SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 申萬宏源融資(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2023 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au-Yeung, Yan Lun 歐陽欣麟 | AIB802 | Rep | 2016-09-05 | 2019-04-30 | ||
| 2 | Cai, Yuxiang (SFC:BOF908) 蔡宇翔 | BOF908 | Rep | 2019-04-23 | 2019-11-15 | ||
| Rep | 2022-09-06 | ||||||
| 3 | Cao, Zonglian 曹宗莲 | BTC143 | Rep | 2022-10-18 | |||
| 4 | Chan, Polly Wai Tai 陳偉娣 | F | AMM338 | Rep | 2021-11-30 | ||
| 5 | Chan, Sunny Tit Leung 陳鐵樑 | M | ADP076 | Rep | 2003-12-04 | ||
| Rep | 2014-03-13 | 2018-04-12 | |||||
| RO | 2018-04-12 | 2019-09-16 | |||||
| 6 | Chan, Sze 陳詩 | BOK502 | Rep | 2022-01-27 | |||
| 7 | Chan, Wai Hung (SFC:AHT430) 陳偉雄 | AHT430 | Rep | 2009-07-06 | 2009-09-23 | ||
| RO | 2009-09-23 | 2022-04-30 | |||||
| 8 | Chan, Ying Wai (SFC:AUC919) 陳英偉 | AUC919 | Rep | 2011-08-03 | 2015-09-21 | ||
| RO | 2015-09-21 | 2017-05-20 | |||||
| 9 | Chang, Aaron Zai Yuen 張世炫 | M | AZN927 | Rep | 2012-05-28 | 2014-04-14 | |
| 10 | Chau, Tanny Suk Bing 周淑冰 | F | ADJ393 | RO | 2006-10-13 | 2014-03-17 | |
| 11 | Chen, Cheng (SFC:BFY640) 陳誠 | BFY640 | Rep | 2022-09-08 | 2022-12-16 | ||
| RO | 2022-12-16 | ||||||
| 12 | Cheng, Hudson Chun Fai 鄭俊輝 | AVX842 | Rep | 2018-02-09 | 2019-07-19 | ||
| 13 | Cheng, Nicole Chung Yan 鄭仲殷 | F | BDL393 | Rep | 2014-06-03 | 2016-06-25 | |
| 14 | Cheng, Terence Tak Him 鄭德謙 | M | AYR568 | Rep | 2011-12-19 | 2017-11-19 | |
| 15 | Cheung, Elaine Yee Man (SFC:ACN098) 張綺雯 | F | ACN098 | Rep | 2011-05-03 | 2011-06-20 | |
| RO | 2011-06-20 | 2014-02-12 | |||||
| 16 | Cheung, Wai Lik 張偉力 | AEK034 | Rep | 2006-10-06 | 2008-07-21 | ||
| Rep | 2008-12-16 | 2009-10-26 | |||||
| 17 | Chiu, Chun Pong (SFC:AFY720) 趙振邦 | AFY720 | Rep | 2006-06-01 | |||
| 18 | Chiu, Man Sum 趙文深 | BGP938 | Rep | 2015-12-07 | 2017-08-06 | ||
| 19 | Chow, Kitty Man Yee 周敏儀 | F | AMZ977 | Rep | 2011-02-11 | 2011-07-27 | |
| 20 | Chu, Sing Wai 朱聖瑋 | AUV781 | Rep | 2010-03-05 | 2010-03-12 | ||
| 21 | Deng, Chong (SFC:BSU554) 鄧冲 | BSU554 | Rep | 2022-07-26 | 2025-01-24 | ||
| 22 | Du, Xu (SFC:AZC459) 杜栩 | AZC459 | Rep | 2021-09-10 | |||
| 23 | Fang, Yingping 方瀛平 | BOF903 | Rep | 2019-04-23 | 2020-11-23 | ||
