SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 申萬宏源融資(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2023 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au-Yeung, Yan Lun 歐陽欣麟 | Rep | 2016-09-05 | 2016-11-22 | ||
| RO | 2016-11-22 | 2019-04-30 | ||||
| 2 | Cai, Yuxiang (SFC:BOF908) 蔡宇翔 | Rep | 2019-04-23 | 2019-11-15 | ||
| Rep | 2022-09-06 | |||||
| 3 | Cao, Zonglian 曹宗莲 | Rep | 2022-10-18 | |||
| 4 | Chak, Wai Nga 翟偉雅 | Rep | 2021-05-07 | 2023-03-02 | ||
| 5 | Chan, Polly Wai Tai 陳偉娣 | F | Rep | 2021-11-30 | ||
| 6 | Chan, Sunny Tit Leung 陳鐵樑 | M | Rep | 2004-02-23 | ||
| RO | 2004-02-23 | 2005-06-14 | ||||
| Rep | 2014-03-13 | 2016-05-20 | ||||
| RO | 2016-05-20 | 2019-09-16 | ||||
| 7 | Chan, Sze 陳詩 | Rep | 2021-11-24 | |||
| 8 | Chan, Wai Hung (SFC:AHT430) 陳偉雄 | Rep | 2009-06-05 | 2009-09-23 | ||
| RO | 2009-09-23 | 2022-04-30 | ||||
| 9 | Chan, Ying Wai (SFC:AUC919) 陳英偉 | Rep | 2011-08-03 | 2015-09-21 | ||
| RO | 2015-09-21 | 2017-05-20 | ||||
| 10 | Chang, Aaron Zai Yuen 張世炫 | M | Rep | 2012-05-28 | 2014-04-14 | |
| 11 | Chau, Tanny Suk Bing 周淑冰 | F | Rep | 2006-08-22 | 2006-10-13 | |
| RO | 2006-10-13 | 2014-03-17 | ||||
| 12 | Chen, Cheng (SFC:BFY640) 陳誠 | Rep | 2022-09-08 | 2022-12-16 | ||
| RO | 2022-12-16 | |||||
| 13 | Cheng, Hudson Chun Fai 鄭俊輝 | Rep | 2018-02-09 | 2019-07-19 | ||
| 14 | Cheng, Nicole Chung Yan 鄭仲殷 | F | Rep | 2014-06-03 | 2016-06-25 | |
| 15 | Cheng, Terence Tak Him 鄭德謙 | M | Rep | 2011-12-19 | 2017-11-19 | |
| 16 | Cheung, Elaine Yee Man (SFC:ACN098) 張綺雯 | F | Rep | 2011-05-03 | 2011-06-20 | |
| RO | 2011-06-20 | 2014-02-12 | ||||
| 17 | Cheung, Wai Lik 張偉力 | Rep | 2006-02-07 | 2008-07-21 | ||
| Rep | 2008-12-16 | 2009-10-26 | ||||
| 18 | Chiu, Chun Pong (SFC:AFY720) 趙振邦 | Rep | 2006-06-01 | |||
| 19 | Chiu, Man Sum 趙文深 | Rep | 2015-12-07 | 2017-08-06 | ||
| 20 | Chow, Kitty Man Yee 周敏儀 | F | Rep | 2011-02-11 | 2011-07-27 | |
| 21 | Chu, Sing Wai 朱聖瑋 | Rep | 2010-03-05 | 2010-03-12 | ||
| 22 | Deng, Chong (SFC:BSU554) 鄧冲 | Rep | 2022-07-26 | |||
| 23 | Ding, Luyao 丁盧遙 | Rep | 2021-12-21 | |||
