SG Asset Finance (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	Role	From	Until
1	Ang, Sharon Li Hsia		F	Rep	2008-10-13	2009-06-16
2	Au-Yeung, Wai Yee 歐陽惠頤			Rep	2009-08-24	2009-09-01
3	Au, Ka Ki (SFC:AWW584) 區嘉棋			Rep	2011-03-01	2015-06-11
4	Bachtiar, Roestam Effendi Bin			Rep	2008-10-15	2009-05-25
5	Baddeley, Alexander Richard		M	Rep	2011-03-30	2013-06-04
6	Barouti-Viret, Igor Olivier		M	Rep	2009-02-13	2010-11-13
7	Basquin, Frederic Pierre Rene		M	Rep	2010-01-04	2014-12-31
8	Berkane, Chiraz			Rep	2011-05-03	2012-06-30
9	Bouakhasith, Mathieu 薛烈揚		M	Rep	2012-05-07	2012-09-07
10	Brasier, Jean-paul Yves		M	RO	2005-06-13	2006-07-17
11	Browning, John Leonard		M	Rep	2008-10-13	2012-06-22
12	Burns, Darren Anthony		M	Rep	2008-10-13	2012-05-18
13	Cameron, Jay Karel			Rep	2011-03-18	2011-06-17
14	Caron, Francois-Alexandre Claude Thierry			Rep	2007-10-27	2013-11-19
15	Carr, Matthew Edmund		M	RO	2004-09-13	2005-07-30
16	Chan, Alan Yuk Lun 陳玉倫		M	Rep	2008-10-13	2009-12-17
17	Chan, Chester Chi-To 陳志滔		M	Rep	2011-09-20	2011-10-01
18	Chan, Chun To (SFC:ATP135) 陳振圖			Rep	2011-07-25	2013-06-01
19	Chan, Chung Shing 陳仲成			Rep	2008-10-15	2009-06-20
20	Chan, Debbie Ah Lam 陳雅琳			Rep	2008-10-13	2009-05-15
21	Chan, Desmond Tik Man 陳狄文		M	Rep	2008-07-30	2016-04-29
22	Chan, Elgin Hiang Wei 曾憲偉			Rep	2008-09-17	2010-05-26
23	Chan, Jes 陳欣慧			Rep	2012-07-17	2014-11-30
24	Chan, Nga Yee (SFC:AGJ020) 陳雅兒			Rep	2011-06-02	2014-12-31
25	Chan, Tung Yuen 陳東遠			RO		2003-05-12
26	Chappel, Christopher Lee		M	Rep	2008-11-28	2010-12-01
27	Cheah, Kwong-Weng			Rep	2008-09-08	2011-11-30
28	Cheung, Ka Chung 張家聰			Rep	2010-09-29	2012-09-26
29	Cheung, Koon Nam 張冠楠			Rep	2008-10-13	2013-06-04
30	Cheung, Patricia Hor Yee 張可兒	34	F	Rep	2009-03-16	2010-06-16
31	Cheung, Siu Fai 張少輝	43	M	Rep		2004-07-26
32	Chew, Siang Yong 周向榮			Rep	2008-10-13	2011-12-31
33	Chiu, Bill Lawrence Sung Biu 趙崇鏢		M	Rep	2010-07-23	2014-11-27
34	Chng, Stephanie Pei Pei 莊佩佩		F	Rep	2008-10-13	2010-05-05
35	Chong, Louis Siu Kei 莊紹基		M	Rep	2011-06-29	2011-10-01
36	Chow, Wing Chun 周永進			Rep	2008-10-13	2012-03-24
37	Chu, Frederick Ian Kit		M	Rep	2008-11-20	2012-06-02
38	Chui, Siu Ching 蔡少菁			Rep	2008-07-25	2014-12-31
39	Chung, Rachel Lai Ming 鍾麗明		F	Rep	2009-07-22	2011-05-10
40	Church, Howard		M	Rep	2010-08-11	2015-01-01
41	Cimafranca, Ramir Roque Clavano		M	Rep	2010-08-18	2013-11-29
42	Clark, Gareth Mark		M	Rep	2009-05-27	2009-06-27
