UBS SECURITIES ASIA LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2004 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Anderson, Jonathan Gentile | M | Rep | 2003-05-30 | 2012-03-08 | |
2 | Anderson, Michael James (SFC:ABX611) | M | Rep | 2006-07-01 | ||
3 | Au, Eva Sin Yee 區善宜 | F | Rep | 2003-09-08 | 2008-10-04 | |
4 | Aw, Michael Soon Beng 胡順炳 | 29 | M | Rep | 2003-06-25 | |
5 | Barker, Angus Jack Rutherford | M | Rep | 2003-05-06 | 2003-07-03 | |
6 | Basham, Caroline Charlotte | F | Rep | 2004-08-17 | ||
7 | Baur, Markus Peter | M | Rep | 2003-06-25 | ||
8 | Beniwal, Saurabh | Rep | 2003-06-25 | |||
9 | Beshke, Clarence John | M | RO | 2010-10-15 | ||
10 | Bibby, Nicholas Paley | M | Rep | 2003-05-30 | ||
11 | Blackburn, Andrew James (SFC:AJE473) | M | Rep | 2003-09-29 | 2003-12-10 | |
12 | Boland, Frank Joseph | M | Rep | 2003-04-23 | ||
13 | Bradshaw, John (SFC:AHC328) | M | Rep | 2012-03-29 | ||
14 | Brown, Marcus William Ross | M | Rep | 2003-06-25 | ||
15 | Burnett, Peter William (SFC:ADX522) | M | RO | 2003-06-25 | ||
16 | Cavatoni, Joseph Roland | M | Rep | 2003-10-02 | 2009-04-20 | |
17 | Chan Yeung, Virginia Mo Bik 陳楊慕碧 | Rep | 2006-05-26 | |||
18 | Chan, Amy Yuen Han 陳婉嫻 | F | Rep | 2008-08-28 | ||
19 | Chan, Andy Kok Heng | Rep | 2010-05-20 | |||
20 | Chan, Chak Ming (SFC:AJM690) 陳則明 | Rep | 2004-02-25 | 2004-05-05 | ||
21 | Chan, Mark Man Wai 陳孟為 | M | Rep | 2003-04-09 | ||
22 | Chan, Raymond Yiu Yue 陳耀宇 | M | Rep | 2003-06-25 | ||
Rep | 2004-02-16 | 2017-12-19 | ||||
23 | Chan, Vincent Cheong Wa 陳昌華 | M | Rep | 2004-04-29 | ||
24 | Chan, Winnie (SFC:AFD453) 陳韻妮 | F | Rep | 2003-06-25 | ||
25 | Chang, Walter 陳華德 | M | Rep | 2004-04-21 | ||
26 | Chee, Choon Wee 朱俊偉 | Rep | 2003-06-25 | |||
27 | Chee, Yuen Leng 朱宛玲 | Rep | 2004-02-01 | |||
28 | Chen, Xiao (SFC:AHD966) 陳霄 | Rep | 2003-06-25 | |||
29 | Chenaux-Repond, Lorenz Michael | M | Rep | 2003-06-25 | ||
30 | Cheng, James Vincent | M | Rep | 2004-04-29 | ||
31 | Cheng, Jimmy Min Tat 鄭勉達 | M | RO | 2005-05-20 | ||
32 | Cheng, Stephen Kwok Wai 鄭國偉 | 35 | M | Rep | 2005-04-27 | |
33 | Cheung, Ka Che 張家熾 | Rep | 2005-07-05 | |||
34 | Cheung, Ronald Yat Sau 張逸修 | M | Rep | 2016-07-19 | ||
35 | Chew, Jason Chiat Tsen 周傑昇 | M | Rep | 2003-06-25 | ||
36 | Chi, Alex Lai Hoi 朱禮開 | Rep | 2003-10-31 | 2004-03-08 | ||
37 | Chia, Tse Ern | Rep | 2004-03-26 | |||
38 | Chik, Kin Nang 戚健能 | Rep | 2008-03-15 | |||
