SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 申萬宏源融資(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2022
SFC ID Role From Until
1 Au-Yeung, Yan Lun 歐陽欣麟 AIB802 Rep 2016-09-05 2016-11-22
RO 2016-11-22 2019-04-30
2 Cai, Yuxiang (SFC:BOF908) 蔡宇翔 BOF908 Rep 2019-04-23 2019-11-15
Rep 2022-09-06
3 Cao, Zonglian 曹宗莲 BTC143 Rep 2022-10-18
4 Chak, Wai Nga 翟偉雅 BOO797 Rep 2021-05-07 2023-03-02
5 Chan, Polly Wai Tai 陳偉娣 F AMM338 Rep 2021-11-30
6 Chan, Sunny Tit Leung 陳鐵樑 M ADP076 Rep 2004-02-23
RO 2004-02-23 2005-06-14
Rep 2014-03-13 2016-05-20
RO 2016-05-20 2019-09-16
7 Chan, Sze 陳詩 BOK502 Rep 2022-01-27
8 Chan, Wai Hung (SFC:AHT430) 陳偉雄 AHT430 Rep 2009-06-05 2009-09-23
RO 2009-09-23 2022-04-30
9 Chan, Ying Wai (SFC:AUC919) 陳英偉 AUC919 Rep 2011-08-03 2015-09-21
RO 2015-09-21 2017-05-20
10 Chang, Aaron Zai Yuen 張世炫 M AZN927 Rep 2012-05-28 2014-04-14
11 Chau, Tanny Suk Bing 周淑冰 F ADJ393 Rep 2006-08-22 2006-10-13
RO 2006-10-13 2014-03-17
12 Chen, Cheng (SFC:BFY640) 陳誠 BFY640 Rep 2022-09-08 2022-12-16
RO 2022-12-16
13 Cheng, Hudson Chun Fai 鄭俊輝 AVX842 Rep 2018-02-09 2019-07-19
14 Cheng, Nicole Chung Yan 鄭仲殷 F BDL393 Rep 2014-06-03 2016-06-25
15 Cheng, Terence Tak Him 鄭德謙 M AYR568 Rep 2011-12-19 2017-11-19
16 Cheung, Elaine Yee Man (SFC:ACN098) 張綺雯 F ACN098 Rep 2011-05-03 2011-06-20
RO 2011-06-20 2014-02-12
17 Cheung, Wai Lik 張偉力 AEK034 Rep 2006-02-07 2008-07-21
Rep 2008-12-16 2009-10-26
18 Chiu, Chun Pong (SFC:AFY720) 趙振邦 AFY720 Rep 2006-06-01
19 Chiu, Man Sum 趙文深 BGP938 Rep 2015-12-07 2017-08-06
20 Chow, Kitty Man Yee 周敏儀 F AMZ977 Rep 2011-02-11 2011-07-27
21 Chu, Sing Wai 朱聖瑋 AUV781 Rep 2010-03-05 2010-03-12
22 Deng, Chong (SFC:BSU554) 鄧冲 BSU554 Rep 2022-07-26
23 Ding, Luyao 丁盧遙 BGQ799 Rep 2021-12-21
24 Ding, Xuechun 丁雪纯 BHL726 Rep 2019-06-20 2020-02-15
25 Du, Xu (SFC:AZC459) 杜栩 AZC459 Rep 2021-08-12
26 Fang, Yingping 方瀛平 BOF903 Rep 2019-04-23 2020-11-23
27 Fong, Hiu Fai 方曉暉 BIX444 Rep 2017-02-08 2018-12-06
28 Fou, Shuwa Bruce 傅旭華 BDL001 Rep 2014-06-10 2015-09-12
29 Fu, Xingyi 傅幸藝 60 ALP813 RO 2007-06-06 2016-03-05
30 Gu, Xinchen 顾心辰 BRY540 Rep 2021-12-29
31 Guo, Chun (1964-05-17) 郭純 58 M AEN591 RO 2022-06-07