43	Connor, David Jonathan (SFC:ADH898)		M	Rep	2010-11-30	2013-06-08
44	Corner, Andrew Mark Gordon		M	Rep	2008-10-13	2010-06-01
45	Cotteau, Guewen			Rep	2011-02-21	2013-10-02
46	Creedon, Tom		M	Rep	2008-10-13	2008-12-08
47	Crommen, Gregory		M	Rep	2008-10-13	2010-06-18
48	Cunin, Jacques Laurent		M	Rep	2010-02-26	2010-07-08
				RO	2010-07-08	2015-10-31
49	Cunnington, Guillaume Serge Charles		M	Rep	2010-01-25	2010-11-11
50	Daley, Kirby Scott		M	Rep	2008-10-13	2011-01-19
				RO	2011-01-19	2011-07-16
51	Dash, Sabyasachi			Rep	2009-06-16	2010-04-17
52	Daures, Pascal Christophe		M	Rep	2010-02-02	2014-06-28
53	Deng, Shiqing			Rep	2011-08-23	2011-12-01
54	Denuit, Richard		M	Rep	2011-03-07	2011-10-01
55	Ding, Lei (SFC:ATJ498) 丁磊			Rep	2009-07-21	2011-02-01
56	Djelassi, Emile			Rep	2011-09-16	2014-06-28
57	Dubois, Cedric Jean-Marie		M	RO	2007-02-16	2008-02-18
58	Duffield, John Michael Leslie		M	RO	2008-08-28	2009-08-10
59	Dunlop, Andrew Douglas		M	Rep	2008-10-13	2009-11-24
60	Fan, Ernest Kwong Hung 范廣鴻		M	Rep		2003-07-03
61	Farzam, Hamid			Rep		2003-08-06
62	Faure, Emmanuel Dominique Martial G.		M	Rep	2008-09-18	2008-09-30
63	Feng, Jing (SFC:APZ397) 馮晶			Rep	2008-10-13	2009-10-17
64	Fithian, Lance Thomas		M	Rep	2008-10-13	2014-07-19
65	Fok, Siu Pong (SFC:AME216) 霍少邦			Rep	2010-05-10	2012-07-11
66	Fong, David Chung Loon 方振龍		M	Rep	2010-03-01	2014-01-17
67	Forrest, Richard William		M	Rep	2008-10-13	2009-03-16
68	Fu, Liang (SFC:AVO628) 傅亮			Rep	2010-07-30	2012-09-08
69	Fung, Ching Wing 馮正榮			Rep	2008-10-13	2011-09-13
70	Fung, Quean Sin Yee 馮倩儀			Rep		2003-05-14
				Rep	2003-07-24	2005-07-30
71	Fung, Sze Chung 馮詩頌			Rep	2003-10-09	2004-07-26
72	Fyfe, William James		M	Rep	2008-10-13	2009-04-22
73	Gao, Pei 高沛			Rep	2011-01-21	2011-12-22
74	Gay, Pierre Gilbert		M	RO	2006-02-08	2010-04-16
75	Gee, Leslie Kan 朱勵勤			Rep	2004-11-01	2007-06-30
76	Ghouila-Houri, Joseph Lionel		M	Rep	2010-03-17	2014-02-24
77	Gilbert, Michael John (SFC:AQC904)		M	Rep	2008-10-13	2010-09-27
				RO	2010-09-27	2011-04-28
				Rep	2011-04-28	2011-12-13
78	Gonzalez Villavecchia, Manuel		M	Rep	2009-11-06	2012-05-24
79	Gueneau, Victor		M	Rep	2011-10-10	2016-04-29
80	Han, Charles June		M	Rep	2008-08-01	2011-11-25
81	Har, Johnson Chun Kit 夏俊傑		M	Rep	2008-08-13	2011-03-25
82	Heng, Mui Gek			Rep	2008-10-13	2011-08-20
83	Ho, Miu 何苗			Rep	2008-10-13	2011-05-25
84	Ho, Sai Ho (SFC:AOH660) 何世豪			Rep	2011-08-26	2012-09-01
85	Ho, Yoon Onn			Rep	2009-10-21	2010-04-17
