J.P. MORGAN BROKING (HONG KONG) LIMITED

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Ang, Eric Tai Yue 洪大裕 M ADJ380 Rep 2009-06-24 2010-09-20
2 Assomull, Yovan Vijay M ARJ546 Rep 2008-07-28
3 Au, Miranda Yuen Ting 區婉婷 F AEK664 Rep 2003-12-06 2006-08-09
4 Au, Tin Wai 區天偉 AJF371 Rep 2006-08-28 2009-07-23
5 Bailly, Stanislas AOR604 Rep 2007-03-12 2009-06-16
6 Bamber, Richard Mark Anthony M AGM551 Rep 2003-12-06 2006-02-03
7 Barnett, Malcolm John M ACU388 Rep 2004-05-18 2008-06-13
8 Bell, Edward Holden M AGH254 Rep 2011-10-03
9 Bremner, Murray Alexander M APZ534 Rep 2007-11-14 2012-05-08
10 Brunjes, Mark Nicholas M AVJ281 Rep 2011-04-04 2014-03-09
11 Bunsupha, Sarita AYG337 Rep 2011-10-14 2014-08-08
12 Burdett, James William (SFC:AJO203) M AJO203 Rep 2004-03-18 2012-03-16
13 Byun, Jung Yeon ARQ476 Rep 2010-07-16 2012-05-10
14 Casati, Andrea (SFC:AMW488) F AMW488 Rep 2011-04-04 2012-11-28
15 Castillo, Eric Alberto M AMJ780 Rep 2008-06-24 2010-02-24
16 Chak, Alan Kwok Fai 翟國輝 M AAY091 Rep 2003-12-06 2004-02-09
Rep 2007-11-19 2008-04-24
17 Chan, Andrea Wai Ming 陳慧明 F ALB904 Rep 2007-10-25 2010-04-19
18 Chan, Conrad Kwok Hei 陳國熙 ANY192 Rep 2007-11-05 2009-06-16
19 Chan, Ka Lai (SFC:AQE823) 陳嘉麗 AQE823 Rep 2007-12-24 2009-07-06
20 Chan, Ka Wai (SFC:ARP167) 陳家偉 ARP167 Rep 2008-09-09 2010-09-07
21 Chan, Kai Man (SFC:AMW365) 陳啟文 AMW365 Rep 2008-07-29 2014-08-04
22 Chan, Kwok Wai (SFC:ALG542) 陳國偉 ALG542 Rep 2004-09-27 2008-02-16
23 Chan, Sau Chun (SFC:ANG495) 陳秀珍 ANG495 Rep 2006-04-03 2012-04-30
24 Chandramouli, Arun M ATY790 Rep 2009-10-19 2023-07-31
25 Chang, Hosun 張鎬善 AIZ595 Rep 2003-12-06 2010-04-20
26 Chang, Jui-Wen 張瑞紋 ALY351 Rep 2008-06-24 2008-12-15
27 Cheng, Chi Yu 鄭致裕 AOR101 Rep 2009-10-16 2014-05-21
28 Cheng, Jazreel Yeun Yee 鄭婉儀 F AHT093 Rep 2008-07-14 2008-12-15
29 Cheung, Yee Fan 張懿帆 ADH428 Rep 2008-06-24 2009-05-08
30 Cheung, Yik Shan 張亦珊 APP580 Rep 2007-09-11 2012-11-29
31 Chew, Kang Wei 周康偉 ANW223 Rep 2006-08-29 2008-07-04
32 Chiang, Ming Zuei 江明叡 ADY323 Rep 2006-04-20 2010-07-04
33 Chien, Yow Jie AKO638 Rep 2004-07-27 2020-02-03
34 Chiu, Philip Pit Lap 趙必立 34 M ALS667 Rep 2008-06-24 2008-10-27
35 Chotimongkol, Watson ARH506 Rep 2008-07-14 2009-05-20
36 Chu, Melissa (SFC:ARJ507) 朱穎欣 F ARJ507 Rep 2008-07-28 2009-09-14
37 Chuard, Julien AJJ606 Rep 2008-06-23 2010-09-17
38 Clarkson, Matthew Thomas M ASQ572 Rep 2009-11-13 2011-07-27
39 Coll, Christine Lee 寇媞娜 F AUE427 Rep 2009-11-20 2010-07-01
40 Consolini, Marcus Cornelius M AXF491 Rep 2011-06-23 2011-11-23
41 Crispin, James Anthony M ANU647 Rep 2010-07-05 2013-02-01
