Nomura Asia Investment (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2008 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Akaishi, Osamu | Rep | 2007-07-06 | |||
| 2 | Ambai, Takahiro 安倍貴博 | Rep | 2008-12-29 | 2010-02-19 | ||
| 3 | Ang, Eric Tai Yue 洪大裕 | M | Rep | 2007-08-29 | 2008-12-12 | |
| 4 | Aoyagi, Atsuyoshi | Rep | 2004-07-10 | |||
| 5 | Asano, Shin 淺野真 | Rep | 2006-08-01 | 2010-02-19 | ||
| 6 | Asazuma, Yayoi 朝妻彌生 | Rep | 2005-08-30 | |||
| 7 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | Rep | 2007-08-21 | 2008-10-15 | |
| 8 | Barnett, Maxine Bernice | Rep | 2008-12-15 | 2010-02-19 | ||
| 9 | Bharti, Kirtes | Rep | 2008-11-17 | 2009-05-15 | ||
| 10 | Bogossian, Alan Harry Gregoire Abel | M | Rep | 2007-11-23 | 2008-12-10 | |
| 11 | Bradshaw, Stephanie 李婉青 | F | Rep | 2008-12-10 | 2009-05-05 | |
| 12 | Bret, Jean-Sebastien Pierre | M | Rep | 2008-12-15 | 2010-02-19 | |
| 13 | Chan, Agatha Wing Yee 陳詠怡 | Rep | 2003-05-06 | 2004-08-16 | ||
| 14 | Chan, Chun Wing (SFC:AML975) 陳雋穎 | Rep | 2007-04-04 | 2007-07-14 | ||
| 15 | Chan, Gary Ming Lee 陳明理 | M | Rep | 2004-11-29 | ||
| 16 | Chan, Julia May Yee 陳美儀 | F | Rep | 2007-08-13 | 2009-03-28 | |
| 17 | Chan, Wing Yin (SFC:ARX074) 陳詠賢 | Rep | 2008-11-27 | 2010-02-19 | ||
| 18 | Chanezon, Alain (SFC:ARJ298) | M | Rep | 2008-07-23 | 2008-10-23 | |
| 19 | Chau, Kenneth Yiu Man 周耀文 | M | Rep | 2008-11-28 | 2009-10-29 | |
| 20 | Chau, Ling 周凌 | 25 | M | Rep | 2008-02-29 | 2010-02-19 |
| 21 | Chekroun, Benjamin Marc John | 36 | M | Rep | 2008-04-07 | 2010-02-19 |
| 22 | Chen, Chengze | Rep | 2008-12-08 | 2010-02-19 | ||
| 23 | Chen, Chi Wan 陳志宏 | Rep | 2006-05-15 | 2006-11-16 | ||
| 24 | Cheng, Chih-Hsiung 鄭智雄 | Rep | 2008-06-17 | 2010-02-19 | ||
| 25 | Cheng, Stephen Kwok Wai 鄭國偉 | 39 | M | Rep | 2008-12-10 | 2008-12-10 |
| 26 | Cheung, San Tat 張新達 | Rep | 2010-02-19 | |||
| 27 | Chew, Kang Wei 周康偉 | Rep | 2008-07-28 | 2008-12-10 | ||
| 28 | Chiong, Sai Lung 張世龍 | Rep | 2006-04-28 | |||
| 29 | Chiu, Siu Sang 趙小珊 | Rep | 2006-05-25 | 2010-02-19 | ||
| 30 | Chok, Ivy Ngai Wai 卓艾維 | F | Rep | 2008-04-01 | 2010-02-19 | |
| 31 | Chong, Kenny 莊嘉麟 | M | Rep | 2008-12-08 | 2010-02-19 | |
| 32 | Chow, Yin Fun (SFC:ACY231) 周燕芬 | Rep | 2004-06-25 | 2006-05-30 | ||