86	Hobbis, Matthew Charles		M	Rep	2008-10-13	2010-06-01
87	Hong, Jiang (SFC:ASY502) 洪江			Rep	2009-05-25	2010-06-01
88	Hougland, Christopher Badi		M	Rep	2009-10-12	2010-04-17
89	Huang, Chen (SFC:AUV437) 黃晨			Rep	2010-03-02	2013-08-23
90	Hui, Daniel Ka Chung 許家聰		M	Rep	2010-01-29	2012-07-11
91	Hui, Henry Chun Wai 許振威	36	M	Rep		2004-07-26
92	Hutton, Jason Alec	43	M	Rep	2009-03-26	2009-10-15
				RO	2009-10-15	2010-05-17
				Rep	2010-05-17	2011-01-22
93	Imhoff, Philippe Georges		M	RO	2005-07-25	2007-05-09
94	Ip, Barry Heung Wing 葉向榮		M	Rep	2008-10-13	2011-06-07
95	Ip, Lisa Sau Chun 葉秀珍		F	Rep	2008-08-08	2014-01-01
96	Iwasaki, Ai			Rep	2009-07-02	2012-06-22
97	Jeffery, Anchan Khay			Rep	2010-03-26	2013-11-16
98	Jiang, Wenwen (SFC:AXC789) 蔣雯文			Rep	2011-04-06	2011-06-08
99	Jiang, Yuncheng 蔣贇程			Rep	2012-01-18	2013-03-07
100	Jip, Sock Ngoh			Rep		2003-08-13
101	Jolly, Colin Philip		M	Rep	2008-10-13	2014-12-31
102	Jones, Lloyd Thomas Meldrum		M	Rep	2012-05-25	2013-03-27
103	Jones, William Rhys (SFC:AWI933)		M	Rep	2010-11-24	2011-07-13
104	Jung, Hae Sun 鄭海先			Rep	2010-08-13	2012-05-19
105	Kanegae, Takayoshi			Rep	2009-08-26	2009-08-26
				Rep	2012-02-02	2012-02-16
106	Kannangara, Chamath			Rep	2010-12-31	2013-06-04
107	Kelly, Damian Peter		M	Rep	2009-06-04	2010-05-05
108	Kenji, Yamauchi			Rep	2011-08-11	2016-04-29
109	Ko, Philip 高冠恆		M	Rep	2008-10-15	2009-08-10
110	Ko, Shan Yin 高山燕			Rep	2009-05-19	2011-05-31
111	Ko, Vanessa Wing Sze 高詠詩		F	Rep	2008-10-13	2009-06-06
112	Kong, Ernest Tai Wai 江泰瑋		M	Rep	2010-11-22	2016-04-29
113	Kurundkar, Satyaprakash Rangnath			Rep	2012-08-02	2014-12-31
114	Kwan, Lawrence Chi Yan 關智仁		M	Rep	2008-10-13	2012-05-31
115	Kwan, Yat Chiu 關溢超			Rep	2008-10-13	2008-11-21
116	Kwong, Gary Chi Ki 鄺智騏		M	Rep	2008-10-13	2009-06-01
117	Lai, Chung Cheong 黎仲昌			Rep	2008-10-13	2009-06-15
118	Lai, Siu Hong 黎紹航			Rep	2009-07-07	2014-12-31
119	Lai, Yat Hoi 黎逸凱			Rep	2008-10-13	2009-06-22
120	Lai, Yee Chung 賴義忠			Rep	2010-02-09	2013-11-16
121	Laine, Frederic Prudent Charles		M	Rep	2006-06-14	2006-06-19
				RO	2006-06-19	2008-01-31
122	Lam, Jason Kit Keong 林傑強		M	Rep	2009-09-23	2010-04-17
123	Lanson, Marc Clement		M	Rep	2008-10-13	2010-07-31
124	Lau, Fred Chi Wai 劉智偉		M	Rep	2008-10-15	2010-06-24
125	Lau, Vivian Hoi Yee 劉凱宜		F	Rep	2008-10-13	2009-06-15
126	Law, Catherine Ka Ying 羅家瑩		F	Rep	2011-06-08	2011-12-07
127	Law, Joseph (SFC:ASF709)		M	Rep	2009-01-14	2009-06-27