32 Guo, Tao (SFC:BIJ839) 郭濤 BIJ839 Rep 2016-10-24 2017-06-14
33 He, Fei (SFC:AXS174) 賀斐 AXS174 Rep 2011-07-27 2011-12-22
34 He, Tian (SFC:BBR112) 賀添 BBR112 RO 2019-04-24 2021-10-29
35 He, Yanzhe 何衍喆 BPD565 Rep 2020-02-13 2021-07-29
36 He, Zheng (SFC:APC123) 何正 APC123 Rep 2019-02-21 2019-10-01
37 Ho, Chin Fei 何展飛 BMI346 Rep 2018-02-13 2021-07-16
38 Ho, Susanna Shuk Yi 何淑儀 F AJM676 Rep 2004-06-28 2005-07-08
39 Hong, Yinbing 洪吟冰 BRI651 Rep 2021-07-02
40 Hsu, Shirley Sui-Wei 許穗煒 F AHF797 Rep 2010-12-01 2011-12-01
41 Hu, Boyu 胡博宇 BET781 Rep 2021-11-02
42 Hua, Zhongnan 華中南 BNU873 Rep 2022-11-04 2024-04-15
43 Huang, Liwen (SFC:AWU004) 黃麗雯 AWU004 Rep 2016-10-14 2017-01-12
44 Huang, Yirui 黃奕瑞 BSO611 Rep 2022-09-06
45 Huang, Yue (SFC:BDA207) 黃玥 BDA207 Rep 2014-03-07 2016-04-16
Rep 2018-08-02 2021-02-05
46 Hung, Hing Man (SFC:AIH325) 孔慶文 AIH325 Rep 2004-03-02
47 Ip, Mun Lam 葉滿林 39 M AXM307 Rep 2013-07-10 2015-02-19
48 Ip, Po Wun 葉保垣 BEC783 Rep 2021-04-20 2021-04-21
49 Ip, Shu Wai 葉書瑋 AWK729 Rep 2011-08-29 2012-12-01
50 Ito, Ikuo AYN529 Rep 2011-11-30 2012-07-05
51 Ji, Ge 伋格 BPC355 Rep 2019-11-12 2021-03-01
52 Jiang, Bo (SFC:ANN409) 蔣波 ANN409 Rep 2006-06-21 2017-12-15
53 Kan, Arthur Tsz Yan 簡子欣 M AGO945 Rep 2014-11-10 2015-01-30
RO 2015-01-30 2015-08-12
54 Kan, Nik Hung Joseph 簡力行 BGY191 Rep 2016-03-01 2017-09-29
55 Ko, Wilson Wai Shun 高偉舜 53 M AGJ902 Rep 2010-04-01 2010-07-01
56 Kong, Lorraine Li Yi 龔立儀 F AXE884 Rep 2011-10-17 2011-11-19
57 Kwan, Hidulf Chun Yee 關振義 50 M ADX085 Rep 2008-08-11 2008-11-01
58 Lam, Chun Kit (SFC:BHW991) 林俊杰 BHW991 Rep 2021-09-10
59 Lam, Hiram Long Hin 林朗軒 AUX369 Rep 2013-08-05 2013-11-19
60 Lam, Ka Wing (SFC:BMI348) 林家詠 BMI348 Rep 2018-02-13 2020-03-23
61 Lam, Wai Tong 林瑋瑭 42 M APF483 Rep 2007-12-17 2010-05-31
Rep 2011-08-02 2012-09-01
62 Lau, Patricio Pak Ho 劉珀豪 M AZJ841 Rep 2014-05-07 2016-03-25
63 Lau, Wai Chun (SFC:ACY158) 劉偉駿 ACY158 Rep 2005-12-21 2006-06-01
64 Lau, William Jing Yeung 劉正揚 41 M ANV150 Rep 2008-02-04 2008-04-22
65 Law, Wing Kit 羅永傑 36 M BEY872 Rep 2015-03-31 2017-02-20
66 Lee, Eric Hing Cheung 李慶翔 54 M ADX639 Rep 2004-02-23
RO 2004-02-23 2006-06-16
67 Lee, Hoi Yan (SFC:AXZ043) 李凱恩 38 M AXZ043 Rep 2011-08-30 2014-02-24
