CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2017 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Agrawal, Pankaj Kishore | Rep | 2008-09-22 | |||
2 | Bazzoni, Federico | M | Rep | 2015-04-23 | 2022-08-25 | |
3 | Bo, Huaiyu 薄怀予 | Rep | 2004-02-09 | 2006-07-31 | ||
4 | Brooks, Christopher John (SFC:AHF678) | M | Rep | 2008-09-17 | 2008-12-05 | |
RO | 2008-12-05 | 2009-08-14 | ||||
5 | Cai, Yulong (SFC:AXT416) 蔡宇龍 | Rep | 2015-04-23 | 2016-10-24 | ||
6 | Chan, Alex Ching Lim 陳正濂 | Rep | 2011-06-01 | 2012-04-03 | ||
7 | Chan, Dickson Chi Chuen 陳志銓 | 41 | M | RO | 2015-04-23 | 2017-01-28 |
Rep | 2017-05-22 | 2017-11-06 | ||||
8 | Chan, Edmund Wai Hung 陳偉雄 | M | RO | 2015-04-30 | ||
9 | Chan, Ivy Wing Han 陳詠嫻 | F | Rep | 2007-09-20 | 2016-12-31 | |
10 | Chan, Leo Chi Fung 陳志峰 | 38 | M | Rep | 2015-04-23 | 2015-05-01 |
11 | Chan, Marcella Man Wai 陳敏慧 | Rep | 2004-10-12 | 2006-06-17 | ||
12 | Chan, Ngat 陳兀 | Rep | 2007-09-20 | 2011-05-13 | ||
13 | Chen, Chen (SFC:AUZ701) 陳晨 | Rep | 2015-04-23 | 2015-05-28 | ||
14 | Chen, Cheng (SFC:BFY640) 陳誠 | Rep | 2015-08-04 | 2019-06-21 | ||
15 | Chen, Chi-Chen 陳紀正 | Rep | 2015-04-23 | 2016-02-03 | ||
16 | Chen, Crystal Ying | F | Rep | 2011-03-23 | 2011-07-15 | |
17 | Chen, Denise Jiun Jing 陳君靜 | F | Rep | 2004-01-26 | 2006-05-19 | |
18 | Chen, Liu Shan 陳柳山 | Rep | 2016-11-15 | 2016-12-21 | ||
19 | Cheung, Ho Ming (SFC:AOE594) 張可明 | Rep | 2011-06-29 | 2024-07-15 | ||
20 | Chow, Chuen Pak 周泉柏 | Rep | 2007-10-09 | 2019-08-24 | ||
21 | Chu, Joseph Patrick Yeong Kang 徐永康 | 50 | M | Rep | 2007-06-11 | 2007-10-04 |
RO | 2007-10-04 | 2009-07-02 | ||||
22 | Cranwell, Russell Anthony | M | Rep | 2008-09-18 | 2017-04-19 | |
23 | Crotty, Philip John | M | Rep | 2005-05-19 | 2005-07-14 | |
RO | 2005-07-14 | 2008-06-27 | ||||
24 | D'abo, John Gerard Nicholas | 49 | M | Rep | 2004-12-06 | |
25 | Dewhurst, Simon | M | Rep | 2006-11-14 | ||
26 | Djajadiningrat, Arif Medianto | Rep | 2009-09-21 | 2010-08-09 | ||
27 | Dorney, Mark Andrew | M | Rep | 2015-03-30 | 2016-02-01 | |
28 | Ferdinand, Timothy Mark Fletcher | M | RO | 2005-12-31 | ||
29 | Francisco, Christopher 方宇傑 | 33 | M | Rep | 2014-02-10 | 2015-11-03 |
30 | Gao, Ya (SFC:AZJ498) 高雅 | Rep | 2016-11-30 | 2017-01-14 | ||
31 | Garnsey, Graeme Anthony | M | Rep | 2012-03-20 | 2019-10-26 | |
32 | Gregory, Philip Leeton 葛浩雲 | M | Rep | 2006-09-20 | 2008-04-18 | |
33 | Hadian, Hazwan | Rep | 2014-09-11 | 2019-05-11 | ||
