RHB SECURITIES HONG KONG LIMITED 興業金融證券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020
SFC ID Role From Until
1 Au Yeung, Pui Yi 歐陽佩儀 AGL489 Rep 2004-02-25
2 Au, Chi Ming 歐智明 ARN601 Rep 2009-09-16 2010-10-27
3 Au, Kin Tak (SFC:ANQ975) 區建德 ANQ975 Rep 2009-09-14 2014-06-01
4 Bajaria, Sejal ATC149 Rep 2010-08-13 2013-06-04
5 Cao, Jiyun 曹集云 AXN015 Rep 2014-06-23 2015-10-03
6 Chan, Cho Yin 陳祖賢 BAR088 Rep 2013-01-03 2014-02-16
7 Chan, Joyce Yee Lam 陳怡霖 F ALL206 Rep 2007-03-29 2008-07-31
8 Chan, Kai Lin (SFC:AUD562) 陳凱琳 AUD562 Rep 2009-11-18 2013-03-17
9 Chan, Man Fung (SFC:AUE707) 陳文鋒 AUE707 Rep 2009-12-09 2010-11-04
10 Chan, Micky Wai Yat 陳懷溢 M AQY824 Rep 2008-05-05 2009-11-17
11 Chan, Pui Yung 陳佩蓉 ALO080 Rep 2008-03-17 2008-11-05
12 Chan, Steve Hing Wah 陳慶華 61 M AET272 Rep 2007-05-15 2007-10-16
RO 2007-10-16 2010-11-02
13 Chan, Tat Shing (SFC:AUS311) 陳達成 AUS311 Rep 2010-02-18 2010-11-02
14 Chan, Wai Fat (SFC:ABE936) 陳為發 ABE936 Rep 2004-09-27
15 Chan, Yim (SFC:AHS851) 陳彥 AHS851 Rep 2009-05-08 2011-12-07
16 Chang, Joseph Cho Yam 張祖蔭 M AGB116 Rep 2009-05-26 2010-06-30
17 Chataway, James Jonathan M AUJ209 Rep 2010-05-17 2011-02-02
RO 2011-02-02 2012-12-07
18 Chau, Wai Ming (SFC:AAC270) 周偉明 AAC270 Rep 2004-03-08
19 Chee, Carick Yuk Hing 池玉興 AWH916 Rep 2010-12-09 2012-04-11
20 Chen, Minzhi 陳敏芝 AYJ302 Rep 2013-10-22 2014-11-02
21 Chen, Qiwen (SFC:BKL749) 陳綺雯 BKL749 Rep 2017-08-14 2019-03-17
22 Chen, Yin Yuan 陳寅元 ATS059 Rep 2010-05-19 2011-05-31
23 Cheng, Anson Chun-Yuen 鄭鎮源 ASN334 Rep 2009-06-11 2009-10-15
24 Cheng, Ka Wa 鄭家華 M ABS482 RO 2014-05-22 2018-07-27
25 Cheung, Annie Yung Yung 張蓉蓉 F AEW947 Rep 2007-01-17 2009-07-01
26 Cheung, Kin On 章健安 AXR160 Rep 2013-04-26 2013-08-31
27 Chim, Yau Man (SFC:AEK483) 詹幼文 AEK483 Rep 2007-07-30 2008-07-31
28 Chiu, Robert Chi Hung 趙志鴻 M ABT752 Rep 2013-02-26 2019-12-31
29 Choi, Jimmy Tsz Ming 蔡子銘 M AAA558 Rep 2014-12-02 2016-04-29
30 Choi, Wing Yi (SFC:BEN508) 蔡詠兒 BEN508 Rep 2018-02-08 2018-11-18
31 Chong, Ming Hang (SFC:AWJ006) 莊銘恒 AWJ006 Rep 2016-08-23 2017-05-29
32 Chong, Wai Kit (SFC:AVA792) 莊惟傑 AVA792 Rep 2010-06-02 2010-12-31
33 Chor, Voiron Ko Fung 左高峰 ADT849 Rep 2016-04-07 2018-12-19
34 Chow, Ernest Sai Hung 周世雄 M AOQ965 Rep 2014-03-03 2014-07-20
35 Chu, Li-Fan 朱立凡 AQU600 Rep 2008-04-11 2008-07-01
