Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
Role From Until
1 Alexander, Charles Alan Heathcote 55 M RO 2009-07-28 2010-06-03
2 Andrew, Timothy William M Rep 2010-02-02 2011-07-20
RO 2011-07-20 2015-10-01
3 Arai, Fumiko Bonnie 荒井富美子 Rep 2005-06-03
4 Au, Andrew (SFC:AGA691) 歐子健 M Rep 2003-05-29
Rep 2005-01-20 2010-03-22
5 Auchecorne, Julien Daniel Patrick M Rep 2007-08-15 2010-04-08
6 Austin, Gregory Charles M Rep 2004-04-23 2008-02-18
Rep 2009-09-08 2010-02-04
7 Babington, Brooke Marie F Rep 2005-02-24 2007-02-17
8 Bagnall, Andrew Edward James M Rep 2004-08-21
9 Bai, Louisa F Rep 2011-10-12 2013-11-27
10 Batchelor, Joseph James (SFC:ARD487) M Rep 2011-07-20 2015-01-08
11 Bhandari, Sundeep RO 2010-07-26 2011-02-01
12 Boudriga, Nedir Ahmed Rep 2012-07-25 2013-05-03
13 Brink, Natalie Ann F Rep 2009-11-17 2015-01-08
14 Brookhouse, Simon Douglas 50 M Rep 2010-08-11 2010-10-13
RO 2010-10-13 2015-04-01
15 Cao, Qi (SFC:ANH530) 操琦 Rep 2006-04-24 2008-06-19
16 Carey, Andre' Lionel M Rep 2003-12-22 2004-10-04
17 Chai, Denise Sara 蔡龍姬 F RO 2005-06-08
18 Chan, Catherine Sei Wing 陳思穎 F Rep 2007-07-04 2010-03-22
19 Chan, Edmund Wai Hung 陳偉雄 M Rep 2006-04-07 2008-05-20
RO 2008-05-20 2009-02-10
20 Chan, Eric Kai Wah 陳啟華 M RO 2014-03-29
21 Chan, Grant 陳國柱 Rep 2005-03-21 2007-08-17
22 Chan, John Yui Fung 陳銳峰 M Rep 2006-09-13 2010-03-22
23 Chan, Ka Hung (SFC:AOA854) 陳嘉鴻 Rep 2006-10-12 2010-06-25
24 Chan, Ka Wang Karen 陳嘉詠 F Rep 2005-03-15 2007-04-28
25 Chan, Rebecca Wai Ying (SFC:AMF214) 陳慧瑩 F Rep 2006-05-09 2007-03-30
26 Chan, Stephen Shek Kei 陳碩基 M Rep 2005-04-21 2006-03-08
27 Chan, Wai Hung (SFC:AHT430) 陳偉雄 Rep 2007-05-28 2009-02-10
28 Chang, Alexander Paul 張明波 M Rep 2005-05-13 2006-10-07
29 Chau, Thomas 周震宇 M Rep 2010-10-12 2014-04-09
30 Chen, Eric Kay 陳柏甫 M Rep 2009-06-26 2017-01-31
31 Chen, Jason Chun Tung 程振東 28 M Rep 2010-06-03 2015-01-08
32 Chen, Lawrence Yung 鄭勇 M Rep 2008-04-25 2010-03-22
33 Chen, Michael I-Chun 陳懿群 M Rep 2005-01-25 2009-08-11
34 Chen, Xiaoling (SFC:AVW059) 陳曉凌 Rep 2010-09-17 2011-05-24
35 Chen, Yan (SFC:ALZ159) 陳彥 Rep 2006-09-25 2010-03-22
36 Chen, Zhong Wei 陳仲偉 Rep 2006-11-10 2007-06-02
37 Cheng, Ada Tung Ying 鄭東熒 F Rep 2005-03-15 2006-09-09
38 Cheng, Kin Man (SFC:AHM208) 鄭健民 Rep 2006-04-07 2008-07-24
RO 2008-07-24 2010-05-07
39 Cherian, Ajay Kurian Rep 2006-04-14
40 Cheung, Bernard Ting Kin 張廷堅 M Rep 2010-07-28 2015-01-08
41 Cheung, James Kwok Lung 張國龍 M Rep 2006-10-11 2008-09-08
RO 2008-09-08 2014-07-15
42 Cheung, Jamie Tei Sing 莊棣盛 42 M Rep 2003-10-02 2005-05-04