34 | Hanka, Robert (SFC:AEY453) | M | Rep | 2004-05-18 | 2005-12-31 | |
35 | He, Haotian (SFC:BFN673) 何昊天 | Rep | 2015-06-01 | 2021-04-16 | ||
36 | He, Tian (SFC:BBR112) 賀添 | Rep | 2015-04-23 | 2017-04-01 | ||
37 | Hon, Hau Ngai 韓巧藝 | Rep | 2013-11-01 | 2015-06-09 | ||
38 | Hong, Jenny | F | Rep | 2009-07-31 | 2012-11-24 | |
39 | Hu, Xing (SFC:BGE917) 胡星 | Rep | 2015-09-15 | 2017-01-07 | ||
40 | Hua, Fengmao 華風茂 | 49 | M | Rep | 2003-07-23 | 2005-10-20 |
41 | Huang, Wanqian 黃婉倩 | Rep | 2009-09-17 | 2012-07-16 | ||
42 | Jiang, Sosia | Rep | 2005-10-25 | 2006-10-12 | ||
43 | Kam, Kwok Hung 甘國雄 | Rep | 2016-10-14 | 2018-09-01 | ||
44 | Kim, Wee Kwang 金偉光 | Rep | 2015-04-23 | 2018-07-21 | ||
45 | King, Richard Yun Zing 金元成 | 51 | M | Rep | 2003-10-13 | |
46 | Kong, Xiangming 孔祥明 | Rep | 2015-07-09 | 2016-10-28 | ||
47 | Kum, Jocelyn Wan Sze 甘婉絲 | Rep | 2004-06-04 | |||
48 | Kwong, Wilson Wai Sun 鄺偉信 | 52 | M | Rep | 2003-12-17 | 2006-07-03 |
49 | Lai, Patrick Pak Hung 黎柏鴻 | M | Rep | 2014-02-10 | 2016-12-01 | |
50 | Lai, Paul Wai Tsun 賴維津 | M | Rep | 2010-01-22 | 2012-04-26 | |
51 | Lam, Allen Kar Fai 林嘉輝 | M | Rep | 2006-06-05 | ||
52 | Lam, Steve Kwok Leung 林國樑 | M | Rep | 2006-06-08 | 2007-06-25 | |
53 | Lau, Johny Yondar | Rep | 2011-04-21 | 2011-07-15 | ||
54 | Lau, Tin Pui 劉天珮 | Rep | 2016-11-15 | |||
55 | Layton, Marlon Anthony | M | Rep | 2014-06-26 | 2015-03-06 | |
56 | Leach, Francis Hugh Magnus | M | Rep | 2011-10-26 | ||
57 | Lee, Man Lok (SFC:AVX919) 李文諾 | Rep | 2015-05-07 | 2018-02-16 | ||
58 | Lee, Richard Anthony Treadgold | M | Rep | 2006-01-16 | ||
RO | 2006-01-16 | 2016-04-06 | ||||
Rep | 2016-04-06 | 2016-09-09 | ||||
59 | Leow, Siok Ling 廖淑玲 | Rep | 2008-09-08 | |||
RO | 2008-09-08 | 2023-07-18 | ||||
60 | Leung, Hon Ki 梁漢旗 | RO | 2015-04-23 | 2018-08-30 | ||
61 | Leung, Kelvin Yau-teng 梁祐庭 | M | Rep | 2016-08-11 | 2017-05-04 | |
RO | 2017-05-04 | 2017-07-18 | ||||
62 | Leung, Leona Hiu Nam 梁曉嵐 | Rep | 2011-05-16 | 2017-02-11 | ||
63 | Li, Hang (SFC:AYV511) 李航 | Rep | 2013-11-01 | 2018-02-23 | ||
64 | Li, Hongxing (1975) 李紅星 | 42 | M | Rep | 2015-04-23 | 2016-11-01 |
65 | Li, Ji (SFC:ASS293) 李驥 | Rep | 2009-03-31 | 2012-06-13 | ||
66 | Li, Jia Wei 李佳蔚 | Rep | 2015-04-23 | 2015-08-07 | ||
67 | Li, Longzhen 李隆真 | Rep | 2017-03-03 | 2017-07-27 | ||
68 | Li, Qiqi (SFC:BFO348) 李祺琦 | Rep | 2017-01-03 | 2018-06-22 | ||
69 | Li, Shuwan 李姝婉 | Rep | 2015-09-09 | 2016-03-09 | ||
Rep | 2016-06-01 | 2016-09-30 | ||||
70 | Li, You (SFC:BGL796) 李由 | Rep | 2015-11-06 | 2016-09-21 | ||
