Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bao, Wenjia 包文佳 | BCS997 | Rep | 2015-11-13 | 2017-07-27 | ||
| 2 | Chan, Alvin Kwun Lin 陳冠年 | M | ADA210 | Rep | 2012-06-14 | 2012-11-15 | |
| 3 | Chan, Chor Man 陳楚民 | AMQ583 | Rep | 2012-06-14 | 2023-08-11 | ||
| 4 | Chan, Eric Chi Wai 陳志偉 | M | ACW694 | Rep | 2012-06-14 | 2023-03-14 | |
| 5 | Chan, Ho Ting (SFC:AWY231) 陳浩庭 | AWY231 | Rep | 2012-08-20 | 2014-04-28 | ||
| 6 | Chan, Hon Fai (SFC:AEU371) 陳漢輝 | AEU371 | Rep | 2012-06-18 | 2021-03-31 | ||
| 7 | Chan, Ka Hung (SFC:ABH274) 陳家雄 | ABH274 | Rep | 2012-06-14 | |||
| 8 | Chan, King Lok 陳敬樂 | AQO310 | Rep | 2014-08-12 | 2019-07-05 | ||
| 9 | Chan, Lut Kwan 陳律君 | AYC509 | Rep | 2014-02-12 | 2021-01-07 | ||
| 10 | Chan, Man Fung (SFC:AUE707) 陳文鋒 | AUE707 | Rep | 2012-06-14 | 2013-03-15 | ||
| 11 | Chan, Pauline Bo Ling (SFC:ALA618) 陳寶玲 | F | ALA618 | Rep | 2012-06-14 | 2023-08-31 | |
| 12 | Chan, Shuk Lei 陳淑妮 | AJH102 | Rep | 2012-06-14 | 2014-05-09 | ||
| 13 | Chan, Simon Cherk Him 陳卓謙 | M | ANB798 | Rep | 2012-06-14 | 2012-07-01 | |
| 14 | Chan, Siu Chun (SFC:ACO737) 陳少春 | ACO737 | Rep | 2012-06-15 | 2019-03-30 | ||
| 15 | Chan, Siu Wing (SFC:AWW339) 陳兆榮 | AWW339 | Rep | 2012-10-10 | 2012-11-07 | ||
| 16 | Chan, Tat Shing (SFC:AUS311) 陳達成 | AUS311 | Rep | 2012-06-14 | 2014-05-30 | ||
| 17 | Chan, Terry Chin Lung 陳展龍 | ACP724 | Rep | 2012-06-14 | 2021-06-30 | ||
| 18 | Chan, Wai Chi (SFC:AXG751) 陳偉智 | AXG751 | Rep | 2015-03-27 | |||
| 19 | Chan, Yiu Man (SFC:AOS417) 陳耀民 | AOS417 | Rep | 2012-06-27 | 2012-08-13 | ||
| RO | 2012-08-13 | 2016-04-11 | |||||
| 20 | Chau, Ho Hei (SFC:AIE136) 巢皓熙 | AIE136 | Rep | 2012-06-14 | 2015-11-16 | ||
| 21 | Chau, Kin Man 鄒建文 | ACV965 | Rep | 2012-06-15 | 2023-08-31 | ||
| 22 | Chau, Kwok Hung (SFC:AAB494) 周國鴻 | M | AAB494 | Rep | 2012-08-20 | ||
| 23 | Chau, Siu Fung 周紹鳳 | AVP262 | Rep | 2013-05-06 | 2015-09-07 | ||
| 24 | Chen, Chun Hung (SFC:BGK285) 陳鈞閎 | BGK285 | Rep | 2015-10-20 | 2016-03-23 | ||
| 25 | Chen, Yi-Hsuan (SFC:BCK950) 陳怡瑄 | BCK950 | Rep | 2014-01-02 | 2017-05-26 | ||
| 26 | Cheng, Joseph Kar Min 鄭家敏 | M | ABZ842 | Rep | 2012-06-14 | 2015-12-04 | |
| 27 | Cheung, Ka Ho (SFC:AYH663) 張家豪 | AYH663 | Rep | 2012-06-14 | 2013-12-27 | ||