| 33 | Chugh, Reshma Manohar | Rep | 2003-05-24 | |||
| 34 | Chui, Chi-Sun 徐志真 | Rep | 2008-12-15 | 2009-10-10 | ||
| 35 | Chulani, Rohit Madan Mohan | Rep | 2008-12-10 | 2009-04-08 | ||
| 36 | Chung, Man Sun 鍾文燊 | Rep | 2008-12-10 | |||
| 37 | Czerkawski, Paul Andrew (SFC:ARR800) | M | Rep | 2008-10-09 | 2008-12-10 | |
| 38 | Dabbs Iv, John Newton | M | Rep | 2008-11-28 | 2009-07-24 | |
| 39 | Di Iorio, Michael Anthony | M | Rep | 2008-12-15 | 2009-11-23 | |
| 40 | Dobashi, Shinobu 土橋忍 | Rep | 2004-04-13 | 2006-09-21 | ||
| 41 | Dolan, Paul Tiernan | M | Rep | 2007-08-13 | 2010-02-19 | |
| 42 | Fletcher, Luke (SFC:AIL062) | M | Rep | 2008-12-08 | 2010-02-19 | |
| 43 | Floyd, Michael (SFC:APK722) | M | Rep | 2007-08-29 | 2010-02-19 | |
| 44 | Fu, Jackson 傅大勝 | Rep | 2008-11-28 | 2009-05-30 | ||
| 45 | Fujita, Minoru | Rep | 2007-12-27 | 2010-02-19 | ||
| 46 | Fukuta, Yoshihiro 福田吉洋 | Rep | 2008-04-15 | 2008-08-28 | ||
| RO | 2008-08-28 | 2009-04-23 | ||||
| 47 | Garrett, Adam Guy Orlebar 蓋首男 | M | Rep | 2008-12-10 | 2008-12-10 | |
| 48 | Gilbert, Laurent Luc | Rep | 2004-06-25 | 2005-06-02 | ||
| 49 | Gill, Richard John Peter | M | Rep | 2008-03-07 | 2010-02-19 | |
| 50 | Gleeson, James Anthony | M | Rep | 2008-06-12 | 2008-12-10 | |
| 51 | Go, Yoshinori 鄉喜順 | M | Rep | 2004-08-10 | 2004-09-01 | |
| RO | 2004-09-01 | 2008-04-18 | ||||
| 52 | Gourmelen, Arnaud | M | Rep | 2008-12-08 | 2010-02-19 | |
| 53 | Gupta, Rahul (SFC:AGZ998) | Rep | 2008-12-10 | 2009-04-08 | ||
| 54 | Hao, Xin (SFC:AMH819) 郝昕 | Rep | 2005-08-10 | 2010-02-19 | ||
| 55 | Hara, Hitoshi | Rep | 2005-12-28 | 2010-02-19 | ||
| 56 | Hashimoto, Kenichi 橋本賢一 | Rep | 2008-06-02 | 2008-12-10 | ||
| 57 | Hatanaka, Koji | Rep | 2005-03-03 | |||
| 58 | He, Qian (SFC:APV226) 何倩 | Rep | 2007-10-15 | 2009-06-20 | ||
| 59 | Hillen, Florian Maarten | Rep | 2006-07-24 | 2008-09-03 | ||
| 60 | Hirasawa, Satoshi | 43 | M | Rep | 2004-06-05 | |
| 61 | Ho, Arion Man Yiu 何汶叡 | Rep | 2008-12-08 | 2009-10-24 | ||
| 62 | Ho, Daniel King Wah 何景華 | M | Rep | 2004-07-06 | ||
| 63 | Ho, Harrison Lok Sang 何樂生 | M | Rep | 2010-02-19 | ||
| 64 | Ho, Jeffrey Chun Yu 何震宇 | M | Rep | 2004-05-04 | 2004-06-17 | |
| 65 | Honda, Tsukasa | Rep | 2007-12-27 | 2010-02-19 | ||
| 66 | Horiuchi, Go | Rep | 2006-07-18 | 2008-05-01 | ||