43 Cheung, Kwok Yuen 張國源 Rep 2006-09-11 2008-06-26
44 Cheung, Philip Yin Loong 張恩龍 M Rep 2005-11-03 2010-07-28
45 Chia, Nicholas Wei Meng M Rep 2012-07-25 2015-11-03
46 Cho, Cheul Soo Rep 2007-06-27 2010-03-22
47 Chou, Chuk Nam (SFC:AMF746) 周速楠 M Rep 2008-04-11 2013-05-17
48 Chou, Jaime Yun Cheng 周運成 Rep 2005-12-12 2006-08-15
49 Chu, John Paul Yeong Keng 徐永鏗 M Rep 2004-05-21 2004-06-11
RO 2004-06-11 2015-01-08
50 Chun, Angela Ka Yee 秦嘉兒 F Rep 2007-03-12 2007-03-24
51 Coleman, Andrew Jonathan M Rep 2009-09-30 2014-08-01
52 Coxeter, Simon John M Rep 2004-10-15 2006-03-04
53 Cusack, Andrew Mark M Rep 2012-07-19 2015-12-01
54 Daou, Mourad Rep 2011-06-20 2015-03-13
55 Darling, Robert Joseph M Rep 2011-07-15 2015-01-08
56 Douglas, David Archibald M Rep 2009-06-24 2009-08-07
RO 2009-08-07 2013-02-01
57 Dwivedi, Santosh Kumar M Rep 2012-02-22 2014-03-17
58 Eng, Matthew Hunkee 伍恆基 M Rep 2010-01-22 2011-10-03
59 Fan, Cliff Kuang Cheng 樊光正 Rep 2006-01-16 2006-12-16
60 Farzam, Hamid Rep 2012-07-24 2013-08-27
61 Fung, Ka Lun (SFC:AGH854) 馮嘉倫 Rep 2004-10-06 2006-08-25
62 Gao, Shangpeng 高尚鵬 Rep 2011-07-14 2012-08-20
63 Garrick, Jonathan M Rep 2004-11-10
64 Garway-Templeman, Hugh Garway Rep 2011-06-28 2013-07-08
65 Goldie, Benjamin James M Rep 2003-09-08 2004-03-29
66 Gonzalez, Rico Ma. Antonio L. M Rep 2003-08-26
67 Griffin, Alistair John Barrie 45 M RO 2009-09-12
68 Gu, Andrew Ye Yan 顧燁彥 M Rep 2012-07-19 2013-05-07
69 Gu, Xiaoying 顧曉瑩 Rep 2010-01-18 2011-04-20
70 Guan, Ying (SFC:AWQ675) 關滢 Rep 2012-07-17 2013-06-29
71 Guinness, Christopher Edward Howard 49 M Rep 2004-10-28 2006-03-24
72 Gunn, Magnus Rep 2009-07-28 2009-09-23
RO 2009-09-23 2010-03-22
73 Guo, Jin (SFC:APL205) 郭瑾 44 M Rep 2007-08-20 2009-09-23
74 Haigh, Martin Jonathan David 43 M Rep 2004-12-21 2010-07-28
RO 2010-07-28 2011-04-28
75 He, Jun (SFC:AFT098) 何軍 Rep 2006-08-29
76 Ho, Brian Pak Chuen 何百全 39 M Rep 2007-06-12 2008-12-09
RO 2008-12-09 2012-08-15
77 Ho, Chun Yan 何俊仁 Rep 2010-08-16 2015-10-27
78 Ho, Kenneth Shiu Pong 何兆邦 M Rep 2005-06-09 2012-03-15
79 Ho, Kit Ling 何潔玲 Rep 2005-05-03 2010-01-29
80 Ho, Tsz Kin Dominic 何子健 Rep 2010-10-05 2013-05-08
81 Hon, Kenneth Sau Yee 韓守義 M Rep 2012-06-19 2012-10-05
82 Hong, Dae Suk 洪大錫 Rep 2007-02-14 2010-03-22
83 Hong, Kwang Pyo (SFC:ATL729) Rep 2009-08-10 2010-03-22
84 Hsu, Duff Karman 徐嘉文 45 M RO 2009-06-30
85 Hsu, Joseph Kar Hing 許家興 48 M Rep 2006-05-08 2007-02-05
RO 2007-02-05 2010-09-10
86 Hsu, Philip Kar Yeung 許家揚 M Rep 2010-06-10
