UBS SECURITIES ASIA LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Akov, Nedeltcho Jelev | APL839 | Rep | 2007-09-03 | 2008-08-08 | ||
| 2 | Anderson, Michael James (SFC:ABX611) | M | ABX611 | Rep | 2005-03-24 | ||
| 3 | Armanazi, Zayd | AOR600 | Rep | 2007-03-16 | 2007-06-15 | ||
| 4 | Arnold, Melanie Lynn | F | AOX205 | Rep | 2007-05-29 | 2008-09-01 | |
| 5 | Au, Alexander Pak Cheung 區柏祥 | 31 | M | AKP472 | Rep | 2004-05-18 | 2008-03-11 |
| 6 | Balani, Pankaj | APC890 | Rep | 2007-06-25 | 2008-06-01 | ||
| 7 | Bansal, Navneet Kumar | M | ANU797 | Rep | 2006-08-24 | 2010-03-25 | |
| 8 | Barros Iii, Belmiro Jose | AEL713 | Rep | 2006-10-02 | 2007-03-30 | ||
| 9 | Beshke, Clarence John | M | ADS271 | RO | 2010-10-15 | ||
| 10 | Bhumiratana, Master Sanu | AOB633 | Rep | 2006-10-24 | 2025-08-22 | ||
| 11 | Blackburn, Andrew James (SFC:AJE473) | M | AJE473 | Rep | 2003-09-29 | 2003-12-10 | |
| 12 | Bodek, Haim Yigal | AJJ914 | Rep | 2004-03-15 | 2004-06-15 | ||
| 13 | Bodenheimer, Joseph Mark | M | AOX209 | Rep | 2007-05-29 | 2009-11-24 | |
| 14 | Bourne, Andrew Robert (SFC:AOY105) | M | AOY105 | Rep | 2007-05-16 | 2010-03-11 | |
| 15 | Bradshaw, John (SFC:AHC328) | M | AHC328 | Rep | 2012-03-29 | ||
| 16 | Bradshaw, Stephanie 李婉青 | F | AMB744 | Rep | 2005-06-10 | 2007-12-22 | |
| 17 | Burns, Leonard Carter | M | AOX199 | Rep | 2007-05-29 | 2011-02-22 | |
| 18 | Casati, Andrea (SFC:AMW488) | F | AMW488 | Rep | 2006-01-11 | 2006-04-16 | |
| 19 | Chan, Andrea Wai Ming 陳慧明 | F | ALB904 | Rep | 2006-08-16 | 2007-04-14 | |
| 20 | Chan, Andy Kok Heng | AFC953 | Rep | 2005-10-25 | 2011-02-16 | ||
| 21 | Chan, Brian Hon Kei 陳漢基 | M | AKI936 | Rep | 2004-04-15 | 2009-04-22 | |
| 22 | Chan, Mark Man Wai 陳孟為 | M | ABR486 | Rep | 2003-04-09 | ||
| 23 | Chang, Vaughn Yu Wen 張聿文 | ACC583 | Rep | 2006-09-25 | 2010-06-07 | ||
| 24 | Chaudhry, Mateen | AOO558 | Rep | 2007-05-16 | 2008-05-10 | ||
| 25 | Cheng, Jimmy Min Tat 鄭勉達 | M | ACV741 | RO | 2005-05-20 | ||
| Rep | 2005-05-20 | 2007-04-28 | |||||
| 26 | Chu, Peter | M | AIR824 | Rep | 2004-04-14 | 2007-02-23 | |
| 27 | Chung, Rex Richard Kyuchang | M | AEI990 | Rep | 2003-06-25 | ||
| 28 | Coffeng, John Martinus (SFC:ADJ820) | M | ADJ820 | Rep | 2010-09-06 | ||
| 29 | Combalot, Laurent Benoit Georges | M | AHC015 | Rep | 2009-05-06 | ||
| 30 | Desai, Anil Pralhad | ALS457 | Rep | 2005-02-16 | 2006-03-23 | ||
