Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Bailey, Micha Lee BGM243 Rep 2015-11-13 2019-09-29
2 Chai, Yan 柴妍 ASG320 Rep 2009-01-14 2010-01-31
3 Chan, Andrew Wai Men 陳偉文 M AAV478 Rep 2013-06-11 2013-07-04
4 Chan, Ho Ting (SFC:AWY231) 陳浩庭 AWY231 Rep 2012-06-14 2014-04-28
5 Chan, Ka Yu (SFC:APQ350) 陳嘉瑜 APQ350 Rep 2012-06-14 2015-12-25
6 Chan, Lut Kwan 陳律君 AYC509 Rep 2014-03-07 2021-01-07
7 Chan, Man Fung (SFC:AUE707) 陳文鋒 AUE707 Rep 2012-06-14 2013-03-15
8 Chan, Sze Man (SFC:AIC279) 陳詩敏 AIC279 Rep 2010-07-09 2011-10-14
9 Chan, Tat Shing (SFC:AUS311) 陳達成 AUS311 Rep 2012-06-14 2014-05-30
10 Chan, Wai Chi (SFC:AXG751) 陳偉智 AXG751 Rep 2015-09-25
11 Chang, Jack (SFC:ARS401) M ARS401 Rep 2008-10-15 2009-10-15
12 Chang, Shuo-Fong 張碩峯 AQE954 Rep 2008-02-13 2009-05-08
13 Chang, Wen Hui (SFC:ATW265) 張文慧 ATW265 Rep 2009-09-28 2011-10-14
14 Chang, Yi Chiun 張憶群 AUZ931 Rep 2010-04-12 2010-12-03
15 Chen, Beini (SFC:ASG301) 陳蓓妮 ASG301 Rep 2009-01-14 2009-09-01
16 Chen, Chih Yu (SFC:ARS400) 陳治宇 ARS400 Rep 2008-10-15 2009-10-21
17 Chen, Chih Yung 陳至勇 44 M ALU756 RO 2012-06-28 2013-02-16
18 Chen, Chun Hung (SFC:BGK285) 陳鈞閎 BGK285 Rep 2015-10-20 2017-04-30
19 Chen, Li-Fong 陳豊丰 AOX090 Rep 2009-04-30 2011-10-14
20 Chen, Miao-Ju 陳妙如 ALJ946 RO 2015-07-14
21 Chen, Ping Yu 陳品妤 ANX197 Rep 2016-11-07 2016-12-22
RO 2016-12-22
22 Chen, Shih Hsien 陳仕憲 AXA325 Rep 2015-06-29 2016-03-19
23 Chen, Wan-Pao 陳萬保 BHE055 Rep 2016-03-18 2019-05-06
24 Chen, Xiaoyan (SFC:AVY039) 陳曉燕 AVY039 Rep 2010-09-20 2012-04-28
25 Chen, Zhong Wei 陳仲偉 AMM502 Rep 2009-02-13 2009-09-14
26 Cheng, Charles Yo-chuan 鄭又銓 M ALG172 Rep 2008-11-14 2010-07-01
27 Chiang, Shih-Wei 江仕偉 AKS603 RO 2004-07-02 2005-11-15
28 Chien, Li Min 簡利珉 APR338 Rep 2014-12-30 2015-08-24
29 Chiu, Chin-Feng 邱金鳳 BAV648 Rep 2015-02-09 2017-04-06
30 Cho, Larry Yui Kwan 曹銳焜 M ALQ596 Rep 2009-11-20 2010-05-15
Rep 2010-07-02 2011-05-23
31 Choi, Man Ching (SFC:BIO285) 蔡文正 BIO285 Rep 2016-12-15 2016-12-23
32 Choi, Tak Fai 蔡德輝 28 M AXT224 Rep 2012-06-18 2013-03-15
Rep 2014-07-25
33 Chou, Yeh-Hung 周彥宏 AQQ077 Rep 2015-02-09 2015-08-23
34 Chow, Judy Suk Yiu 周淑瑤 F AJB049 Rep 2012-06-18 2014-07-18
35 Chow, Yip Shing 周業城 AJI197 Rep 2012-06-18 2019-10-29
