HSBC INVESTMENT FUNDS (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Apenbrink, Rudolf Eduard Walter | 48 | M | APC553 | RO | 2007-07-03 | 2010-10-01 |
2 | Arakaki, Victor Crisol | M | AVG427 | Rep | 2010-05-27 | 2010-06-09 | |
3 | Au, King Lun 區景麟 | 52 | M | ABL820 | RO | 2008-08-01 | |
4 | Au, Pui Ting 歐佩婷 | ANA191 | Rep | 2006-02-07 | 2006-12-29 | ||
5 | Au, Wing Tung (SFC:AVX940) 歐穎桐 | AVX940 | Rep | 2010-09-22 | 2010-12-29 | ||
6 | Baraton, Xavier Francois | 41 | M | AVC110 | Rep | 2010-04-27 | 2010-05-10 |
Rep | 2010-11-26 | 2010-12-10 | |||||
Rep | 2011-02-22 | 2011-03-08 | |||||
7 | Bertrand, Jean-Charles | AQU629 | Rep | 2010-06-23 | 2010-07-07 | ||
8 | Bonfa, Juliana Campos De Araujo | AQX401 | Rep | 2008-04-23 | 2008-11-13 | ||
9 | Botelho Bastos, Pedro Augusto | M | ATV304 | Rep | 2009-09-28 | 2009-10-12 | |
10 | Breitfuss, Sascha Franz | AQN985 | Rep | 2008-02-25 | 2009-08-26 | ||
11 | Chan, Angel On Kei 陳安琪 | ALN635 | Rep | 2010-11-05 | 2014-03-14 | ||
12 | Chan, Ann Chi On 陳芷安 | F | ACB659 | Rep | 2004-04-06 | ||
13 | Chan, Cecilia Po Chi 陳寶枝 | F | ACD290 | Rep | 2004-04-06 | 2006-03-10 | |
RO | 2006-03-10 | 2023-11-30 | |||||
14 | Chan, Celia King Ki 陳景琪 | F | ARW168 | Rep | 2010-06-11 | 2011-01-12 | |
15 | Chan, Chi Nang 陳志能 | AFQ797 | Rep | 2007-09-25 | 2021-07-19 | ||
16 | Chan, Debbie Ka Yee 陳嘉怡 | F | AJH022 | Rep | 2004-08-10 | 2005-04-18 | |
17 | Chan, Desmond Kai Yuen 陳繼元 | M | ABH438 | Rep | 2007-11-19 | 2011-05-16 | |
18 | Chan, Fiona Nga Yee 陳雅儀 | F | ADZ146 | Rep | 2008-05-07 | ||
19 | Chan, Kanise Choi Wah 陳再華 | F | AHF667 | Rep | 2004-02-27 | ||
20 | Chan, Toby Yuen Ching 陳婉貞 | AMH725 | Rep | 2007-11-19 | 2013-03-08 | ||
21 | Chan, Wai Ming (SFC:ALT876) 陳偉明 | ALT876 | Rep | 2005-03-01 | 2005-07-27 | ||
22 | Chau, Lydia Wing Yu 周穎愉 | F | ACP445 | Rep | 2021-09-17 | ||
23 | Chen, Eugene Ju Chuen | M | AIQ687 | RO | 2003-10-08 | ||
24 | Cheng, Florence Hoi Yan 鄭凱恩 | F | APY706 | Rep | 2010-02-26 | 2012-01-31 | |
25 | Cheng, Peter Tat Cheong 鄭達昌 | M | AIO550 | Rep | 2004-08-14 | 2005-10-31 | |
26 | Cheng, Sandra 程芝凌 | F | ALZ459 | Rep | 2005-05-13 | 2006-07-01 | |
27 | Cheung, Carrie Kai Li 張佳俐 | F | AMN619 | Rep | 2009-03-10 | 2013-11-04 | |
28 | Cheung, Sau Ki (SFC:AQX377) 張秀琪 | AQX377 | Rep | 2008-04-23 | 2010-06-07 | ||
29 | Cheung, Wai Ying (SFC:AOV443) 張慧盈 | AOV443 | Rep | 2007-04-27 | 2008-10-02 | ||