| 24 | Ding, Xuechun 丁雪纯 | Rep | 2019-06-20 | 2020-02-15 | ||
| 25 | Du, Xu (SFC:AZC459) 杜栩 | Rep | 2021-08-12 | |||
| 26 | Fang, Yingping 方瀛平 | Rep | 2019-04-23 | 2020-11-23 | ||
| 27 | Fong, Hiu Fai 方曉暉 | Rep | 2017-02-08 | 2018-12-06 | ||
| 28 | Fou, Shuwa Bruce 傅旭華 | Rep | 2014-06-10 | 2015-09-12 | ||
| 29 | Fu, Xingyi 傅幸藝 | 61 | RO | 2007-06-06 | 2016-03-05 | |
| 30 | Gu, Xinchen 顾心辰 | Rep | 2021-12-29 | |||
| 31 | Guo, Chun (1964-05-17) 郭純 | 59 | M | RO | 2022-06-07 | |
| 32 | Guo, Tao (SFC:BIJ839) 郭濤 | Rep | 2016-10-24 | 2017-06-14 | ||
| 33 | He, Fei (SFC:AXS174) 賀斐 | Rep | 2011-07-27 | 2011-12-22 | ||
| 34 | He, Tian (SFC:BBR112) 賀添 | Rep | 2019-02-25 | 2019-04-24 | ||
| RO | 2019-04-24 | 2021-10-29 | ||||
| 35 | He, Yanzhe 何衍喆 | Rep | 2020-02-13 | 2021-07-29 | ||
| 36 | He, Zheng (SFC:APC123) 何正 | Rep | 2019-02-21 | 2019-10-01 | ||
| 37 | Ho, Chin Fei 何展飛 | Rep | 2018-02-13 | 2021-07-16 | ||
| 38 | Ho, Susanna Shuk Yi 何淑儀 | F | Rep | 2004-06-28 | 2005-07-08 | |
| 39 | Hong, Yinbing 洪吟冰 | Rep | 2021-07-02 | |||
| 40 | Hsu, Shirley Sui-Wei 許穗煒 | F | Rep | 2010-12-01 | 2011-12-01 | |
| 41 | Hu, Boyu 胡博宇 | Rep | 2021-11-02 | |||
| 42 | Hua, Zhongnan 華中南 | Rep | 2022-11-04 | 2024-04-15 | ||
| 43 | Huang, Liwen (SFC:AWU004) 黃麗雯 | Rep | 2016-10-14 | 2017-01-12 | ||
| 44 | Huang, Yirui 黃奕瑞 | Rep | 2022-09-06 | |||
| 45 | Huang, Yue (SFC:BDA207) 黃玥 | Rep | 2014-03-07 | 2016-04-16 | ||
| Rep | 2018-08-02 | 2021-02-05 | ||||
| 46 | Hung, Hing Man (SFC:AIH325) 孔慶文 | Rep | 2004-03-02 | |||
| 47 | Ip, Mun Lam 葉滿林 | Rep | 2013-07-10 | 2015-02-19 | ||
| 48 | Ip, Po Wun 葉保垣 | Rep | 2021-04-20 | 2021-04-21 | ||
| 49 | Ip, Shu Wai 葉書瑋 | Rep | 2011-08-29 | 2012-12-01 | ||
| 50 | Ito, Ikuo | Rep | 2011-11-30 | 2012-07-05 | ||
| 51 | Ji, Ge 伋格 | Rep | 2019-11-12 | 2021-03-01 | ||
| 52 | Jiang, Bo (SFC:ANN409) 蔣波 | Rep | 2006-06-21 | 2017-12-15 | ||
| 53 | Kan, Arthur Tsz Yan 簡子欣 | M | Rep | 2014-11-10 | 2015-01-30 | |
| RO | 2015-01-30 | 2015-08-12 | ||||
| 54 | Kan, Nik Hung Joseph 簡力行 | Rep | 2016-03-01 | 2017-09-29 | ||
| 55 | Ko, Wilson Wai Shun 高偉舜 | 54 | M | Rep | 2010-04-01 | 2010-07-01 |