| 31 | Donald, Luke Geoffrey | M | AJM931 | Rep | 2004-03-01 | 2007-04-14 | |
| 32 | Donnelly, Brian Patrick | M | AJJ924 | Rep | 2004-03-29 | 2004-06-29 | |
| 33 | Easterbrook, Trevor Stephen | M | AGX021 | Rep | 2004-02-23 | ||
| 34 | Fok, Ronald King Man 霍敬文 | 30 | M | AGE025 | Rep | 2018-05-04 | |
| 35 | Fong, Belinda Mun Yee 方敏怡 | F | AOC873 | Rep | 2006-11-01 | 2009-06-13 | |
| 36 | Fox, Katherine Louise Alban | F | ANE040 | Rep | 2006-03-09 | 2014-06-28 | |
| 37 | Fujii, Akemi | ANP294 | Rep | 2006-08-24 | 2009-04-24 | ||
| 38 | Gencarelli, Franco Joseph | M | AOA885 | Rep | 2006-10-09 | 2011-12-31 | |
| 39 | Gunton, Michael Andrew | M | AMN659 | Rep | 2005-09-28 | 2006-02-15 | |
| 40 | Gupta, Shivam (SFC:APC574) | APC574 | Rep | 2007-06-18 | 2011-04-02 | ||
| 41 | Hamano, Tetsuya | AOY771 | Rep | 2007-06-05 | 2008-04-05 | ||
| 42 | Henley, Robert Alexander | M | AHR011 | Rep | 2005-01-21 | 2006-04-01 | |
| 43 | Hirai, Yosuke 平井陽介 | APL838 | Rep | 2007-08-31 | 2008-03-26 | ||
| 44 | Ho, Tat Shing 何達成 | AHA554 | Rep | 2003-06-11 | 2003-08-21 | ||
| 45 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2003-09-02 | 2018-06-05 | ||
| 46 | Ho, Yuk (SFC:AJC804) 何旭 | AJC804 | Rep | 2003-08-06 | 2006-03-03 | ||
| 47 | Hong, Shaw-Shiun 洪紹勛 | ALC783 | Rep | 2004-08-20 | 2009-04-22 | ||
| 48 | Hosie, Neil Cameron | M | AHQ348 | Rep | 2004-05-28 | ||
| 49 | Hsu, Karen Chia Lin 徐嘉琳 | F | ACO622 | Rep | 2004-02-23 | ||
| 50 | Hung, Gary Lok Ming 熊洛銘 | M | ADY288 | Rep | 2003-06-11 | 2006-03-04 | |
| 51 | Innerdale, David James | M | ALS810 | Rep | 2005-03-01 | 2011-06-23 | |
| 52 | Kim, Susan Eun | F | AIB938 | Rep | 2005-03-31 | 2008-05-07 | |
| 53 | Kim, Yoon Seung | ANW847 | Rep | 2007-01-25 | 2008-05-07 | ||
| 54 | Kong, Luhua 孔露華 | AOL209 | Rep | 2007-01-18 | 2007-08-04 | ||
| 55 | Kushal, Avanish Mira | APF472 | Rep | 2007-07-04 | 2009-08-15 | ||
| 56 | Kwong, Marcus Mann 鄺孟芹 | M | AFU388 | Rep | 2005-03-31 | 2009-04-25 | |
| 57 | Kwong, Myron Mann 鄺孟恆 | ANR646 | Rep | 2006-07-24 | 2022-06-30 | ||
| 58 | Lam, Eric Christopher | M | AQA564 | Rep | 2007-11-26 | 2008-02-24 | |
| 59 | Lam, Hu Yang 林曉陽 | ADU633 | Rep | 2003-06-11 | 2006-09-16 | ||
| 60 | Lau, Marcus Chi Chiu 劉志超 | M | AAC292 | Rep | 2006-06-08 | ||
| 61 | Lee, Brian Dongwon | M | AOK584 | Rep | 2007-01-12 | 2009-03-20 | |
| 62 | Lee, Gregory Joseph | M | APD818 | Rep | 2007-06-28 | 2009-04-24 | |