30 | Chiu, Yung Kit 趙勇傑 | AFV356 | Rep | 2004-08-10 | 2004-09-17 | ||
31 | Choi, Christian Man Hon 蔡文翰 | M | APL604 | Rep | 2007-08-21 | 2008-09-25 | |
32 | Choi, Sae Joon | AWF683 | Rep | 2010-11-08 | 2014-08-11 | ||
33 | Chong, Edmund Yuk Hung 莊鈺洪 | M | AFY849 | Rep | 2010-06-07 | 2015-01-12 | |
34 | Chong, Susie Suen Sien 張瑄倩 | F | AFJ411 | Rep | 2010-09-02 | 2013-01-14 | |
35 | Chow, Charles 周灼健 | M | ANH153 | Rep | 2006-04-18 | 2014-11-30 | |
36 | Chow, Paul Man Yiu 周文耀 | 65 | M | ADX752 | RO | 2003-04-30 | |
37 | Chow, Yin Kwan 周妍君 | ACB033 | Rep | 2004-08-10 | 2006-01-18 | ||
RO | 2006-01-18 | 2007-03-30 | |||||
38 | Christo, Michael Gabriel | M | AFG444 | Rep | 2004-08-10 | 2005-04-07 | |
39 | Conxicoeur, Patrice Pierre Henri | M | AIY478 | RO | 2008-07-28 | 2015-09-09 | |
40 | Deseglise, Christian Olivier Guy Pascal | M | ALU454 | Rep | 2005-03-11 | 2005-05-12 | |
Rep | 2006-02-27 | 2006-03-26 | |||||
Rep | 2006-05-12 | 2006-05-26 | |||||
41 | Duggal, Sanjiv | M | APW681 | Rep | 2007-10-25 | 2007-11-01 | |
Rep | 2009-08-31 | 2009-10-31 | |||||
Rep | 2010-09-07 | 2010-09-21 | |||||
42 | Ebrahim, Ayaz Hatim | M | AAJ072 | RO | 2004-02-10 | 2006-07-25 | |
RO | 2008-02-28 | 2011-05-13 | |||||
43 | Fu, Felix Chi Pui 符致培 | ANU385 | Rep | 2006-08-25 | 2011-09-16 | ||
44 | Fung, Honyu 馮漢宇 | AIN693 | Rep | 2004-04-06 | 2014-05-09 | ||
45 | Gibb, David Thomas | M | AQM268 | Rep | 2008-02-11 | 2020-12-08 | |
46 | Goldfeld, Leon | M | AED561 | Rep | 2004-07-20 | 2004-09-09 | |
RO | 2004-09-09 | 2010-06-18 | |||||
47 | Ha, Ka Yan 夏嘉欣 | ANK949 | Rep | 2006-06-30 | 2007-12-14 | ||
48 | Ha, Michael Cheuk Wah 夏卓華 | M | ABZ431 | Rep | 2004-08-10 | 2011-05-11 | |
49 | Hau, Winnie Wai Yin 侯慧賢 | F | AAO493 | Rep | 2004-08-10 | 2006-01-18 | |
RO | 2006-01-18 | 2011-07-29 | |||||
50 | Helfer, Paul Douglas (SFC:ARF416) | M | ARF416 | Rep | 2008-06-20 | 2008-07-20 | |
Rep | 2009-09-28 | 2009-10-12 | |||||
Rep | 2010-03-03 | 2010-04-02 | |||||
Rep | 2010-09-07 | 2010-09-21 | |||||
51 | Hilliman Hopkinson, Michelle | F | AQE835 | Rep | 2007-12-24 | 2014-03-31 | |
52 | Ho, Emily Pui Yee 何佩怡 | F | ANH268 | Rep | 2007-07-12 | 2011-11-23 | |
53 | Ho, Ivan Kwok Wai 何國威 | M | APH605 | Rep | 2007-07-23 | 2009-11-06 | |
54 | Hsieh, Yuk Chun 佘玉真 | ACA339 | Rep | 2004-04-06 | 2010-10-28 | ||
RO | 2010-10-28 | 2011-06-22 | |||||