| 56 | Kong, Lorraine Li Yi 龔立儀 | F | Rep | 2011-10-17 | 2011-11-19 | |
| 57 | Kwan, Freddie Wai Kuen 關偉權 | 60 | RO | 2006-06-23 | 2014-08-01 | |
| 58 | Kwan, Hidulf Chun Yee 關振義 | 51 | M | Rep | 2008-08-11 | 2008-11-01 |
| 59 | Lam, Chun Kit (SFC:BHW991) 林俊杰 | Rep | 2021-09-10 | |||
| 60 | Lam, Hiram Long Hin 林朗軒 | Rep | 2013-08-05 | 2013-11-19 | ||
| 61 | Lam, Ka Wing (SFC:BMI348) 林家詠 | Rep | 2018-02-13 | 2020-03-23 | ||
| 62 | Lam, Wai Tong 林瑋瑭 | 43 | M | Rep | 2007-11-19 | 2010-05-31 |
| Rep | 2011-08-02 | 2012-09-01 | ||||
| 63 | Lau, Patricio Pak Ho 劉珀豪 | M | Rep | 2014-05-07 | 2016-03-25 | |
| 64 | Lau, Wai Chun (SFC:ACY158) 劉偉駿 | Rep | 2005-12-21 | 2006-06-01 | ||
| 65 | Lau, William Jing Yeung 劉正揚 | 42 | M | Rep | 2008-02-04 | 2008-04-22 |
| 66 | Law, Wing Kit 羅永傑 | 37 | M | Rep | 2015-03-31 | 2017-02-20 |
| 67 | Lee, Eric Hing Cheung 李慶翔 | 55 | M | Rep | 2004-02-23 | |
| RO | 2004-02-23 | 2006-06-16 | ||||
| 68 | Lee, Hoi Yan (SFC:AXZ043) 李凱恩 | 39 | M | Rep | 2011-08-30 | 2014-02-24 |
| 69 | Lee, Mei Shan 李美珊 | Rep | 2014-11-10 | 2015-10-01 | ||
| 70 | Lee, Rocky Siu San 李少燊 | Rep | 2019-06-21 | 2019-09-23 | ||
| RO | 2019-09-23 | |||||
| 71 | Lee, Simon Siu Ming 李紹明 | M | RO | 2006-06-16 | ||
| 72 | Leung, Chun Fai (SFC:BJQ475) 梁晉暉 | Rep | 2017-07-03 | |||
| 73 | Leung, Derek An Loy 梁晏來 | M | Rep | 2008-08-11 | ||
| 74 | Leung, Donald Kwok Kit 梁國傑 | M | Rep | 2018-12-17 | 2019-08-13 | |
| RO | 2019-08-13 | |||||
| 75 | Leung, Ho Kiu 梁皓喬 | Rep | 2022-01-27 | 2022-05-31 | ||
| 76 | Leung, Man Ho (SFC:AMF525) 梁文豪 | 42 | M | Rep | 2013-07-19 | 2013-11-18 |
| 77 | Leung, Mathew Chi-Hang 梁智恒 | M | Rep | 2015-07-31 | 2018-07-02 | |
| 78 | Li, Huan (SFC:BCF504) 李煥 | Rep | 2021-05-17 | |||
| 79 | Li, Jialu (SFC:AQM112) 李佳潞 | Rep | 2008-03-06 | 2010-07-05 | ||
| 80 | Li, Jingbo (SFC:BBT321) 李靜波 | Rep | 2013-09-09 | 2017-06-16 | ||
| 81 | Li, Leanne Yan 李妍 | F | Rep | 2022-01-06 | 2022-08-01 | |
| 82 | Li, Mao (SFC:BOI880) 李懋 | Rep | 2022-06-06 | |||
| 83 | Li, Na (SFC:BNJ843) 李娜 | Rep | 2018-08-17 | 2021-09-17 | ||
| 84 | Li, Siqi (SFC:BOF938) 李思齊 | Rep | 2019-04-23 | 2020-03-31 | ||