| 28 | Cheung, See Ling 張思玲 | AQJ777 | Rep | 2012-06-14 | 2016-01-23 | ||
| 29 | Chiang, Wei-Yuan 江偉源 | AQQ103 | RO | 2012-06-14 | 2013-04-30 | ||
| 30 | Chien, Li Min 簡利珉 | APR338 | Rep | 2015-04-23 | 2015-08-24 | ||
| 31 | Chiu, Chin-Feng 邱金鳳 | BAV648 | Rep | 2015-02-09 | 2017-04-06 | ||
| 32 | Chiu, Dominic Bong Chi 趙邦智 | M | AXX715 | Rep | 2012-06-18 | 2013-12-30 | |
| 33 | Chiu, Tuen Leung 趙端良 | ADX075 | Rep | 2012-06-18 | |||
| 34 | Choi, Kwok Ip 蔡國業 | M | AEU921 | Rep | 2012-06-20 | ||
| 35 | Choi, Tak Fai 蔡德輝 | 27 | M | AXT224 | Rep | 2012-06-18 | 2013-03-15 |
| Rep | 2013-06-04 | ||||||
| 36 | Chong, Siu Suet 莊小雪 | AVH802 | Rep | 2012-06-18 | 2013-11-04 | ||
| 37 | Chong, Wai Hung 莊偉雄 | ADW499 | Rep | 2012-06-18 | 2012-07-01 | ||
| 38 | Chou, Yeh-Hung 周彥宏 | AQQ077 | Rep | 2015-02-09 | 2015-05-20 | ||
| RO | 2015-05-20 | 2015-08-23 | |||||
| 39 | Chow, Judy Suk Yiu 周淑瑤 | F | AJB049 | Rep | 2012-06-18 | 2014-07-18 | |
| 40 | Chow, Yip Shing 周業城 | AJI197 | Rep | 2012-06-18 | 2019-10-29 | ||
| 41 | Chow, Yuk Wah (SFC:ABJ926) 周玉華 | ABJ926 | Rep | 2012-06-18 | 2019-08-21 | ||
| 42 | Chu, Wai Leung (SFC:ABQ114) 朱偉良 | ABQ114 | Rep | 2012-06-18 | 2015-02-11 | ||
| 43 | Chue, Wai Hing 徐惠卿 | AJL604 | Rep | 2012-06-19 | 2018-11-29 | ||
| 44 | Chui, Chi Ming 徐志明 | ALG203 | Rep | 2014-07-07 | 2014-09-12 | ||
| 45 | Fong, Yiu Sing 方耀昇 | BAI829 | Rep | 2013-05-30 | 2013-12-12 | ||
| Rep | 2014-01-24 | 2018-01-22 | |||||
| 46 | Fong, Yu 方瑜 | ATS874 | Rep | 2012-06-18 | |||
| 47 | Fu, Ka Ho 傅家豪 | AOT860 | Rep | 2012-06-18 | 2012-11-02 | ||
| 48 | Fung, King Hong 馮景康 | ATR165 | Rep | 2012-06-18 | 2012-08-18 | ||
| 49 | Fung, Kit Sing 馮傑聲 | AXC105 | Rep | 2012-06-18 | 2012-08-11 | ||
| Rep | 2015-09-21 | 2016-12-08 | |||||
| 50 | Fung, Sau Lin 馮秀蓮 | AFT916 | Rep | 2012-06-21 | 2012-07-01 | ||
| 51 | Fung, Yi 馮夷 | AXU916 | Rep | 2015-03-30 | 2016-04-23 | ||
| 52 | Ho, Chit Shing 何捷誠 | BAK776 | Rep | 2013-03-07 | 2017-11-29 | ||
| 53 | Ho, Cho Ki 何祖祈 | ARB955 | Rep | 2012-06-18 | 2014-02-21 | ||
| 54 | Ho, Ka Huen 何嘉烜 | ARG881 | Rep | 2014-06-04 | 2015-05-08 | ||
| 55 | Hon, Roger Ka Man 韓嘉文 | M | ALG207 | Rep | 2012-06-18 | 2020-09-21 | |
| 56 | Hsieh, Erin 謝依玲 | BCZ934 | Rep | 2014-03-19 | |||