55 | Hughes, James Richard (SFC:ARR132) | M | ARR132 | Rep | 2008-09-29 | 2010-04-30 | |
56 | Hui, Lam 許琳 | AQZ995 | Rep | 2008-05-09 | 2013-07-31 | ||
57 | Hui, Mei Ki 許美琪 | ANV019 | Rep | 2007-08-15 | 2011-12-02 | ||
58 | Hui, Ming Kei 許銘基 | ANR562 | Rep | 2010-05-10 | 2010-08-07 | ||
59 | Hung, Richard Wai Wah 熊蔚華 | M | ACO957 | Rep | 2004-08-10 | 2005-05-03 | |
60 | Kan, Lap Hang 簡立恆 | ARH239 | Rep | 2008-07-07 | 2011-10-12 | ||
61 | Ke, Wing Shuen 柯泳璇 | AFD507 | Rep | 2008-08-05 | 2008-09-25 | ||
62 | Ko, Yvonne Chi Yuen 高志遠 | F | AJJ561 | Rep | 2005-05-13 | 2007-06-08 | |
63 | Koo, Julie J | F | ANE311 | Rep | 2010-02-22 | 2011-06-09 | |
64 | Kwan, Kai Tai 關啟泰 | APQ491 | Rep | 2007-09-17 | 2015-01-30 | ||
65 | Kwok, Charles Cheong Ping 郭昌平 | M | ACJ620 | Rep | 2004-05-17 | 2005-05-30 | |
66 | Kwong, Wing Man 鄺穎文 | AFC448 | Rep | 2004-02-20 | 2007-09-14 | ||
67 | Lai, Amy Pui Ming 黎沛明 | F | AHG510 | Rep | 2005-08-01 | 2011-11-14 | |
68 | Lai, Jackie Lun Yee 黎麟兒 | AOI932 | Rep | 2007-01-04 | 2007-01-17 | ||
69 | Lai, Siu Yan (SFC:ACI867) 賴少忍 | ACI867 | Rep | 2004-04-06 | 2012-03-27 | ||
70 | Lam, Anita Ting Wai 林庭慧 | F | AOE462 | Rep | 2006-11-17 | 2007-05-28 | |
71 | Lam, Bonnie Po Yee 林寶儀 | F | AAH069 | Rep | 2006-04-12 | ||
RO | 2006-04-12 | 2014-04-01 | |||||
72 | Lam, Ka Wai (SFC:AIJ824) 林嘉蕙 | AIJ824 | Rep | 2006-02-20 | 2006-06-23 | ||
73 | Lam, Lap Fai 林立輝 | APJ190 | Rep | 2009-11-17 | 2011-11-18 | ||
74 | Lam, Manfred Wai Shing 林偉誠 | ANP220 | Rep | 2010-04-14 | 2015-08-31 | ||
75 | Lam, Martin Thanh | M | AOB912 | Rep | 2006-10-31 | 2008-09-26 | |
76 | Lam, Pik Lin 林碧蓮 | AUM940 | Rep | 2010-01-15 | 2015-01-30 | ||
77 | Lam, Po Ching 林步青 | AKP804 | Rep | 2007-10-16 | 2010-10-15 | ||
78 | Lam, Yik Fun 林憶芬 | 43 | F | ACF555 | Rep | 2004-08-27 | 2005-05-04 |
79 | Lau, Tsui Heung 劉翠香 | APQ483 | Rep | 2007-09-17 | 2008-11-28 | ||
80 | Lau, Tsz Lung (SFC:AGJ950) 劉子龍 | AGJ950 | Rep | 2006-01-17 | 2007-02-28 | ||
81 | Lau, Yee Man (SFC:APA404) 劉綺文 | APA404 | Rep | 2010-08-06 | 2010-10-29 | ||
82 | Law, Nerida Jane | F | AOH090 | Rep | 2006-12-07 | 2008-05-21 | |
83 | Lee, Ching Cheong 李政昌 | AFU881 | Rep | 2004-08-10 | 2005-03-15 | ||
84 | Lee, Cristi Boon-Yee 李本儀 | ADY920 | Rep | 2005-05-18 | 2008-09-11 | ||
85 | Lee, Emily Kin Ming 李建明 | F | ACJ595 | Rep | 2004-08-10 | 2004-10-18 | |