39 | Chin, David Hung I 金弘毅 | 36 | M | RO | 2004-07-01 | |
40 | Chin, Michael Jaewuk | M | Rep | 2006-09-04 | ||
41 | Chin, Sara Taechung | F | Rep | 2003-06-25 | ||
42 | Chiu, Leo Yu Yuk 趙汝昱 | M | Rep | 2003-06-25 | ||
43 | Chiu, Yuk Ha | Rep | 2003-08-19 | 2007-03-01 | ||
44 | Chong, Kian Shing 張建成 | Rep | 2003-06-25 | |||
45 | Chow, Siu Han 周笑嫻 | Rep | 2003-06-25 | |||
46 | Chu, Danny Wai Kit 朱偉傑 | Rep | 2006-09-02 | |||
47 | Chu, Pierre Wang Chung 朱宏中 | M | Rep | 2003-06-25 | ||
48 | Chung, Melanie Man Ki 鍾文琦 | F | Rep | 2003-06-25 | ||
49 | Chung, Rex Richard Kyuchang | M | Rep | 2003-06-25 | ||
50 | Chung, Suk Moon 鄭碩紋 | Rep | 2004-06-03 | |||
51 | Cin, Chang Sik | Rep | 2018-12-29 | |||
52 | Clifford, Timothy Edward | M | Rep | 2004-08-07 | ||
53 | Coffeng, John Martinus (SFC:ADJ820) | M | Rep | 2010-09-06 | ||
54 | Combalot, Laurent Benoit Georges | M | Rep | 2009-05-06 | ||
55 | Cox, Carrie Bigelow | F | Rep | 2004-04-15 | ||
56 | Debow, Sean Herbert 狄寶生 | M | Rep | 2005-03-02 | ||
57 | Ding, Yibing 丁一賓 | Rep | 2004-07-01 | |||
58 | Dong, William Chen | M | Rep | 2003-05-09 | 2004-02-24 | |
59 | Dowie, Mark Peter Louden | 43 | M | RO | 2004-04-01 | |
60 | Easterbrook, Trevor Stephen | M | Rep | 2004-02-23 | ||
61 | Fang, Dongming 房東明 | Rep | 2007-12-08 | |||
62 | Fang, Sean Sung Ho 方頌和 | 36 | M | Rep | 2003-06-25 | |
63 | Fisher, Jocelyn Howard | M | Rep | 2004-03-15 | ||
64 | Fok, Glenn 霍經麟 | 47 | M | Rep | 2003-06-25 | |
65 | Fok, Ronald King Man 霍敬文 | 27 | M | Rep | 2018-05-04 | |
66 | Gaiser, Florian | Rep | 2004-05-17 | |||
67 | Gaw, Christina 吳燕安 | 32 | F | Rep | 2008-06-14 | |
68 | Ghag, Arvinderpal | Rep | 2004-04-27 | |||
69 | Gooding, Nial Dennis Henry 劉國誠 | 45 | M | Rep | 2010-03-19 | |
70 | Gu, Huaiyu 谷懷雨 | Rep | 2003-06-25 | |||
71 | He, Di (1948) 何迪 | 56 | M | Rep | 2003-06-25 | |
72 | He, Lang | Rep | 2004-02-25 | 2007-03-29 | ||
73 | Henley, Robert Alexander | M | Rep | 2006-04-01 | ||
74 | Ho, Beatrice Lap Sze 何立思 | F | Rep | 2004-04-23 | ||
75 | Ho, Diana Pui Kwan 何佩君 | F | Rep | 2011-10-18 | ||
76 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | Rep | 2008-05-07 | |||
77 | Ho, Stanley Yaun 何仁 | M | Rep | 2003-06-25 | ||
78 | Ho, Tat Shing 何達成 | Rep | 2003-08-21 | |||
79 | Ho, Tsz Leung 何子樑 | Rep | 2003-09-02 | 2018-06-05 | ||
80 | Ho, William Wai Yin 何偉賢 | M | Rep | 2004-04-14 | ||
81 | Ho, Yuk (SFC:AJC804) 何旭 | Rep | 2003-08-06 | 2006-03-03 | ||