87 Hu, Shuxin 胡愫心 Rep 2011-06-27 2012-08-22
88 Hua, Fengmao 華風茂 44 M Rep 2003-07-23
89 Huang, Dawei (SFC:AUV855) 黃大為 Rep 2010-03-05 2015-01-08
90 Hui, Ole Hiu Tung 許曉東 Rep 2008-09-29 2010-03-22
91 Hung, Shing Ming 洪誠明 36 M Rep 2003-12-08 2004-04-26
92 Hunt, Christopher John (SFC:ACH775) M Rep 2005-07-04 2005-09-08
RO 2005-09-08 2009-01-30
93 Huo, Ran (SFC:AOI875) 霍然 Rep 2008-07-21 2010-03-22
94 Iu, Jonathan Dominic Wai Ching 姚偉程 M Rep 2003-10-13 2004-07-14
95 Jiang, Wenqian (SFC:AWE172) 姜文倩 Rep 2010-10-26 2012-08-29
96 Jiang, Yu (SFC:BAA413) 蔣昱 Rep 2012-08-02 2014-05-31
97 Kam, Stephen Cheuk Hang 甘卓亨 M Rep 2010-04-28 2015-01-08
98 Kao, Richard 高敬倫 M Rep 2009-06-26 2010-02-25
RO 2010-02-25 2015-01-08
99 Kim, Dae Wook 金大煜 Rep 2004-08-16 2006-03-04
100 Kim, Jae Hee (SFC:AFT100) 金哉希 Rep 2010-11-18 2011-01-18
Rep 2011-05-09 2011-11-22
101 Klainguti, Andreas Giorgio Rep 2010-01-29 2010-04-12
RO 2010-04-12 2011-08-08
102 Kong, Rita Yan Yee 江欣兒 Rep 2012-07-04 2015-04-01
103 Kwok, Justin Hoi Chuen 郭凱銓 M Rep 2007-05-31 2011-10-13
104 Kwong, Derek Ka Lok 鄺家樂 M Rep 2003-05-19 2006-06-30
105 Kwong, Wilson Wai Sun 鄺偉信 47 M RO 2003-12-01
106 Lai, Dennis Yiu Cheung 黎耀章 M Rep 2003-05-17
107 Lai, Teresa Francesca Wing Sze 賴詠詩 F Rep 2003-12-18 2004-06-16
108 Lam, Chun Ting Leon 林震霆 Rep 2011-08-08 2013-11-17
109 Lam, Clifford Kwan Mo 林君慕 Rep 2005-07-27
110 Lam, Clive King Kui 林景駒 M Rep 2009-12-08 2012-04-10
111 Lam, Francois Henri 林志雄 M Rep 2010-03-11 2016-04-01
112 Lam, Pui Fan (SFC:AUK448) 林佩芬 Rep 2009-12-30 2017-01-31
113 Lam, Yin Ling (SFC:AZX327) 林燕玲 Rep 2012-07-18 2015-10-27
114 Lau, Abbott Sik Kwong 劉錫光 Rep 2015-01-08
115 Lau, Tony Yik Tung 劉奕彤 M Rep 2009-12-07 2015-04-27
116 Law, Siu Cheung 羅肇翔 Rep 2003-08-04 2005-01-11
117 Lee, Dong Heon Rep 2012-02-10 2012-12-05
118 Lee, Hyun Woo (SFC:ANH636) Rep 2012-02-22 2012-08-20
119 Lee, Julian Pui Hang 李沛鏗 36 M RO 2012-03-07 2015-01-08
120 Lee, Sang Me Rep 2009-05-18 2009-06-25
121 Lester-Smith, Richard Charles M Rep 2012-07-23 2013-07-16
122 Leung, Donald Kwok Kit 梁國傑 M Rep 2006-04-18 2008-09-30
RO 2008-09-30 2009-02-10
123 Leung, Kwun Fung 梁冠峰 Rep 2011-04-06 2016-04-01
124 Li, Anthony Sze-Long 李思朗 M Rep 2009-12-30 2010-07-11
125 Li, Hui (SFC:ATX931) 李輝 Rep 2009-10-14 2011-04-11
126 Liang, Lining 梁立寧 Rep 2011-08-15 2013-05-18
127 Lim, Yoo Min 任裕敏 Rep 2012-03-26 2014-05-20
128 Lin, Stella F Rep 2010-07-20 2013-03-04
129 Liu, Wallace Kai Yip 廖啟業 M Rep 2012-07-27 2014-09-29
130 Lloyd, Jonathan Ceri M Rep 2008-05-05 2009-03-07