68 Lee, Mei Shan 李美珊 ASP357 Rep 2014-11-10 2015-10-01
69 Lee, Rocky Siu San 李少燊 AWC885 Rep 2019-06-21 2019-09-23
RO 2019-09-23
70 Lee, Simon Siu Ming 李紹明 M ADK017 RO 2006-06-16
71 Leung, Chun Fai (SFC:BJQ475) 梁晉暉 BJQ475 Rep 2017-07-03
72 Leung, Derek An Loy 梁晏來 M AEP106 Rep 2008-08-11
73 Leung, Donald Kwok Kit 梁國傑 M ALF251 Rep 2018-12-17 2019-08-13
RO 2019-08-13
74 Leung, Ho Kiu 梁皓喬 BJB931 Rep 2022-01-27 2022-05-31
75 Leung, Man Ho (SFC:AMF525) 梁文豪 41 M AMF525 Rep 2013-07-19 2013-11-18
76 Leung, Mathew Chi-Hang 梁智恒 M BAF383 Rep 2015-07-31 2018-07-02
77 Li, Huan (SFC:BCF504) 李煥 BCF504 Rep 2021-05-17
78 Li, Jialu (SFC:AQM112) 李佳潞 AQM112 Rep 2008-03-06 2010-07-05
79 Li, Jingbo (SFC:BBT321) 李靜波 BBT321 Rep 2013-09-09 2017-06-16
80 Li, Leanne Yan 李妍 F BRY516 Rep 2022-01-06 2022-08-01
81 Li, Mao (SFC:BOI880) 李懋 BOI880 Rep 2022-06-06
82 Li, Na (SFC:BNJ843) 李娜 BNJ843 Rep 2018-08-17 2021-09-17
83 Li, Siqi (SFC:BOF938) 李思齊 BOF938 Rep 2019-04-23 2020-03-31
84 Li, Ying (SFC:ART807) 李穎 ART807 Rep 2008-11-20 2009-07-24
85 Liang, Jun (SFC:BIN429) 梁鈞 39 M BIN429 Rep 2019-06-28 2020-02-20
RO 2020-02-20 2021-02-02
Rep 2021-02-02 2021-06-25
RO 2021-06-25
86 Lin, Qimin 林綺敏 BLV211 Rep 2018-01-30 2021-10-30
87 Liu, Hiu Lau 廖曉柳 AGP529 Rep 2004-01-01
88 Liu, Joseph (SFC:AXD120) M AXD120 Rep 2021-09-10
89 Liu, Weiqi 劉韡祺 AOC861 Rep 2006-11-01 2011-06-14
90 Lo, Hiu Lam 盧曉琳 APL937 Rep 2013-05-07 2017-10-19
RO 2017-10-19 2018-08-31
91 Lock, Ivy Pik Shan 駱碧珊 F AIU532 Rep 2008-05-29 2009-05-11
92 Lu, Xiang 陸庠 BBU284 Rep 2019-08-22 2022-06-28
93 Lui, Chun Tak 呂俊德 BCZ591 Rep 2019-09-24 2021-03-22
94 Luo, Sha 雒莎 BNL483 Rep 2020-10-06 2020-12-26
95 Man, Chun Wai (SFC:BJE593) 文俊偉 BJE593 Rep 2017-03-10 2020-10-20
96 Man, Yuk Fai (SFC:BEC792) 萬煜輝 BEC792 Rep 2014-09-19 2017-10-15
97 Matsuda, Minoru ADJ260 Rep 2011-11-17 2016-09-26
98 Mou, Shuk Han 繆淑嫻 ALN988 Rep 2005-01-26 2005-09-21
99 Ng, Carole 吳家惠 F BMI351 Rep 2018-05-03 2021-06-12
100 Ng, Chung (SFC:BEW671) 伍聰 BEW671 Rep 2016-11-25 2018-12-18
101 Ng, Kai Him 吳啟謙 AVY121 Rep 2010-09-21 2013-04-17
102 Ng, Wai Yu (SFC:AGJ184) 吳惠如 AGJ184 Rep 2004-03-31 2005-07-24
103 Ozorio, Gertrude Marion 柯家如 APC863 Rep 2011-08-29 2012-10-19
