Nomura Asia Investment (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ambai, Takahiro 安倍貴博 | Rep | 2008-12-29 | 2010-02-19 | ||
| 2 | Arora, Gaurav (SFC:APA737) | Rep | 2009-01-12 | 2010-02-19 | ||
| 3 | Asano, Shin 淺野真 | Rep | 2006-08-01 | 2010-02-19 | ||
| 4 | Barnett, Maxine Bernice | Rep | 2008-12-15 | 2010-02-19 | ||
| 5 | Bharti, Kirtes | Rep | 2008-11-17 | 2009-05-15 | ||
| 6 | Bradshaw, Stephanie 李婉青 | F | Rep | 2008-12-10 | 2009-05-05 | |
| 7 | Bret, Jean-Sebastien Pierre | M | Rep | 2008-12-15 | 2010-02-19 | |
| 8 | Chan, Julia May Yee 陳美儀 | F | Rep | 2007-08-13 | 2009-03-28 | |
| 9 | Chan, Wing Yin (SFC:ARX074) 陳詠賢 | Rep | 2008-11-27 | 2010-02-19 | ||
| 10 | Chau, Kenneth Yiu Man 周耀文 | M | Rep | 2008-11-28 | 2009-10-29 | |
| 11 | Chau, Ling 周凌 | 26 | M | Rep | 2008-02-29 | 2010-02-19 |
| 12 | Chekroun, Benjamin Marc John | 37 | M | Rep | 2008-04-07 | 2010-02-19 |
| 13 | Chen, Chengze | Rep | 2008-12-08 | 2010-02-19 | ||
| 14 | Cheng, Chih-Hsiung 鄭智雄 | Rep | 2008-06-17 | 2010-02-19 | ||
| 15 | Cheung, San Tat 張新達 | Rep | 2010-02-19 | |||
| 16 | Chiu, Siu Sang 趙小珊 | Rep | 2006-05-25 | 2010-02-19 | ||
| 17 | Chok, Ivy Ngai Wai 卓艾維 | F | Rep | 2008-04-01 | 2010-02-19 | |
| 18 | Chong, Kenny 莊嘉麟 | M | Rep | 2008-12-08 | 2010-02-19 | |
| 19 | Chui, Chi-Sun 徐志真 | Rep | 2008-12-15 | 2009-10-10 | ||
| 20 | Chulani, Rohit Madan Mohan | Rep | 2008-12-10 | 2009-04-08 | ||
| 21 | Dabbs Iv, John Newton | M | Rep | 2008-11-28 | 2009-07-24 | |
| 22 | Di Iorio, Michael Anthony | M | Rep | 2008-12-15 | 2009-11-23 | |
| 23 | Dolan, Paul Tiernan | M | Rep | 2007-08-13 | 2010-02-19 | |
| 24 | Fan, Jason Che-Hsi 范哲曦 | M | Rep | 2009-01-15 | 2009-08-29 | |
| 25 | Fletcher, Luke (SFC:AIL062) | M | Rep | 2008-12-08 | 2010-02-19 | |
| 26 | Floyd, Michael (SFC:APK722) | M | Rep | 2007-08-29 | 2010-02-19 | |
| 27 | Fu, Jackson 傅大勝 | Rep | 2008-11-28 | 2009-05-30 | ||
| 28 | Fujita, Minoru | Rep | 2007-12-27 | 2010-02-19 | ||
| 29 | Fukuta, Yoshihiro 福田吉洋 | RO | 2008-08-28 | 2009-04-23 | ||
| 30 | Gill, Richard John Peter | M | Rep | 2008-03-07 | 2010-02-19 | |
| 31 | Gourmelen, Arnaud | M | Rep | 2008-12-08 | 2010-02-19 | |
| 32 | Gupta, Rahul (SFC:AGZ998) | Rep | 2008-12-10 | 2009-04-08 | ||
| 33 | Hao, Xin (SFC:AMH819) 郝昕 | Rep | 2005-08-10 | 2010-02-19 | ||
| 34 | Hara, Hitoshi | Rep | 2005-12-28 | 2010-02-19 | ||
| 35 | He, Qian (SFC:APV226) 何倩 | Rep | 2007-10-15 | 2009-06-20 | ||
| 36 | Ho, Arion Man Yiu 何汶叡 | Rep | 2008-12-08 | 2009-10-24 | ||