| 67 | Hung, Kenneth Hei King 洪熙敬 | M | Rep | 2008-11-28 | 2010-02-19 | |
| 68 | Ichimura, Toru 市村亨 | Rep | 2005-01-25 | |||
| RO | 2005-01-25 | 2006-07-24 | ||||
| 69 | Inukai, Masao 犬養昌生 | Rep | 2004-12-29 | 2010-02-19 | ||
| 70 | Kajitani, Yasuhide 梶谷泰秀 | Rep | 2007-07-18 | 2009-09-01 | ||
| 71 | Kato, Katsuhito 加藤勝仁 | Rep | 2005-07-20 | 2010-02-19 | ||
| 72 | Kato, Mayumi 加藤真由美 | Rep | 2004-11-15 | 2010-02-19 | ||
| 73 | Kawahara, Michiko | Rep | 2007-08-21 | 2010-02-19 | ||
| 74 | Kawamata, Yasubumi | Rep | 2007-12-10 | 2009-07-17 | ||
| 75 | Kee, Tang Seng | Rep | 2008-12-10 | 2009-04-08 | ||
| 76 | Keith, John Perry | M | Rep | 2004-11-24 | ||
| 77 | Kiang, Agnes Sik Fei 姜錫翡 | F | Rep | 2004-09-21 | 2005-04-20 | |
| 78 | Kikuchi, Satoshi | Rep | 2006-07-31 | |||
| 79 | Kim, Jin Gon | Rep | 2007-08-06 | 2007-08-06 | ||
| 80 | Kim, Seung Whan | Rep | 2003-06-24 | |||
| 81 | Kobayashi, Hisako | Rep | 2010-02-19 | |||
| 82 | Kot, Jack Hou Eric 葛積豪 | M | Rep | 2004-04-14 | 2008-09-03 | |
| 83 | Lai, Joey Wing Sze 黎詠詩 | Rep | 2008-04-26 | |||
| 84 | Lam, Calvin Si Yang 林思暘 | M | Rep | 2007-11-05 | 2009-04-30 | |
| 85 | Lam, Eric Tak Shing 林德成 | M | Rep | 2010-02-19 | ||
| 86 | Lam, Kwong Yu (SFC:AFD849) 林光宇 | Rep | 2006-08-11 | 2007-08-11 | ||
| 87 | Lam, Wing Kit (SFC:AGB106) 林永傑 | Rep | 2008-12-01 | 2010-02-19 | ||
| 88 | Lau, Chi Leung (SFC:APH032) 劉志良 | Rep | 2007-09-10 | 2009-01-31 | ||
| 89 | Lau, Joseph Han Wai 劉恆瑋 | M | Rep | 2008-12-15 | 2010-02-19 | |
| 90 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2006-07-08 | 2010-02-19 | |
| 91 | Lau, Yau Fong 劉幽芳 | Rep | 2004-01-30 | 2010-02-19 | ||
| 92 | Lee, David (SFC:ADR496) | M | Rep | 2004-08-01 | ||
| 93 | Lee, Kai Pong 李啟邦 | Rep | 2010-02-19 | |||
| 94 | Lee, Nga Ying (SFC:APQ801) 李雅瑩 | Rep | 2008-09-03 | 2010-02-19 | ||
| 95 | Lee, Siu Keung (SFC:AFG628) 李兆強 | Rep | 2007-08-06 | 2007-09-11 | ||
| 96 | Legaspi, Donna Rose Ong 王金美 | F | Rep | 2008-11-27 | 2010-02-19 | |
| 97 | Leung, Shui Yee 梁瑞儀 | Rep | 2005-07-20 | 2008-04-24 | ||
| 98 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 27 | M | Rep | 2008-12-08 | 2010-02-19 |
| 99 | Leung, Yee Wan (SFC:ARB169) 梁綺雲 | Rep | 2008-05-22 | 2010-02-19 | ||
| 100 | Li, Elsa So Nga 李素雅 | Rep | 2004-02-06 | |||
| 101 | Li, Ming (SFC:AMW601) 李明 | Rep | 2006-06-01 | 2008-08-08 | ||