| 85 | Li, Ying (SFC:ART807) 李穎 | Rep | 2008-11-20 | 2009-07-24 | ||
| 86 | Liang, Jun (SFC:BIN429) 梁鈞 | 40 | M | Rep | 2019-06-28 | 2020-02-20 |
| RO | 2020-02-20 | |||||
| 87 | Lin, Qimin 林綺敏 | Rep | 2018-01-30 | 2021-10-30 | ||
| 88 | Liu, Hiu Lau 廖曉柳 | Rep | 2004-01-01 | |||
| 89 | Liu, Joseph (SFC:AXD120) | M | Rep | 2021-09-10 | ||
| 90 | Liu, Weiqi 劉韡祺 | Rep | 2006-11-01 | 2011-06-14 | ||
| 91 | Lo, Hiu Lam 盧曉琳 | Rep | 2013-05-07 | 2017-10-19 | ||
| RO | 2017-10-19 | 2018-08-31 | ||||
| 92 | Lock, Ivy Pik Shan 駱碧珊 | F | Rep | 2008-05-29 | 2009-05-11 | |
| 93 | Lu, Xiang 陸庠 | Rep | 2019-08-22 | 2022-06-28 | ||
| 94 | Lui, Chun Tak 呂俊德 | Rep | 2019-09-24 | 2021-03-22 | ||
| 95 | Luo, Sha 雒莎 | Rep | 2020-10-06 | 2020-12-26 | ||
| 96 | Man, Chun Wai (SFC:BJE593) 文俊偉 | Rep | 2017-03-10 | 2020-10-20 | ||
| 97 | Man, Yuk Fai (SFC:BEC792) 萬煜輝 | Rep | 2014-09-19 | 2017-10-15 | ||
| 98 | Matsuda, Minoru | Rep | 2011-11-17 | 2016-09-26 | ||
| 99 | Mou, Shuk Han 繆淑嫻 | Rep | 2005-01-26 | 2005-09-21 | ||
| 100 | Ng, Carole 吳家惠 | F | Rep | 2018-05-03 | 2021-06-12 | |
| 101 | Ng, Chung (SFC:BEW671) 伍聰 | Rep | 2016-11-25 | 2018-12-18 | ||
| 102 | Ng, Kai Him 吳啟謙 | Rep | 2010-09-21 | 2013-04-17 | ||
| 103 | Ng, Wai Yu (SFC:AGJ184) 吳惠如 | Rep | 2004-03-31 | 2005-07-24 | ||
| 104 | Ozorio, Gertrude Marion 柯家如 | Rep | 2011-08-29 | 2012-10-19 | ||
| 105 | Pan, Longhao 潘龍浩 | Rep | 2016-09-15 | 2016-12-01 | ||
| 106 | Pang, Ka Po 彭家寶 | Rep | 2015-08-05 | 2017-12-28 | ||
| 107 | Pang, Kwan 彭堃 | Rep | 2021-08-20 | 2023-10-04 | ||
| 108 | Pang, Marvin Wai Yuen 彭偉源 | M | Rep | 2019-03-29 | 2021-11-25 | |
| 109 | Peng, Haochen 彭浩宸 | Rep | 2021-12-24 | |||
| 110 | Qin, Xuan 秦炫 | Rep | 2021-10-21 | 2022-02-25 | ||
| RO | 2022-02-25 | |||||
| 111 | Qiu, Yizhou (SFC:BJP012) 邱一舟 | RO | 2018-04-17 | 2021-06-12 | ||
| 112 | Shi, Han (SFC:BMW912) 石瀚 | Rep | 2018-05-28 | 2021-09-26 | ||
| 113 | Shi, Weihua 史韋華 | Rep | 2014-12-08 | 2015-12-10 | ||
| 114 | Shih, Ichi 施怡琪 | Rep | 2012-01-10 | 2012-02-11 | ||
| 115 | Shih, Shun Ching 施順情 | Rep | 2003-06-24 | |||
| Rep | 2004-03-15 | 2005-11-16 | ||||