| 37 | Ho, Harrison Lok Sang 何樂生 | M | Rep | 2010-02-19 | ||
| 38 | Honda, Tsukasa | Rep | 2007-12-27 | 2010-02-19 | ||
| 39 | Hung, Kenneth Hei King 洪熙敬 | M | Rep | 2008-11-28 | 2010-02-19 | |
| 40 | Inukai, Masao 犬養昌生 | Rep | 2004-12-29 | 2010-02-19 | ||
| 41 | Kajitani, Yasuhide 梶谷泰秀 | Rep | 2007-07-18 | 2009-09-01 | ||
| 42 | Kato, Katsuhito 加藤勝仁 | Rep | 2005-07-20 | 2010-02-19 | ||
| 43 | Kato, Mayumi 加藤真由美 | Rep | 2004-11-15 | 2010-02-19 | ||
| 44 | Kawahara, Michiko | Rep | 2007-08-21 | 2010-02-19 | ||
| 45 | Kawamata, Yasubumi | Rep | 2007-12-10 | 2009-07-17 | ||
| 46 | Kee, Tang Seng | Rep | 2008-12-10 | 2009-04-08 | ||
| 47 | Kobayashi, Hisako | Rep | 2010-02-19 | |||
| 48 | Lam, Calvin Si Yang 林思暘 | M | Rep | 2007-11-05 | 2009-04-30 | |
| 49 | Lam, Eric Tak Shing 林德成 | M | Rep | 2010-02-19 | ||
| 50 | Lam, Wing Kit (SFC:AGB106) 林永傑 | Rep | 2008-12-01 | 2010-02-19 | ||
| 51 | Lau, Joseph Han Wai 劉恆瑋 | M | Rep | 2008-12-15 | 2010-02-19 | |
| 52 | Lau, Marcus Chi Chiu 劉志超 | M | Rep | 2006-07-08 | 2010-02-19 | |
| 53 | Lau, Yau Fong 劉幽芳 | Rep | 2004-01-30 | 2010-02-19 | ||
| 54 | Lee, Kai Pong 李啟邦 | Rep | 2010-02-19 | |||
| 55 | Lee, Nga Ying (SFC:APQ801) 李雅瑩 | Rep | 2008-09-03 | 2010-02-19 | ||
| 56 | Legaspi, Donna Rose Ong 王金美 | F | Rep | 2008-11-27 | 2010-02-19 | |
| 57 | Leung, Wai Kei (SFC:AKR467) 梁偉基 | 28 | M | Rep | 2008-12-08 | 2010-02-19 |
| 58 | Leung, Yee Wan (SFC:ARB169) 梁綺雲 | Rep | 2008-05-22 | 2010-02-19 | ||
| 59 | Liem, Christopher | M | Rep | 2008-12-08 | 2010-02-19 | |
| 60 | Liu, King Wai 劉勁威 | Rep | 2010-02-19 | |||
| 61 | Lui, Dennis Kar Wong 呂家煌 | M | Rep | 2009-04-30 | ||
| 62 | Mak, Hin Chun 麥顯俊 | M | Rep | 2008-11-28 | 2010-02-19 | |
| 63 | Matsuno, Kenji 松野健司 | Rep | 2004-07-20 | 2009-06-08 | ||
| 64 | McLean, Neil Iain | M | Rep | 2008-05-27 | 2010-02-19 | |
| 65 | Mennesson, Thomas | M | Rep | 2008-12-15 | 2010-02-19 | |
| 66 | Merger, David Sacha | M | Rep | 2008-06-16 | 2010-02-19 | |
| 67 | Mileusnic, James Simon | M | Rep | 2008-10-03 | 2009-04-30 | |
| 68 | Murray, Hugh Mcpherson Lathrop | Rep | 2008-12-08 | 2010-02-19 | ||
| 69 | Nakada, Akira | Rep | 2008-08-08 | 2010-02-19 | ||
| 70 | Nate, Anthony Joseph | M | Rep | 2008-12-15 | 2010-02-19 | |
| 71 | Ng, Diana Tze Chiew 黃紫秋 | F | Rep | 2008-07-10 | 2009-04-22 | |
| 72 | Ng, Sze Man (SFC:AMN571) 吳施敏 | Rep | 2007-05-15 | 2009-12-19 | ||
| 73 | Nguyen, Nicholas Nolan | M | Rep | 2009-01-12 | 2010-02-19 | |