| 63 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | AHN694 | Rep | 2007-04-19 | |||
| 64 | Lee, Michel Kai Tai 李啟泰 | M | AOJ780 | Rep | 2007-01-08 | 2011-11-25 | |
| 65 | Lee, Samuel Man Fat 李萬發 | 38 | M | ADR824 | Rep | 2004-12-03 | 2009-09-05 |
| 66 | Lee, Sharon Chee Ling 呂紫玲 | F | ALQ957 | Rep | 2005-01-26 | 2010-03-08 | |
| 67 | Lee, Simon Chun Kit 李俊傑 | 31 | M | AHA361 | Rep | 2009-04-22 | |
| 68 | Lee, Yoon Cho | AOX771 | Rep | 2007-05-21 | 2008-01-03 | ||
| 69 | Lei, Baoxi 雷宝溪 | AQA678 | Rep | 2007-11-23 | 2012-03-27 | ||
| 70 | Lent, Nicholas Alexander | M | APC030 | Rep | 2007-06-14 | 2011-06-28 | |
| 71 | Leung, Nancy Ann 梁學安 | F | AKO860 | Rep | 2006-09-04 | 2007-08-04 | |
| 72 | Lewis, Gareth Rhys (SFC:AOX202) | M | AOX202 | Rep | 2007-05-29 | 2008-06-23 | |
| 73 | Li, Jing (SFC:AOV618) 李菁 | AOV618 | Rep | 2007-05-08 | 2012-12-22 | ||
| 74 | Li, Man Wing 李文穎 | AJO743 | Rep | 2005-04-01 | 2014-10-01 | ||
| 75 | Li, Mavis Qiwen 李綺雯 | F | AMF022 | Rep | 2005-10-25 | 2017-12-21 | |
| 76 | Liew, Yew Wah | AET878 | Rep | 2003-05-06 | 2004-04-28 | ||
| 77 | Lim, Meng Phong 林明鳳 | AFH049 | Rep | 2017-06-28 | |||
| 78 | Lo, Shui Wah 盧萃樺 | AOB249 | Rep | 2006-10-18 | 2007-05-15 | ||
| 79 | Luk, Terence (SFC:AGI503) 陸凱賢 | M | AGI503 | Rep | 2005-10-25 | 2006-01-28 | |
| 80 | Lynch, Simon James | M | AMW694 | Rep | 2006-01-09 | 2006-02-09 | |
| Rep | 2006-07-05 | 2006-07-12 | |||||
| Rep | 2007-08-01 | 2009-05-13 | |||||
| 81 | Maclean, Hamish Alexander | M | ANQ332 | Rep | 2006-07-10 | 2008-04-09 | |
| 82 | Maguire, Raymond | M | ANZ631 | Rep | 2006-09-29 | 2008-10-18 | |
| 83 | Man, Kam Chiu 文錦超 | AAX339 | Rep | 2006-10-02 | 2008-04-17 | ||
| 84 | McQueen, Lee Michael | M | ACR744 | Rep | 2005-05-10 | 2009-04-04 | |
| 85 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | AEU252 | Rep | 2010-01-26 | ||
| 86 | Misumi, Genichiro | AOX258 | Rep | 2007-05-29 | 2014-11-20 | ||
| 87 | Moon, Jae Wook 文裁煜 | AOU410 | Rep | 2007-07-23 | 2014-05-08 | ||
| 88 | Mueller, John Andrew | M | AOX241 | Rep | 2007-05-29 | 2007-08-29 | |
| 89 | Muldoon, James Patrick (SFC:AOX234) | M | AOX234 | Rep | 2007-05-29 | 2009-12-15 | |
| 90 | Murphy, Hamish Scott | M | AOX244 | Rep | 2007-05-23 | 2012-10-24 | |
| 91 | Myers, Kevin Mitchell | M | ALB239 | Rep | 2004-08-04 | 2010-05-14 | |
| 92 | Namdar, David | M | APD844 | Rep | 2007-07-03 | 2009-04-30 | |