71 | Liang, Jun (SFC:BIN429) 梁鈞 | 34 | M | Rep | 2016-11-10 | 2019-06-15 |
72 | Liu, Hanhua 劉漢華 | Rep | 2015-04-23 | 2017-09-30 | ||
73 | Liu, Hiu Lau 廖曉柳 | Rep | 2006-06-15 | 2007-07-31 | ||
74 | Liu, Joseph (SFC:AXD120) | M | Rep | 2015-04-23 | 2019-09-05 | |
75 | Liu, Mi (SFC:AIH139) 劉宓 | Rep | 2007-05-23 | |||
76 | Liu, Wenyun (SFC:AUI940) 劉文韞 | Rep | 2014-01-20 | 2019-03-09 | ||
77 | Liu, Xia (SFC:ANW386) 劉霞 | Rep | 2006-09-15 | 2011-01-01 | ||
78 | Lo, Jessica Yung 羅榕 | F | Rep | 2006-09-18 | 2007-09-01 | |
79 | Low, Andrew Donald | M | Rep | 2015-01-30 | 2015-08-12 | |
RO | 2015-08-12 | 2017-07-13 | ||||
80 | Lu, Xiang 陸庠 | Rep | 2014-08-28 | 2019-06-15 | ||
81 | Lu, Yufeng (SFC:BGF969) 逯宇峰 | Rep | 2015-09-17 | 2016-10-01 | ||
82 | Luo, Xiaoran 羅笑然 | Rep | 2015-04-23 | 2016-12-01 | ||
83 | Luo, Yijue 羅一珏 | Rep | 2014-02-10 | 2016-04-12 | ||
84 | Luo, Yong (SFC:ANR807) 羅咏 | Rep | 2013-11-01 | 2016-08-29 | ||
RO | 2016-08-29 | 2017-05-02 | ||||
85 | Mak, Mica Yun Ching 麥潤楨 | Rep | 2013-11-01 | 2016-05-06 | ||
86 | Mak, Tin Chak 麥天澤 | Rep | 2017-01-03 | 2019-06-15 | ||
87 | McCoy, Michael Andrew | M | Rep | 2009-09-03 | 2012-10-12 | |
88 | Mo, Weishu 莫唯書 | Rep | 2015-04-23 | 2019-03-12 | ||
89 | Mok, Sze Wai 莫施煒 | Rep | 2015-05-15 | 2015-06-05 | ||
90 | Na, Mufu 那木夫 | Rep | 2015-10-19 | 2023-11-22 | ||
91 | Ng, Kai Him 吳啟謙 | Rep | 2016-10-28 | 2022-02-04 | ||
92 | Ng, Shan Yung (SFC:ALZ161) 吳燦榕 | Rep | 2015-10-14 | 2015-11-11 | ||
RO | 2015-11-11 | 2016-11-26 | ||||
93 | Ngo, Long Hoang 黃龍 | Rep | 2006-07-05 | 2008-01-29 | ||
94 | Ozols, Ashley Luke | M | Rep | 2015-04-01 | 2017-09-21 | |
95 | Pang, Kwan 彭堃 | Rep | 2013-11-01 | 2017-05-27 | ||
96 | Perrett, Adam Nicholas 龐立德 | M | Rep | 2006-05-08 | 2006-06-19 | |
RO | 2006-06-19 | 2007-09-01 | ||||
97 | Pong, David Juyoung | M | Rep | 2016-05-24 | 2021-01-26 | |
98 | Poon, Ying Heung Charlotte 潘凝香 | F | Rep | 2015-04-23 | 2017-07-22 | |
99 | Reid, Robert Stephen | M | Rep | 2005-08-04 | ||
RO | 2005-08-04 | 2012-07-05 | ||||
Rep | 2012-07-05 | 2012-09-13 | ||||
100 | Ren, Mengqi 任孟琦 | Rep | 2015-04-24 | 2017-05-09 | ||
101 | She, Kenneth Chun Chi 佘雋知 | M | Rep | 2012-05-14 | 2014-05-17 | |
102 | Shen, Hui (SFC:ACE838) 沈輝 | Rep | 2006-05-22 | 2007-08-01 | ||
103 | Shen, Yue (SFC:APK242) 沈越 | Rep | 2015-04-24 | 2020-01-06 | ||
104 | Shi, Menghan (SFC:BGE814) 施夢菡 | Rep | 2015-09-16 | 2016-10-01 | ||
105 | Shi, Yupeng 施宇鵬 | Rep | 2015-04-24 | 2016-02-15 | ||