86 | Lee, Jason Gar Chung 李家駿 | M | AWC884 | Rep | 2010-10-21 | 2013-08-02 | |
87 | Lee, Mei Ling (SFC:AFR791) 李美玲 | AFR791 | Rep | 2005-01-15 | 2008-08-08 | ||
88 | Lee, Sandra Yuen Man 李婉雯 | F | ABV188 | RO | 2005-11-30 | ||
89 | Lee, Suen Chun 李選進 | AGR377 | RO | 2003-12-18 | 2013-01-31 | ||
90 | Lee, Suk Yee (SFC:ALW199) 李淑儀 | ALW199 | Rep | 2005-03-31 | 2005-12-10 | ||
91 | Lee, Tak Ching 李德貞 | ALY618 | Rep | 2005-04-28 | 2006-08-04 | ||
92 | Leguay, Frederic Hubert Francois | M | AUE059 | Rep | 2009-11-23 | 2009-12-07 | |
93 | Leung, Andrew Wing Che 梁穎致 | M | ACR958 | RO | 2006-04-20 | 2007-01-05 | |
94 | Leung, Kit Yin (SFC:AJB230) 梁潔妍 | AJB230 | Rep | 2010-04-26 | 2011-12-30 | ||
95 | Leung, Po Chun 梁寶珍 | AEY251 | Rep | 2005-03-23 | 2013-06-19 | ||
96 | Leung, Sandra Tsui San 梁翠珊 | F | ADG928 | Rep | 2003-11-04 | 2010-04-30 | |
97 | Li, Andrew Sing-Tsze 李承智 | M | ANK159 | Rep | 2006-05-16 | 2006-12-15 | |
98 | Li, Shuk Ling 李淑玲 | AMJ572 | Rep | 2005-09-09 | 2021-07-19 | ||
99 | Li, Wai Ming (SFC:ARE684) 李偉明 | ARE684 | Rep | 2008-06-16 | 2013-08-23 | ||
100 | Lin, Bobby Suen Kwok 林宣國 | AAF423 | Rep | 2004-08-10 | 2005-06-14 | ||
101 | Liu, Alan Chi Lun 廖志崙 | M | ABX785 | RO | 2004-03-19 | 2005-08-03 | |
102 | Lo, Sin Sin 羅倩倩 | AOD942 | Rep | 2007-08-16 | 2007-10-03 | ||
103 | Loaring, Kristie Choi Man 沈賽文 | AFD355 | Rep | 2004-08-10 | 2006-07-10 | ||
RO | 2006-07-10 | 2011-11-29 | |||||
104 | Luk, Wai Shum 陸慧心 | ABZ796 | Rep | 2007-08-17 | 2021-09-30 | ||
105 | Maldonado-Codina, Guillermo Eduardo 馬浩德 | M | AFS654 | Rep | 2006-04-26 | 2011-09-19 | |
106 | Marber, Peter Neil | M | ANS265 | Rep | 2006-08-08 | 2006-09-07 | |
107 | Maronilla, Ramon Gregory Jr. Fong | M | ALE992 | Rep | 2004-09-01 | 2005-03-21 | |
108 | Maxwell, Jonathan (SFC:AOR777) | M | AOR777 | Rep | 2007-03-19 | 2007-04-20 | |
109 | Meghji, Mohammed Azim | M | AUZ503 | Rep | 2010-04-16 | 2010-04-29 | |
110 | Mehta, Nilang Jitendra | M | AUW826 | Rep | 2010-03-16 | 2010-03-29 | |
Rep | 2010-11-24 | 2010-12-08 | |||||
111 | Mehta, Viresh Navnitray | ATV360 | Rep | 2009-10-20 | 2009-11-03 | ||
112 | Mellor, Eric Peter | M | AVA504 | Rep | 2010-04-20 | 2011-05-20 | |
113 | Mok, Bosco Nga Bong 莫雅邦 | M | AME143 | Rep | 2007-06-18 | ||
114 | Mui, Alfred Lap Chung 梅立中 | M | ADS047 | Rep | 2004-04-26 | 2007-03-23 | |
Rep | 2010-06-25 | 2021-05-04 | |||||