42 Cruikshanks, Stuart Cameron M ANR886 Rep 2008-11-18 2011-08-06
43 Dal Broi, David M AXY476 Rep 2011-09-05 2015-04-13
44 Daley, John Kieren M AQX910 Rep 2008-05-02 2013-07-24
45 Davison, Stephen Francis (SFC:APP560) M APP560 Rep 2007-09-12 2008-03-01
46 Douris, Leonidas ALU721 Rep 2005-03-14 2011-11-15
47 Dujari, Vipul ALC175 Rep 2010-03-18
48 Edwards, Christopher James (SFC:ABN712) M ABN712 Rep 2005-03-03 2006-06-23
49 Fachin, Alix ANU950 Rep 2008-02-25 2009-11-16
50 Fan, Wenchao 范文超 AUQ956 Rep 2010-02-22 2010-09-17
51 Findlay, Paul (SFC:AWU885) M AWU885 Rep 2011-03-01 2015-07-23
52 Firescu, Carmen Madalina F AOR315 Rep 2008-06-16 2010-11-17
53 Fong, Yuk Yin 方玉燕 ASW654 Rep 2011-04-04 2015-09-14
54 Forgan, Nicholas Playford M AEB054 RO 2003-12-06 2014-04-30
55 Freyre-Sanders, Andrew David Nuno D.S. M ANR872 Rep 2006-07-28 2008-06-16
56 Fu, Gregory Chung Yin 傅頌研 M ATE536 Rep 2009-07-02 2012-05-15
57 Fujii, Ken M ABM992 Rep 2009-12-15 2012-07-04
58 Fung, Janet 馮靜 F ANX236 Rep 2010-08-09 2010-11-02
59 Fung, Ka Yee (SFC:AUL683) 馮嘉宜 AUL683 Rep 2010-01-05 2010-07-07
60 Fung, Kin Chueng 馮健昌 ALZ307 Rep 2007-07-24 2008-06-06
61 Gabriel, Frederic Pierre M API283 Rep 2007-08-06 2008-11-25
62 Gardner, Michelle Ann F APJ672 Rep 2007-08-09 2009-06-10
63 Garg, Deepak (SFC:AVD119) M AVD119 Rep 2010-05-03 2023-07-23
64 Geng, Wen (SFC:AWC781) AWC781 Rep 2010-11-01 2015-05-18
65 Ghosh, Soujit AOJ195 Rep 2008-06-24 2008-11-25
66 Gomes, James Edwin M ADV195 Rep 2003-12-06 2011-08-15
RO 2011-08-15 2016-07-06
67 Goodman, Paul Jonathan 古德曼 M AGU672 Rep 2007-10-12 2011-04-23
68 Gordon, Steven Barry M APB696 Rep 2007-06-08
69 Gourmelen, Arnaud M AKX538 Rep 2004-07-12 2008-05-21
70 Griffin, Timothy John M APL688 Rep 2011-07-20 2011-08-30
RO 2011-08-30 2018-11-14
71 Gu, Andrew Ye Yan 顧燁彥 M ALQ626 Rep 2008-07-14 2010-03-25
72 Haas, Gregory Harold M ARW500 Rep 2010-03-10 2018-10-02
73 Hazarika, Anupom AWY734 Rep 2011-03-10 2015-03-18
74 He, Jia (SFC:ARP306) 賀嘉 ARP306 Rep 2008-09-11
75 Hersey, Steven James M APK597 Rep 2011-11-15 2012-09-25
76 Hong, Keith Chun-yiu 康振耀 M AXR368 Rep 2011-09-01 2013-05-07
77 Hong, Ying Hui 方穎慧 AWT694 Rep 2011-02-14 2016-01-31
78 Hoshi, Masahide 星真秀 APH011 Rep 2007-07-17 2008-09-20
79 Hou, Qing 侯慶 ALF594 Rep 2004-09-13 2006-03-02
80 Hounslow, Neil Patrick M AIR624 Rep 2011-11-15 2016-05-20
81 Jip, Allan M AGL440 RO 2003-12-06 2014-10-31
82 Johri, Siddharth AQS817 Rep 2010-06-14 2012-05-10
83 Ju, Min Chul 朱珉徹 ARV278 Rep 2008-11-04 2012-05-08
84 Jung, Christopher Lam 曾俊文 M ADX061 Rep 2008-05-13 2008-09-24
RO 2008-09-24 2011-01-10
85 Justh, Mark Brian M AXW589 Rep 2011-12-13 2013-04-19