| 93 | Ng, Chun Wai (SFC:AMF277) 吳俊威 | AMF277 | Rep | 2007-06-07 | 2009-07-10 | ||
| 94 | Ng, Kenneth Chi Keung 吳志強 | M | AJM684 | Rep | 2004-02-25 | 2005-03-09 | |
| 95 | Ng, Kwong Man 吳光民 | AME704 | Rep | 2005-07-04 | 2008-03-15 | ||
| 96 | Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 | ADJ383 | Rep | 2006-10-02 | 2008-04-17 | ||
| 97 | Pang, Kenneth Kwok Kit 彭國傑 | M | AEO731 | Rep | 2003-06-11 | 2009-04-08 | |
| 98 | Park, Min | AFA670 | RO | 2004-07-29 | 2009-04-15 | ||
| 99 | Perrett, David Michael (SFC:AFF191) | M | AFF191 | Rep | 2004-11-23 | 2009-03-26 | |
| 100 | Pitts, Greenfield Spenceley | ANM515 | Rep | 2006-06-07 | 2007-02-01 | ||
| 101 | Rabinowitz, David | M | AHW502 | Rep | 2005-11-04 | 2021-04-09 | |
| 102 | Rada Soto, Maria | F | ANG175 | Rep | 2006-03-27 | 2007-03-27 | |
| 103 | Redbourn, Paul Robert (SFC:AFQ906) | M | AFQ906 | Rep | 2003-05-14 | 2015-01-28 | |
| 104 | Sanchez, Marlon Mikhail | M | ADJ822 | Rep | 2004-11-26 | 2006-05-16 | |
| 105 | Sasao, Hiroshi | M | AMI544 | Rep | 2006-02-10 | 2008-08-08 | |
| 106 | Saxvik, Eric Bradley | M | ACR775 | Rep | 2005-03-31 | 2012-04-13 | |
| 107 | Sen, Arnab (SFC:AMF183) | AMF183 | Rep | 2005-07-15 | 2006-07-18 | ||
| 108 | Shalabi, Hani Youssef | AMU521 | Rep | 2006-05-08 | 2008-03-21 | ||
| 109 | Shen, Allan Hung Yat 沈鴻逸 | M | AIC834 | Rep | 2006-10-02 | 2007-06-30 | |
| 110 | Sheren, Peter Jay | M | AKS922 | Rep | 2005-03-31 | 2005-06-15 | |
| 111 | So, Ferdinand 蘇平恩 | AFO880 | Rep | 2004-03-26 | 2007-07-17 | ||
| 112 | So, Nelson Shing Hing 蘇盛興 | M | ACH779 | Rep | 2006-10-02 | 2008-04-17 | |
| 113 | Soo, Phaik Lin | AMH268 | Rep | 2005-08-01 | 2007-09-29 | ||
| 114 | Stephens, Clifford Peter | M | ANI824 | Rep | 2006-05-10 | 2009-04-27 | |
| 115 | Sturman, Jonathan Marc | M | ALU446 | Rep | 2005-03-10 | 2006-06-22 | |
| 116 | Subramaniam, Mohan (SFC:ADD198) | ADD198 | Rep | 2006-10-02 | 2008-11-06 | ||
| 117 | Suen, Benny Hung Kit 孫雄傑 | M | AIB797 | Rep | 2009-04-22 | ||
| 118 | Sui, Voon Keat Kenneth 許文杰 | APG897 | Rep | 2007-07-16 | |||
| 119 | Sum, Hing Man 岑慶文 | ABW145 | Rep | 2014-04-11 | |||
| 120 | Sung, Yoon Kyu | AKU991 | Rep | 2004-06-15 | 2020-09-07 | ||
| 121 | Takeuchi, Shuntaro | AOX246 | Rep | 2007-05-23 | 2014-11-20 | ||
| 122 | Tan, Lien Seng | AFK584 | Rep | 2003-05-06 | 2005-03-21 | ||
| 123 | Tan, Snowy Sze Ling 陳施霖 | AFD553 | Rep | 2004-08-09 | 2005-06-02 | ||