36 Chui, King Man 崔競文 BBU288 Rep 2016-01-22 2018-04-02
37 Ding, Ye (SFC:AQN539) 丁曄 AQN539 Rep 2013-06-06 2013-12-09
38 Fan, Edwin Yu Hin 樊宇軒 37 M AMU321 Rep 2015-09-25 2015-09-25
39 Fei, Yunqing 費云青 BFI959 Rep 2016-05-04 2018-01-08
40 Fong, Hiu Ming 方曉明 AHM812 Rep 2009-12-23 2010-09-22
41 Fung, Adams Ka Lok 馮嘉諾 44 M AHN337 Rep 2010-05-19 2011-03-22
42 Fung, Ka Wo Stephen 馮家和 AUC494 Rep 2009-11-09 2010-09-19
43 Glasgow, Fraser John M AEP339 Rep 2007-03-27 2009-05-22
44 Han, Ta-Kong 韓大綱 APS981 Rep 2010-04-15 2011-08-05
45 Hill, Liam Patrick M AKI975 Rep 2010-07-12 2011-08-18
46 Ho, Chi Chung (SFC:AGL959) 何志忠 AGL959 Rep 2015-01-08 2017-07-04
RO 2017-07-04 2019-12-31
47 Ho, Ivan Yiu Chung 何耀宗 M AOI948 Rep 2009-08-27 2009-12-01
48 Ho, King Hang (SFC:AAF005) 何景行 AAF005 Rep 2009-04-16 2009-11-28
49 Ho, Stenning Siu Ting 何少鼎 AYO989 Rep 2011-12-05 2012-05-01
50 Ho, Ying 何英 F AJC169 Rep 2007-05-18 2009-08-08
51 Hong, Tong Lai 洪敦禮 AAB302 Rep 2004-08-17
52 Hui, Pink Ching Ting 許靜婷 AGJ519 Rep 2004-04-16
53 Hui, Roy 許諾 M ATE232 Rep 2010-11-05 2011-10-31
54 Hui, Stephen Chiu Chung 許照中 73 M AAB312 RO 2006-11-17 2011-08-09
55 Hung, Wing Hong 洪榮康 M BHQ069 Rep 2016-06-20 2018-12-29
56 Jurick, Dagmar Claudia F APF024 Rep 2007-07-25 2012-04-22
57 Kam, Norbert Chi Yan 甘志仁 M AED823 Rep 2010-07-09 2018-12-27
58 Koh, Chink Ee BHB655 Rep 2016-03-01 2016-05-31
Rep 2016-08-16 2017-07-12
59 Kong, Chi Fai 江志輝 AJB085 Rep 2013-05-23 2016-04-30
60 Kwok, Yap 郭熠 ARF066 Rep 2008-06-20 2009-09-26
61 Kwong, Henry Yuk Ho 鄺鋈豪 M ABQ819 Rep 2007-10-04 2008-04-08
RO 2008-04-08 2011-01-13
62 Kwong, Toby Tse San 鄺紫珊 APD289 Rep 2010-04-15 2011-08-05
63 Lai, Ka Kit (SFC:ALZ752) 黎家傑 ALZ752 Rep 2007-04-10 2017-09-06
64 Lai, Karen Ka Yu 賴嘉茹 F AEF744 Rep 2010-01-06 2010-11-09
65 Lai, Kwan Pak 黎君柏 AQM571 Rep 2016-04-18 2017-09-03
66 Lam, Chi Fu 林志富 ABS052 Rep 2007-06-11 2013-07-01
67 Lam, Mandy Choi Ying 林賽盈 F AFE592 Rep 2009-03-09 2011-08-31
68 Lam, Mei Ling (SFC:ARQ679) 林美玲 ARQ679 Rep 2008-10-20 2009-09-29
69 Lam, Milly Mei Li 林美莉 AOK821 Rep 2010-05-13 2010-09-05
70 Lam, Paul (SFC:AGL904) 林保羅 M AGL904 Rep 2010-08-12 2011-12-06
71 Lau, Eva Yeung Wah 劉仰樺 F AUC237 Rep 2010-07-15 2014-01-17
72 Lau, Hiu Wai (SFC:ALA867) 劉曉慧 ALA867 Rep 2009-04-14 2010-03-24
73 Lau, John Chee On 劉自安 M AAV289 RO 2011-04-11 2012-02-23
