BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Prateek (SFC:ATD855) | ATD855 | Rep | 2009-06-19 | 2012-09-14 | ||
| 2 | Ahallal, Mohamed Amine | M | ART212 | Rep | 2008-11-07 | 2019-03-31 | |
| 3 | Andrews, Rodney Leonard | M | AXD691 | Rep | 2011-04-15 | 2013-01-24 | |
| 4 | Aspinall, Steven Andrew | 32 | M | AWP804 | Rep | 2011-01-17 | 2012-11-23 |
| 5 | Au-Yeung, Annie Tin 歐陽靝 | F | ACR453 | Rep | 2006-07-18 | 2016-10-20 | |
| 6 | Bacher, Ryan Rudolf | M | AJI294 | Rep | 2009-10-12 | 2014-07-10 | |
| 7 | Banus, Rodney Ramon | AKV065 | RO | 2005-01-12 | 2010-02-08 | ||
| 8 | Battenfeld, Brenton George | M | AOP135 | Rep | 2007-02-26 | 2016-11-24 | |
| 9 | Bavishi, Ronil Rajnikant | AXZ444 | Rep | 2011-09-02 | 2013-04-02 | ||
| 10 | Beattie, Russell William | M | ALI346 | Rep | 2010-10-08 | 2010-11-22 | |
| RO | 2010-11-22 | 2012-02-13 | |||||
| 11 | Besse, Pol | AWX855 | Rep | 2011-03-14 | 2014-04-02 | ||
| 12 | Bizid, Abdelhamid Ameur | M | APL605 | Rep | 2007-08-22 | 2011-11-15 | |
| 13 | Blenkiron, Philip Edward | M | ARG533 | Rep | 2008-06-26 | 2010-10-28 | |
| 14 | Brandt, Todd Michael | M | AVE815 | Rep | 2011-06-08 | 2014-03-07 | |
| 15 | Caplan, Andrew Bogen | M | AXL861 | Rep | 2011-06-23 | 2012-09-28 | |
| 16 | Carthy, Robin Ian | M | ANQ134 | Rep | 2009-08-03 | 2015-05-29 | |
| 17 | Catalig, Anatoly Gatbonton | APY406 | Rep | 2007-11-05 | 2012-03-22 | ||
| 18 | Chan, Lilian Nga Yee 陳雅儀 | AQP870 | Rep | 2008-03-04 | 2012-06-18 | ||
| 19 | Chan, Susan Wai-lan 陳蕙蘭 | F | ADH562 | RO | 2005-01-12 | 2011-05-27 | |
| 20 | Chandrakar, Shirish | ALR976 | Rep | 2006-06-01 | 2007-10-04 | ||
| 21 | Chanezon, Alain (SFC:ARJ298) | M | ARJ298 | Rep | 2011-02-16 | 2011-03-18 | |
| 22 | Chau, Kenneth Yiu Man 周耀文 | M | AGV336 | Rep | 2009-12-07 | 2011-08-17 | |
| 23 | Chaudhry, Wahid | AUS834 | Rep | 2010-02-18 | 2010-10-15 | ||
| 24 | Chen, Chen (SFC:ATH814) 陳晨 | ATH814 | Rep | 2009-07-07 | 2011-01-12 | ||
| 25 | Chen, James Wenlai | M | AUB795 | Rep | 2009-11-04 | 2013-07-15 | |
| 26 | Cheung, Nicole Yung 章雍 | F | ARO104 | Rep | 2010-05-24 | 2012-05-22 | |
| 27 | Cheung, Wendy Ho Ting 張皓婷 | F | AJL554 | Rep | 2009-07-07 | 2010-07-15 | |
| 28 | Chia, Douglas Boon Liang 謝文良 | M | AOR808 | Rep | 2007-03-16 | 2007-11-05 | |
| Rep | 2009-01-22 | 2010-06-09 | |||||
| 29 | Chiang, Randy | ATV645 | Rep | 2009-09-28 | 2014-01-05 | ||
