2019-09-05 | |
| 63 | Liu, Mi (SFC:AIH139) 劉宓 | AIH139 | Rep | 2004-09-14 | |||
| 64 | Liu, Wenyun (SFC:AUI940) 劉文韞 | AUI940 | Rep | 2014-01-20 | 2019-03-09 | ||
| 65 | Low, Andrew Donald | M | AKJ197 | Rep | 2015-01-30 | 2015-08-12 | |
| RO | 2015-08-12 | 2017-07-13 | |||||
| 66 | Lu, Xiang (SFC:BBU284) 陸庠 | BBU284 | Rep | 2014-08-28 | 2019-06-15 | ||
| 67 | Lu, Yufeng (SFC:BGF969) 逯宇峰 | BGF969 | Rep | 2015-09-17 | 2016-10-01 | ||
| 68 | Luo, Xiaoran 羅笑然 | BEA831 | Rep | 2015-04-23 | 2016-12-01 | ||
| 69 | Luo, Yijue 羅一珏 | AVJ511 | Rep | 2014-02-10 | 2016-04-12 | ||
| 70 | Luo, Yong (SFC:ANR807) 羅咏 | ANR807 | Rep | 2013-11-01 | 2016-08-29 | ||
| RO | 2016-08-29 | 2017-05-02 | |||||
| 71 | Mak, Mica Yun Ching 麥潤楨 | ADL348 | Rep | 2013-11-01 | 2016-05-06 | ||
| 72 | McCoy, Michael Andrew | M | AAF167 | Rep | 2009-09-03 | 2012-10-12 | |
| 73 | Mo, Weishu 莫唯書 | BBK476 | Rep | 2015-04-23 | 2019-03-12 | ||
| 74 | Mok, Sze Wai 莫施煒 | ASS432 | Rep | 2015-05-15 | 2015-06-05 | ||
| 75 | Na, Mufu 那木夫 | AXR364 | Rep | 2015-10-19 | 2023-11-22 | ||
| 76 | Ng, Kai Him 吳啟謙 | AVY121 | Rep | 2016-10-28 | 2022-02-04 | ||
| 77 | Ng, Shan Yung (SFC:ALZ161) 吳燦榕 | ALZ161 | Rep | 2015-10-14 | 2016-11-26 | ||
| 78 | Ngo, Long Hoang 黃龍 | AGP054 | Rep | 2007-07-23 | 2008-01-29 | ||
| 79 | Ozols, Ashley Luke | M | BFE251 | Rep | 2015-04-01 | 2017-09-21 | |
| 80 | Pang, Kwan 彭堃 | AWN156 | Rep | 2013-11-01 | 2017-05-27 | ||
| 81 | Perrett, Adam Nicholas 龐立德 | M | AKP035 | Rep | 2006-05-08 | 2006-06-19 | |
| RO | 2006-06-19 | 2007-09-01 | |||||
| 82 | Pong, David Juyoung | M | APW579 | Rep | 2016-05-24 | 2021-01-26 | |
| 83 | Poon, Ying Heung Charlotte 潘凝香 | F | AVS728 | Rep | 2015-04-23 | 2017-07-22 | |
| 84 | Reid, Robert Stephen | M | AIC473 | Rep | 2004-09-14 | ||
| Rep | 2005-05-23 | 2005-08-04 | |||||
| RO | 2005-08-04 | 2012-07-05 | |||||
| Rep | 2012-07-05 | 2012-09-13 | |||||
| 85 | Ren, Mengqi 任孟琦 | BBR070 | Rep | 2015-04-24 | 2017-05-09 | ||
| 86 | She, Kenneth Chun Chi 佘雋知 | M | AVP366 | Rep | 2012-05-14 | 2014-05-17 | |
| 87 | Shen, Hui (SFC:ACE838) 沈輝 | ACE838 | Rep | 2006-05-22 | 2007-08-01 | ||
| 88 | Shen, Yue (SFC:APK242) 沈越 | APK242 | Rep | 2015-04-24 | 2020-01-06 | ||
| 89 | Shi, Menghan (SFC:BGE814) 施夢菡 | BGE814 | Rep | 2015-09-16 | 2016-10-01 | ||
| 90 | Shi, Yupeng 施宇鵬 | BDX511 | Rep | 2015-04-24 | 2016-02-15 | ||
| 91 | Sin, Ka Yiu 冼嘉耀 | BDP260 | Rep | 2014-06-30 | 2023-09-12 | ||
| 92 | Siu, Hiu Wang 蕭曉泓 | AVJ282 | Rep | 2015-04-24 | 2017-07-26 | ||