86 Kan, Mandy Kit Ming 簡潔明 F AMO608 Rep 2007-03-20 2011-10-11
87 Kelly, Stephen Wood M AQF041 Rep 2009-06-15 2015-11-03
88 Kibble, James Douglas Nash M AOU734 Rep 2007-10-15 2016-07-18
89 Kim, Jae Yoon (SFC:APB838) 金在潤 APB838 Rep 2008-07-14 2009-06-01
90 Kim, Sun Mi AME096 Rep 2007-12-17 2009-04-23
91 Lam, Kit Ling (SFC:AOV059) 林潔玲 AOV059 Rep 2007-04-23 2009-06-24
92 Last, Timothy Philip M AGT922 Rep 2003-12-06 2004-03-17
93 Lau, Desmond On Ching 劉安正 M AMP291 Rep 2007-02-07 2022-09-01
94 Lau, Fu Man 劉富民 AMI200 Rep 2008-06-24 2010-09-17
95 Lau, Kan Wah 劉勤華 ABT973 Rep 2003-12-06 2012-11-09
96 Lau, Keith Koon Wai 劉冠緯 M APP568 Rep 2007-09-12 2009-06-16
Rep 2010-07-21 2013-11-08
97 Lau, Mandy Yee Man 劉漪汶 F ALC103 Rep 2006-01-04 2010-04-28
98 Lau, Tsz Wing 劉子頴 ALW219 Rep 2005-04-04 2015-04-30
99 Lau, Velda 劉慧德 APF010 Rep 2007-07-03 2012-07-19
100 Law, Clara Chui Shan 羅翠珊 F AMI503 Rep 2008-05-22 2011-04-06
Rep 2011-09-26 2012-02-23
101 Lee, Berton Fan Cheung 李曛檣 AJC200 Rep 2004-07-27 2012-02-08
102 Lee, Catherine (SFC:AYC672) 李珮綺 F AYC672 Rep 2011-09-20 2013-04-30
103 Lee, Ji Hoon (SFC:ANR877) ANR877 Rep 2006-08-18 2008-07-03
104 Lee, Karen King Wai 李荊慧 F AKL742 Rep 2008-06-24 2010-02-24
105 Lee, Kenneth Hong Yee 李康頤 M AUN369 Rep 2010-01-14 2012-03-05
106 Lee, Kin Fun 李建芬 APJ681 Rep 2007-08-09 2010-08-26
107 Lee, Lemuel Hok Lymn 李學林 AJJ586 Rep 2008-06-24 2010-09-17
108 Lee, Sarah Wing Yi 李穎儀 F APN549 Rep 2007-08-28 2008-06-05
109 Lee, Su Jin (SFC:ARD670) 李受珍 ARD670 Rep 2009-11-25 2011-04-06
Rep 2011-09-26 2017-06-30
110 Lee, Tony Sai Kuen 李世權 M AJH983 Rep 2008-05-22 2011-04-06
Rep 2011-09-26 2014-04-03
111 Lee, William Kei Leung 李基樑 M AHP766 Rep 2004-07-27 2008-07-17
RO 2008-07-17 2012-02-28
112 Leteissier, Arnaud Pierre Marie M APO665 Rep 2009-06-03 2012-03-31
113 Leung, Chi Man (SFC:AQV179) 梁治文 AQV179 Rep 2008-04-16 2010-08-18
RO 2010-08-18 2018-06-01
114 Leung, Karen Kin Ling 梁健鈴 F APS510 Rep 2007-10-08 2009-06-16
Rep 2010-01-25 2014-04-07
115 Leung, Lydia Kit Ling 梁潔靈 F APF366 Rep 2011-04-14 2012-06-07
116 Leung, Tat Pui 梁達培 ADR699 Rep 2003-12-06 2004-05-17
117 Li, Xi (SFC:AXZ227) 李蹊 AXZ227 Rep 2011-08-30 2011-11-22
118 Linschoten, Jean-Paul AGT475 Rep 2003-12-06 2010-11-02
119 Lo, Henek Hon Ning 羅漢寧 ARH504 Rep 2008-07-10 2011-03-04
120 Lo, Hera Sze Wan 盧詩蘊 ANT776 Rep 2010-06-10 2015-04-27
121 Lo, Kathleen Oikay 盧藹琪 F AJN777 Rep 2004-03-10 2006-05-03
122 Logantchouk, Alexei Vladimirovich ASZ710 Rep 2009-06-01 2010-05-06
123 Longcroft, Nicholas Edward Stoddart 36 M AHL561 Rep 2003-12-06 2004-02-09
124 Maheshwari, Abhinav M AVK737 Rep 2010-06-28 2014-04-02