| 57 | Huang, Ting-Yu (SFC:AQN542) 黃亭瑜 | AQN542 | Rep | 2012-06-18 | 2018-03-22 | ||
| 58 | Hung, Lap Tung 洪立東 | ANB792 | Rep | 2012-06-20 | 2016-09-01 | ||
| 59 | Kee, Chi Kwan 紀志坤 | M | ALH987 | Rep | 2012-06-20 | ||
| 60 | Kong, Shing Hon 江承翰 | APJ122 | Rep | 2013-07-02 | 2015-09-04 | ||
| 61 | Ku, Chu Hin 古處軒 | M | AER802 | Rep | 2013-07-22 | 2014-05-30 | |
| 62 | Kung, Ho Bun (SFC:AUS202) 龔可斌 | AUS202 | Rep | 2013-11-19 | 2016-03-05 | ||
| 63 | Kuo, Che-Jung 郭哲榮 | ALT954 | Rep | 2015-09-22 | 2019-11-21 | ||
| 64 | Lam, Ka Wai (SFC:AOV836) 林家威 | AOV836 | Rep | 2015-09-22 | 2018-10-07 | ||
| 65 | Lam, Shun 林順 | AQL493 | Rep | 2012-06-20 | 2013-08-09 | ||
| 66 | Lam, Sze Yuen 林詩鉉 | AWJ748 | Rep | 2012-06-20 | 2020-01-22 | ||
| 67 | Lau, Karen Kin Kwan 劉建軍 | F | AXH328 | Rep | 2012-06-20 | 2012-11-30 | |
| 68 | Lau, Samuel Cheuk Hang 劉卓鏗 | M | AJB217 | Rep | 2015-09-22 | 2018-07-21 | |
| 69 | Lau, Timothy Tim Fai 劉添輝 | M | AAC861 | Rep | 2013-04-30 | 2013-10-18 | |
| 70 | Lau, Toynbee Yan Yan 劉恩恩 | AFM194 | Rep | 2012-06-20 | 2013-12-04 | ||
| 71 | Lau, Wang Cheung 劉宏章 | AEI625 | Rep | 2012-06-20 | 2012-08-11 | ||
| 72 | Lee, Chai Sin 李濟善 | AJA483 | Rep | 2012-06-20 | 2017-04-06 | ||
| 73 | Lee, Jessica Man Yi 李敏兒 | F | AIU268 | Rep | 2012-06-21 | 2016-01-21 | |
| 74 | Lee, Kwok Fung 李國峯 | AMF908 | Rep | 2012-06-20 | 2019-01-01 | ||
| 75 | Lee, Man Hung (SFC:AUV610) 李文雄 | AUV610 | Rep | 2012-06-20 | 2021-06-30 | ||
| 76 | Lee, Pui Kwan (SFC:APU612) 李佩群 | APU612 | Rep | 2012-08-02 | 2014-08-29 | ||
| 77 | Lee, Thomas Kwok Mai 李國美 | M | AFA169 | Rep | 2012-06-20 | 2012-07-14 | |
| 78 | Lee, Wai Cheong (SFC:AWT778) 李維昌 | AWT778 | Rep | 2014-04-17 | 2017-12-11 | ||
| 79 | Lee, Yin Man (SFC:ARB818) 李彥文 | ARB818 | Rep | 2012-12-21 | |||
| 80 | Lee, Yu Hin (SFC:AZG929) 利宇軒 | AZG929 | Rep | 2015-09-04 | 2016-01-05 | ||
| 81 | Lei, Ho Chun 李浩俊 | ATY002 | Rep | 2012-06-20 | 2015-01-16 | ||
| 82 | Leung, Chi Wai (SFC:BGH667) 梁志偉 | BGH667 | Rep | 2015-10-06 | 2016-04-16 | ||
| 83 | Leung, Fiona Wing Yee 梁穎怡 | F | AJB647 | Rep | 2012-06-21 | 2012-10-13 | |
| 84 | Leung, Ka Man (SFC:AWF554) 梁嘉雯 | AWF554 | Rep | 2012-06-20 | 2014-08-15 | ||
| 85 | Leung, Oliva Suk Fun 梁淑芬 | AAB826 | Rep | 2012-06-20 | 2022-01-31 | ||