128	Lawrence, Andrew Charles		M	Rep	2004-11-17	2005-07-30
129	Lawson, Toby John		M	Rep	2009-01-02	2009-03-27
				RO	2009-03-27	2014-11-05
130	Lee, Alex Kin Chung 李建中			Rep	2003-04-25	2003-06-16
131	Lee, Chaeeun			Rep	2011-04-15	2013-06-04
132	Lee, Dun Shing (SFC:ACZ763) 李敦成			Rep	2003-09-05	2004-07-21
				RO	2004-07-21	2005-06-17
133	Lee, Kei Hung 李祺雄			Rep	2008-10-13	2009-09-16
134	Lee, Koon Tong			Rep	2009-05-18	2010-10-07
135	Lee, Kwan Kit (SFC:AHX656) 李君傑			Rep		2003-08-05
				RO	2003-08-05	2004-07-15
136	Lee, Man Wai (SFC:AQR251) 李文惠			Rep	2008-10-13	2016-04-29
137	Lee, Michael (SFC:ARP397)		M	Rep	2008-09-11	2010-04-17
138	Lee, Rita Chi Lin 李志蓮		F	Rep	2009-09-17	2016-04-29
139	Lee, So Ryung 李昭姈			Rep	2008-10-13	2009-03-13
				Rep	2009-03-25	2009-06-27
140	Lee, Sui Yi 李瑞兒			Rep	2010-05-10	2012-05-24
141	Leung, Chi Wai (SFC:AQV068) 梁志偉			Rep	2008-10-13	2013-01-03
142	Leung, Ka Lee 梁嘉莉			Rep	2011-06-13	2011-12-17
143	Li, Eddie Man Yin 李文賢		M	Rep		2005-07-08
144	Li, Raymond Man Fai 李文輝		M	Rep	2008-01-18	2011-06-14
145	Li, Yi Sum 李懿沁			Rep	2011-05-03	2015-11-30
146	Lin, Shuk Yee 練淑儀			Rep	2008-10-13	2010-02-27
147	Ling, Colin Celan 凌思綸		M	Rep	2010-09-29	2015-02-27
148	Liu, Bing (SFC:APJ200) 劉冰			Rep	2008-10-13	2012-10-06
149	Liu, Shuo (SFC:AVL058) 劉碩			Rep	2010-07-05	2011-03-01
150	Liu, Si (SFC:AVM307) 劉斯			Rep	2010-07-12	2011-02-01
151	Lo, Ji-An 羅吉安			Rep	2010-09-27	2011-10-01
152	Louisgrand, Richard Frederic Baptiste		M	Rep	2008-11-27	2011-04-01
153	Lucas, Timothy David		M	Rep	2009-01-14	2014-05-01
154	Luk, Stephen Yan 陸寅		M	Rep	2008-10-13	2014-12-31
155	Lum, Eugene Kwok Kay 林國基		M	Rep	2008-07-25	2011-09-06
156	Luo, Haiyan (SFC:AOS352)			Rep	2008-10-13	2013-08-24
157	Lyonnet, Boris Nicolas		M	RO	2007-02-07	2008-03-06
158	Ma, Jennifer Yue Yee		F	Rep	2005-10-03	2006-01-03
159	MacDonald, James Taroh		M	Rep	2008-10-13	2010-05-18
160	Mah, Serene 馬詩琳			Rep	2010-01-22	2014-04-26
161	Mak, Bruno Shu Kuen 麥樹權		M	Rep	2003-11-08	2008-04-17
162	Man, Kam Chiu 文錦超			Rep	2008-10-13	2011-05-23
163	Matwejev, Gregory		M	Rep	2008-10-13	2014-12-17
164	McNulty, Matthew Draine		M	Rep	2012-04-24	2012-05-31
165	Miller, Ryan James (SFC:ARF537)		M	Rep	2008-09-04	2011-03-02
166	Million, David Brian		M	Rep	2011-01-13	2016-04-29
167	Mok, Betty Pui Mun 莫佩敏		F	Rep	2008-09-17	2009-06-16
168	Moudoute Eboumbou, Frantz			Rep	2012-06-01	2012-12-11
169	Muir, Rhett Stephen		M	Rep	2008-10-13	2013-09-24