| 30 | Ching, Yi Edmund 莊毅 | M | AKU003 | Rep | 2006-07-17 | 2007-07-23 | |
| 31 | Chiu, Cheuk Man (SFC:ASS493) 趙焯文 | ASS493 | Rep | 2009-04-14 | 2011-06-24 | ||
| 32 | Chiu, Chi Hoi 趙之海 | ALV072 | Rep | 2008-12-19 | |||
| 33 | Chok, Ivy Ngai Wai 卓艾維 | F | ADZ897 | Rep | 2010-06-11 | 2010-11-18 | |
| 34 | Chow, Stella Chin Shuen 鄒展璇 | F | AGO293 | Rep | 2010-11-09 | 2011-06-07 | |
| 35 | Chui, Alvin Jun Mun 崔俊文 | M | AMS723 | Rep | 2010-06-07 | 2013-03-13 | |
| 36 | Cohen-Addad, Nicolas Paul | M | AHR321 | RO | 2005-05-20 | 2010-11-18 | |
| 37 | Connor, David Jonathan (SFC:ADH898) | M | ADH898 | Rep | 2007-11-15 | 2010-07-13 | |
| 38 | Corrigan, Peter Antony | M | AWP893 | Rep | 2011-01-17 | 2016-02-26 | |
| 39 | Cui, Liang (SFC:AOT357) 崔亮 | AOT357 | Rep | 2007-03-29 | 2015-03-19 | ||
| 40 | David, Martin (SFC:ASF044) | M | ASF044 | Rep | 2011-04-26 | 2016-10-31 | |
| 41 | Davies, Anthony Miles | M | AAV788 | Rep | 2010-04-29 | 2016-12-02 | |
| 42 | De Witt, Robert N | M | ATI034 | Rep | 2010-06-11 | 2016-12-16 | |
| 43 | Devonald, Andrew James | M | ADZ064 | RO | 2005-01-19 | 2007-02-27 | |
| 44 | Dhir, Nikhil Rahul Amichand | AMJ504 | Rep | 2005-08-15 | 2006-06-20 | ||
| 45 | Di Iorio, Michael Anthony (SFC:AQA804) | M | AQA804 | RO | 2010-11-04 | 2013-08-02 | |
| 46 | Down, Sally Antonia | F | AVH950 | Rep | 2010-06-10 | 2013-01-24 | |
| 47 | Fitzpatrick, Vivienne Suzanne | AYC971 | Rep | 2011-09-28 | 2012-09-03 | ||
| 48 | Fletcher, Luke (SFC:AIL062) | M | AIL062 | Rep | 2011-08-30 | 2013-01-24 | |
| 49 | Garcia, Michael Anthony | M | AFJ284 | Rep | 2010-08-24 | 2013-03-28 | |
| 50 | Ghosh, Tvishampati | APL279 | Rep | 2007-08-17 | 2011-03-30 | ||
| 51 | Goh, Chou Eng | AHI515 | Rep | 2005-01-31 | 2006-11-01 | ||
| 52 | Goss, Christopher John | M | AVE749 | Rep | 2010-05-20 | 2014-11-26 | |
| 53 | Green, Jonathan Robert | M | AVM428 | Rep | 2010-07-15 | 2015-05-21 | |
| 54 | Gregory-Roberts, Simon Arnold John | M | APW359 | Rep | 2007-10-25 | 2010-08-20 | |
| 55 | Gupta, Tanay | AXQ333 | Rep | 2011-07-15 | 2012-09-07 | ||
| 56 | Hannan, David James | M | AMS327 | Rep | 2005-11-15 | 2008-09-01 | |
| 57 | Hayano, Hiroyuki 早野裕之 | M | AXS622 | Rep | 2011-08-02 | 2021-07-09 | |
| 58 | Haynes-Oliver, Simon Chrisanthony | M | ARL453 | Rep | 2009-12-01 | 2016-11-30 | |