| 24 | Fong, Hiu Fai 方曉暉 | BIX444 | Rep | 2017-02-08 | 2018-12-06 | ||
| 25 | Fou, Shuwa Bruce 傅旭華 | BDL001 | Rep | 2014-06-10 | 2015-09-12 | ||
| 26 | Fu, Xingyi 傅幸藝 | 61 | ALP813 | RO | 2007-06-06 | 2016-03-05 | |
| 27 | Gu, Xinchen 顾心辰 | BRY540 | Rep | 2021-12-29 | |||
| 28 | Guo, Chun (1964-05-17) 郭純 | 59 | M | AEN591 | RO | 2022-06-07 | |
| 29 | Guo, Tao (SFC:BIJ839) 郭濤 | BIJ839 | Rep | 2016-10-24 | 2017-06-14 | ||
| 30 | He, Fei (SFC:AXS174) 賀斐 | AXS174 | Rep | 2011-07-27 | 2011-12-22 | ||
| 31 | He, Tian (SFC:BBR112) 賀添 | BBR112 | Rep | 2019-02-25 | 2019-04-24 | ||
| RO | 2019-04-24 | 2021-10-29 | |||||
| 32 | He, Yanzhe 何衍喆 | BPD565 | Rep | 2020-02-13 | 2021-07-29 | ||
| 33 | Ho, Chin Fei 何展飛 | BMI346 | Rep | 2018-02-13 | 2021-07-16 | ||
| 34 | Hong, Yinbing 洪吟冰 | BRI651 | Rep | 2021-07-02 | |||
| 35 | Hsu, Shirley Sui-Wei 許穗煒 | F | AHF797 | Rep | 2010-12-01 | 2011-12-01 | |
| 36 | Hu, Boyu 胡博宇 | BET781 | Rep | 2021-12-20 | 2024-12-02 | ||
| 37 | Hua, Zhongnan 華中南 | BNU873 | Rep | 2022-11-29 | 2024-04-15 | ||
| 38 | Huang, Liwen (SFC:AWU004) 黃麗雯 | AWU004 | Rep | 2016-10-14 | 2017-01-12 | ||
| 39 | Huang, Yirui 黃奕瑞 | BSO611 | Rep | 2022-09-06 | 2024-12-30 | ||
| 40 | Huang, Yue (SFC:BDA207) 黃玥 | BDA207 | Rep | 2014-03-07 | 2016-04-16 | ||
| Rep | 2018-08-02 | 2021-02-05 | |||||
| 41 | Hung, Hing Man (SFC:AIH325) 孔慶文 | AIH325 | Rep | 2004-03-01 | |||
| 42 | Ip, Mun Lam 葉滿林 | 40 | M | AXM307 | Rep | 2013-07-10 | 2015-02-19 |
| 43 | Ip, Po Wun 葉保垣 | BEC783 | Rep | 2021-04-20 | 2021-04-21 | ||
| 44 | Ip, Shu Wai 葉書瑋 | AWK729 | Rep | 2011-08-29 | 2012-12-01 | ||
| 45 | Ito, Ikuo | AYN529 | Rep | 2011-11-30 | 2012-07-05 | ||
| 46 | Ji, Ge 伋格 | BPC355 | Rep | 2019-11-12 | 2021-03-01 | ||
| 47 | Kan, Arthur Tsz Yan 簡子欣 | M | AGO945 | Rep | 2014-11-10 | 2015-08-12 | |
| 48 | Kan, Nik Hung Joseph 簡力行 | BGY191 | Rep | 2016-03-01 | 2017-09-29 | ||
| 49 | Ko, Wilson Wai Shun 高偉舜 | 54 | M | AGJ902 | Rep | 2010-06-01 | 2010-07-01 |
| 50 | Kong, Lorraine Li Yi 龔立儀 | F | AXE884 | Rep | 2011-10-17 | 2011-11-19 | |
| 51 | Kwan, Hidulf Chun Yee 關振義 | 51 | M | ADX085 | Rep | 2008-09-08 | 2008-11-01 |