36 Choy, Leo Lai Ho 蔡澧豪 M BEW131 Rep 2016-11-07 2020-11-06
37 Chu, Peter Ka Kit 朱家傑 M ACJ314 Rep 2012-08-14 2014-05-30
RO 2014-05-30
38 Chuang, Chang-Yu 莊昌宇 BHE050 Rep 2016-03-21 2019-04-11
39 Chuang, Wayne 莊之瑋 M ASN774 Rep 2016-03-31 2022-02-11
40 Ding, Jing Wei 丁經緯 ASG310 Rep 2009-01-20 2009-06-09
41 Dunham, Christopher Mark M ANU648 Rep 2009-09-17 2012-01-19
RO 2012-01-19 2012-04-26
42 Emerson, Nathan Devereux M AGL793 Rep 2006-01-26 2009-01-19
43 Fong, Alen Man Chun 方文俊 M AMT934 Rep 2012-06-18 2013-10-04
44 Fong, Hi Man 方喜雯 BHM953 Rep 2016-05-24
45 Fong, Yiu Sing 方耀昇 BAI829 Rep 2012-12-17 2013-03-15
46 Fu, Hsiang Chuan 傅祥銓 ALR024 Rep 2009-01-08 2010-06-02
47 Fung, Koon Wah 馮冠華 AFZ881 Rep 2016-01-12 2016-08-02
RO 2016-08-02 2017-09-07
48 Gin, Kevin Hoey Kwan Hoong 許錕鴻 M AVL241 Rep 2010-07-07 2011-10-14
49 Gu, Lingwei 顧玲蔚 AVH529 Rep 2010-06-08 2012-04-28
50 Hill, Liam Patrick M AKI975 Rep 2008-10-15 2008-12-20
51 Ho, Chit Shing 何捷誠 BAK776 Rep 2012-12-03 2017-11-29
52 Ho, King Hang (SFC:AAF005) 何景行 AAF005 Rep 2010-02-24 2010-08-26
RO 2010-08-26 2012-09-29
53 Ho, Mei Kei 何美琪 ADZ581 Rep 2013-06-17 2017-11-29
54 Hsu, Pei 徐培 AGF149 RO 2004-10-07 2004-10-22
55 Hsu, Yi-Ju 徐怡如 APK835 Rep 2009-02-25 2009-10-31
56 Hu, Xiaoyan (SFC:AVK473) 胡小燕 AVK473 Rep 2010-06-25 2012-06-29
57 Huen, Philip Tak Pan 禤德斌 M AUH257 Rep 2012-06-18 2014-03-28
58 Hung, Michael Siu Chun 洪小駿 M AGA524 Rep 2011-11-14 2012-10-09
59 Jiang, Jun (SFC:AYE728) 蔣鈞 AYE728 Rep 2011-10-04 2011-11-08
60 Kong, Shing Hon 江承翰 APJ122 Rep 2013-07-02 2015-09-04
61 Kung, Te-Yi 孔德儀 ASW868 Rep 2009-04-30 2009-10-15
62 Kuo, Che-Jung 郭哲榮 ALT954 Rep 2005-04-28 2008-11-25
Rep 2009-11-23 2025-06-23
63 Kuo, Chien Liang 郭建良 BIN828 Rep 2016-11-14 2017-07-01
64 Kwok, Samuel Ming Sum 郭銘琛 M AVL823 Rep 2010-07-09 2014-07-04
65 Lam, Cheuk Sun 林卓燊 AXZ771 Rep 2012-06-20 2013-12-06
66 Lam, Jimmy Chun Kwok 林振國 M AEY314 Rep 2015-06-09 2015-08-28
RO 2015-08-28 2016-06-17
67 Lam, Ka Wai (SFC:AOV836) 林家威 AOV836 Rep 2014-10-16 2018-10-07
68 Lam, Shun 林順 AQL493 Rep 2012-06-20 2013-08-09
69 Lam, Terence Joe Cho Ying 林祖瀛 55 M ABW710 RO 2004-04-28
RO 2012-05-25 2013-06-08