82 | Holland, John Michael Morgan | 41 | M | RO | 2003-11-11 | |
83 | Hoong, Chris Cheong Thard 孔祥達 | 36 | M | Rep | 2003-05-15 | |
84 | Hosie, Neil Cameron | M | Rep | 2004-05-28 | ||
85 | Houssian, Iven | Rep | 2004-07-06 | |||
86 | Hsu, Karen Chia Lin 徐嘉琳 | F | Rep | 2004-02-23 | ||
87 | Hu, Joy Lan Ya 胡嵐雅 | Rep | 2003-09-30 | 2009-04-15 | ||
88 | Hui, Alice Suk Fong 許淑芳 | F | Rep | 2007-01-25 | ||
89 | Hung, Gary Lok Ming 熊洛銘 | M | Rep | 2006-03-04 | ||
90 | Hunt, Christopher James Andrews | M | Rep | 2011-07-27 | ||
91 | Jackamo Ii, Thomas Joseph | M | Rep | 2003-06-25 | ||
92 | Jacobson, John Brennan | M | Rep | 2003-09-02 | ||
RO | 2003-09-02 | 2006-04-03 | ||||
93 | Jeong, Joseph Chu | M | Rep | 2003-07-29 | ||
94 | Jiang, Shan (SFC:AGE826) 姜山 | 33 | M | Rep | 2003-06-25 | |
95 | Johnson, Pekka David (SFC:ADL598) | M | Rep | 2005-03-21 | ||
96 | Johnston, Richard William | M | Rep | 2004-04-14 | ||
97 | Kandiah, Sutharshan | Rep | 2003-06-25 | |||
98 | Kang, Minja | Rep | 2004-02-02 | |||
99 | Khoo, Chiew Cheng 邱秋清 | Rep | 2006-04-21 | |||
100 | Kim, Su Mi (SFC:AEW312) 金秀美 | Rep | 2003-06-25 | |||
101 | Kim, Susan Eun | F | Rep | 2008-05-07 | ||
102 | Kuan, Shu Shin 關素馨 | Rep | 2004-03-12 | |||
103 | Kwan, Sing Yuen 關承遠 | Rep | ||||
104 | Kwik, Claudia Hwee Kim | F | Rep | 2003-06-25 | ||
105 | Lai, Paul Wai Tsun 賴維津 | M | Rep | 2004-07-01 | ||
106 | Lai, Wing Yi 黎詠儀 | Rep | 2003-05-30 | |||
107 | Lam, Cynthia Wan Yee 林蘊怡 | F | Rep | 2003-12-30 | 2005-09-03 | |
108 | Lam, Franklin Fan Keung 林奮強 | 44 | M | Rep | 2005-04-27 | |
109 | Lam, Hu Yang 林曉陽 | Rep | 2006-09-16 | |||
110 | Lam, Mo Yee 林慕怡 | Rep | 2003-06-25 | |||
111 | Lam, Vanessa Yuk Yee 林玉儀 | F | Rep | 2006-08-26 | ||
112 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2006-06-08 | ||
113 | Lau, Patricia Yan Ki 劉恩琪 | 25 | F | Rep | 2003-06-25 | |
114 | Law, Wendy Wing Chi 羅穎芝 | F | Rep | 2005-06-13 | ||
115 | Lee, Chris C | Rep | 2003-07-29 | |||
116 | Lee, Christopher Fai Man 李輝敏 | 38 | M | Rep | 2010-03-22 | |
117 | Lee, Gene Jin-Won | Rep | 2003-06-25 | |||
118 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | Rep | 2007-04-19 | |||
119 | Lee, James (SFC:AHW505) | M | Rep | 2003-06-25 | ||
120 | Lee, Simon Chun Kit 李俊傑 | 28 | M | Rep | 2009-04-22 | |
121 | Lee, Won Jong | Rep | 2010-07-05 | |||
122 | Leong, Vui Ling 梁偉靈 | Rep | 2006-03-01 | |||
123 | Lepper, David Anthony (SFC:AGJ984) | M | Rep | 2008-07-16 | ||