| 59 | He, Shan (SFC:AOS321) 何杉 | AOS321 | Rep | 2007-03-23 | 2008-08-14 | ||
| 60 | Ho, Kevin Ka Wing 何嘉穎 | M | AUW779 | RO | 2010-09-13 | 2016-04-29 | |
| 61 | Ho, Yue Cheung 何裕璋 | ALS055 | Rep | 2008-07-17 | 2014-07-16 | ||
| 62 | Holmes Ii, Albert Dudley | M | AWD589 | Rep | 2010-10-27 | 2013-10-28 | |
| 63 | Hsu, Jeffrey 徐大恆 | M | AOX188 | Rep | 2007-05-14 | 2010-08-24 | |
| 64 | Hwang, Seung Hyun 黃升炫 | AVA346 | Rep | 2010-04-21 | 2010-04-29 | ||
| 65 | Ionescu, Irina Gabriela | F | ARD955 | Rep | 2008-06-06 | 2012-03-22 | |
| 66 | Ip, Florence Hiu Man 葉曉雯 | F | AIZ577 | Rep | 2010-11-15 | 2012-03-22 | |
| 67 | Ip, Kenneth Kar King 葉家敬 | M | ACP180 | Rep | 2009-12-28 | 2011-04-13 | |
| 68 | Jan, Shun Yet 詹勳業 | AMB590 | Rep | 2010-08-17 | 2011-11-21 | ||
| 69 | Kennedy, Stephen Paca | M | ANG616 | Rep | 2006-04-07 | 2011-01-12 | |
| 70 | Kerneis, Sophie Caroline Emma | F | AGF004 | Rep | 2009-08-26 | 2011-11-14 | |
| 71 | Kim, Michael Sang Eun | M | AWP824 | Rep | 2011-01-12 | 2011-11-15 | |
| 72 | Kim, Yoon Seung | ANW847 | Rep | 2008-10-27 | 2013-02-20 | ||
| 73 | Kong, Ying Er May 江盈儿 | F | AVX015 | Rep | 2010-09-16 | 2012-05-30 | |
| 74 | Kotecha, Vikesh (SFC:AUA341) | M | AUA341 | Rep | 2010-10-14 | 2014-01-23 | |
| 75 | Kung, Joyce Suk Han 龔淑嫻 | F | ARF360 | Rep | 2010-12-20 | 2016-01-21 | |
| 76 | Kuo, Yen Ting (SFC:AHK087) 郭彥廷 | AHK087 | Rep | 2010-04-30 | 2011-01-12 | ||
| 77 | Kwong, Casey | AXK959 | Rep | 2011-06-17 | 2017-09-15 | ||
| 78 | Kwong, Hiu Fung Sunny 鄺曉楓 | AYQ559 | Rep | 2011-12-19 | 2012-07-30 | ||
| 79 | Lam, Patrick Hoyin 林浩賢 | M | ARQ987 | Rep | 2008-09-30 | 2010-07-15 | |
| 80 | Laskov, Alexey | AQT164 | Rep | 2008-04-02 | 2011-01-12 | ||
| 81 | Last, Timothy Philip | M | AGT922 | Rep | 2009-05-22 | 2010-11-19 | |
| 82 | Lau, Hay Tsing 劉希靖 | ADE705 | Rep | 2005-01-31 | 2008-07-31 | ||
| 83 | Lavis, Adam Geoffrey | M | AOR778 | Rep | 2010-08-02 | 2011-08-10 | |
| 84 | Lee, Alex Kin Chung 李建中 | AIU431 | Rep | 2010-10-08 | |||
| 85 | Lee, Dennis Wai Kin 李煒堅 | M | ARB726 | Rep | 2011-11-10 | 2014-04-11 | |
| 86 | Lee, Kai Ho (SFC:AXK724) 李啟豪 | AXK724 | Rep | 2011-06-14 | 2024-05-31 | ||
| 87 | Lee, Nelson Ho Wing 李浩榮 | M | AQG922 | Rep | 2011-02-14 | 2016-01-21 | |
| 88 | Lee, Owen Hoo Wan 李浩雲 | M | AOR607 | Rep | 2010-05-11 | 2016-01-21 | |