70 Lau, Pak Sun 劉栢燊 AMF528 Rep 2013-07-19 2014-04-24
71 Lau, Samuel Cheuk Hang 劉卓鏗 M AJB217 Rep 2010-03-24 2018-07-21
72 Lee, Jessica Man Yi 李敏兒 F AIU268 Rep 2013-08-12 2015-07-28
RO 2015-07-28 2023-09-11
73 Lee, Samuel See Wai 李思維 M BIH474 Rep 2016-10-03 2017-12-14
74 Lee, Yin Man (SFC:ARB818) 李彥文 ARB818 Rep 2013-09-16
75 Lehner, Charles Warren Jr M AWI800 Rep 2010-11-19 2011-06-24
76 Lei, Hei (SFC:AIY110) 李曦 AIY110 Rep 2012-06-20 2014-12-12
77 Leung, Fiona Wing Yee 梁穎怡 F AJB647 Rep 2012-06-21 2012-10-13
78 Leung, Ka Man (SFC:ARW215) 梁嘉文 ARW215 Rep 2012-06-20 2018-09-01
79 Leung, Richard Chi Wing 梁志榮 M APZ101 Rep 2009-03-13 2009-04-17
80 Li, Cheuk Pong Marco 李卓邦 BEF673 Rep 2015-09-24 2017-03-24
81 Li, Chiu Yee 李昭儀 AJY016 Rep 2010-04-27 2013-03-07
82 Li, Hongbin (SFC:AYY392) 李洪斌 AYY392 Rep 2012-02-03 2012-08-30
83 Li, Min (SFC:ASU506) 李敏 ASU506 Rep 2009-04-23 2012-03-24
84 Li, Wai Sum 李煒森 AVA618 Rep 2012-06-21 2013-12-19
85 Liang, Cheng Chung 梁正中 AVS465 Rep 2013-02-06 2013-09-14
86 Liang, Pei-Hsin 梁蓓欣 BHY224 Rep 2016-08-05 2016-10-04
87 Liang, William Wei Jen 梁維仁 M AGU673 Rep 2009-08-03 2010-03-05
RO 2010-03-05 2011-09-30
88 Lim, Pak Fu 林柏富 AAV508 Rep 2013-09-10 2013-10-22
RO 2013-10-22 2015-12-17
89 Lin, Chun-Hung (SFC:BEZ803) 林君虹 BEZ803 Rep 2015-03-04 2015-12-05
90 Lin, Hsin Ya 林昕雅 BIM440 Rep 2016-11-04 2018-07-01
91 Lin, Li Yu (SFC:AHT091) 林麗玉 AHT091 Rep 2004-07-19 2008-11-25
92 Lin, Shan-Chih 林上智 BGY428 Rep 2016-05-17 2022-09-08
93 Lin, Wen Hui (SFC:APH591) 林文惠 APH591 Rep 2015-10-13
94 Lin, Yen Jie 林彥傑 ALC987 Rep 2004-11-08 2005-10-12
RO 2005-10-12 2009-02-12
95 Lin, Yu Chi 林毓綺 BFF019 Rep 2016-02-15 2016-04-15
96 Lin, Yu Hong 林妤虹 ATS207 Rep 2009-09-11 2011-06-02
97 Liu, Jia (SFC:ASH678) 劉佳 ASH678 Rep 2009-02-18 2009-04-10
98 Liu, Ken Wu 劉耕吾 M APQ644 Rep 2008-11-17 2010-01-31
99 Liu, Mei Shan 廖美珊 F ATI925 Rep 2009-07-20 2010-05-01
100 Liu, Ren (SFC:ASH680) 劉韌 ASH680 Rep 2009-01-16 2010-05-22
101 Liu, Shusheng 劉淑生 AZJ892 Rep 2012-04-26 2012-11-28
102 Liu, Wen-Yu 劉文昱 ASA033 Rep 2009-04-09 2009-11-30
103 Liu, Yi (SFC:ATR118) 劉禕 ATR118 Rep 2009-09-02 2011-03-26
104 Liu, Yixuan (SFC:ATQ883) 劉怡軒 ATQ883 Rep 2009-08-28 2012-08-30