124 | Leung, Derek Yuk Lun 梁旭麟 | M | Rep | 2003-06-25 | ||
125 | Leung, Mary Ka Yan 梁家恩 | F | Rep | 2003-06-25 | ||
126 | Liew, Yew Wah | Rep | 2004-04-28 | |||
127 | Lim, Bryan Patrick Hong Chin | M | Rep | 2003-06-25 | ||
128 | Lim, Meng Phong 林明鳳 | Rep | 2017-06-28 | |||
129 | Lo, Michael Sai Cheong 盧世昌 | M | Rep | 2003-11-25 | 2004-05-05 | |
130 | Look, Andrew 陸東 | 39 | M | Rep | 2007-07-05 | |
131 | Louie, Paul Kwok Yi 雷國怡 | M | Rep | 2005-07-19 | ||
132 | Lu, Edmund Lingjian 盧淩堅 | M | Rep | 2005-03-29 | ||
133 | Lu, Jia (SFC:AJD748) 路嘉 | Rep | 2003-09-16 | 2003-10-17 | ||
134 | Luk, Terence (SFC:AGI503) 陸凱賢 | M | Rep | 2006-01-28 | ||
135 | Ma, Kwun Yea 馬君意 | Rep | 2006-02-28 | |||
136 | Mackinnon, Charles Harold Hugh | M | Rep | 2003-04-10 | ||
137 | McLennan, Ian Richard James | 39 | M | Rep | 2004-01-02 | |
138 | McQueen, Lee Michael | M | Rep | 2004-01-09 | ||
RO | 2004-01-09 | 2005-05-10 | ||||
139 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | Rep | 2010-01-26 | ||
140 | Mizoguchi, Hironori | Rep | 2004-03-12 | |||
141 | Mou, Newman Siu Bun 繆肇彬 | Rep | 2006-06-15 | |||
142 | Mukhopadhyay, Ajinkya | Rep | 2003-06-25 | |||
143 | Ng, Diana Tze Chiew 黃紫秋 | F | Rep | 2004-10-20 | ||
144 | Ng, Hooi Chong 黃慧聰 | 36 | M | Rep | 2003-04-30 | |
145 | Ng, Kenneth Chi Keung 吳志強 | M | Rep | 2004-02-25 | 2005-03-09 | |
146 | Ng, Siok Leng (SFC:AFM257) 黃淑玲 | Rep | 2003-10-14 | 2008-05-14 | ||
147 | Norris, Richard (SFC:AHG719) | M | Rep | 2004-05-18 | ||
148 | Oertli, Michael | M | RO | 2004-04-22 | ||
149 | Ollerenshaw, Simon Gerald | M | Rep | 2003-06-25 | ||
150 | Orgill, Bradley Wayne | M | RO | 2005-03-24 | ||
151 | Pang, Kenneth Kwok Kit 彭國傑 | M | Rep | 2009-04-08 | ||
152 | Park, Min | Rep | 2004-07-29 | |||
153 | Parthasarathy, Raja | Rep | 2003-06-25 | |||
154 | Patel, Jinesh Kiran | Rep | 2006-06-24 | |||
155 | Pecot III, Charles Matthew | 44 | M | Rep | 2005-04-27 | |
156 | Pfatteicher, Peter Alexander | M | Rep | 2003-05-02 | ||
157 | Pickstone, Julian Charles (SFC:AFT961) | M | Rep | 2007-09-03 | ||
158 | Png, Chin Yee | Rep | 2003-06-25 | |||
159 | Po, Alice Wai Sze 保慧思 | F | Rep | 2005-08-18 | ||
160 | Poon, Ada Ho Yan 潘可欣 | F | Rep | 2004-07-01 | ||
161 | Poon, Jenny 潘珍妮 | F | Rep | 2003-05-24 | ||
162 | Poon, Ming Pui 潘明培 | M | RO | 2005-03-30 | ||
163 | Price, Edmund Hugh Owain | 35 | M | Rep | 2003-06-25 | |
164 | Qiu, Ruofei 邱若非 | Rep | 2003-06-25 | |||