104 Pan, Longhao 潘龍浩 BCZ917 Rep 2016-09-15 2016-12-01
105 Pang, Ka Po 彭家寶 BDK981 Rep 2015-08-05 2017-12-28
106 Pang, Kwan 彭堃 AWN156 Rep 2021-10-27 2023-10-04
107 Pang, Marvin Wai Yuen 彭偉源 M AAI320 Rep 2019-03-29 2021-11-25
108 Peng, Haochen 彭浩宸 BRY518 Rep 2021-12-24
109 Qin, Xuan 秦炫 BBH921 Rep 2021-10-21 2022-02-25
RO 2022-02-25
110 Qiu, Yizhou (SFC:BJP012) 邱一舟 BJP012 RO 2018-04-17 2021-06-12
111 Shi, Han (SFC:BMW912) 石瀚 BMW912 Rep 2018-05-28 2021-09-26
112 Shi, Weihua 史韋華 BCT483 Rep 2014-12-08 2015-12-10
113 Shih, Ichi 施怡琪 AYT968 Rep 2012-01-10 2012-02-11
114 Shih, Shun Ching 施順情 AEG459 Rep 2003-06-24
Rep 2004-03-15 2005-11-16
115 Shin, Chuck Yin 單婥然 48 F AHF293 Rep 2006-08-11 2007-06-01
116 Shiraishi, Kazuma AYN533 Rep 2011-12-01 2013-07-08
117 Shu, Tony 徐成東 M APC238 Rep 2007-07-24 2007-12-29
118 Shyu, Alexander 徐秉聖 M AXZ961 Rep 2011-09-05 2011-12-06
119 Siu, Wai Kit (SFC:AFM549) 蕭偉杰 AFM549 Rep 2003-04-09
120 So, Bernadette Nga Ting 蘇雅婷 F AVY580 Rep 2016-07-20 2019-04-30
121 Tam, Carmen Ka Heng 譚嘉恒 F ARL253 Rep 2010-07-07 2010-08-28
Rep 2012-02-06 2013-04-15
122 Tam, Kok Ching 譚覺靖 34 M BCH568 Rep 2016-07-27 2019-06-30
123 Tian, Guanhua 田冠華 BOP471 Rep 2022-11-04
124 Ting, Willis Kay Loong 丁基龍 60 M AAH639 RO 2006-10-04 2022-05-31
125 Tong, Wai Ho 唐煒皓 BAL969 Rep 2012-11-20 2013-12-18
126 Tsang, Hin Cheung (SFC:AEE952) 曾衍祥 AEE952 Rep 2006-06-28
127 Tsang, Wing Ngai 曾永毅 ARM922 Rep 2013-10-02 2013-11-04
128 Tse, Philip King Fai 謝景暉 M AGG695 Rep 2019-06-26 2019-10-21
RO 2019-10-21
129 Tu, Zhengfeng 屠正鋒 BOF927 Rep 2019-04-23 2020-11-20
130 Wah, Pui Shan 華佩珊 AMT668 Rep 2013-11-29 2014-01-07
131 Wai, Kwai Fong 韋桂芳 AWQ619 Rep 2014-06-09 2020-06-24
132 Wan, Joseph Jason 尹宸賢 50 M AES254 Rep 2013-07-19 2013-11-18
133 Wang, Difeng 王迪风 ASC826 Rep 2008-12-29 2022-10-18
134 Wang, Shengnan (SFC:BGL389) 王盛男 BGL389 Rep 2015-11-09 2021-03-31
135 Wang, Wei (SFC:AQA975) 王蔚 AQA975 Rep 2007-11-28
136 Wong, Chor Ming 黃礎銘 AXD243 Rep 2013-07-31 2014-06-27
137 Wong, Chung (SFC:AZM828) 黃翀 AZM828 Rep 2012-06-04 2014-06-12
138 Wong, Ka Man (SFC:AXQ083) 黃嘉敏 AXQ083 Rep 2011-08-04 2011-10-20
139 Wong, Kenneth Kar Fung 黃嘉豐 M APL374 Rep 2010-11-02 2010-11-02