105 Lo, Chih-peng 羅志鵬 ARE530 Rep 2008-07-24 2009-02-12
RO 2009-02-12 2010-02-09
Rep 2010-02-09 2010-04-01
Rep 2010-06-10 2010-11-03
106 Lok, Fung Kam 駱鳳琴 AHX667 Rep 2016-03-23 2017-10-06
107 Lok, Terence Chin Tung 駱搌潼 M BAI193 Rep 2014-04-22 2015-07-27
108 Lu, Yiwen (SFC:AYY014) 陆怡雯 AYY014 Rep 2012-02-02 2012-07-01
109 Luo, I-Fang 羅翊方 BBK190 Rep 2016-03-21 2018-03-16
110 Ma, Alan Ching Lun 馬敬倫 M AOG773 Rep 2015-07-17 2015-09-02
RO 2015-09-02 2016-09-11
111 Ma, Vicky V. F ASM274 Rep 2009-02-27 2010-02-26
112 Ma, Xiaowen 馬曉文 ASG314 Rep 2009-01-20 2010-04-14
113 Markovich, Boris M ASG330 Rep 2009-01-19 2009-06-02
RO 2009-06-02 2010-05-01
114 Miao, Shun-Tang 苗舜堂 ASE264 Rep 2015-12-11
115 Ming, Ming-Hsia 明明霞 ATO860 Rep 2009-08-24 2011-04-07
116 Ming, Shu (SFC:ASH318) 明舒 ASH318 Rep 2009-01-16 2010-04-08
117 Mok, Chung Ho (SFC:AEU350) 莫頌豪 AEU350 Rep 2012-06-22 2013-02-01
118 Mok, Jeanne 莫靜芬 ACE638 Rep 2009-09-18
119 Mok, Ka Fan 莫嘉勳 APG882 Rep 2016-12-09 2018-12-14
120 Mok, Ka Keung 莫家強 ARC079 Rep 2014-05-15 2017-09-30
121 Mui, Kay Boon 梅基本 AAJ763 Rep 2010-11-17 2013-06-08
122 Ng, Ka Fuk 吳嘉福 ABM509 Rep 2009-07-09 2011-11-30
RO 2011-11-30 2018-08-23
123 Ng, King Chuen (SFC:AQQ505) 吳景荃 AQQ505 Rep 2013-04-18 2015-02-27
124 Ng, Kwok Hung (SFC:ACL451) 吳國雄 ACL451 Rep 2013-07-02
125 Ng, Man Fai (SFC:BAP096) 吳敏暉 BAP096 Rep 2012-12-06 2013-12-11
126 Ng, Wing Tai 吳永泰 AUZ073 Rep 2014-09-01 2015-04-01
127 Nie, Shengshen 聶晟申 AVL824 Rep 2010-07-09 2012-04-03
128 Nissen, Charles Peter Alexander 32 M ASI132 Rep 2009-02-25 2011-10-21
129 Pang, Min Chu 彭勉珠 BGH496 Rep 2015-09-30 2017-08-08
130 Poon, Ka Wing (SFC:ATS954) 潘家榮 ATS954 Rep 2013-05-08 2017-10-22
131 Poon, Ming Pui 潘明培 M AAF320 Rep 2009-09-02 2009-11-02
RO 2009-11-02 2011-04-21
132 Qian, Shenglei 錢晟磊 ASG325 Rep 2009-01-14 2011-01-14
133 Qian, Shoulu 錢守璐 AXK688 Rep 2011-06-10 2012-12-01
134 Qin, Qin (SFC:BGA894) 覃勤 BGA894 Rep 2015-08-19 2016-07-06
135 Shek, Winnie Po Wan 石寶雲 F ADY724 Rep 2009-10-12 2010-12-06
136 Shi, Lin (SFC:AMF516) 石琳 AMF516 Rep 2009-03-02 2009-05-11
137 Shih, Po-Cheng 施伯承 ARK095 Rep 2008-09-04 2009-07-17
138 Su, Yu-Hui 蘇育慧 BDP434 Rep 2014-12-30 2016-10-31
139 Sun, Jie (SFC:BBY954) 孫婕 BBY954 Rep 2013-09-27 2015-07-10