106 | Sin, Ka Yiu 冼嘉耀 | Rep | 2014-06-30 | 2023-09-12 | ||
107 | Siu, Hiu Wang 蕭曉泓 | Rep | 2015-04-24 | 2017-07-26 | ||
108 | Slade, Edward John | M | Rep | 2008-09-18 | 2016-01-20 | |
109 | Solvet, Eric Serge | M | Rep | 2007-03-29 | 2007-06-01 | |
110 | Su, Tianyi (SFC:BCD129) 蘇恬逸 | Rep | 2016-03-16 | 2016-04-18 | ||
111 | Sun, Ziyi 孫子易 | Rep | 2016-12-23 | 2021-03-05 | ||
112 | Tam, David Sai Chiu 譚世昭 | M | Rep | 2007-06-12 | 2012-10-16 | |
RO | 2012-10-16 | 2019-05-01 | ||||
113 | Tan, Jacqueline K. 陳嘉嘉 | F | Rep | 2004-03-23 | 2005-01-24 | |
114 | Tang, Leonard Chu 鄧儲 | M | Rep | 2004-07-05 | ||
115 | Tang, Zhenyi (SFC:BES442) 唐臻怡 | Rep | 2017-03-01 | 2018-01-10 | ||
116 | Tang, Zhongzhi 唐中植 | Rep | 2015-05-19 | 2021-07-23 | ||
117 | Taylor, Richard Kirby (SFC:ACO169) | M | RO | 2020-04-03 | ||
118 | Tian, Yuan (SFC:BBH078) 田园 | Rep | 2015-04-24 | 2015-06-30 | ||
119 | To, Fung 杜峰 | Rep | 2004-07-26 | |||
120 | Tong, Lai Kuan | Rep | 2010-09-08 | 2014-05-01 | ||
121 | Tsang, Carolyn Tin Wei 曾天惠 | F | Rep | 2015-05-04 | 2018-04-12 | |
122 | Tse, Kwok On 謝國安 | Rep | 2006-03-31 | |||
123 | Tsui, Tessa Wai Wa 徐偉華 | F | Rep | 2007-10-10 | 2009-03-04 | |
124 | Wang, Changhong 王長虹 | Rep | 2013-11-01 | 2014-12-22 | ||
RO | 2014-12-22 | 2019-01-10 | ||||
125 | Wang, Chenye (SFC:AYA832) 王晨葉 | Rep | 2016-08-31 | 2019-05-18 | ||
126 | Wang, Jian (SFC:AQD161) 王健 | Rep | 2015-04-24 | 2015-07-17 | ||
127 | Wang, Jiawei (SFC:APF036) 王佳瑋 | Rep | 2009-08-10 | 2010-11-12 | ||
128 | Wang, Liliang 王李樑 | Rep | 2015-03-30 | 2017-05-27 | ||
129 | Wang, Rui (SFC:BEA117) 王銳 | Rep | 2015-04-24 | 2015-07-23 | ||
130 | Wang, Xiao (SFC:ARI071) 王瀟 | Rep | 2015-04-24 | 2016-08-05 | ||
RO | 2016-08-05 | 2021-07-16 | ||||
131 | Wang, Xuzhou 王旭州 | Rep | 2015-04-24 | 2015-12-01 | ||
132 | Wilson, Stuart Richard (SFC:ALZ457) | M | Rep | 2005-05-10 | 2014-11-18 | |
RO | 2014-11-18 | 2016-06-21 | ||||
133 | Wong, Andrew Kok Leong | M | Rep | 2008-09-18 | 2009-03-05 | |
134 | Wong, Eric Kai Lap 黃啟立 | M | Rep | 2007-08-06 | 2007-11-13 | |
RO | 2007-11-13 | 2008-05-31 | ||||
135 | Wong, Ngat 汪屹 | Rep | 2007-10-25 | 2015-05-09 | ||
136 | Wu, Changgen 吳長根 | 66 | Rep | 2008-03-27 | 2012-06-21 | |
137 | Wu, Hao (SFC:BGM187) 吳昊 | Rep | 2016-05-26 | 2019-08-31 | ||
138 | Wu, Sitao 吳思燾 | Rep | 2015-08-03 | |||
139 | Xi, Xiaojie 席曉捷 | 42 | M | Rep | 2015-05-04 | 2017-07-31 |
140 | Xie, Kaixi 謝凱西 | Rep | 2015-06-05 | 2018-05-09 | ||