| 52 | Lam, Chun Kit (SFC:BHW991) 林俊杰 | BHW991 | Rep | 2021-11-01 | |||
| 53 | Lam, Hiram Long Hin 林朗軒 | AUX369 | Rep | 2013-08-05 | 2013-11-19 | ||
| 54 | Lam, Ka Wing (SFC:BMI348) 林家詠 | BMI348 | Rep | 2018-02-13 | 2020-03-23 | ||
| 55 | Lam, Wai Tong 林瑋瑭 | 43 | M | APF483 | Rep | 2007-12-17 | 2010-05-31 |
| Rep | 2011-08-02 | 2012-09-01 | |||||
| 56 | Lau, Patricio Pak Ho 劉珀豪 | M | AZJ841 | Rep | 2014-05-07 | 2016-03-25 | |
| 57 | Lau, Wai Chun (SFC:ACY158) 劉偉駿 | ACY158 | Rep | 2005-12-21 | 2006-06-01 | ||
| 58 | Lau, William Jing Yeung 劉正揚 | 42 | M | ANV150 | Rep | 2008-02-04 | 2008-04-22 |
| 59 | Law, Wing Kit 羅永傑 | 37 | M | BEY872 | Rep | 2015-03-31 | 2017-02-20 |
| 60 | Lee, Eric Hing Cheung 李慶翔 | 55 | M | ADX639 | Rep | 2003-12-23 | |
| 61 | Lee, Hoi Yan (SFC:AXZ043) 李凱恩 | 39 | M | AXZ043 | Rep | 2011-08-30 | 2014-02-24 |
| 62 | Lee, Mei Shan 李美珊 | ASP357 | Rep | 2014-11-10 | 2015-10-01 | ||
| 63 | Lee, Rocky Siu San 李少燊 | AWC885 | Rep | 2019-06-21 | 2019-09-23 | ||
| RO | 2019-09-23 | ||||||
| 64 | Lee, Simon Siu Ming 李紹明 | M | ADK017 | RO | 2006-06-16 | ||
| 65 | Leung, Chun Fai (SFC:BJQ475) 梁晉暉 | BJQ475 | Rep | 2017-07-03 | |||
| 66 | Leung, Derek An Loy 梁晏來 | M | AEP106 | Rep | 2003-05-20 | ||
| 67 | Leung, Donald Kwok Kit 梁國傑 | M | ALF251 | Rep | 2018-12-17 | 2019-08-13 | |
| RO | 2019-08-13 | ||||||
| 68 | Leung, Ho Kiu 梁皓喬 | BJB931 | Rep | 2022-04-06 | 2022-05-31 | ||
| 69 | Leung, Man Ho (SFC:AMF525) 梁文豪 | 42 | M | AMF525 | Rep | 2013-07-19 | 2013-11-18 |
| 70 | Leung, Mathew Chi-Hang 梁智恒 | M | BAF383 | Rep | 2015-07-31 | 2018-07-02 | |
| 71 | Li, Huan (SFC:BCF504) 李煥 | BCF504 | Rep | 2021-07-02 | |||
| 72 | Li, Jialu (SFC:AQM112) 李佳潞 | AQM112 | Rep | 2008-03-06 | 2010-07-05 | ||
| 73 | Li, Leanne Yan 李妍 | F | BRY516 | Rep | 2022-01-06 | 2022-08-01 | |
| 74 | Li, Mao (SFC:BOI880) 李懋 | BOI880 | Rep | 2022-06-06 | |||
| 75 | Li, Na (SFC:BNJ843) 李娜 | BNJ843 | Rep | 2018-08-17 | 2021-09-17 | ||
| 76 | Li, Siqi (SFC:BOF938) 李思齊 | BOF938 | Rep | 2019-04-23 | 2020-03-31 | ||
| 77 | Liang, Jun (SFC:BIN429) 梁鈞 | 40 | M | BIN429 | Rep | 2019-06-28 | 2020-02-20 |
| RO | 2020-02-20 | ||||||
| 78 | Lin, Qimin 林綺敏 | BLV211 | Rep | 2018-01-30 | 2021-10-30 | ||