115 | Mung, Wing Kee 蒙榮基 | AGO031 | Rep | 2004-04-06 | |||
116 | Munro, Joanna Mary | F | AUW071 | Rep | 2010-03-09 | 2010-03-22 | |
117 | Ng, Grace Wing Sze 吳穎詩 | F | AGW637 | Rep | 2006-05-23 | 2008-11-28 | |
118 | Ng, Hung Leuk 吳雄畧 | APL001 | Rep | 2007-08-17 | |||
119 | Ng, Kwok Hung (SFC:ACL451) 吳國雄 | ACL451 | Rep | 2004-04-26 | 2011-06-22 | ||
120 | Ngai, Lai Wah 倪麗華 | AEW048 | Rep | 2004-04-26 | 2008-06-30 | ||
121 | Ngao, Anissa Wai Kwan 敖慧鈞 | ABR555 | Rep | 2004-08-10 | 2007-05-31 | ||
122 | Nowparast, Behzad Reza | ANG437 | Rep | 2006-04-10 | 2007-05-31 | ||
123 | Pang, Philip Piao Hsin 馮標新 | M | APH941 | Rep | 2007-07-26 | 2012-08-17 | |
124 | Pang, Rio So Sum 彭素心 | ARL756 | Rep | 2008-08-07 | 2020-11-05 | ||
125 | Paravani, Simona | AWK354 | Rep | 2010-11-30 | 2012-01-31 | ||
126 | Park, Young Ki | APR856 | Rep | 2007-09-24 | 2012-06-29 | ||
127 | Pickerell, Blair Chilton 裴布雷 | 55 | M | AAC683 | RO | 2003-07-22 | 2007-05-31 |
128 | Renoncourt, Julien | AJO301 | Rep | 2010-05-28 | 2010-06-10 | ||
129 | Robinson, Charles Paul | M | AFU955 | Rep | 2007-10-25 | 2007-11-25 | |
Rep | 2010-03-26 | 2010-04-08 | |||||
130 | Rodrigues, Gordon Pierre | M | AQC326 | Rep | 2007-12-04 | 2022-05-31 | |
131 | Schmitt, Jean-Francois Andre | M | AVN304 | Rep | 2010-07-27 | 2010-08-10 | |
132 | Seto, Spencer W | M | ANU367 | Rep | 2006-09-04 | 2012-05-31 | |
133 | Shiu, Vivian Pui Kuen 邵佩娟 | AQI992 | Rep | 2008-01-25 | 2010-09-01 | ||
134 | Shum, Emily Kwok Wai 岑幗慧 | F | ABT712 | Rep | 2005-12-30 | 2006-06-23 | |
135 | Shum, Wai Chun 沈偉俊 | AHJ589 | Rep | 2007-10-23 | 2010-04-16 | ||
136 | Simon, Denise Sarah | F | AUQ758 | Rep | 2010-02-08 | 2010-02-19 | |
137 | Sin, Cathy Ka Yee 冼加兒 | F | AOA553 | Rep | 2006-10-03 | 2016-02-05 | |
138 | So, Tony Chun Chung 蘇振中 | M | ACT588 | Rep | |||
139 | Spence, Susannah Mary | F | AAK751 | Rep | 2004-08-10 | 2006-01-18 | |
RO | 2006-01-18 | 2019-08-13 | |||||
140 | Swan, Dominic Noel (SFC:AUQ036) | M | AUQ036 | Rep | 2010-01-26 | 2010-02-25 | |
141 | Sze, Woon Sang 史煥生 | AFW549 | Rep | 2004-08-10 | 2006-09-08 | ||
142 | Tang, Annie Yue Wai 鄧宇蕙 | F | APL963 | Rep | 2011-01-26 | 2011-12-07 | |
143 | Tang, Jason Ki Shun 鄧基信 | M | AJL731 | Rep | 2007-08-21 | 2007-11-06 | |
144 | Tang, Ka Nam 鄧嘉南 | AFM342 | Rep | 2003-08-20 | |||
145 | Tang, Michelle May See 鄧美詩 | F | AWW061 | Rep | 2011-02-22 | 2014-06-23 | |