| 86 | Leung, Terry Wai Wa 梁偉華 | AOJ441 | Rep | 2012-06-20 | 2015-03-20 | ||
| 87 | Li, Carl Shi Kai 李詩凱 | M | AVC106 | Rep | 2012-06-21 | 2013-03-01 | |
| 88 | Li, Wai Sum 李煒森 | AVA618 | Rep | 2012-06-21 | 2013-12-19 | ||
| 89 | Liang, Cheng Chung 梁正中 | AVS465 | Rep | 2013-02-06 | 2013-05-30 | ||
| RO | 2013-05-30 | 2013-09-14 | |||||
| 90 | Lin, Chia-Pei 林佳佩 | APN786 | Rep | 2012-06-27 | |||
| 91 | Lin, Chun-Hung (SFC:BEZ803) 林君虹 | BEZ803 | Rep | 2015-09-22 | 2015-12-05 | ||
| 92 | Lin, Hsiu-Hui 林秀惠 | AQQ102 | RO | 2012-06-14 | 2013-04-30 | ||
| 93 | Lin, Huan Chih 練橫持 | ADO049 | Rep | 2012-06-22 | 2013-10-11 | ||
| 94 | Lin, Wen Hui (SFC:APH591) 林文惠 | APH591 | Rep | 2015-10-30 | |||
| 95 | Liu, Ka Leung 廖家良 | AKI404 | Rep | 2012-06-21 | 2021-04-21 | ||
| 96 | Lo, Dickson Tat San 羅達生 | M | AVM658 | Rep | 2012-06-21 | 2014-05-09 | |
| 97 | Lo, Edward Yip Moon 盧業滿 | M | AAB859 | Rep | 2012-06-22 | 2021-04-09 | |
| 98 | Lo, Henry Hin Wing 盧顯榮 | M | BCM870 | Rep | 2015-11-25 | 2017-05-01 | |
| 99 | Lo, Tsz Him (SFC:AXZ744) 羅子謙 | AXZ744 | Rep | 2012-06-21 | 2015-04-21 | ||
| 100 | Lo, Yi Pin 羅宜斌 | ALJ988 | Rep | 2012-06-22 | 2014-01-30 | ||
| 101 | Lo, Yuen Ting (SFC:BBN283) 盧婉婷 | BBN283 | Rep | 2013-07-03 | 2017-04-30 | ||
| 102 | Lo, Yun-Hsi 羅云希 | AQU620 | Rep | 2012-06-22 | 2014-12-06 | ||
| 103 | Lok, Perry Kung Yao 陸恭耀 | 48 | M | AEF531 | Rep | 2013-03-12 | |
| 104 | Luk, Chin Pang Calvin 陸展鵬 | AWY439 | Rep | 2012-07-30 | 2013-12-23 | ||
| 105 | Ma, Alan Ching Lun 馬敬倫 | M | AOG773 | Rep | 2015-09-25 | 2016-09-11 | |
| 106 | Ma, Man Hon 馬文瀚 | APH454 | Rep | 2013-07-08 | 2019-01-01 | ||
| 107 | Mak, Hiu Chun 麥曉晉 | BEE551 | Rep | 2014-09-17 | 2015-12-18 | ||
| 108 | Man, Kwok Fai 文國輝 | ALP995 | Rep | 2012-07-04 | 2012-12-12 | ||
| 109 | Mok, Ka Keung 莫家強 | ARC079 | Rep | 2014-05-15 | 2017-09-30 | ||
| 110 | Ng, Ka Fuk 吳嘉福 | ABM509 | Rep | 2015-09-21 | 2018-08-23 | ||
| 111 | Ng, Kwan Chun 吳君俊 | AXC096 | Rep | 2014-11-10 | 2017-12-26 | ||
| 112 | Ng, Kwok Hung (SFC:ACL451) 吳國雄 | ACL451 | Rep | 2013-07-02 | |||
| 113 | Ng, Man Fai (SFC:BAP096) 吳敏暉 | BAP096 | Rep | 2012-12-06 | 2013-12-11 | ||
| 114 | Ngai, Po Man 魏寶文 | AFI855 | Rep | 2012-06-22 | 2012-07-01 | ||
| Rep | 2012-08-14 | 2013-12-13 | |||||