140 Wong, Kwok Chu (SFC:AQV376) 黃國柱 AQV376 Rep 2011-11-14 2013-10-02
141 Wong, Margaret Wan Men 黃蘊文 38 F APQ819 Rep 2008-07-08 2008-10-07
142 Wong, Siu On 黃兆安 BDF606 Rep 2016-03-11 2017-09-21
143 Wong, Wai Leung (SFC:AFW562) 黃偉亮 AFW562 Rep 2004-09-13
144 Wong, Wing Chiu (SFC:BHU097) 黃潁釗 M BHU097 Rep 2019-10-25 2024-10-14
145 Wu, Steven Sheung Chi 胡尚智 M APV971 Rep 2014-06-05 2015-07-14
146 Xian, Yi 鮮壹 AUM360 Rep 2010-02-08 2011-07-23
147 Xiao, Qian (SFC:BGA973) 肖倩 BGA973 Rep 2019-08-01 2023-06-14
148 Xu, Qiwen (SFC:BIC457) 許綺雯 BIC457 Rep 2022-07-26
149 Yao, Peirong 要佩蓉 AXB357 Rep 2019-01-24 2020-07-20
150 Yen, Chanan 霍震南 43 M ARM750 Rep 2012-01-04 2012-03-20
151 Yeung, Hiu Wai 楊曉慧 BNN157 Rep 2019-10-17 2021-10-19
152 Yeung, Ka Lai 楊嘉麗 AQT139 Rep 2014-11-10 2015-12-31
153 Yeung, Tsun Yin 楊俊賢 AOH101 Rep 2009-11-09 2011-06-04
154 Yeung, Yat Chuen 楊日泉 40 M AOJ604 Rep 2010-07-30 2011-10-04
Rep 2014-04-22 2014-09-24
155 Yin, Ruihan 尹蕤菡 BDE131 Rep 2021-11-02 2022-02-25
RO 2022-02-25
156 Ying, Nian Kang 應年康 AEA418 RO 2012-03-10
157 Yu, Adrian 虞玖龍 M BGP448 Rep 2015-12-23 2018-06-15
158 Yu, Kai (SFC:BPF710) 余凱 BPF710 Rep 2020-03-20 2022-03-06
159 Yu, Lili (SFC:BRX822) 俞力黎 BRX822 Rep 2022-01-28 2022-05-12
RO 2022-05-12
160 Yuan, Minjie 袁敏婕 BJI779 Rep 2017-04-07 2017-10-19
161 Yuan, Yingjun 袁穎君 AWT865 Rep 2011-02-11 2012-11-30
162 Yue, Wei (SFC:ANY425) 岳巍 ANY425 Rep 2019-01-24 2019-04-04
RO 2019-04-04 2022-03-18
163 Zhan, Congcong 詹聰聰 BCP843 Rep 2018-02-20 2020-12-26
164 Zhang, Cheng (SFC:AYM141) 章程 AYM141 Rep 2011-11-17 2013-09-01
165 Zhang, Tao (SFC:BNN675) 張濤 BNN675 Rep 2018-10-16 2019-06-21
RO 2019-06-21 2024-05-31
166 Zhang, Zhijie (SFC:BBB359) 章智杰 BBB359 Rep 2016-09-15 2017-05-24
RO 2017-05-24 2018-09-10
167 Zheng, Liuting 鄭枊婷 AYV680 Rep 2012-01-17 2013-05-01
168 Zhou, Jiangning 周江宁 BGY983 Rep 2021-05-17 2022-11-19
169 Zhou, Xunnan 周珣南 BRP306 Rep 2021-10-11 2023-09-08
170 Zhu, Dawen 朱達文 AYF494 Rep 2011-10-10 2012-10-17
171 Zhu, Yi (SFC:BSP717) 朱忆 BSP717 Rep 2022-09-06
172 Zhu, Yiqian (SFC:BRX125) 朱一谦 BRX125 Rep 2021-11-29 2022-03-20
173 Zou, Yuanhui 鄒渊慧 BIH736 Rep 2016-10-05 2018-04-29

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