170	Murata, Masafumi			Rep	2011-10-20	2011-11-20
171	Newsum, Justin Howard		M	Rep	2008-10-13	2010-06-01
172	Ng, Anthony Wai Leung 吳煒樑		M	Rep	2008-09-29	2009-12-14
173	Ng, Chak Ming 吳澤明			Rep		2004-07-26
174	Ng, Cheuk Yung (SFC:AQF547) 吳卓蓉			Rep	2011-04-26	2011-11-10
175	Ng, Wai Kwong (SFC:ADJ383) 吳衛剛			Rep	2008-10-13	2011-05-23
176	Ngai, Alice Kit Ying 倪潔瑩		F	Rep	2008-10-13	2010-05-18
177	Nguyen, Raphael Jacques Tan Hoa		M	Rep	2008-10-13	2010-11-30
178	Nicot, Cynthia (SFC:APJ348)		F	Rep	2008-12-11	2009-10-30
179	Nimmo, David Gordon		M	Rep		2003-06-13
180	Oliver, James Campbell		M	Rep	2008-11-26	2011-03-02
181	Ong, Beng Yong 王明榮			Rep	2010-11-25	2011-10-01
182	Owen, Dean Ashley		M	RO	2005-02-08	2008-12-31
183	Pang, Nelson King Sau 彭敬修	34	M	Rep	2008-10-13	2011-11-01
184	Pere, Jerome Jacques		M	Rep	2008-07-25	2009-03-05
185	Peters, Thomas Kieran		M	Rep	2003-05-13	2003-11-04
				Rep	2004-02-20	2004-03-23
186	Petit-Jean, Christian Guillaume		M	Rep	2010-01-29	2011-11-26
187	Petri, Pascal Serge Jean			Rep	2011-02-15	2011-10-07
188	Pettitt, Stephen Mark		M	Rep	2010-05-19	2010-06-06
				Rep	2011-11-14	2011-11-30
189	Phelps, Jacob Thomas		M	Rep	2010-05-07	2015-04-08
190	Price, Christopher Andrew John		M	RO	2005-03-03	2006-08-15
191	Qiu, Xiaowen 邱曉文			Rep	2008-09-17	2011-09-17
192	Ragnacci, David Emile Joseph		M	Rep	2003-05-05	2003-07-02
193	Ronflet, Gwenael Jean-Yves			Rep		2003-04-11
194	Rousseau, Pierre Charles Gislain	49	M	RO		2005-07-30
195	Roux-Chabert, Guillaume Jean Charles Marc		M	Rep	2005-09-13	2010-05-20
196	Roy, Karine			Rep	2009-07-02	2010-04-28
197	Roy, Pierre		M	Rep		2003-06-23
198	Sabandith, Soulath			Rep	2011-03-18	2011-06-17
199	Sato, Hideki (SFC:ATO792)			Rep	2009-08-26	2009-08-26
200	Saubestre, Paul Frederic Henri		M	RO		2004-10-08
				Rep	2004-10-08	2005-01-15
201	Savino, Ronald Joseph		M	RO	2011-11-15	2014-06-21
202	Sclater, Alastair James		M	Rep	2011-06-30	2013-04-04
203	Sebti, Karim			Rep	2008-11-13	2010-06-30
204	Shahrokhi Sadr, Ali Reza			Rep	2010-07-29	2011-11-29
205	Shi, Tiger Chenghu 石成虎	38	M	Rep	2008-10-13	2012-06-22
206	Shi, Yun Fu 施云富	49		Rep	2009-05-27	2009-08-27
207	Shiu, Kam Man 邵錦文	37	M	Rep	2003-06-13	2005-06-07
208	Simpson, Robert Paul (SFC:AXA035)		M	Rep	2011-03-18	2011-06-17
209	Sjoestroem, Mats Johan			Rep	2009-04-01	2009-06-01
210	So, Ferdinand 蘇平恩			Rep		2004-03-02
211	So, Nelson Shing Hing 蘇盛興		M	Rep	2008-10-13	2011-05-23
212	Soh, Jinlong 蘇金龍			Rep	2008-10-13	2010-05-18