165 | Rabinowitz, David | M | Rep | 2010-09-06 | ||
166 | Raha, Arup | Rep | 2003-04-11 | |||
167 | Ramanathan, Badrinath | Rep | 2003-06-25 | |||
168 | Rankin, Robert John | 41 | M | Rep | 2003-06-25 | |
169 | Redbourn, Paul Robert (SFC:AFQ906) | M | Rep | 2010-10-15 | ||
170 | Robertson, James Hewitt | M | Rep | 2003-04-30 | ||
171 | Robertson, Simon Montague | M | Rep | 2010-04-09 | ||
172 | Rogers, Simon Andrew | M | Rep | 2003-09-05 | ||
173 | Ross, Timothy Wakefield | M | Rep | 2005-05-03 | ||
174 | Roth, Gunther James | M | Rep | 2003-06-25 | ||
175 | Sanchez, Marlon Mikhail | M | Rep | 2006-05-16 | ||
176 | Saunders, Scott Antony | M | RO | 2005-05-20 | ||
177 | Saxvik, Eric Bradley | M | Rep | 2012-04-13 | ||
178 | Shah, Dimple (SFC:AIC117) | Rep | 2003-04-30 | |||
179 | Shieh, Ingrid | Rep | 2004-04-29 | |||
180 | Sim, Colin Ching Wern | M | Rep | 2007-06-14 | ||
181 | Sinclair, Andrew Mark (SFC:AGP545) | M | Rep | 2004-04-18 | ||
182 | Siu, Madeline Kor Man 蕭可敏 | F | Rep | 2003-06-25 | ||
183 | Smith, Michael Thomas (SFC:AGL937) | M | Rep | 2003-06-25 | ||
184 | Sohn, Bill Eun-Seok | M | Rep | 2007-01-23 | ||
185 | Spence, James Barclay | M | Rep | 2004-04-02 | ||
186 | Stutsman, Andrea Jean | F | Rep | 2006-05-01 | ||
187 | Suen, Benny Hung Kit 孫雄傑 | M | Rep | 2009-04-22 | ||
188 | Sum, Hing Man 岑慶文 | Rep | 2014-04-11 | |||
189 | Sun, Lucy Shin Su 孫心樹 | F | Rep | 2003-05-15 | 2005-06-15 | |
190 | Sun, Steven John 孫常勝 | 47 | M | Rep | 2003-06-25 | |
191 | Tan, Lien Seng | Rep | 2005-03-21 | |||
192 | Tan, Nicholas Chye Seng | 31 | M | Rep | 2004-05-31 | |
193 | Tan, Yew Boon 陳友文 | Rep | 2004-05-04 | |||
194 | Tay, Marcus Noel Chien Pheng | M | Rep | 2003-06-25 | ||
195 | Taylor, Christopher Michael (SFC:AEC940) | M | Rep | 2003-04-15 | ||
196 | Teh, Kihui | Rep | 2003-06-25 | |||
197 | Tetzlaff, Juergen | Rep | 2004-02-12 | 2005-11-26 | ||
198 | Thomas, Rebecca Judith | F | Rep | 2004-05-13 | ||
199 | Tinker, Dylan Carlo | 36 | M | Rep | 2005-04-11 | |
200 | Tse, Jaff Ka Wai 謝家威 | Rep | 2003-04-10 | |||
201 | Tse, Shirley Sze Wan 謝詩韻 | F | Rep | 2009-11-30 | ||
202 | Tsui, Charles King 徐勁 | M | Rep | 2003-11-04 | ||
203 | Villanueva, Bryan Uy 蘇龍 | M | Rep | 2003-06-25 | ||
204 | Volet, Raphael | M | Rep | 2004-04-02 | ||
205 | Wadle, John Allen | M | Rep | 2009-04-07 | ||
206 | Wan, Li (SFC:AHD514) 萬里 | Rep | 2004-03-08 | |||