141 | Xu, Ping (SFC:ARQ788) 徐娉 | Rep | 2015-04-24 | 2020-07-10 | ||
142 | Xu, Qing (SFC:ARE944) 許青 | Rep | 2008-07-04 | 2011-07-29 | ||
143 | Xu, Weichang (SFC:BDR768) 徐蔚昌 | Rep | 2016-06-17 | 2017-08-23 | ||
144 | Xu, Xu (SFC:AVL306) 許煦 | Rep | 2015-04-24 | 2015-05-01 | ||
145 | Xu, Yue (SFC:BFY023) 許玥 | Rep | 2015-07-29 | 2017-12-01 | ||
146 | Yan, Ligang 閆立罡 | Rep | 2015-04-24 | 2017-07-29 | ||
147 | Yang, Fan (SFC:AWY077) 楊帆 | Rep | 2011-03-07 | 2011-07-15 | ||
148 | Yang, Hai (SFC:AXI228) 楊海 | Rep | 2015-04-24 | 2015-05-01 | ||
149 | Yang, Kaixuan 楊凱璇 | Rep | 2015-04-24 | 2016-02-12 | ||
150 | Yang, Yang (SFC:AXI251) 楊洋 | Rep | 2015-04-24 | 2015-09-30 | ||
151 | Yee, Janet Pui Fonk 余笩昉 | F | RO | 2015-04-23 | 2019-07-03 | |
152 | Yeung, Chun Kit (SFC:BDV674) 楊俊傑 | Rep | 2015-08-26 | 2017-07-29 | ||
153 | Yeung, Kin Sing 楊健聲 | RO | 2003-07-31 | |||
Rep | 2003-07-31 | 2008-11-18 | ||||
RO | 2008-11-18 | 2014-04-10 | ||||
154 | Yu, Yang (SFC:AUZ703) 于楊 | Rep | 2015-04-24 | 2018-01-10 | ||
155 | Yu, Yinghua 於穎華 | Rep | 2017-02-01 | 2018-01-27 | ||
156 | Yuan, Kokuei | Rep | 2007-09-05 | |||
157 | Yuan, Ye (SFC:BGG861) 袁也 | Rep | 2015-09-23 | 2016-11-01 | ||
158 | Yung, Melody Wing Ping 容詠萍 | F | Rep | 2008-02-12 | 2019-03-09 | |
159 | Zhang, Feiran (SFC:BFU387) 張斐然 | Rep | 2016-11-21 | 2016-12-28 | ||
160 | Zhang, Jie (SFC:BEL733) 章婕 | Rep | 2015-06-01 | 2021-08-06 | ||
161 | Zhang, Jingyan (SFC:BEJ967) 張景妍 | Rep | 2016-12-13 | 2020-09-17 | ||
162 | Zhang, Wei (SFC:APK769) 張薇 | Rep | 2011-01-17 | 2011-07-08 | ||
163 | Zhang, Wenze 張文澤 | Rep | 2017-04-05 | 2019-10-01 | ||
164 | Zhang, Xiangjie (SFC:BGE918) 張翔杰 | Rep | 2015-09-15 | 2017-04-21 | ||
165 | Zhang, Xiangxiang (SFC:BGF981) 章祥翔 | Rep | 2015-09-17 | 2016-11-01 | ||
166 | Zhang, Yuanning 張遠寧 | Rep | 2015-07-30 | 2024-05-06 | ||
167 | Zhang, Yusong (SFC:BGE809) 張宇松 | Rep | 2015-09-14 | 2016-09-21 | ||
168 | Zhao, Geoffrey Li 趙力 | M | Rep | 2015-04-24 | 2017-09-27 | |
169 | Zhao, Yu (SFC:AJD965) 趙瑜 | Rep | 2015-12-11 | 2018-12-22 | ||
170 | Zhao, Yuhong (SFC:AGO215) 趙宇紅 | 49 | F | Rep | 2009-11-27 | 2010-06-25 |
171 | Zhi, Yu 職宇 | Rep | 2011-07-29 | |||
172 | Zhou, Zuyu 周祖禹 | Rep | 2015-04-24 | 2021-08-31 | ||
173 | Zhu, Anyang 朱安陽 | Rep | 2015-09-17 | 2017-03-20 | ||
174 | Zhu, Feifei (SFC:BFC570) 朱霏霏 | Rep | 2017-04-21 | |||
175 | Zhu, Qing (SFC:ADZ874) 朱慶 | Rep | 2005-04-20 | |||
176 | Zhu, Qing (SFC:AUZ700) 祝青 | Rep | 2015-04-24 | 2015-10-09 |
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