| 124 | Tan, Yew Boon 陳友文 | AFS647 | Rep | 2003-05-28 | 2004-05-04 | ||
| 125 | Tang, Ian Kenneth 鄧正行 | M | ANR644 | Rep | 2006-07-24 | 2008-10-23 | |
| 126 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | AIH670 | Rep | 2005-04-07 | 2009-04-06 | ||
| 127 | Taniguchi, Chigusa | AOM785 | Rep | 2007-01-29 | 2008-01-07 | ||
| 128 | Thomson, Paul Richard | M | ANU165 | Rep | 2006-09-04 | 2006-12-03 | |
| 129 | Tse, Kenyon King-yung 謝敬勇 | AMF472 | Rep | 2006-02-20 | |||
| 130 | Vinais, Pascal Thierry Jean-Marie | ACZ236 | Rep | 2006-02-27 | 2008-06-21 | ||
| 131 | Vine, Carl David (SFC:AFY718) | M | AFY718 | Rep | 2004-04-26 | 2005-07-05 | |
| Rep | 2006-02-09 | 2008-08-08 | |||||
| 132 | Walkom, Adam Glen | M | ANQ987 | Rep | 2007-07-09 | 2007-08-09 | |
| 133 | Wan, Yew Chye 范有財 | ADF140 | Rep | 2006-10-02 | 2012-02-07 | ||
| 134 | Wang, Xiaolei (SFC:APP106) 王小磊 | F | APP106 | Rep | 2007-09-21 | 2009-08-15 | |
| 135 | Watanabe, Nagisa | AOX250 | Rep | 2007-05-23 | 2008-06-30 | ||
| 136 | Wheeler, Daniel Raymond | M | AHP526 | Rep | 2007-05-29 | 2007-06-23 | |
| 137 | Wong, Donald Ho Lun 黃浩麟 | M | APH272 | Rep | 2007-07-19 | 2021-07-19 | |
| 138 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | AJO207 | Rep | 2004-03-19 | 2008-04-30 | |
| 139 | Woo, Yik Yuen 胡翊遠 | AND666 | Rep | 2007-06-20 | |||
| 140 | Woodland, Emily Jane | F | AJE851 | Rep | 2003-10-14 | 2012-03-19 | |
| 141 | Wyshynski, Jeffrey D | M | AOX253 | Rep | 2007-05-23 | 2008-09-19 | |
| 142 | Xiang, Jisong 項吉松 | ALP923 | Rep | 2005-01-06 | 2006-11-04 | ||
| 143 | Yamahara, Yasuhiro | AOX204 | Rep | 2007-05-29 | 2008-10-21 | ||
| 144 | Yamashita, Osamu | AOY778 | Rep | 2007-06-05 | 2010-11-10 | ||
| 145 | Yeoh, Choo Guan 楊紫源 | ANR771 | Rep | 2007-02-02 | 2020-04-23 | ||
| 146 | Yip, Shuk Ling 葉淑玲 | AEA526 | Rep | 2003-05-06 | 2009-12-03 | ||
| 147 | Yoo, Ji Eun | ALF651 | Rep | 2004-09-13 | 2012-03-22 | ||
| 148 | Yoon, Chi Won | ACN181 | Rep | 2003-09-15 | |||
| RO | 2003-09-15 | 2005-06-09 | |||||
| Rep | 2005-06-09 | 2016-07-25 | |||||
| 149 | Yu, Jason Wah Chiu 余華超 | M | AAD859 | Rep | 2005-05-04 | 2011-06-30 | |
| 150 | Yu, Johnny Ching Yan 于正人 | M | AKO779 | Rep | 2004-05-05 | 2017-11-11 | |
| 151 | Zhang, Ning (SFC:AGD246) 張宁 | 39 | M | AGD246 | Rep | 2003-06-03 | 2004-03-11 |
| 152 | Zhang, Shao Ying 張少英 | AQE595 | Rep | 2007-12-21 | 2009-07-10 | ||
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