125 Makhija, Tarun Ram APK726 Rep 2007-08-16 2011-01-18
126 Malik, Osman Riaz M ARD259 Rep 2008-05-29 2017-03-31
127 McCabe, Alexandra Helen F ANW509 Rep 2006-09-05 2007-07-14
128 Michael, Benjamin Ross Wallington M AMI890 Rep 2011-11-15 2018-08-15
129 Miguez, Mathisu Simon AOD097 Rep 2006-11-06 2007-09-05
130 Modiano, Camille F AON876 Rep 2008-06-24 2016-03-14
131 Moore, John Francis M ADW539 Rep 2003-12-06 2004-02-09
132 Moudoute Eboumbou, Frantz AXH217 Rep 2011-06-01 2012-03-01
133 Murphy, Donough Thomas M AOX162 Rep 2008-06-24 2009-05-20
134 Naito, Kazuma 內藤一真 AMW685 Rep 2011-05-19 2012-04-13
135 Nakagiri, Ryota 中桐良太 ASZ121 Rep 2009-06-24 2021-02-26
136 Ng, Chor Hong ALZ699 Rep 2005-05-17 2014-10-31
137 Nichols, Robert (SFC:AQV682) M AQV682 Rep 2008-04-16 2014-05-16
138 Ong, Tsu Shyuen Eugenia F AOL204 Rep 2007-01-22 2008-03-13
139 Ou, Wai Fong AHJ805 Rep 2006-02-08 2008-03-04
140 Park, Hyung Jin 朴亨鎮 APB995 Rep 2007-06-14 2008-07-11
141 Park, Joohong AMM131 Rep 2005-09-22 2007-03-27
142 Pau, Matthew Haw Ming 鮑浩銘 M AMA888 Rep 2005-05-26 2015-11-25
143 Pin, Man Lan 卞文蘭 AOO975 Rep 2009-07-02 2010-09-17
144 Pisano, Luke M AOX760 Rep 2007-05-11 2008-05-08
145 Podbury, Christopher Andrew M AGA798 Rep 2003-12-06 2006-03-11
146 Poon, Aaron Nai Chuen 潘乃全 M ABW563 RO 2003-12-06 2005-03-04
147 Pracey-Smith, Robert Dowden 29 M APU806 Rep 2007-10-10 2021-04-26
148 Preller, Raoul Gustav M AJL240 Rep 2008-07-14 2008-07-23
149 Raman, Lalita AEQ060 Rep 2007-08-15 2009-07-06
150 Reynier, Emmanuel Jean-Marc AMN594 Rep 2008-03-04 2010-08-04
151 Roche, Thomas Damian (SFC:AVD836) M AVD836 Rep 2011-12-21 2014-06-13
152 Rose, Katherine Juri F ANR851 Rep 2006-08-24 2008-06-06
153 Ruso, David-emmanuel ARG177 Rep 2008-06-23 2015-03-19
154 Sayer, David Michael 35 M AFT910 Rep 2003-12-06 2004-05-06
Rep 2005-11-29 2009-03-18
RO 2009-03-18 2012-07-28
155 Sethia, Abhijay AXK682 Rep 2011-08-15 2014-03-16
156 Shah, Kiran Dhirajlal AWC345 Rep 2010-10-22 2011-11-10
RO 2011-11-10 2012-05-08
157 Shanidze, Levan AFD300 Rep 2003-12-06 2005-10-06
158 Sharkey, Gerard (SFC:APW594) M APW594 Rep 2007-10-25 2009-02-17
159 Shekhawat, Shilesh AUE958 Rep 2009-11-25 2010-07-05
160 Shen, Lei (SFC:AQA976) 沈雷 AQA976 Rep 2007-11-28 2008-08-08
161 Shen, Richard Chih Yuan 沈智遠 M ADH008 RO 2008-01-14 2010-09-09
RO 2011-06-17 2015-05-18
162 Shen, Yi (SFC:AQF126) 沈怡 AQF126 Rep 2008-01-08 2009-10-27
163 Sheren, Peter Jay M AKS922 Rep 2007-10-15 2008-07-28
164 Shoen, Esben Leonard Berg M AOX947 Rep 2007-05-15 2010-04-20
Rep 2011-03-01 2012-08-01
165 Sin, Monique Wing Sheung 冼泳湘 AJB102 Rep 2003-12-06 2005-02-23