| 74 | Nomura, Kan | Rep | 2007-01-08 | 2009-07-20 | ||
| 75 | O'Meara, Christopher James Sidney | M | Rep | 2008-11-28 | 2010-02-19 | |
| 76 | O'Neile, James Finlay | M | Rep | 2005-03-21 | 2010-02-19 | |
| 77 | Omoto, Atsushi | Rep | 2008-12-10 | 2009-09-14 | ||
| 78 | Ozeki, Masanori | Rep | 2007-07-30 | 2010-02-19 | ||
| 79 | Park, Joohong | Rep | 2009-01-12 | 2010-02-19 | ||
| 80 | Phua, Teck Wee 潘德偉 | Rep | 2008-11-28 | 2010-02-19 | ||
| 81 | Poon, Catherine Tin Lai 潘天麗 | F | Rep | 2009-04-30 | ||
| 82 | Poon, Peter Chi Kin 潘子健 | M | Rep | 2010-02-19 | ||
| 83 | Poon, Shuk Fan (SFC:AEE926) 潘淑芬 | Rep | 2010-02-19 | |||
| 84 | Poon, Tik Ki 潘迪琪 | Rep | 2007-10-10 | 2009-09-12 | ||
| 85 | Pradana, Jeff Arif | M | Rep | 2008-12-10 | 2010-02-19 | |
| 86 | Read, Matthew Christopher | M | Rep | 2008-12-01 | 2010-02-19 | |
| 87 | Ryan, Jonathan David (SFC:AGX020) | M | Rep | 2008-12-08 | 2010-02-19 | |
| 88 | Sano, Nobuhiro 佐野 伸広 | Rep | 2007-08-24 | 2010-02-19 | ||
| 89 | Sano, Yoichiro | M | Rep | 2010-02-19 | ||
| 90 | Siow, Lian Meng 蕭連銘 | Rep | 2008-12-15 | 2009-08-08 | ||
| 91 | Striet, Jelper | Rep | 2008-12-10 | 2010-02-19 | ||
| 92 | Subramanian, Viswanathan R | Rep | 2008-11-28 | 2009-07-24 | ||
| 93 | Takeuchi, Tomonori | Rep | 2007-07-31 | 2010-02-19 | ||
| 94 | Tam, Jude Ho Yin 譚顥賢 | Rep | 2004-07-26 | 2010-02-19 | ||
| 95 | Tang, Wai Shing (SFC:AAF631) 鄧偉成 | Rep | 2010-02-19 | |||
| 96 | Tani, Kenichiro 谷健一郎 | Rep | 2006-09-20 | 2009-09-19 | ||
| 97 | Teraguchi, Tomoyuki | RO | 2005-02-02 | 2009-04-10 | ||
| 98 | Thompson, Cormac Joseph | M | Rep | 2008-10-03 | 2010-02-19 | |
| 99 | Wang, Fang (SFC:AID230) 王芳 | Rep | 2008-12-10 | 2009-04-08 | ||
| 100 | Watanabe, Kunio | RO | 2006-06-29 | 2009-04-20 | ||
| 101 | Winspear, Richard Dean | M | Rep | 2007-08-13 | 2010-02-19 | |
| 102 | Wong, Andy Nam Fu 黃南富 | Rep | 2009-05-14 | |||
| 103 | Wong, Kylie Ka Lai 黃嘉麗 | Rep | 2007-12-06 | 2009-11-20 | ||
| 104 | Wong, Michael Chung Lim 黃仲廉 | M | Rep | 2010-02-19 | ||
| 105 | Woo, Michael Hong Da 胡宏達 | M | Rep | 2010-02-19 | ||
| 106 | Xie, Jinhui (SFC:AQO522) 謝錦慧 | Rep | 2008-12-10 | 2009-04-08 | ||
| 107 | Yao, Jack Hsin-Chou 姚信州 | M | Rep | 2008-12-08 | 2010-02-19 | |
| 108 | Yeung, Yuk Wah 楊毓華 | Rep | 2004-05-22 | 2010-02-19 | ||
| 109 | Yoshida, Koji (SFC:ASF938) 吉田幸司 | Rep | 2009-01-16 | 2010-02-19 | ||
| 110 | Yung, Louis Chun Woon 翁進煥 | M | Rep | 2008-11-17 | 2009-05-05 |
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