| 89 | Lee, Paul Wang Tak 李宏德 | M | ASQ170 | Rep | 2011-03-30 | 2016-12-16 | |
| 90 | Lemsitef, Mohamed-Idriss | ATB805 | Rep | 2011-09-20 | 2014-03-31 | ||
| 91 | Leung, Tat Pui 梁達培 | ADR699 | Rep | 2010-08-18 | 2016-01-21 | ||
| 92 | Li, Kin Ho 李健豪 | AAZ527 | Rep | 2006-07-28 | 2008-10-14 | ||
| 93 | Lim, Jin Yin Elaine | F | AWQ436 | Rep | 2011-01-17 | 2013-01-24 | |
| 94 | Lin, Stella | F | ALQ960 | Rep | 2008-01-22 | 2009-07-17 | |
| 95 | Ling, Royce Chi Yau 凌志友 | ACC188 | Rep | 2005-01-31 | 2008-10-31 | ||
| 96 | Liu, Chengqi 劉成奇 | AWC881 | Rep | 2010-10-25 | 2013-01-24 | ||
| 97 | Lo, Fai 羅暉 | ARA404 | Rep | 2011-06-10 | 2013-01-24 | ||
| 98 | Loh, Poh Cheng | AWX857 | Rep | 2011-03-08 | 2012-08-07 | ||
| 99 | Lu, Steven Shiming 陸世銘 | M | AOJ443 | Rep | 2007-01-04 | 2008-05-05 | |
| 100 | Luk, Man To 陸文滔 | AEW788 | Rep | 2007-01-30 | 2010-11-18 | ||
| 101 | Machayekhi, Emmanuel Dana | AJF241 | Rep | 2005-05-26 | 2016-07-22 | ||
| 102 | Manoukian, Shante Sassoon | AXQ228 | Rep | 2011-07-15 | 2014-11-24 | ||
| 103 | Mantchovski, Ivan Anguelov | M | AXE054 | Rep | 2011-05-12 | 2016-07-20 | |
| 104 | Matin, Naznin | ANP196 | Rep | 2006-06-27 | 2007-07-04 | ||
| 105 | McAuliffe, John Joseph | M | AVM431 | Rep | 2010-07-15 | 2010-12-13 | |
| 106 | Miller-Bourke, Shane David | M | AXM567 | Rep | 2011-06-28 | 2013-07-02 | |
| 107 | Milner, Dennis Colin | M | AST687 | Rep | 2009-04-16 | 2012-10-25 | |
| 108 | Mohr, Patrick Shawn | M | AXY809 | Rep | 2011-09-02 | 2016-01-21 | |
| 109 | Moogimane, Tejas Ramakrishna | M | AVI748 | Rep | 2010-06-17 | 2022-06-05 | |
| 110 | Murphy, Donough Thomas | M | AOX162 | Rep | 2010-08-09 | 2014-04-24 | |
| 111 | Muthuswamy, Pradeep | AOI910 | Rep | 2009-05-22 | 2013-01-24 | ||
| 112 | Nam, Soyoung | AWO639 | Rep | 2011-01-04 | 2014-03-28 | ||
| 113 | Neogy, Abhijeet | AYN498 | Rep | 2011-11-28 | 2013-01-24 | ||
| 114 | Ng, Jeffrey Kut Yin 吳吉然 | M | ANE006 | Rep | 2010-01-29 | 2011-11-15 | |
| 115 | Ow, Shin Yeuan 歐欣遠 | AMR665 | Rep | 2011-08-15 | 2015-04-17 | ||
| 116 | Panwar, Anshuman | AYA403 | Rep | 2011-09-12 | 2013-01-24 | ||
| 117 | Papanichola, Peter | M | ALL221 | Rep | 2007-04-19 | 2007-08-17 | |
| 118 | Parameswaran, Srikant | ANA916 | Rep | 2006-02-14 | 2008-01-23 | ||
| 119 | Park, Ki Tae 朴起兌 | AVL837 | Rep | 2010-07-09 | 2012-09-20 | ||
| 120 | Parmar, Bhavin Pravin | AUA256 | Rep | 2009-10-28 | 2012-07-01 | ||