74 Lau, Kwai Shim 劉桂嬋 AUZ618 Rep 2010-04-20 2010-09-05
75 Lau, Tsz Ming 劉子明 AEO532 Rep 2004-08-05
76 Lau, Wing Hong (SFC:ADQ455) 劉永康 ADQ455 Rep 2009-09-29 2010-12-05
77 Le, Xue 樂雪 ARM838 Rep 2008-09-17 2011-08-31
78 Lee, Aaron Yun Wing 李恩榮 M AJC168 Rep 2008-09-09 2010-07-26
RO 2010-07-26 2010-12-14
Rep 2010-12-14 2011-01-23
79 Lee, Kwok Wah (SFC:BDH033) 李國華 BDH033 Rep 2014-04-10 2014-08-14
80 Lee, Soo Kai 李書楷 ANT716 RO 2006-11-17 2007-06-05
81 Lee, Yuan Tat 李元達 BJO643 RO 2017-10-16 2022-10-06
82 Leung, Billy Ka Wai 梁家威 APJ774 Rep 2010-02-01 2013-12-17
83 Leung, Ivan Bong Nang 梁邦能 M AAK007 Rep 2004-07-02
84 Leung, Peter Ping Tak 梁秉德 39 M AOU405 Rep 2007-05-16 2008-05-10
85 Leung, Pui Yi (SFC:ARF018) 梁佩儀 ARF018 Rep 2008-07-21 2009-10-16
86 Leung, Siu Kei (SFC:ASQ014) 梁兆基 ASQ014 Rep 2009-05-27 2010-06-07
87 Leung, Stephen Siu Hung 梁少熊 M ACZ398 Rep 2011-03-17 2011-05-06
RO 2011-05-06 2012-02-29
88 Li, Siu Hong 李紹康 APD337 Rep 2007-09-12 2008-11-01
89 Li, Wai Sum 李煒森 AVA618 Rep 2010-04-20 2010-11-05
90 Li, Yujie (SFC:BDA065) 李玉洁 BDA065 Rep 2014-02-27 2019-06-15
91 Lim, Ah Lay 林亞烈 64 M AWN310 RO 2011-12-06 2017-04-30
92 Lim, Harvey Man Chuen 林文駿 M AUJ979 Rep 2011-05-13 2011-07-31
93 Lim, Kim Huat (SFC:ARU536) ARU536 Rep 2008-12-16 2010-02-01
94 Lin, Kingston King Ham 連敬涵 M AEF252 Rep 2009-07-21 2011-02-28
95 Lin, Wen Pin (1960) 林文彬 60 M ALI163 Rep 2010-05-24 2010-09-30
96 Liu, Christina Lai Sum 廖麗心 F AAH544 Rep 2008-09-26 2011-07-05
97 Liu, Xiangting 劉向婷 BDL783 Rep 2016-06-06 2017-08-11
98 Lo, Mark Chi Hang 盧致恆 42 M ARU729 Rep 2008-11-05 2009-09-02
99 Loh, Yiu Fai 陸耀輝 ABN692 Rep 2007-03-12 2007-05-07
RO 2007-05-07 2008-10-25
100 Lok, Terence Chin Tung 駱搌潼 M BAI193 Rep 2014-02-17 2014-03-31
101 Loke, Wai Ming 陸偉明 48 M AIB803 RO 2017-12-12 2019-02-15
102 Lu, Shiwei (SFC:BFZ179) 盧詩瑋 BFZ179 Rep 2015-08-10 2017-10-20
103 Ma, Kwun Yea 馬君意 AEF918 Rep 2018-05-29 2018-11-23
104 Mak, Eugene Yiu Chuen 麥耀銓 M AWA600 Rep 2012-12-28 2014-07-26
105 Mak, Philip Siu Chong 麥兆莊 M ATB940 Rep 2009-07-20 2010-05-25
106 Man, Lumen Leung Yan 萬亮人 AAH274 Rep 2007-03-07 2009-11-19
107 Mok, Tak Ming 莫德明 61 AAD913 Rep 2012-01-27 2017-04-30
108 Ng, Burgess Hon Ki 吳漢基 M AMJ198 Rep 2009-03-24 2009-11-14
109 Ng, Ethel Hui Yee 吳煦宜 35 F AVQ917 Rep 2010-08-16 2013-05-16