| 115 | Palmer, Marie Ann 馬楚瑩 | F | AQU968 | Rep | 2013-07-23 | 2013-09-16 | |
| 116 | Pang, Min Chu 彭勉珠 | BGH496 | Rep | 2015-09-30 | 2017-08-08 | ||
| 117 | Pang, Shi Choi 彭士財 | BEX059 | Rep | 2015-01-30 | 2015-04-27 | ||
| 118 | Pong, Chui Ming 龐翠明 | ASE458 | Rep | 2013-06-13 | 2016-03-25 | ||
| 119 | Poon, Chi Wai (SFC:AJC313) 潘智威 | AJC313 | Rep | 2012-06-22 | 2012-12-21 | ||
| 120 | Poon, Ka Wing (SFC:ATS954) 潘家榮 | ATS954 | Rep | 2012-06-26 | 2017-10-22 | ||
| 121 | Quek, Chin Hung 郭進漢 | AUX104 | Rep | 2015-12-18 | 2016-03-14 | ||
| 122 | Sak, Kai Yau 石啟右 | ATR363 | Rep | 2012-11-22 | 2018-03-23 | ||
| 123 | Shi, Chun Hei (SFC:ARM302) 佘俊熹 | ARM302 | Rep | 2015-10-27 | |||
| 124 | Shiu, Chi Man 蕭智文 | AXE968 | Rep | 2012-06-26 | 2013-06-01 | ||
| 125 | So, Jiarong 蘇家榮 | AJG263 | Rep | 2012-06-26 | |||
| 126 | Sum, Ping Kong 沈炳港 | AUX010 | Rep | 2012-06-26 | 2014-04-04 | ||
| 127 | Sun, Jie (SFC:BBY954) 孫婕 | BBY954 | Rep | 2013-09-27 | 2015-07-10 | ||
| 128 | Sun, Koon Kwan 辛冠群 | ALL054 | Rep | 2012-06-26 | 2013-12-20 | ||
| 129 | Sung, Sennen Siu Hang 宋兆恆 | AOR113 | Rep | 2012-06-26 | 2014-03-31 | ||
| 130 | Tam, King Fung 談勁峰 | AJR217 | Rep | 2014-03-03 | |||
| 131 | Tang, Kai Chung (SFC:AQA983) 鄧啟聰 | AQA983 | Rep | 2012-06-26 | 2013-03-27 | ||
| 132 | Tong, Derek Wai Hon 唐偉瀚 | M | ALU283 | Rep | 2013-07-11 | 2014-01-28 | |
| 133 | Tong, Tin Yau 唐天祐 | BFO842 | Rep | 2015-06-05 | 2016-03-05 | ||
| 134 | Tsang, Cheuk Fung 曾卓鋒 | AUS314 | Rep | 2012-06-26 | 2013-09-16 | ||
| 135 | Tsang, Cheuk Lai 曾卓禮 | AGF188 | Rep | 2012-06-26 | 2013-02-21 | ||
| 136 | Tsang, Chun Hei 曾俊禧 | AYV630 | Rep | 2012-06-26 | 2013-11-04 | ||
| 137 | Tse, Cheuk Kit 謝卓傑 | ARA303 | Rep | 2012-07-31 | 2015-06-08 | ||
| 138 | Tse, Yu Lung 謝裕龍 | AVU827 | Rep | 2013-03-26 | 2013-10-02 | ||
| 139 | Tseng, Chien Han 曾建翰 | BFE460 | Rep | 2015-09-22 | 2016-03-01 | ||
| 140 | Tsui, Diana Pui Ki 徐珮琪 | F | AZC461 | Rep | 2012-06-26 | 2013-03-18 | |
| Rep | 2015-06-15 | 2018-12-03 | |||||
| 141 | Wan, David Ngar Yin 溫雅言 | 55 | M | ABH754 | Rep | 2012-08-15 | 2018-03-29 |
| 142 | Wan, Siu Shun 溫紹迅 | AEA214 | RO | 2012-06-14 | 2022-12-31 | ||
| 143 | Wen, Tsung Hsien 溫宗憲 | ACZ348 | RO | 2015-12-21 | |||
| 144 | Wong, Brian Hin Lun 黃顯倫 | M | ASM207 | Rep | 2012-06-26 | 2012-07-01 | |