207 | Wan, Ming Sun 尹明山 | 31 | M | Rep | 2004-02-26 | |
208 | Wang, Peng (SFC:AJM687) 王鵬 | Rep | 2004-02-25 | 2004-12-14 | ||
209 | Wang, Ren (SFC:AIB127) 汪韌 | 32 | M | Rep | 2003-06-25 | |
210 | Ward, Rodney Gordon 賀利華 | 60 | M | RO | 2003-06-25 | |
211 | Wareham, Olivia Louise | F | Rep | 2004-02-25 | 2004-07-06 | |
212 | Wee, Liang Sin | Rep | 2003-05-30 | |||
213 | Wei, Amy Mei 魏薇 | F | Rep | 2003-06-25 | ||
214 | Wei, Ying (SFC:AJM685) 魏莹 | Rep | 2004-02-25 | 2007-06-16 | ||
215 | West, Colin Thomas | M | RO | 2003-06-25 | ||
216 | Williams, Mark Fraser | M | Rep | 2003-06-25 | ||
217 | Williams, Sian Elizabeth (SFC:ADT132) | F | Rep | 2004-05-28 | ||
218 | Wong, Angel Po Kit 黃寶潔 | Rep | 2004-01-30 | 2006-07-08 | ||
219 | Wong, Constance 黃子欣 | F | Rep | 2008-05-24 | ||
220 | Wong, Eric Chun Yu 王震宇 | M | Rep | 2011-03-10 | ||
221 | Wong, Jenny Chieh Lu 王潔如 | F | Rep | 2006-06-17 | ||
222 | Wong, Kenneth Hong Kit 黃匡傑 | M | Rep | 2003-06-25 | ||
223 | Wong, Ronald Kwok Kit 黃國傑 | M | Rep | 2003-06-18 | ||
224 | Wong, Steven Siu Kee 黃紹基 | M | Rep | 2003-06-25 | ||
225 | Woodland, Emily Jane | F | Rep | 2003-10-14 | 2012-03-19 | |
226 | Wooldridge, Duncan Samuel | M | Rep | 2003-06-27 | 2017-06-10 | |
227 | Wu, Chi Wai (SFC:AIQ683) 胡志威 | Rep | 2011-10-24 | |||
228 | Wu, James Yun | M | Rep | 2009-05-13 | ||
229 | Wu, Samuel Shung Shan 鄔崇山 | M | Rep | 2003-06-25 | ||
230 | Xiao, Qing (SFC:AFE509) 肖清 | Rep | 2003-06-25 | |||
231 | Yang, Heidi Hoi Ti 楊凱蒂 | 34 | F | Rep | 2003-05-09 | 2004-07-06 |
232 | Yang, Kai (SFC:ADW509) 楊凱 | Rep | 2004-07-01 | |||
233 | Yang, Yaqi 楊亞琦 | Rep | 2003-06-25 | |||
234 | Yin, He 尹賀 | Rep | 2004-02-25 | 2007-06-16 | ||
235 | Yip, Shuk Ling 葉淑玲 | Rep | 2009-12-03 | |||
236 | Yoon, Benjamin Hyung | M | Rep | 2003-04-16 | ||
237 | Yoon, Chi Won | Rep | 2003-09-15 | |||
RO | 2003-09-15 | 2005-06-09 | ||||
238 | Yu, Jason Wah Chiu 余華超 | M | RO | 2005-03-24 | ||
239 | Yu, Kok Leung 余國良 | Rep | 2006-03-12 | |||
240 | Yu, Ming Lai 余明麗 | Rep | 2003-06-02 | |||
241 | Yuen, Nicole Shuk Kam 袁淑琴 | 42 | F | RO | 2005-03-24 | |
242 | Yung, Tak Man (SFC:AHK660) 翁德敏 | Rep | 2014-06-10 | |||
243 | Zhang, Joe Hua Qiao 張化橋 | 41 | M | Rep | 2006-03-23 | |
244 | Zhang, Ning (SFC:AGD246) 張宁 | 36 | M | Rep | 2004-03-11 | |
245 | Zhu, Lei (SFC:AIU660) 朱雷 | M | Rep | 2003-05-21 | 2003-07-03 | |
246 | Zhu, Wenqian (SFC:AHD643) 朱文倩 | Rep | 2003-06-25 |
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