110 Ng, Kong Yong 吳擴揚 ABN501 Rep 2012-02-15 2012-05-02
RO 2012-05-02 2017-03-27
111 Ng, Sem Guan AVL145 Rep 2010-07-05 2015-12-15
112 Ngai, Siu King 魏少琼 AAA265 Rep 2004-03-01
113 Ngai, Tak Shun 倪德順 AMN831 Rep 2008-11-28 2009-07-10
114 Nguyen, Nguyen Thanh M AOO555 Rep 2009-11-17 2020-01-05
115 Or, Kenneth Wai Hung 柯為雄 M ADY282 RO 2004-11-25
116 Pang, Ti Wee 馮智偉 AWI987 Rep 2010-12-17 2013-09-18
117 Poon, Wai Lun (SFC:ARA287) 潘偉倫 ARA287 Rep 2008-05-16 2009-04-01
118 Shiu, Yau Wah 蕭猷華 M AFP821 Rep 2012-05-21 2020-01-29
119 Sin, Hon Hing 冼漢興 ACJ453 Rep 2004-11-25
120 Siu, Chung Wa 蕭頌樺 BGA702 Rep 2015-08-18 2016-08-25
121 Siu, Jason 蕭智舜 M AVV237 Rep 2010-09-01 2013-09-02
122 So, Ka Kee 蘇嘉琪 AVB992 Rep 2011-06-15 2012-06-15
123 So, Shun Tak 蘇淳德 ANJ837 Rep 2013-05-13 2014-10-26
124 Su, Tzu-Yun 蘇梓勻 AQS490 Rep 2008-03-28 2008-08-02
125 Sullivan, Andrew Michael (SFC:AEV843) M AEV843 Rep 2010-10-26 2011-06-22
126 Sun, Ming (SFC:AVC988) 孫明 AVC988 Rep 2016-07-08 2018-08-05
127 Supangat, Herman 潘顯萬 M AQF073 Rep 2009-08-26 2009-09-15
128 Tai, Long Yeung 戴朗揚 AVJ286 Rep 2010-07-30 2011-12-14
129 Tam, Kenny Chi Yip 譚梓業 M ADH089 Rep 2009-04-27 2012-10-19
130 Tam, King Kei 譚景基 AWW796 Rep 2014-08-15 2014-08-24
131 Tam, Simon Siu Ki 譚紹祺 61 M ADO079 Rep 2003-10-30
132 Tam, Sze Chuen 譚思晉 AGO269 Rep 2007-01-03 2008-03-15
133 Tan, E Wuen 陳儀雯 ANY308 Rep 2010-03-19 2012-12-07
134 Tan, Jason (SFC:AWH915) 陳杰信 M AWH915 Rep 2010-12-09 2012-11-30
135 Tan, Swee Koon 陳瑞坤 APC066 Rep 2008-11-05 2010-10-09
136 Tang, Chi Hong 鄧志康 AAF883 Rep 2013-06-17 2013-07-16
RO 2013-07-16 2015-02-11
137 Tang, Tsz Ting 鄧紫婷 AWV025 Rep 2016-01-12 2016-07-31
138 Tong Lee, Lolitta Mei Wah 唐李美華 F AFE968 Rep 2004-11-25
139 Tsang, Wai Ming (SFC:ACE376) 曾慧明 ACE376 Rep 2013-02-22 2013-04-28
140 Tse, Christopher (SFC:BAZ779) 謝嘉熙 M BAZ779 Rep 2013-08-12 2015-10-09
141 Tse, Shuk How 謝淑巧 AAB675 Rep 2004-03-29
142 Tse, Sze Man 謝思敏 AKS678 Rep 2008-10-13 2008-12-13
143 Tsui, Ivan Kun Lam 徐觀林 65 M ACG508 Rep 2008-10-21 2008-12-16
RO 2008-12-16 2011-01-17
144 Tsui, Roger Chi Fung 徐志豐 M AFT119 Rep 2009-02-09 2009-03-31
145 Wang, Howard M ANQ469 Rep 2007-11-13 2008-02-14
146 Wang, Lai Ling 王麗玲 ANN465 Rep 2010-08-30 2011-07-21
147 Wang, Qian (SFC:AVN420) 王潛 32 M AVN420 Rep 2012-06-15 2013-03-18