140 Tan, Choon Ming 陳俊銘 AMA932 Rep 2009-02-26 2010-08-10
RO 2010-08-10 2012-03-24
141 Tan, Kim Chong 陳金崇 ANT749 Rep 2009-12-03 2012-03-24
142 Tan, Ming Yi 陳銘億 AVH984 Rep 2010-06-09 2013-04-10
143 Tan, Wee Lee (SFC:AQI099) 陳偉利 AQI099 Rep 2010-11-04 2011-12-10
144 Tang, Yuwen (SFC:AZG141) 湯昱文 AZG141 Rep 2012-03-28 2012-08-04
145 Tsai, Chiu Hsun 蔡秋洵 AQS647 Rep 2008-05-05 2009-07-16
146 Tsai, Hsin Yi 蔡心怡 AXV938 Rep 2011-08-12 2012-06-18
147 Tsang, Cheuk Fung 曾卓鋒 AUS314 Rep 2012-07-10 2013-09-16
148 Tsang, Cheuk Lai 曾卓禮 AGF188 Rep 2012-06-26 2013-02-21
149 Tse, Ming Lun 謝銘倫 AJH258 Rep 2012-11-14 2015-10-13
150 Tseng Kuo, Jorge AQW616 Rep 2008-05-21 2008-11-11
151 Tseng Kuo, Juan AJL228 Rep 2008-09-26 2009-10-20
152 Tseng, Chien Han 曾建翰 BFE460 Rep 2015-09-22 2016-03-01
153 Wan, Chi Fai (SFC:AXV581) 尹志輝 AXV581 Rep 2013-11-11 2015-03-18
154 Wan, David Ngar Yin 溫雅言 56 M ABH754 RO 2004-02-06 2010-10-01
RO 2012-06-27 2018-03-29
155 Wan, Joyce Nga Yee 溫雅怡 F AOH920 Rep 2010-01-25 2015-06-14
156 Wan, Siu Shun 溫紹迅 AEA214 RO 2013-08-08 2022-12-31
157 Wan, Wei (SFC:ASH820) 萬煒 ASH820 Rep 2009-01-20 2010-01-31
158 Wang, Chun-Chieh (SFC:BAL984) 王俊傑 BAL984 Rep 2012-12-13 2013-02-15
RO 2013-02-15 2016-04-08
159 Wang, Cong (SFC:ATW842) 王聰 ATW842 Rep 2009-10-02 2011-05-23
160 Wang, Jiahui (SFC:BAD529) 王佳卉 BAD529 Rep 2012-08-31 2015-06-08
161 Wang, Jin (SFC:AVY040) 王瑾 AVY040 Rep 2010-09-20 2012-04-28
162 Wang, Kuan Jan 王冠然 AXK690 Rep 2011-06-13 2012-11-16
163 Wen, Tsung Hsien 溫宗憲 ACZ348 Rep 2015-11-27 2015-12-21
RO 2015-12-21
164 Weng, Ming Sung 翁敏松 BBK140 Rep 2013-11-20 2015-03-27
165 Wertheimer, Richard Miles M ACT127 Rep 2006-05-03 2009-01-07
RO 2009-01-07 2009-09-30
166 Wong, Derek Chun Wai 王振威 55 M AAK319 Rep 2016-10-20 2016-10-31
RO 2016-10-31 2018-01-27
167 Wong, Johnny Kin Man 黃建文 M ACI033 Rep 2009-03-13 2012-11-16
168 Wong, Ka Yau 黃嘉佑 AHL492 Rep 2009-12-11 2010-03-23
169 Wong, Kam Hung (SFC:ARF788) 黃錦洪 ARF788 Rep 2015-02-10 2015-11-16
170 Wong, Kwok Wai (SFC:AOY613) 黃國威 AOY613 Rep 2009-09-02 2010-04-25
171 Wong, Lok Sang 黃樂生 AFZ880 Rep 2012-12-12 2013-01-18
172 Wong, Paula Man Yee 黃雯誼 F AQE956 Rep 2013-09-05 2014-09-12