146 | Tang, Wai Sen 鄧慧珊 | AGD027 | Rep | 2004-12-24 | 2005-07-13 | ||
147 | Tignard, Laurent Charles | M | AUE037 | Rep | 2009-11-23 | 2009-12-07 | |
148 | Timberlake, Nicholas Richard William | 43 | M | ALZ469 | Rep | 2005-05-17 | 2005-06-16 |
Rep | 2006-02-27 | 2006-03-26 | |||||
Rep | 2010-01-08 | 2010-01-21 | |||||
149 | Tsang, Karen Sze Wai 曾思慧 | F | AFN688 | Rep | 2008-09-17 | 2020-07-21 | |
150 | Tsang, Sin Man (SFC:AFO918) 曾倩雯 | AFO918 | Rep | 2004-04-06 | 2010-05-31 | ||
151 | Tse, Patrick Kwok Shing 謝國誠 | M | AMX789 | Rep | 2006-01-16 | 2013-02-28 | |
152 | Valadao, Mark Paul | 40 | M | ALZ929 | Rep | 2005-05-25 | 2007-06-22 |
153 | Varino Iii, George Vincent | M | ATY716 | Rep | 2009-10-22 | 2009-11-05 | |
154 | Wong, Cho Sze 黃楚斯 | ASX060 | Rep | 2009-04-29 | 2013-10-31 | ||
155 | Wong, Eddy Tai Che 王大智 | M | AKW690 | Rep | 2004-08-05 | 2005-10-31 | |
156 | Wong, Eldora Suet King 王雪瓊 | AOE058 | Rep | 2006-11-15 | 2007-07-03 | ||
157 | Wong, Jane Ching 黃菁 | F | ACW506 | Rep | 2008-02-29 | 2013-01-31 | |
158 | Wong, Jennifer Hsiu Hui 黃秀慧 | F | ANE206 | Rep | 2006-03-27 | 2009-06-27 | |
159 | Wong, Johnny Yat Hong 黃日康 | M | ABV900 | Rep | 2003-06-02 | ||
160 | Wong, Joyce Wen Mee 王穎薇 | F | AGF478 | Rep | 2004-03-12 | 2009-12-14 | |
161 | Wong, Priscilla Yut Mun 黃逸敏 | F | AEB101 | Rep | 2008-01-25 | 2011-09-19 | |
162 | Wong, Siu Yung (SFC:AQX385) 王小蓉 | AQX385 | Rep | 2008-04-23 | 2009-09-30 | ||
163 | Wong, Sum Yin (SFC:AWO457) 黃心妍 | AWO457 | Rep | 2010-12-28 | 2016-07-29 | ||
164 | Wong, Susanna Ling Sze 王玲思 | F | ALZ486 | Rep | 2008-05-09 | 2008-11-07 | |
165 | Wu, Yee Lun 鄔依倫 | ANT779 | Rep | 2006-08-08 | 2011-02-11 | ||
166 | Yan, Cleo Sheung Ngar 甄尚雅 | F | AKW688 | Rep | 2004-08-19 | 2006-04-21 | |
167 | Yang, Yao-Wei 楊曜維 | AQM265 | Rep | 2008-02-11 | 2008-09-25 | ||
168 | Yeung, Wai Shum 楊惠深 | APC729 | Rep | 2011-02-24 | 2016-12-30 | ||
169 | Yin, Phillip Tk 嚴正剛 | M | AMH295 | Rep | 2005-07-22 | 2005-10-07 | |
170 | Yip, Lai Chuen 葉禮荃 | ATX917 | Rep | 2009-10-12 | 2010-04-07 | ||
171 | Yiu, Pui Lam 姚珮林 | ANG457 | Rep | 2006-04-04 | 2006-05-02 | ||
172 | Yu, Pik Sim 余碧嬋 | AQX572 | Rep | 2008-05-13 | 2014-02-10 | ||
173 | Yu, Tina Wai Kwan 余慧君 | AMJ508 | Rep | 2005-08-18 | 2005-11-02 | ||
174 | Yuen, Polly Po Yee 阮寶儀 | AOE182 | Rep | 2006-11-17 | 2011-11-04 |
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