| 116 | Shin, Chuck Yin 單婥然 | 49 | F | Rep | 2006-08-11 | 2007-06-01 |
| 117 | Shiraishi, Kazuma | Rep | 2011-12-01 | 2013-07-08 | ||
| 118 | Shu, Tony 徐成東 | M | Rep | 2007-07-24 | 2007-12-29 | |
| 119 | Shyu, Alexander 徐秉聖 | M | Rep | 2011-09-05 | 2011-12-06 | |
| 120 | Siu, Wai Kit (SFC:AFM549) 蕭偉杰 | Rep | 2003-04-09 | |||
| 121 | So, Bernadette Nga Ting 蘇雅婷 | F | Rep | 2016-07-20 | 2019-04-30 | |
| 122 | Tam, Carmen Ka Heng 譚嘉恒 | F | Rep | 2010-07-07 | 2010-08-28 | |
| Rep | 2012-02-06 | 2013-04-15 | ||||
| 123 | Tam, Kok Ching 譚覺靖 | Rep | 2016-07-27 | 2019-06-30 | ||
| 124 | Tian, Guanhua 田冠華 | Rep | 2022-11-04 | |||
| 125 | Ting, Willis Kay Loong 丁基龍 | 61 | M | RO | 2006-10-04 | 2022-05-31 |
| 126 | Tong, Wai Ho 唐煒皓 | Rep | 2012-11-20 | 2013-12-18 | ||
| 127 | Tsang, Hin Cheung (SFC:AEE952) 曾衍祥 | Rep | 2006-06-28 | |||
| 128 | Tsang, Wing Ngai 曾永毅 | Rep | 2013-10-02 | 2013-11-04 | ||
| 129 | Tse, Philip King Fai 謝景暉 | M | Rep | 2019-06-26 | 2019-10-21 | |
| RO | 2019-10-21 | |||||
| 130 | Tu, Zhengfeng 屠正鋒 | Rep | 2019-04-23 | 2020-11-20 | ||
| 131 | Wah, Pui Shan 華佩珊 | Rep | 2013-11-29 | 2014-01-07 | ||
| 132 | Wai, Kwai Fong 韋桂芳 | Rep | 2014-06-09 | 2020-06-24 | ||
| 133 | Wan, Joseph Jason 尹宸賢 | 51 | M | Rep | 2013-07-19 | 2013-11-18 |
| 134 | Wang, Difeng 王迪风 | Rep | 2008-12-29 | 2022-10-18 | ||
| 135 | Wang, Shengnan (SFC:BGL389) 王盛男 | Rep | 2015-11-09 | 2021-03-31 | ||
| 136 | Wang, Wei (SFC:AQA975) 王蔚 | Rep | 2007-11-28 | |||
| 137 | Wong, Chor Ming 黃礎銘 | Rep | 2013-07-31 | 2014-06-27 | ||
| 138 | Wong, Chung (SFC:AZM828) 黃翀 | Rep | 2012-06-04 | 2014-06-12 | ||
| 139 | Wong, Ka Man (SFC:AXQ083) 黃嘉敏 | Rep | 2011-08-04 | 2011-10-20 | ||
| 140 | Wong, Kenneth Kar Fung 黃嘉豐 | M | Rep | 2010-11-02 | 2010-11-02 | |
| 141 | Wong, Kwok Chu (SFC:AQV376) 黃國柱 | Rep | 2011-11-14 | 2013-10-02 | ||
| 142 | Wong, Margaret Wan Men 黃蘊文 | 39 | F | Rep | 2008-07-08 | 2008-10-07 |
| 143 | Wong, Siu On 黃兆安 | Rep | 2016-03-11 | 2017-09-21 | ||
| 144 | Wong, Wai Leung (SFC:AFW562) 黃偉亮 | Rep | 2004-09-13 | |||
| 145 | Wong, Wing Chiu (SFC:BHU097) 黃潁釗 | Rep | 2019-10-25 | |||