| 102 | Liem, Christopher | M | Rep | 2008-12-08 | 2010-02-19 | |
| 103 | Lin, Mason | Rep | 2004-11-29 | |||
| 104 | Liu, King Wai 劉勁威 | Rep | 2010-02-19 | |||
| 105 | Louie, Wai Tat 呂煒達 | Rep | 2007-02-13 | 2008-09-03 | ||
| 106 | Lui, Dennis Kar Wong 呂家煌 | M | Rep | 2009-04-30 | ||
| 107 | Lui, Kin Wai 呂健威 | Rep | 2006-06-01 | 2007-05-28 | ||
| 108 | Lynch, Brendan Jared | M | Rep | 2007-12-04 | 2008-05-14 | |
| 109 | Mak, Hin Chun 麥顯俊 | Rep | 2008-11-28 | 2010-02-19 | ||
| 110 | Matsuba, Naoki | Rep | 2004-07-29 | |||
| 111 | Matsuno, Kenji 松野健司 | Rep | 2004-07-20 | 2009-06-08 | ||
| 112 | McLean, Neil Iain | M | Rep | 2008-05-27 | 2010-02-19 | |
| 113 | Mennesson, Thomas | M | Rep | 2008-12-15 | 2010-02-19 | |
| 114 | Merger, David Sacha | M | Rep | 2008-06-16 | 2010-02-19 | |
| 115 | Mileusnic, James Simon | M | Rep | 2008-10-03 | 2009-04-30 | |
| 116 | Miyachi, Tsukasa | Rep | 2004-12-29 | |||
| 117 | Mori, Gordon Wayne | M | Rep | 2003-07-26 | ||
| 118 | Murray, Hugh Mcpherson Lathrop | Rep | 2008-12-08 | 2010-02-19 | ||
| 119 | Nagai, Rei | Rep | 2004-12-23 | 2008-12-16 | ||
| 120 | Nakada, Akira | Rep | 2008-08-08 | 2010-02-19 | ||
| 121 | Nakagawa, Masahiro (SFC:AHM813) 中川雅博 | Rep | 2004-05-01 | |||
| 122 | Nakata, Yuji 中田裕二 | Rep | 2004-07-03 | |||
| Rep | 2007-05-09 | 2007-10-15 | ||||
| RO | 2007-10-15 | 2008-04-28 | ||||
| 123 | Namba, Reiko 南波怜子 | Rep | 2005-08-01 | 2008-01-23 | ||
| 124 | Nate, Anthony Joseph | M | Rep | 2008-12-15 | 2010-02-19 | |
| 125 | Ng, Calvin Cheuk Sing 吳卓乘 | M | Rep | 2008-07-11 | 2008-12-03 | |
| 126 | Ng, Diana Tze Chiew 黃紫秋 | F | Rep | 2008-07-10 | 2009-04-22 | |
| 127 | Ng, Kenneth Tak Ming 吳德明 | M | Rep | 2008-12-04 | ||
| 128 | Ng, Sze Man (SFC:AMN571) 吳施敏 | Rep | 2007-05-15 | 2009-12-19 | ||
| 129 | Ng, Wai Man (SFC:AAU344) 吳偉文 | Rep | 2008-12-12 | |||
| 130 | Nishikawa, Hiroyuki 西川博之 | Rep | 2004-12-02 | |||
| 131 | Nishioka, Katsuhiro 西岡克裕 | Rep | 2003-05-21 | 2006-01-14 | ||
| 132 | Noble, Scott Clifford | M | Rep | 2008-11-28 | 2009-01-17 | |
| 133 | Nomura, Kan | Rep | 2003-05-13 | 2004-01-10 | ||
| Rep | 2004-03-11 | 2004-04-15 | ||||
| Rep | 2007-01-08 | 2009-07-20 | ||||
| 134 | O'Boyle, Gerald Keith | M | Rep | 2005-12-07 | 2007-08-04 | |