213	Son, Howard Lincoln Dy 孫介君		M	Rep	2008-10-13	2010-06-07
214	Spannaus, Benjamin Jeremy		M	Rep	2011-07-13	2011-10-12
				Rep	2011-11-04	2012-02-04
				Rep	2012-02-07	2014-12-31
215	Spencer, Hugh Frederick Decatur		M	Rep	2009-05-18	2011-08-23
216	Stephens, John David (SFC:ATX325)		M	Rep	2009-10-05	2011-12-23
217	Takada, Jun			Rep	2011-03-22	2011-06-21
218	Tam, Sin Kwan 譚倩君			Rep	2010-03-12	2010-12-11
219	Tan, Gee Meng			Rep		2003-06-25
220	Tan, Siew Hoon			Rep	2009-11-18	2011-08-06
221	Tang, Annie On Yee 鄧安儀		F	Rep	2009-11-05	2010-05-21
222	Tang, Vincent Wing Shun 鄧永舜		M	Rep	2008-10-13	2014-03-22
223	Taylor, James Stuart (SFC:AOX768)		M	Rep	2008-10-13	2010-04-30
				Rep	2010-06-17	2013-09-02
224	Taylor, Suzanne Tracey (SFC:AOQ942)			Rep	2008-10-13	2010-02-26
225	Thorburn, Mark Alexander		M	RO		2003-07-31
				Rep	2003-07-31	2004-08-17
				RO	2004-08-17	2005-07-30
226	Torchetti, Nico			Rep	2003-09-16	2004-09-20
227	Tsang, Annette Lai Nga 曾麗雅		F	Rep	2011-10-06	2013-07-20
228	Turcotte Iii, Vincent Joseph		M	Rep	2005-08-05	2005-10-20
				RO	2005-10-20	2011-01-31
229	Valdisolo, Mattia			Rep	2010-02-22	2011-01-14
230	Van Der Scheer, Wessel Brent		M	RO	2008-02-18	2008-07-16
231	Wan, Peter		M	Rep	2011-01-13	2011-08-30
232	White, Toby Felix Peter Harvey		M	Rep	2010-10-05	2014-02-25
233	Winter, Jens Owe			RO	2008-03-06	2011-06-01
234	Wong, Avy Yin Ching 王賢菁			Rep	2010-08-10	2012-09-25
235	Wong, Hok Man (SFC:AXI665) 王學文			Rep	2011-06-09	2012-09-25
236	Wong, Ping Chi (SFC:AVC908) 黃平治			Rep	2010-05-05	2011-10-01
237	Wong, Stanley Car Lai		M	Rep	2011-07-05	2011-10-01
238	Woo, Chester Yick Chung 吳奕聰		M	Rep	2008-10-13	2014-12-31
239	Yabut, Vivian Chan		F	Rep	2009-03-10	2011-08-13
240	Yam, Wai Tak 任偉德			Rep	2008-10-13	2011-12-31
241	Yeo, Daniel Seng Cheng 楊聖淨		M	Rep	2008-10-13	2009-12-05
242	Yeung, Rosanna Chi Wai			Rep	2003-11-04	2010-04-30
243	Yip, Chi Wing (SFC:ADI536) 葉志榮			Rep	2010-01-22	2010-07-24
244	Yip, Chor Wai 葉楚偉			Rep	2008-10-15	2010-03-19
245	Young, James Jung-Kyong		M	Rep		2004-07-06
246	Yu, Hon Cheung 余漢祥			Rep	2008-10-13	2009-12-17
247	Yu, Nga Shan 俞雅珊			Rep	2011-08-18	2012-09-29
248	Yuen, Pak Cheung 阮柏祥			Rep	2008-10-13	2010-04-24
249	Zannino, Francesco		M	Rep	2008-10-13	2014-01-25
250	Zeng, Ailing			Rep	2009-05-18	2011-01-22
				Rep	2011-10-28	2014-07-01
251	Zhao, Luming 趙路明			Rep	2005-10-13	2006-01-23

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