| 79 | Liu, Hiu Lau 廖曉柳 | AGP529 | Rep | 2004-01-01 | |||
| 80 | Liu, Joseph (SFC:AXD120) | M | AXD120 | Rep | 2021-09-10 | ||
| 81 | Liu, Yinan (SFC:AYC674) 劉逸南 | AYC674 | Rep | 2023-09-19 | |||
| 82 | Lo, Hiu Lam 盧曉琳 | APL937 | Rep | 2013-05-07 | 2017-10-19 | ||
| RO | 2017-10-19 | 2018-08-31 | |||||
| 83 | Lock, Ivy Pik Shan 駱碧珊 | F | AIU532 | Rep | 2008-06-23 | 2009-05-11 | |
| 84 | Lu, Xiang (SFC:BBU284) 陸庠 | BBU284 | Rep | 2019-08-22 | 2022-06-28 | ||
| 85 | Lui, Chun Tak 呂俊德 | BCZ591 | Rep | 2019-10-04 | 2021-03-22 | ||
| 86 | Luo, Sha 雒莎 | BNL483 | Rep | 2020-10-06 | 2020-12-26 | ||
| 87 | Man, Chun Wai (SFC:BJE593) 文俊偉 | BJE593 | Rep | 2017-03-10 | 2020-10-20 | ||
| 88 | Man, Yuk Fai (SFC:BEC792) 萬煜輝 | BEC792 | Rep | 2014-09-19 | 2017-10-15 | ||
| 89 | Matsuda, Minoru | ADJ260 | Rep | 2011-11-17 | 2016-09-26 | ||
| 90 | Mou, Shuk Han 繆淑嫻 | ALN988 | Rep | 2005-01-26 | 2005-09-21 | ||
| 91 | Ng, Carole 吳家惠 | F | BMI351 | Rep | 2018-05-03 | 2021-06-12 | |
| 92 | Ng, Chung (SFC:BEW671) 伍聰 | BEW671 | Rep | 2016-11-25 | 2018-12-18 | ||
| 93 | Ng, Kai Him 吳啟謙 | AVY121 | Rep | 2010-09-21 | 2013-04-17 | ||
| 94 | Ozorio, Gertrude Marion 柯家如 | APC863 | Rep | 2011-08-29 | 2012-10-19 | ||
| 95 | Pan, Longhao 潘龍浩 | BCZ917 | Rep | 2016-09-15 | 2016-12-01 | ||
| 96 | Pang, Ka Po 彭家寶 | BDK981 | Rep | 2015-08-05 | 2017-12-28 | ||
| 97 | Pang, Kwan 彭堃 | AWN156 | Rep | 2021-08-20 | 2023-10-04 | ||
| 98 | Peng, Haochen 彭浩宸 | BRY518 | Rep | 2021-12-24 | |||
| 99 | Qin, Xuan 秦炫 | BBH921 | Rep | 2021-12-30 | |||
| 100 | Qiu, Yizhou (SFC:BJP012) 邱一舟 | BJP012 | RO | 2018-04-17 | 2021-06-12 | ||
| 101 | Shi, Han (SFC:BMW912) 石瀚 | BMW912 | Rep | 2018-05-28 | 2021-09-26 | ||
| 102 | Shi, Weihua 史韋華 | BCT483 | Rep | 2014-12-08 | 2015-12-10 | ||
| 103 | Shih, Ichi 施怡琪 | AYT968 | Rep | 2012-01-10 | 2012-02-11 | ||
| 104 | Shih, Shun Ching 施順情 | AEG459 | Rep | 2003-06-20 | |||
| 105 | Shin, Chuck Yin 單婥然 | 49 | F | AHF293 | Rep | 2006-09-13 | 2007-06-01 |
| 106 | Shiraishi, Kazuma | AYN533 | Rep | 2011-12-01 | 2013-07-08 | ||
| 107 | Shu, Tony 徐成東 | M | APC238 | Rep | 2007-07-24 | 2007-12-29 | |
| 108 | Shyu, Alexander 徐秉聖 | M | AXZ961 | Rep | 2011-09-05 | 2011-12-06 | |