| 135 | O'Meara, Christopher James Sidney | M | Rep | 2008-11-28 | 2010-02-19 | |
| 136 | O'Neile, James Finlay | M | Rep | 2005-03-21 | 2010-02-19 | |
| 137 | Omoto, Atsushi | Rep | 2008-12-10 | 2009-09-14 | ||
| 138 | Ono, Naoki 大野直樹 | Rep | 2004-04-02 | 2006-07-24 | ||
| 139 | Otani, Tomono 大谷知乃 | Rep | 2004-06-03 | 2007-07-28 | ||
| 140 | Ozeki, Masanori | Rep | 2007-07-30 | 2010-02-19 | ||
| 141 | Park, Ansik | Rep | 2007-08-23 | 2007-08-23 | ||
| 142 | Phua, Teck Wee 潘德偉 | Rep | 2008-11-28 | 2010-02-19 | ||
| 143 | Poon, Catherine Tin Lai 潘天麗 | F | Rep | 2009-04-30 | ||
| 144 | Poon, Peter Chi Kin 潘子健 | M | Rep | 2010-02-19 | ||
| 145 | Poon, Shuk Fan (SFC:AEE926) 潘淑芬 | Rep | 2010-02-19 | |||
| 146 | Poon, Tik Ki 潘迪琪 | Rep | 2007-10-10 | 2009-09-12 | ||
| 147 | Pradana, Jeff Arif | M | Rep | 2008-12-10 | 2010-02-19 | |
| 148 | Read, Matthew Christopher | M | Rep | 2008-08-29 | 2008-11-29 | |
| Rep | 2008-12-01 | 2010-02-19 | ||||
| 149 | Riley, Shawn David | M | Rep | 2005-11-04 | 2007-08-30 | |
| 150 | Robson, John Mcgowan | M | Rep | 2005-04-14 | 2006-10-28 | |
| 151 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2008-12-08 | 2010-02-19 | |
| 152 | Sano, Nobuhiro 佐野 伸広 | Rep | 2007-08-24 | 2010-02-19 | ||
| 153 | Sano, Yoichiro | M | Rep | 2010-02-19 | ||
| 154 | Sawada, Hana | Rep | 2008-12-10 | |||
| 155 | Sekine, Hironori | Rep | 2007-04-20 | 2008-12-06 | ||
| 156 | Sekita, Hirosumi 関田洋純 | Rep | 2005-07-06 | 2008-12-13 | ||
| 157 | Shimada, Takehiro | Rep | 2004-11-12 | |||
| 158 | Siow, Lian Meng 蕭連銘 | Rep | 2008-12-15 | 2009-08-08 | ||
| 159 | Sisterson, John Paul | M | Rep | 2008-11-03 | 2008-12-10 | |
| 160 | So, Raymond Bing Kei 蘇秉基 | M | Rep | 2003-10-18 | 2004-04-18 | |
| Rep | 2004-04-27 | 2006-05-11 | ||||
| 161 | Striet, Jelper | Rep | 2008-12-10 | 2010-02-19 | ||
| 162 | Subramanian, Viswanathan R | Rep | 2008-11-28 | 2009-07-24 | ||
| 163 | Sun, Cheuk Wa 孫卓華 | Rep | 2004-05-05 | |||
| 164 | Takeuchi, Tomonori | Rep | 2007-07-31 | 2010-02-19 | ||
| 165 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2004-07-26 | 2010-02-19 | ||
| 166 | Tanaka, Yasuharu 田中康春 | Rep | 2005-07-26 | |||
| 167 | Tang, Wai Shing (SFC:AAF631) 鄧偉成 | Rep | 2010-02-19 | |||
| 168 | Tani, Kenichiro 谷健一郎 | Rep | 2006-09-20 | 2009-09-19 | ||
| 169 | Teng, Jen-Chiang 鄧仁強 | Rep | 2004-11-23 | |||