166 Singh, Aditya (SFC:AUP889) M AUP889 Rep 2010-01-25 2012-06-04
167 Singh, Chiranjeet ALI017 Rep 2006-01-04 2008-02-13
168 Stites, William H M ARH505 Rep 2008-07-10 2008-12-17
169 Strachan, David Lyall M AFF232 Rep 2003-12-06 2004-04-16
RO 2004-04-16 2013-01-29
170 Sturman, Jonathan Marc M ALU446 Rep 2007-10-15 2017-06-29
171 Sucharitkul, Arddanai Marco M AVY225 Rep 2011-04-29 2014-04-09
172 Sun, James Pui Yin 辛沛賢 M ALS358 Rep 2011-06-29 2012-08-28
173 Sutton, Ben (SFC:AKU233) M AKU233 Rep 2005-08-22 2007-10-01
174 Swarbrick, Andrew Jeremy M AFF234 Rep 2003-12-06 2007-02-08
175 Tai, Charlotte Wing Sze 戴詠詩 F ADX658 Rep 2006-01-04 2009-08-10
176 Tan, James Seng Yee 陳胂餘 M ATN584 Rep 2010-12-16 2015-11-03
177 Tsun, Alexander Wing Gey 秦榮基 30 M ANM361 Rep 2008-06-24 2009-04-17
178 Tu, Michel (SFC:ARL055) ARL055 Rep 2008-08-01 2008-12-17
179 Tung, Roland M APJ673 Rep 2007-08-09 2009-05-08
180 Turner, Alexander James Christian M AMH399 Rep 2007-10-15 2012-10-22
181 Valtos, Michael John M APY947 Rep 2007-11-07 2008-07-07
182 Walters, Andrew James (SFC:AOT505) M AOT505 Rep 2008-06-24 2009-04-29
183 Wang, Ji (SFC:APC507) 汪霽 APC507 Rep 2007-06-22 2008-07-18
184 Wang, Jing (SFC:AUQ482) 王靖 AUQ482 Rep 2010-02-01 2015-08-18
185 Wang, Xiaolei (SFC:APP106) 王小磊 F APP106 Rep 2009-10-19 2011-07-25
186 Warntjes, Hendrik Geert (SFC:AYI446) 王恆傑 AYI446 Rep 2011-11-01 2013-11-04
187 Williams, David Charles (SFC:AFB389) M AFB389 Rep 2007-09-03 2012-02-01
188 Wong, Claudio 王久昌 M ALV315 Rep 2008-06-24
189 Wong, Jeremy Mang-ki 黃孟奇 M AQE821 Rep 2007-12-24 2019-02-12
190 Wong, Mandy Man Huen 黃文絢 32 F AKO878 Rep 2009-09-23 2010-10-01
191 Wong, Nai Chun 黃乃鎮 AOX334 Rep 2007-05-10 2021-02-22
192 Woodrow, Stephen Lawrence M AQQ821 Rep 2009-06-15 2013-11-04
193 Wu, Elvira Veronica 伍伊薇 AFE851 Rep 2004-06-30 2005-04-14
194 Xie, Shuying 解書影 AWX899 Rep 2011-03-07 2015-12-16
195 Yang, Bok Sun AFX849 Rep 2007-07-06 2010-06-08
196 Yang, Shijing 楊詩靖 AUU963 Rep 2010-03-01 2010-09-17
197 Ye, Weizheng ARN510 Rep 2008-09-01 2008-09-22
198 Yen, Anna 嚴立恬 F ANG466 Rep 2006-04-03 2008-03-14
199 Yeow, Allen Yi-Pin ANR854 Rep 2006-07-28 2007-05-24
200 Yip, Cheuk Wai 葉卓偉 AEK492 Rep 2004-10-14 2008-10-15
201 Yoon, Jerry Chan 尹燦 M AHA576 Rep 2008-06-24 2010-10-19
202 Yu, Gregory Hock-Ken 余學勤 M ANX686 Rep 2006-09-08 2010-09-17
203 Zao, Audrey 邵志佳 F ACB673 Rep 2007-07-27 2009-06-16
Rep 2010-03-29
204 Zhang, Ningxiang (SFC:APZ631) 章宁翔 APZ631 Rep 2007-11-15 2012-11-30
205 Zhao, Chunhua 趙春花 ALF611 Rep 2010-06-04 2015-10-29

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top