131 Lo, Siu Kit (SFC:AOA396) 羅肇傑 Rep 2006-10-05 2009-02-10
132 Lok, Chun Sing 樂震聲 Rep 2006-10-05 2009-02-10
133 Lung, Alice Man Han 龍敏嫻 F Rep 2007-03-05 2011-03-14
134 Ma, Kenneth Ngai Keung 馬毅強 44 M Rep 2009-09-30
135 Martigny, Florian Armand Julien 38 M Rep 2006-10-23 2013-06-04
136 Mathiannal, Prasanna M Rep 2012-07-04 2023-10-20
137 McAlinden, Barry (SFC:APF630) M Rep 2010-01-26 2014-02-27
138 McCartney, John Andrew Gibson M Rep 2004-06-10
139 McFerran, Jack Howard Egar M Rep 2004-03-01
140 McKeever, Stephen James M Rep 2009-12-04 2013-07-16
141 Meens, Lodewijk Conrard Bernard Joost M Rep 2009-10-08 2010-01-13
RO 2010-01-13 2020-07-20
142 Mok, Joseph 莫鎧丞 M Rep 2009-12-03 2012-03-26
143 Mulchandani, Narayan Phatu M Rep 2010-10-11 2013-06-17
144 Ng, Eleanor Shui To 吳瑞濤 F Rep 2011-07-20 2012-04-26
145 Ng, Fanny Ho Man 吳皓敏 F Rep 2007-05-21 2009-11-01
146 Ng, Rowena See Wai 吳思煒 50 F Rep 2004-05-14 2004-06-02
RO 2004-06-02 2006-12-20
147 Ng, Stephen Wing Leung 吳永亮 M Rep 2006-05-20
148 Ngai, Michael Ming Tak 魏明德 45 M Rep 2004-10-06
RO 2004-10-06 2006-04-17
149 O'Brien, Peter Terence Vincent M Rep 2005-06-06 2010-03-22
150 Olson, Kenneth Bryan M Rep 2012-04-17 2014-03-07
151 Orders, Jonathan Oliver Darcy 奧迪士 55 M Rep 2009-10-02 2010-01-01
152 Ou Yang, Wei 歐陽葳 Rep 2008-06-10 2010-03-22
153 Pak, James Jinsung M Rep 2009-06-30 2009-09-04
RO 2009-09-04 2012-07-04
154 Pang, Wing Yan (SFC:AQL248) 彭永欣 Rep 2008-02-13 2012-08-16
155 Peh, Chong Ghee 白仲儀 Rep 2004-02-27 2006-06-05
156 Poh, Tze Hua 傅子華 Rep 2010-01-18 2013-01-14
157 Poulton, Eleanor Jane F Rep 2005-09-13 2010-05-19
158 Pu, Jennifer 蒲心怡 F Rep 2009-08-28 2010-06-01
159 Pu, Yonghao 浦永灝 55 M Rep 2003-09-08 2004-06-30
160 Qin, Xiao (SFC:AOY193) 秦瀟 Rep 2010-03-12 2012-08-15
161 Quah, Chiang Ming 柯江明 Rep 2004-07-30
162 Ranjan, Rajeev (SFC:AKU344) Rep 2012-06-20 2014-02-28
163 Rhee, Hae Young 李海姈 Rep 2005-09-20 2006-10-07
164 See, Shi Hui 施旭輝 Rep 2007-05-04 2010-03-22
165 Seo, Hyunjung 徐弦廷 Rep 2004-10-07 2006-08-05
166 Shao, Xiaobo Sara F Rep 2010-06-01 2012-03-16
167 Shen, Christopher Guantin 沈冠廷 M Rep 2009-12-10 2011-12-02
168 Shi, Guangyuan (SFC:ANK749) 石光遠 Rep 2006-05-24 2009-08-14
169 Soon, Amanda Shu-Min 孫淑敏 F Rep 2011-11-01 2013-07-12
170 Steel, Edward Thomas (SFC:AUJ159) M RO 2012-01-19 2013-08-31
171 Stone, Richard Neil M Rep 2010-07-27 2015-01-08
172 Tai, Song-chi 戴頌琪 Rep 2011-09-12 2013-09-12
173 Tam, Chi Kwan 譚志均 Rep 2014-03-01
174 Tan, Alvin Sabino Sy M Rep 2005-01-14 2010-03-22
175 Tan, Jian Wei 陳建偉 Rep 2012-06-26 2017-01-31