| 146 | Wu, Steven Sheung Chi 胡尚智 | M | Rep | 2014-06-05 | 2015-07-14 | |
| 147 | Xian, Yi 鮮壹 | Rep | 2010-02-08 | 2011-07-23 | ||
| 148 | Xiao, Qian (SFC:BGA973) 肖倩 | Rep | 2019-08-01 | 2023-06-14 | ||
| 149 | Xu, Qiwen (SFC:BIC457) 許綺雯 | Rep | 2022-07-26 | |||
| 150 | Yao, Peirong 要佩蓉 | Rep | 2019-01-24 | 2020-07-20 | ||
| 151 | Yen, Chanan 霍震南 | 44 | M | Rep | 2012-01-04 | 2012-03-20 |
| 152 | Yeung, Hiu Wai 楊曉慧 | Rep | 2019-10-17 | 2021-10-19 | ||
| 153 | Yeung, Ka Lai 楊嘉麗 | Rep | 2014-11-10 | 2015-12-31 | ||
| 154 | Yeung, Tsun Yin 楊俊賢 | Rep | 2009-11-09 | 2011-06-04 | ||
| 155 | Yeung, Yat Chuen 楊日泉 | 41 | M | Rep | 2010-07-30 | 2011-10-04 |
| Rep | 2014-04-22 | 2014-09-24 | ||||
| 156 | Yin, Ruihan 尹蕤菡 | Rep | 2021-11-02 | 2022-02-25 | ||
| RO | 2022-02-25 | |||||
| 157 | Ying, Nian Kang 應年康 | RO | 2012-03-10 | |||
| 158 | Yu, Adrian 虞玖龍 | M | Rep | 2015-12-23 | 2018-06-15 | |
| 159 | Yu, Kai (SFC:BPF710) 余凱 | Rep | 2020-03-20 | 2022-03-06 | ||
| 160 | Yu, Lili (SFC:BRX822) 俞力黎 | Rep | 2022-01-28 | 2022-05-12 | ||
| RO | 2022-05-12 | |||||
| 161 | Yuan, Minjie 袁敏婕 | Rep | 2017-04-07 | 2017-10-19 | ||
| 162 | Yuan, Yingjun 袁穎君 | Rep | 2011-02-11 | 2012-11-30 | ||
| 163 | Yue, Wei (SFC:ANY425) 岳巍 | Rep | 2019-01-24 | 2019-04-04 | ||
| RO | 2019-04-04 | 2022-03-18 | ||||
| 164 | Zhan, Congcong 詹聰聰 | Rep | 2018-02-20 | 2020-12-26 | ||
| 165 | Zhang, Cheng (SFC:AYM141) 章程 | Rep | 2011-11-17 | 2013-09-01 | ||
| 166 | Zhang, Tao (SFC:BNN675) 張濤 | Rep | 2018-10-16 | 2019-06-21 | ||
| RO | 2019-06-21 | |||||
| 167 | Zhang, Zhijie (SFC:BBB359) 章智杰 | Rep | 2016-09-15 | 2017-05-24 | ||
| RO | 2017-05-24 | 2018-09-10 | ||||
| 168 | Zheng, Liuting 鄭枊婷 | Rep | 2012-01-17 | 2013-05-01 | ||
| 169 | Zhou, Jiangning 周江宁 | Rep | 2021-05-17 | 2022-11-19 | ||
| 170 | Zhou, Xunnan 周珣南 | Rep | 2021-10-11 | 2023-09-08 | ||
| 171 | Zhu, Dawen 朱達文 | Rep | 2011-10-10 | 2012-10-17 | ||
| 172 | Zhu, Yi (SFC:BSP717) 朱忆 | Rep | 2022-09-06 | |||
| 173 | Zhu, Yiqian (SFC:BRX125) 朱一谦 | Rep | 2021-11-29 | 2022-03-20 | ||
| 174 | Zou, Yuanhui 鄒渊慧 | Rep | 2016-10-05 | 2018-04-29 |
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