| 170 | Teraguchi, Tomoyuki | Rep | 2004-07-05 | 2005-02-02 | ||
| RO | 2005-02-02 | 2009-04-10 | ||||
| 171 | Thompson, Cormac Joseph | M | Rep | 2008-10-03 | 2010-02-19 | |
| 172 | Tong, Yuk Sun 唐玉臣 | Rep | 2008-12-10 | |||
| 173 | Ushiyama, Masaharu 牛山政治 | M | Rep | 2003-09-10 | ||
| 174 | Wada, Koji 和田弘司 | Rep | 2004-07-05 | 2005-07-25 | ||
| 175 | Wang, Fang (SFC:AID230) 王芳 | Rep | 2008-12-10 | 2009-04-08 | ||
| 176 | Watanabe, Kunio | Rep | 2006-04-28 | 2006-06-29 | ||
| RO | 2006-06-29 | 2009-04-20 | ||||
| 177 | Watson, James Robert (SFC:ADB915) | M | Rep | 2004-11-29 | ||
| 178 | Winspear, Richard Dean | M | Rep | 2007-08-13 | 2010-02-19 | |
| 179 | Wong, Andy Nam Fu 黃南富 | Rep | 2009-05-14 | |||
| 180 | Wong, Frederick Wai Cheung 黃偉翔 | M | Rep | 2007-07-07 | ||
| 181 | Wong, Ka Hing (SFC:AIH624) 黃嘉馨 | Rep | 2006-03-01 | 2006-09-22 | ||
| 182 | Wong, Kylie Ka Lai 黃嘉麗 | Rep | 2007-12-06 | 2009-11-20 | ||
| 183 | Wong, Michael Chung Lim 黃仲廉 | M | Rep | 2010-02-19 | ||
| 184 | Wong, Ming Lai (SFC:AMH300) 王銘麗 | Rep | 2007-09-03 | 2008-11-01 | ||
| 185 | Wong, Peter Tat Ming 黃達明 | M | Rep | 2006-12-15 | ||
| 186 | Wong, William Koon Wei 黃觀威 | M | Rep | 2007-03-08 | 2008-12-10 | |
| 187 | Woo, Michael Hong Da 胡宏達 | M | Rep | 2010-02-19 | ||
| 188 | Woo, Wai Tong 胡偉堂 | Rep | 2004-04-29 | |||
| 189 | Xie, Jinhui (SFC:AQO522) 謝錦慧 | Rep | 2008-12-10 | 2009-04-08 | ||
| 190 | Yajima, Akihiko 矢島明彥 | Rep | 2006-07-26 | 2008-07-30 | ||
| 191 | Yao, Jack Hsin-Chou 姚信州 | M | Rep | 2008-12-08 | 2010-02-19 | |
| 192 | Yau, Yiu Pong 邱曉邦 | Rep | 2005-07-13 | 2005-08-09 | ||
| 193 | Yeung, Yuk Wah 楊毓華 | Rep | 2004-05-22 | 2010-02-19 | ||
| 194 | Yim, Leung Yuk 嚴良玉 | Rep | 2004-03-23 | 2006-05-13 | ||
| 195 | Yin, Raymond Lung 殷龍 | M | Rep | 2006-12-01 | 2008-11-01 | |
| 196 | Yoshizawa, Noriyasu | RO | 2005-05-11 | |||
| Rep | 2005-05-11 | 2005-05-23 | ||||
| 197 | Yue, Kin Wan 茹健穩 | Rep | 2008-09-06 | |||
| 198 | Yun, Cheuk Ting Sara 甄灼婷 | Rep | 2008-12-04 | 2008-12-10 | ||
| 199 | Yung, Louis Chun Woon 翁進煥 | M | Rep | 2008-11-17 | 2009-05-05 | |
| 200 | Yung, Wai Sing (SFC:ANP500) 容渭星 | Rep | 2006-06-27 | 2007-04-27 | ||
| 201 | Zamora, Poch Edward Imperial | M | Rep | 2008-09-03 |
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