176 Tan, May Siew Boi 陳秀梅 57 F RO 2017-02-28
177 Teng, Kai-Ling 鄧凱菱 Rep 2007-06-25 2010-03-22
178 Ting, Carter Richard 丁文達 Rep 2012-05-03 2014-09-01
179 Tsai, Daniel Hin Man 蔡衍汶 M Rep 2011-08-22 2015-01-08
180 Tsang, Hing Yee (SFC:ACB417) 曾慶儀 Rep 2003-06-16
181 Tsang, Jeffrey Hin Jone 曾憲忠 M Rep 2006-03-27 2010-03-22
182 Tsang, Tak Chi 曾德芝 Rep 2007-06-01 2009-02-10
183 Tsaur, En-hua 曹恩華 Rep 2009-12-03 2013-09-23
184 Tse, Gary Ka Wai 謝嘉偉 M Rep 2012-07-19 2014-09-22
185 Tseung, Kenneth Yuk Hei 蔣旭熙 47 M Rep 2009-12-01 2010-03-30
RO 2010-03-30 2012-03-19
186 Tso, Kevin Key Man 曹繼敏 M Rep 2004-05-10 2008-06-30
187 Tsoi, Yiu Ting 蔡耀庭 40 M Rep 2004-02-23 2006-07-11
188 Tsui, Horace Ho 徐豪 M Rep 2003-04-14
189 Wang, Xu (SFC:AUB753) 汪旭 Rep 2009-11-10 2011-07-19
190 Warr, Alastair Charles M Rep 2009-03-14
191 Welch, Thomas Andrew M Rep 2010-07-22 2014-11-01
192 Wilkinson, Sasha Michelle F Rep 2006-05-08 2008-03-20
193 Wills, Michael David Kenneth 52 M RO 2005-03-29
194 Wong, Allan Sai Wah 王世華 M Rep 2011-11-22 2013-05-16
195 Wong, Derrick Tat Hin 黃達軒 M Rep 2012-02-22 2013-05-25
196 Wong, Ming Lok (SFC:AAF339) 黃明樂 Rep 2005-07-27
197 Wong, Oi Kwan 黃愛群 Rep 2005-10-05
198 Wu, Jun Tung 胡震東 Rep 2005-03-02 2010-03-22
199 Wu, Po Sing 胡寶聲 Rep 2010-04-23 2013-03-07
200 Xu, Lulu (SFC:ANI751) 徐璐璐 Rep 2012-08-01 2014-08-30
201 Xu, Xiaohui (SFC:AOA592) 徐曉慧 Rep 2009-08-06 2015-01-08
202 Xu, Yan (SFC:AHX553) 許彥 40 M Rep 2004-03-01
Rep 2007-11-27 2010-04-24
203 Yang, Guang (SFC:APO056) 楊光 Rep 2007-08-31 2008-06-12
204 Yang, Huiyan (SFC:ANB375) 楊慧妍 F Rep 2007-08-01 2010-03-22
205 Yang, Weizi 楊微子 Rep 2009-12-16 2012-03-26
206 Ye, Lin (SFC:AOA395) 葉林 Rep 2006-10-05 2010-03-22
207 Yew, Andric Yat On 姚逸安 41 M Rep 2003-06-23 2007-08-20
RO 2007-08-20 2009-12-30
208 Yim, Eric Ying Yee 嚴英宜 M Rep 2015-01-08
209 Ying, Po Suen 應寶漩 Rep 2012-04-11 2015-01-08
210 Yip, Joe Tsz Kin 葉子健 Rep 2011-08-10 2016-04-01
211 Yu, Glenda Shuk Man 余淑雯 Rep 2006-07-19 2008-04-02
212 Yu, Yinghua 於穎華 Rep 2010-02-02 2016-12-13
213 Yuen, Leslie Hu Tone 袁曉東 Rep 2009-12-23 2015-01-08
214 Yung, Sai Kuen 翁世權 Rep 2011-08-10 2015-10-27
215 Zhang, Qin (SFC:AYA188) 張琴 Rep 2011-09-09 2015-01-08
216 Zhang, Weikang (SFC:AYE253) 張維康 Rep 2011-10-04 2014-08-02
217 Zhang, Yibo (SFC:AZX335) 張亦波 Rep 2012-07-18 2015-10-27
218 Zhao, Xin (SFC:AMM491) 趙昕 Rep 2006-08-01 2010-03-22
219 Zhu, Derek Clarence You Cheng M Rep 2003-10-02 2004-10-01
220 Zhu, Jiang (SFC:AXQ379) Rep 2011-07-15 2013-06-24

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