148 Wang, Yimin (SFC:AYC366) 王奕旻 AYC366 Rep 2016-09-15 2017-09-15
149 Wong, Allen Kin Sing 黃健星 M ARE058 Rep 2016-02-23 2016-07-02
150 Wong, Anna Yuen Shan 黃婉珊 F ASZ699 Rep 2009-06-24 2010-11-05
151 Wong, Chi Lok (SFC:BEK843) 黃至樂 BEK843 Rep 2016-09-14 2018-12-28
152 Wong, Godfrey Hin Cheuk 王顯爵 AGX723 Rep 2010-03-24 2010-08-29
153 Wong, Gordon Hok Ko 黃學高 M ADT261 Rep 2008-11-07 2008-12-31
RO 2008-12-31 2009-02-19
154 Wong, Ka Yau 黃嘉佑 AHL492 Rep 2014-02-25 2016-04-05
155 Wong, Tan 黃丹 AWN322 Rep 2011-01-07 2011-11-03
156 Wong, Tat Wing 黃達榮 APH712 Rep 2010-02-23 2010-11-09
157 Wong, Wai Man (SFC:AJJ168) 黃偉文 AJJ168 Rep 2009-03-17 2010-01-29
158 Wong, Warren Chung Hang 黃頌恒 M APF009 Rep 2010-09-17 2010-11-17
159 Wong, Yeuk Lan (SFC:BGY847) 王若蘭 BGY847 Rep 2016-02-04 2018-12-19
160 Wong, Yuen Shun (SFC:ARH189) 黃圓荀 ARH189 Rep 2008-07-09 2009-01-17
161 Wu, Lawrence Wai Kong 胡偉剛 M ACO383 Rep 2008-01-10 2011-01-13
162 Wu, Wai Fong 胡惠芳 ABE454 Rep 2004-06-16
163 Wu, William Wai Leung 胡偉亮 54 M AFB066 RO 2011-05-13 2017-10-19
164 Yap, Cheong Seng 葉長成 AFY708 Rep 2017-09-26 2020-03-20
165 Yau, Atak Chung Tak 邱重德 AEK472 RO 2011-12-05 2014-03-04
166 Yau, Henry Clement Hok Wai 邱學煒 M ACH182 Rep 2011-07-06 2012-01-20
167 Yen, David Tai Wai 閻大偉 M AAC020 Rep 2007-06-12 2008-01-07
168 Yeung, Kwun Po 楊觀寶 AVW215 Rep 2010-09-08 2010-11-04
169 Yeung, Niki Ning Ki 楊靈機 ATD246 Rep 2011-12-30 2014-03-05
170 Yeung, Tsang Keung 楊錚強 ACA708 Rep 2015-06-30 2016-07-22
171 Yip, Yuk Fung 葉玉鳳 ABS821 Rep 2003-07-16 2004-06-08
172 Yiu, Simon Yu Cheung 姚宇翔 37 M AUD251 Rep 2010-04-29 2015-09-17
173 Yong, Sai Yeen 楊世賢 AOK957 Rep 2007-03-02 2009-04-28
174 Yu, Lijie (SFC:AUX358) 俞勵頡 AUX358 Rep 2014-10-24 2016-02-11
175 Yuen, David Wing Kwong 袁榮光 M AAB294 Rep 2004-06-10
176 Yuen, Robin 袁肇鋒 AQD400 Rep 2014-09-18 2018-03-31
177 Yung, Albert Lung Biu 翁龍鏢 M ABG687 Rep 2003-04-29 2004-11-25
178 Zeng, Dezheng 曾德政 BEG597 Rep 2016-06-06 2017-09-20
179 Zhang, Fan (SFC:AUT824) 張帆 AUT824 Rep 2015-09-02 2017-07-26
180 Zhang, Yang (SFC:AXK580) 張揚 AXK580 Rep 2014-09-29 2016-05-13
181 Zhang, Zebang 張澤邦 BKN996 Rep 2017-08-18 2017-11-30
182 Zhong, Kaitao 仲凱韜 AVL148 Rep 2010-07-22 2011-12-30
183 Zhuang, Dan (SFC:BHH668) 庄丹 BHH668 Rep 2016-04-18 2019-12-31

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