| 109 | Siu, Wai Kit (SFC:AFM549) 蕭偉杰 | AFM549 | Rep | 2003-04-09 | |||
| 110 | So, Bernadette Nga Ting 蘇雅婷 | F | AVY580 | Rep | 2016-07-20 | 2019-04-30 | |
| 111 | Tam, Carmen Ka Heng 譚嘉恒 | F | ARL253 | Rep | 2010-07-07 | 2010-08-28 | |
| Rep | 2012-02-06 | 2013-04-15 | |||||
| 112 | Tam, Kok Ching 譚覺靖 | 35 | M | BCH568 | Rep | 2016-07-27 | 2019-06-30 |
| 113 | Tian, Guanhua 田冠華 | BOP471 | Rep | 2022-11-29 | |||
| 114 | Ting, Willis Kay Loong 丁基龍 | 61 | M | AAH639 | RO | 2006-12-18 | 2022-05-31 |
| 115 | Tong, Wai Ho 唐煒皓 | BAL969 | Rep | 2012-11-20 | 2013-12-18 | ||
| 116 | Tsang, Hin Cheung (SFC:AEE952) 曾衍祥 | AEE952 | Rep | 2006-06-28 | |||
| 117 | Tsang, Wing Ngai 曾永毅 | ARM922 | Rep | 2013-10-02 | 2013-11-04 | ||
| 118 | Tse, Philip King Fai 謝景暉 | M | AGG695 | Rep | 2019-07-05 | 2019-10-21 | |
| RO | 2019-10-21 | ||||||
| 119 | Tu, Zhengfeng 屠正鋒 | BOF927 | Rep | 2019-04-23 | 2020-11-20 | ||
| 120 | Wah, Pui Shan 華佩珊 | AMT668 | Rep | 2013-11-29 | 2014-01-07 | ||
| 121 | Wai, Kwai Fong 韋桂芳 | AWQ619 | Rep | 2014-06-09 | 2020-06-24 | ||
| 122 | Wan, Joseph Jason 尹宸賢 | 51 | M | AES254 | Rep | 2013-07-19 | 2013-11-18 |
| 123 | Wang, Shengnan (SFC:BGL389) 王盛男 | BGL389 | Rep | 2015-11-09 | 2021-03-31 | ||
| 124 | Wong, Chor Ming 黃礎銘 | AXD243 | Rep | 2013-07-31 | 2014-06-27 | ||
| 125 | Wong, Chung (SFC:AZM828) 黃翀 | AZM828 | Rep | 2012-06-04 | 2014-06-12 | ||
| 126 | Wong, Ka Man (SFC:AXQ083) 黃嘉敏 | AXQ083 | Rep | 2011-08-04 | 2011-10-20 | ||
| 127 | Wong, Kenneth Kar Fung 黃嘉豐 | M | APL374 | Rep | 2010-11-02 | 2010-11-02 | |
| 128 | Wong, Kwok Chu (SFC:AQV376) 黃國柱 | AQV376 | Rep | 2011-11-14 | 2013-10-02 | ||
| 129 | Wong, Margaret Wan Men 黃蘊文 | 39 | F | APQ819 | Rep | 2008-07-21 | 2008-10-07 |
| 130 | Wong, Siu On 黃兆安 | BDF606 | Rep | 2016-03-11 | 2017-09-21 | ||
| 131 | Wong, Wai Leung (SFC:AFW562) 黃偉亮 | AFW562 | Rep | 2004-09-13 | |||
| 132 | Wong, Wing Chiu (SFC:BHU097) 黃潁釗 | M | BHU097 | Rep | 2019-11-04 | 2024-10-14 | |
| 133 | Wu, Steven Sheung Chi 胡尚智 | M | APV971 | Rep | 2014-06-05 | 2015-07-14 | |
| 134 | Xian, Yi 鮮壹 | AUM360 | Rep | 2010-02-08 | 2011-07-23 | ||
| 135 | Xiao, Qian (SFC:BGA973) 肖倩 | BGA973 | Rep | 2019-08-01 | 2023-06-14 | ||