| 121 | Parthasarathy, Aditya | M | ANU908 | Rep | 2006-08-21 | 2017-08-02 | |
| 122 | Patel, Devansh Dhruvkumar | AYE968 | Rep | 2011-10-12 | 2014-01-29 | ||
| 123 | Pedrono, Benoit Vincent Gerard | M | APY405 | Rep | 2007-10-29 | 2010-04-28 | |
| 124 | Peh, Chek Leng 白澤龍 | APB335 | Rep | 2007-06-05 | 2014-04-15 | ||
| 125 | Perreton, Jean-Francois Georges | AWN092 | Rep | 2010-12-21 | 2012-05-11 | ||
| 126 | Pizem, Chaim David | M | AXG988 | Rep | 2011-05-26 | 2011-06-13 | |
| 127 | Poon, Philip Chung Hein (SFC:AIC797) 潘頌軒 | M | AIC797 | Rep | 2011-05-30 | 2011-11-22 | |
| RO | 2011-11-22 | 2013-06-11 | |||||
| 128 | Powell, Ben (SFC:AYB953) | M | AYB953 | Rep | 2011-09-23 | 2015-01-12 | |
| 129 | Pradana, Jeff Arif | M | APJ987 | Rep | 2011-01-06 | 2015-05-08 | |
| 130 | Pradhan, Tanvi Shantanu | AXV417 | Rep | 2011-08-26 | 2014-01-03 | ||
| 131 | Prince, Alexander Gilbert | M | AXH803 | Rep | 2011-05-23 | 2013-07-01 | |
| 132 | Ragusa, Francis Anthony 羅峰 | M | AFJ912 | Rep | 2007-10-29 | 2009-07-08 | |
| 133 | Rathi, Amberish | AOP204 | Rep | 2011-06-13 | 2014-02-21 | ||
| 134 | Reid, Jason Howard | M | AYK071 | Rep | 2011-11-08 | 2012-12-03 | |
| 135 | Rolfe, Roland Christopher (SFC:AVI388) | M | AVI388 | Rep | 2010-06-17 | 2014-07-20 | |
| 136 | Ryu, Tantan | AQQ257 | Rep | 2011-04-28 | 2013-01-24 | ||
| 137 | Sandeford, Mark Charles | 49 | M | ACY421 | Rep | 2010-11-15 | 2014-04-22 |
| 138 | Sarran, William Patrick | M | AMB970 | Rep | 2005-06-13 | 2006-03-08 | |
| 139 | Scott, Todd Jeffery | M | AYC219 | Rep | 2011-09-20 | 2013-01-24 | |
| 140 | See, Matthew Yue-Li | 25 | M | AXS633 | Rep | 2011-08-08 | 2015-07-05 |
| 141 | Sharma, Naveen Prakash | M | ANW221 | Rep | 2009-03-18 | 2015-06-18 | |
| 142 | Shen, Zhan (SFC:AUY916) 沈湛 | AUY916 | Rep | 2011-08-08 | 2015-11-16 | ||
| 143 | Sin, Rebecca So-kwun 冼素君 | F | AXK801 | Rep | 2011-06-15 | 2012-08-14 | |
| 144 | So, Ka Ho Benjamin 蘇家灝 | AXZ272 | Rep | 2011-09-16 | 2013-05-02 | ||
| 145 | Subramanian, Viswanathan R | APK593 | Rep | 2011-01-27 | 2013-05-03 | ||
| 146 | Sun, Xiangxiao 孫祥霄 | ALY131 | Rep | 2007-03-07 | 2007-08-10 | ||
| 147 | Sweeney, Kirk Chester | M | AAN604 | Rep | 2010-02-12 | 2011-05-12 | |
| RO | 2011-05-12 | 2013-05-13 | |||||
| 148 | Takaku, Masanori | AXM564 | Rep | 2011-06-28 | 2012-04-16 | ||