| 93 | Slade, Edward John | 50 | M | ACE858 | Rep | 2008-09-18 | 2016-01-20 |
| 94 | Solvet, Eric Serge | M | AFJ283 | Rep | 2007-03-29 | 2007-06-01 | |
| 95 | Su, Tianyi (SFC:BCD129) 蘇恬逸 | BCD129 | Rep | 2016-03-16 | 2016-04-18 | ||
| 96 | Sun, Ziyi 孫子易 | BHQ132 | Rep | 2016-12-23 | 2021-03-05 | ||
| 97 | Tam, David Sai Chiu 譚世昭 | M | APB502 | Rep | 2007-06-12 | 2012-10-16 | |
| RO | 2012-10-16 | 2019-05-01 | |||||
| 98 | Tang, Leonard Chu 鄧儲 | M | AFC962 | Rep | 2004-07-05 | ||
| 99 | Tang, Zhongzhi 唐中植 | BFH774 | Rep | 2015-05-19 | 2021-07-23 | ||
| 100 | Taylor, Richard Kirby (SFC:ACO169) | M | ACO169 | RO | 2020-04-03 | ||
| 101 | Tian, Yuan (SFC:BBH078) 田园 | BBH078 | Rep | 2015-04-24 | 2015-06-30 | ||
| 102 | To, Fung 杜峰 | AFJ428 | Rep | 2004-07-26 | |||
| 103 | Tong, Lai Kuan | AVV554 | Rep | 2010-09-08 | 2014-05-01 | ||
| 104 | Tsang, Carolyn Tin Wei 曾天惠 | F | BET664 | Rep | 2015-05-04 | 2018-04-12 | |
| 105 | Tse, Kwok On 謝國安 | AHG557 | Rep | 2004-09-14 | |||
| 106 | Tsui, Tessa Wai Wa 徐偉華 | F | AEF811 | Rep | 2007-10-10 | 2009-03-04 | |
| 107 | Wang, Changhong 王長虹 | ACN975 | Rep | 2013-11-01 | 2014-12-22 | ||
| RO | 2014-12-22 | 2019-01-10 | |||||
| 108 | Wang, Chenye (SFC:AYA832) 王晨葉 | AYA832 | Rep | 2016-08-31 | 2019-05-18 | ||
| 109 | Wang, Jian (SFC:AQD161) 王健 | AQD161 | Rep | 2015-04-24 | 2015-07-17 | ||
| 110 | Wang, Jiawei (SFC:APF036) 王佳瑋 | APF036 | Rep | 2009-08-17 | 2010-11-12 | ||
| 111 | Wang, Liliang (SFC:BCY117) 王李樑 | BCY117 | Rep | 2015-03-30 | 2017-05-27 | ||
| 112 | Wang, Rui (SFC:BEA117) 王銳 | BEA117 | Rep | 2015-04-24 | 2015-07-23 | ||
| 113 | Wang, Xiao (SFC:ARI071) 王瀟 | ARI071 | Rep | 2015-04-24 | 2016-08-05 | ||
| RO | 2016-08-05 | 2021-07-16 | |||||
| 114 | Wang, Xuzhou 王旭州 | BBT850 | Rep | 2015-04-24 | 2015-12-01 | ||
| 115 | Wilson, Stuart Richard (SFC:ALZ457) | M | ALZ457 | Rep | 2007-07-23 | 2014-11-18 | |
| RO | 2014-11-18 | 2016-06-21 | |||||
| 116 | Wong, Andrew Kok Leong | M | ARP901 | Rep | 2008-09-18 | 2009-03-05 | |
| 117 | Wong, Eric Kai Lap 黃啟立 | M | AET869 | Rep | 2007-09-10 | 2007-11-13 | |
| RO | 2007-11-13 | 2008-05-31 | |||||
| 118 | Wong, Ngat 汪屹 | APW582 | Rep | 2007-10-25 | 2015-05-09 | ||
| 119 | Wu, Hao (SFC:BGM187) 吳昊 | BGM187 | Rep | 2016-05-26 | 2019-08-31 | ||
| 120 | Wu, Sitao 吳思燾 | AYZ889 | Rep | 2015-08-03 | 2025-03-14 | ||
| 121 | Xi, Xiaojie 席曉捷 | 41 | M | AQM286 | Rep | 2015-05-04 | 2017-07-31 |
| 122 | Xie, Kaixi 謝凱西 | BFO612 | Rep | 2015-06-05 | 2018-05-09 | ||
| 123 | Xu, Ping (SFC:ARQ788) 徐娉 | ARQ788 | Rep | 2015-04-24 | 2020-07-10 | ||