| 136 | Xu, Qiwen (SFC:BIC457) 許綺雯 | BIC457 | Rep | 2022-07-26 | |||
| 137 | Yao, Peirong 要佩蓉 | AXB357 | Rep | 2019-01-24 | 2020-07-20 | ||
| 138 | Yen, Chanan 霍震南 | 44 | M | ARM750 | Rep | 2012-01-04 | 2012-03-20 |
| 139 | Yeung, Hiu Wai 楊曉慧 | BNN157 | Rep | 2019-10-17 | 2021-10-19 | ||
| 140 | Yeung, Ka Lai 楊嘉麗 | AQT139 | Rep | 2014-11-10 | 2015-12-31 | ||
| 141 | Yeung, Tsun Yin 楊俊賢 | AOH101 | Rep | 2009-12-07 | 2011-06-04 | ||
| 142 | Yeung, Yat Chuen 楊日泉 | 41 | M | AOJ604 | Rep | 2010-07-30 | 2011-10-04 |
| Rep | 2014-04-22 | 2014-09-24 | |||||
| 143 | Yin, Ruihan 尹蕤菡 | BDE131 | Rep | 2021-11-02 | 2022-02-25 | ||
| RO | 2022-02-25 | ||||||
| 144 | Ying, Nian Kang 應年康 | AEA418 | RO | 2012-03-10 | |||
| 145 | Yu, Adrian 虞玖龍 | M | BGP448 | Rep | 2015-12-23 | 2018-06-15 | |
| 146 | Yu, Kai (SFC:BPF710) 余凱 | BPF710 | Rep | 2020-03-20 | 2022-03-06 | ||
| 147 | Yu, Liang (SFC:BQM630) 余梁 | BQM630 | Rep | 2023-08-31 | |||
| 148 | Yu, Lili (SFC:BRX822) 俞力黎 | BRX822 | Rep | 2022-01-28 | 2022-05-12 | ||
| RO | 2022-05-12 | ||||||
| 149 | Yuan, Minjie 袁敏婕 | BJI779 | Rep | 2017-04-07 | 2017-10-19 | ||
| 150 | Yuan, Yingjun 袁穎君 | AWT865 | Rep | 2011-02-11 | 2012-11-30 | ||
| 151 | Yue, Wei (SFC:ANY425) 岳巍 | ANY425 | Rep | 2019-01-24 | 2019-04-04 | ||
| RO | 2019-04-04 | 2022-03-18 | |||||
| 152 | Zhan, Congcong 詹聰聰 | BCP843 | Rep | 2018-02-20 | 2020-12-26 | ||
| 153 | Zhang, Cheng (SFC:AYM141) 章程 | AYM141 | Rep | 2011-11-17 | 2013-09-01 | ||
| 154 | Zhang, Tao (SFC:BNN675) 張濤 | BNN675 | Rep | 2018-10-16 | 2019-06-21 | ||
| RO | 2019-06-21 | 2024-05-31 | |||||
| 155 | Zhang, Zhijie (SFC:BBB359) 章智杰 | BBB359 | Rep | 2016-09-15 | 2017-05-24 | ||
| RO | 2017-05-24 | 2018-09-10 | |||||
| 156 | Zhou, Jiangning 周江宁 | BGY983 | Rep | 2021-06-22 | 2022-11-19 | ||
| 157 | Zhou, Xunnan 周珣南 | BRP306 | Rep | 2021-10-11 | 2023-09-08 | ||
| 158 | Zhu, Dawen 朱達文 | AYF494 | Rep | 2011-10-10 | 2012-10-17 | ||
| 159 | Zhu, Yi (SFC:BSP717) 朱忆 | BSP717 | Rep | 2022-09-06 | |||
| 160 | Zhu, Yiqian (SFC:BRX125) 朱一谦 | BRX125 | Rep | 2021-11-29 | 2022-03-20 | ||
| 161 | Zou, Yuanhui 鄒渊慧 | BIH736 | Rep | 2016-10-05 | 2018-04-29 | ||
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