| 149 | Tan, Ho Wa 陳灝樺 | ASF706 | Rep | 2009-01-12 | 2011-04-18 | ||
| 150 | Tan, Sabrina Ong 陳美美 | F | AIN998 | Rep | 2011-11-07 | 2013-01-24 | |
| 151 | Tanaka, Shunsuke | AUE033 | Rep | 2009-11-23 | 2011-03-31 | ||
| 152 | Tang, Jiazi 湯佳梓 | AWX863 | Rep | 2011-03-14 | 2013-01-24 | ||
| 153 | Teo, Laura Whei Lyn 張偉玲 | F | ANA782 | Rep | 2011-06-14 | 2012-07-06 | |
| 154 | Thakur, Akhil Braj Raj | M | AXU659 | Rep | 2011-08-10 | ||
| 155 | Thiruvengadasamy, Balaji | AOY313 | Rep | 2007-05-25 | 2011-04-13 | ||
| 156 | Thorkelsson, Sigurbjorn | 45 | AQD051 | Rep | 2010-05-10 | 2011-07-03 | |
| 157 | To, Yat Lun 杜逸倫 | ART228 | Rep | 2008-11-07 | 2010-11-18 | ||
| 158 | Tran, Fon Francis 陳丰 | AWR700 | Rep | 2011-01-31 | 2011-11-15 | ||
| 159 | Tran, Leonard | M | AUW078 | Rep | 2010-03-10 | 2010-10-12 | |
| Rep | 2011-08-10 | 2011-11-04 | |||||
| 160 | Tsang, Hing Lun (SFC:AXM992) 曾慶倫 | AXM992 | Rep | 2011-06-29 | 2012-09-05 | ||
| 161 | Tse, Agnes Chi Ling 謝芷玲 | F | ASF705 | Rep | 2009-01-12 | 2014-12-05 | |
| 162 | Wheeler, David George | M | APQ516 | Rep | 2007-09-17 | 2010-12-31 | |
| 163 | White, Jamie Paul (SFC:ALZ472) | M | ALZ472 | Rep | 2010-08-20 | 2013-03-28 | |
| 164 | Winsley, David Benjamin | M | AWS593 | Rep | 2011-01-26 | 2013-11-22 | |
| 165 | Wong, Alan (SFC:APD362) 黃亞倫 | M | APD362 | Rep | 2010-10-19 | 2016-01-21 | |
| 166 | Wong, Michael Sheh Chung 王錫聰 | M | AFY781 | Rep | 2006-07-27 | 2012-06-08 | |
| 167 | Xu, Xiaofeng 徐曉峰 | AOE199 | Rep | 2009-11-26 | 2010-04-07 | ||
| 168 | Yam, Ying 任瑩 | ARK577 | Rep | 2010-01-27 | 2011-01-12 | ||
| 169 | Yan, Ka Yee Connie 甄家怡 | ALF375 | Rep | 2011-08-08 | 2013-01-24 | ||
| 170 | Yeung, Matthew Kam Yan 楊錦恩 | M | AXL875 | Rep | 2011-06-24 | 2011-09-01 | |
| 171 | Yip, Fung 葉豐 | ALZ665 | Rep | 2005-05-13 | 2007-03-15 | ||
| 172 | Yip, Wai Ho 葉偉豪 | APF207 | Rep | 2007-07-04 | 2010-11-12 | ||
| 173 | Young, Rex Vincent | M | AUZ708 | Rep | 2010-04-07 | 2011-01-12 | |
| 174 | Yu, Angela Pui Shan 余珮珊 | F | AFE173 | Rep | 2010-11-04 | 2011-08-17 | |
| 175 | Yu, Shijia 俞時佳 | AVO662 | Rep | 2010-07-28 | 2013-08-09 | ||
| 176 | Yuen, Queenie Miu Ling 袁妙玲 | F | AUN328 | Rep | 2010-01-19 | 2011-04-30 | |
| 177 | Zhang, Shuqiang (SFC:AYQ145) 張書強 | AYQ145 | Rep | 2011-12-09 | 2014-09-15 | ||
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