| 145 | Wong, Bryan Pui Yuen 黃沛源 | M | AOH949 | Rep | 2012-06-26 | 2012-09-29 | |
| 146 | Wong, Chi Lok (SFC:ATY747) 黃之樂 | ATY747 | Rep | 2012-06-26 | 2014-02-28 | ||
| 147 | Wong, Crystal Yuk Wai 王鈺蔚 | BAD883 | Rep | 2012-09-28 | 2013-05-15 | ||
| 148 | Wong, Kam Hung (SFC:ARF788) 黃錦洪 | ARF788 | Rep | 2015-02-10 | 2015-11-16 | ||
| 149 | Wong, Pui Ying (SFC:APV517) 黃珮瑛 | APV517 | Rep | 2012-06-26 | 2015-04-27 | ||
| Rep | 2015-07-17 | 2022-06-30 | |||||
| 150 | Wong, Tat Kwan 黃達鈞 | ASO302 | Rep | 2013-04-25 | 2014-03-11 | ||
| 151 | Wong, Tim Hi 王添喜 | M | ACN818 | Rep | 2013-04-10 | ||
| 152 | Wong, Wai Kee 黃惠祺 | AUW823 | Rep | 2012-06-26 | 2014-09-12 | ||
| 153 | Wong, Wing Ho (SFC:BGT699) 黃穎豪 | BGT699 | Rep | 2015-12-30 | 2016-04-14 | ||
| 154 | Wong, Wing Keung (SFC:ATL879) 王永強 | ATL879 | Rep | 2013-02-06 | 2013-11-01 | ||
| 155 | Wong, Yiu Man (SFC:ASE092) 王耀文 | ASE092 | Rep | 2014-02-07 | |||
| 156 | Wu, Bin (SFC:ASC683) 吳斌 | ASC683 | Rep | 2012-07-09 | 2012-12-01 | ||
| 157 | Wu, Vicky Way Kay 胡鍏淇 | F | AWI156 | Rep | 2012-06-27 | 2012-08-01 | |
| 158 | Xie, Hongjun (SFC:AQZ553) 謝鴻俊 | AQZ553 | Rep | 2012-07-09 | 2012-12-01 | ||
| 159 | Xu, Yingxin (SFC:AYN027) 徐英鑫 | AYN027 | Rep | 2012-06-27 | 2013-10-25 | ||
| 160 | Yang, Ja Wah 楊家華 | AWP433 | Rep | 2012-06-27 | 2012-08-28 | ||
| 161 | Yang, Yi Ting 楊逸庭 | BFX052 | Rep | 2015-09-29 | 2018-07-25 | ||
| 162 | Yau, Kin Fat 邱健法 | BFW599 | Rep | 2015-09-04 | 2018-04-01 | ||
| 163 | Ye, Liuxin 葉柳鑫 | ATW450 | Rep | 2012-06-27 | 2012-09-12 | ||
| Rep | 2015-04-23 | 2015-10-01 | |||||
| 164 | Yen, Yi Ming 嚴一鳴 | BFK343 | Rep | 2015-05-13 | 2016-12-19 | ||
| 165 | Yeung, Kwun Po 楊觀寶 | AVW215 | Rep | 2012-06-27 | |||
| 166 | Yeung, Ting Wai (SFC:AUD258) 楊錠威 | AUD258 | Rep | 2012-06-27 | 2021-06-30 | ||
| 167 | Yip, Chun Kit (SFC:BDF067) 葉鎮傑 | BDF067 | Rep | 2015-09-22 | 2015-10-31 | ||
| 168 | Yiu, Chi Wah (SFC:ACT308) 姚志華 | M | ACT308 | RO | 2012-06-14 | 2016-02-06 | |
| 169 | Yu, Tai Wai (SFC:BCC292) 余大維 | BCC292 | Rep | 2014-05-21 | 2015-05-13 | ||
| 170 | Yuen, Hing Kin 袁興健 | AFF290 | Rep | 2012-06-27 | |||
| 171 | Zhao, Mingyue (SFC:BAE020) 趙明月 | BAE020 | Rep | 2012-09-28 | 2014-09-26 | ||
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