| 124 | Xu, Qing (SFC:ARE944) 許青 | ARE944 | Rep | 2008-07-04 | 2011-07-29 | ||
| 125 | Xu, Weichang (SFC:BDR768) 徐蔚昌 | BDR768 | Rep | 2016-06-17 | 2017-08-23 | ||
| 126 | Xu, Xu (SFC:AVL306) 許煦 | 31 | F | AVL306 | Rep | 2015-04-24 | 2015-05-01 |
| 127 | Xu, Yue (SFC:BFY023) 許玥 | BFY023 | Rep | 2015-07-29 | 2017-12-01 | ||
| 128 | Yan, Ligang 閆立罡 | AXI245 | Rep | 2015-04-24 | 2017-07-29 | ||
| 129 | Yang, Fan (SFC:AWY077) 楊帆 | AWY077 | Rep | 2011-03-07 | 2011-07-15 | ||
| 130 | Yang, Hai (SFC:AXI228) 楊海 | AXI228 | Rep | 2015-04-24 | 2015-05-01 | ||
| 131 | Yang, Kaixuan 楊凱璇 | BDH680 | Rep | 2015-04-24 | 2016-02-12 | ||
| 132 | Yang, Yang (SFC:AXI251) 楊洋 | AXI251 | Rep | 2015-04-24 | 2015-09-30 | ||
| 133 | Yee, Janet Pui Fonk 余笩昉 | F | AED786 | RO | 2015-04-23 | 2019-07-03 | |
| 134 | Yeung, Chun Kit (SFC:BDV674) 楊俊傑 | BDV674 | Rep | 2015-08-26 | 2017-07-29 | ||
| 135 | Yeung, Kin Sing 楊健聲 | AED619 | Rep | 2007-09-12 | 2008-11-18 | ||
| RO | 2008-11-18 | 2014-04-10 | |||||
| 136 | Yu, Yang (SFC:AUZ703) 于楊 | AUZ703 | Rep | 2015-04-24 | 2018-01-10 | ||
| 137 | Yuan, Kokuei | AFG795 | Rep | 2004-09-14 | |||
| 138 | Yuan, Ye (SFC:BGG861) 袁也 | BGG861 | Rep | 2015-09-23 | 2016-11-01 | ||
| 139 | Yung, Melody Wing Ping 容詠萍 | F | ALT790 | Rep | 2008-02-12 | 2019-03-09 | |
| 140 | Zhang, Jie (SFC:BEL733) 章婕 | BEL733 | Rep | 2015-06-01 | 2021-08-06 | ||
| 141 | Zhang, Jingyan (SFC:BEJ967) 張景妍 | BEJ967 | Rep | 2016-12-13 | 2020-09-17 | ||
| 142 | Zhang, Wei (SFC:APK769) 張薇 | APK769 | Rep | 2011-01-17 | 2011-07-08 | ||
| 143 | Zhang, Xiangjie (SFC:BGE918) 張翔杰 | BGE918 | Rep | 2015-09-15 | 2017-04-21 | ||
| 144 | Zhang, Xiangxiang (SFC:BGF981) 章祥翔 | BGF981 | Rep | 2015-09-17 | 2016-11-01 | ||
| 145 | Zhang, Yuanning 張遠寧 | BFY190 | Rep | 2015-07-30 | 2024-05-06 | ||
| 146 | Zhang, Yusong (SFC:BGE809) 張宇松 | BGE809 | Rep | 2015-09-14 | 2016-09-21 | ||
| 147 | Zhao, Geoffrey Li 趙力 | M | AXP175 | Rep | 2015-04-24 | 2017-09-27 | |
| 148 | Zhao, Yu (SFC:AJD965) 趙瑜 | AJD965 | Rep | 2015-12-11 | 2018-12-22 | ||
| 149 | Zhao, Yuhong (SFC:AGO215) 趙宇紅 | 48 | F | AGO215 | Rep | 2009-11-27 | 2010-06-25 |
| 150 | Zhi, Yu 職宇 | AFQ326 | Rep | 2004-09-14 | |||
| 151 | Zhou, Zuyu 周祖禹 | BBR071 | Rep | 2015-04-24 | 2021-08-31 | ||
| 152 | Zhu, Anyang 朱安陽 | BGF976 | Rep | 2015-09-17 | 2017-03-20 | ||
| 153 | Zhu, Qing (SFC:ADZ874) 朱慶 | ADZ874 | Rep | 2004-09-14 | |||
| 154 | Zhu, Qing (SFC:AUZ700) 祝青 | AUZ700 | Rep | 2015-04-24 | 2015-10-09 | ||
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