173 Wong, Siu Wai (SFC:AAY168) 黃瀟慧 AAY168 Rep 2010-07-06 2011-09-24
174 Wong, Wa Fai 黃華輝 BHC021 Rep 2016-03-01 2020-08-05
175 Wong, Wing Keung (SFC:ATL879) 王永強 ATL879 Rep 2013-02-06 2013-11-01
176 Wong, Yiu Man (SFC:ASE092) 王耀文 ASE092 Rep 2014-09-04
177 Wong, Yun Fai (SFC:APD419) 黃潤輝 APD419 Rep 2008-10-27 2009-08-11
RO 2009-08-11 2012-01-01
178 Wu, Hung-Ting 吳洪霆 ARS402 Rep 2008-10-15 2009-02-20
179 Wu, Jie (SFC:ASH801) 吳杰 ASH801 Rep 2009-01-16 2010-01-31
180 Wu, Raymond Teh Sen 吳德生 M AOL264 Rep 2013-01-10 2013-03-12
RO 2013-03-12 2024-05-31
181 Wu, Rong (SFC:ASH827) 吳蓉 ASH827 Rep 2009-01-16 2012-04-29
182 Wu, Weimin (SFC:AZK393) 吳偉敏 AZK393 Rep 2013-04-12 2014-04-30
183 Wu, Zheng (SFC:ASH677) 吳正 ASH677 Rep 2009-02-13 2009-03-11
184 Wun, Duncan Wai Yee 溫偉儀 52 M AAD933 Rep 2009-08-28 2010-07-13
RO 2010-07-13 2017-05-27
185 Xu, Feina 許斐娜 AQG753 Rep 2015-12-01 2016-11-02
186 Xu, Ting (SFC:ASK490) 徐挺 ASK490 Rep 2009-02-09 2009-03-11
187 Yan, Lufei 顏魯非 BCN586 Rep 2016-09-02 2016-11-29
188 Yan, Zhixiong (1970) 嚴志雄 46 M ARI511 Rep 2009-02-02 2011-09-03
189 Yang, Cheng-Yuan 楊鎭源 AYE730 Rep 2011-10-04 2012-05-15
190 Yang, Ching-Fang 楊慶芳 APX137 Rep 2016-03-29 2023-09-12
191 Yang, Te Hau 楊得灝 AIC882 Rep 2015-04-23 2016-10-25
RO 2016-10-25 2017-04-19
192 Yang, Yeu Shun 楊雨順 BBK646 Rep 2013-06-13 2013-07-11
RO 2013-07-11 2015-03-27
193 Yang, Yi Ting 楊逸庭 BFX052 Rep 2015-08-19 2016-10-28
RO 2016-10-28
194 Yeh, Wen-Kai 葉文凱 BIJ819 Rep 2016-10-20 2019-01-01
195 Yeung, Kwun Po 楊觀寶 AVW215 Rep 2012-06-27
196 Yeung, Venus Luk Mei 楊綠薇 F AAG717 Rep 2016-10-25 2016-12-09
RO 2016-12-09 2019-01-01
197 Yim, Kevin Ching Wai 嚴政緯 M AMY822 Rep 2016-07-18
198 Yip, Chun Kit (SFC:BDF067) 葉鎮傑 BDF067 Rep 2015-06-11 2015-10-31
199 Young, Ti-Sheng 楊滌生 ABD503 Rep 2009-03-26 2009-08-31
RO 2009-08-31 2010-03-05
Rep 2010-03-05 2010-04-01
200 Yu, Feng-Ming 于鳳鳴 BHW485 Rep 2016-07-25 2018-02-14
201 Yu, Peng (SFC:ASH304) 于芃 ASH304 Rep 2009-02-13 2009-03-11
202 Yuan, Shih-Hsiang 阮世祥 AOT897 Rep 2014-10-13
203 Zhao, Mingyue (SFC:BAE020) 趙明月 BAE020 Rep 2012-09-28 2014-09-26
204 Zhao, Zhenyi 趙振毅 AVV675 Rep 2010-09-02 2012-07-01

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