Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Alexander, Michael Lewis | M | AGR372 | RO | 2011-01-13 | 2018-06-15 | |
| 2 | Aw, Adrian Matthew 胡敬謙 | M | AWY725 | Rep | 2014-01-08 | 2017-12-22 | |
| 3 | Azuma, Yoshihiro | M | APL620 | Rep | 2011-10-31 | 2022-07-04 | |
| 4 | Basu, Bhaskar Narayan | M | AOQ964 | Rep | 2016-06-23 | ||
| 5 | Brodie-Brown, Michael Denton | M | AWW272 | Rep | 2013-11-20 | 2019-05-21 | |
| 6 | Burke, James Thompson | M | AWZ262 | Rep | 2011-03-14 | 2020-03-14 | |
| 7 | Cabrera Barrios, Emma Victoria | F | BEA789 | Rep | 2014-08-21 | 2017-02-28 | |
| 8 | Callaghan, Paul Andrew Stewart | M | AED970 | Rep | 2015-04-20 | 2016-11-18 | |
| 9 | Chan, Karen Ka Long 陳加朗 | F | BBL855 | Rep | 2016-04-18 | 2019-06-28 | |
| 10 | Chan, Kelvin Chi Kong 陳志江 | M | AHS841 | Rep | 2014-07-07 | 2016-12-02 | |
| 11 | Chan, Kenneth Kwok Ho 陳國豪 | M | ADT909 | Rep | 2011-08-04 | 2023-06-30 | |
| 12 | Chan, Thomas Chin Tao 陳展濤 | M | AQQ120 | Rep | 2013-11-04 | 2023-04-17 | |
| 13 | Chee, Swee Wei 植思輝 | AXS218 | Rep | 2011-07-28 | 2016-10-28 | ||
| 14 | Chellappa, Govindarajan | AUX265 | Rep | 2011-08-22 | 2017-07-31 | ||
| 15 | Chok, Ivy Ngai Wai 卓艾維 | F | ADZ897 | Rep | 2010-12-14 | 2022-06-10 | |
| 16 | Chou, Jackson Chi Cheng 周居正 | M | AGW057 | Rep | 2016-01-04 | 2018-05-23 | |
| 17 | Chung, Benny Koon Chung 鍾冠聰 | 43 | M | ADV680 | RO | 2015-09-16 | 2017-05-23 |
| 18 | Cielinski, Mark Alan | M | AHC364 | Rep | 2013-04-02 | 2025-05-28 | |
| 19 | Crosbie-Walsh, Gordon Michael | M | ACD934 | RO | 2015-08-12 | 2018-12-07 | |
| 20 | Darby, Sean | M | AFD144 | RO | 2011-12-08 | 2023-03-23 | |
| 21 | Davies, Chad Matthew Francis | M | BGV499 | Rep | 2016-01-18 | 2017-07-26 | |
| 22 | Dhasmana, Vaibhav | AQM703 | Rep | 2015-07-10 | 2017-10-06 | ||
| 23 | Dixit, Tanvi | BGE019 | Rep | 2015-09-14 | 2018-11-14 | ||
| 24 | Duan, Yefei 段曄斐 | AZE944 | Rep | 2015-10-12 | 2017-10-30 | ||
| 25 | Dwyer, Brendan Patrick | M | AWZ263 | Rep | 2011-03-14 | 2020-10-30 | |
| 26 | Eastburg, Brent Douglas | M | BGI926 | Rep | 2015-10-14 | 2022-07-29 | |
| 27 | Emerson, Kathleen Ann | F | AEH820 | Rep | 2016-02-01 | ||
| 28 | Erpici, Luca | AZQ373 | Rep | 2012-06-08 | |||
| 29 | Evans, Christopher Patrick | M | BDC359 | Rep | 2014-03-10 | 2025-05-15 | |
| 30 | Farthing, Jon Kristofer | M | BBC926 | Rep | 2015-05-04 | 2017-06-15 | |
| 31 | Fong, Joseph J 方仲彬 | M | AUQ951 | Rep | 2011-07-07 | 2016-11-03 | |
| 32 | Fong, Simon Chan Wah | M | AVV978 | Rep | 2015-04-27 | 2016-09-13 | |
| 33 | Fukuhara, Sho | BHD569 | Rep | 2016-03-17 | |||
| 34 | Gordon, Thomas Lee Jr. | M | ADJ268 | Rep | 2016-01-27 | 2020-03-31 | |
| 35 | Goyal, Atul | APF163 | Rep | 2013-06-21 | |||
| 36 | Griffiths, Oliver Charles | M | AWZ055 | Rep | 2011-03-15 | 2018-08-03 | |
| 37 | Guha, Krishna Jyoti | ALF245 | Rep | 2014-06-09 | 2022-11-13 | ||
| 38 | Guo, Yuantao 郭圓濤 | 43 | F | AFW884 | Rep | 2011-04-20 | 2017-07-12 |
| 39 | Ha, Ron Hiu Lam 夏曉嵐 | APA395 | Rep | 2014-02-17 | 2021-11-11 | ||
| 40 | Hartwell, Benjamin Luke | M | ATC163 | Rep | 2014-07-31 | 2017-03-06 | |
| 41 | He, Zhengwei 何崢煒 | AWQ292 | Rep | 2013-09-04 | 2021-04-30 | ||
| 42 | Howsley, Jonathan Charles (SFC:AZF710) | M | AZF710 | Rep | 2012-03-29 | 2018-09-14 | |
| 43 | Hsieh, Meng-Han 謝孟翰 | AXG899 | Rep | 2011-05-12 | 2024-05-31 | ||
| 44 | Ingram, Bruce Richard | M | BBP717 | RO | 2014-05-13 | 2020-01-17 | |
| 45 | Ip, Yau Lung 葉游龍 | AKI626 | Rep | 2011-03-17 | 2019-03-26 | ||
| 46 | Jasani, Nilesh Surendra Rai | M | AFJ460 | Rep | 2011-10-28 | 2021-08-18 | |
| 47 | Joo, Chang Han | BDH641 | Rep | 2014-04-15 | 2017-12-08 | ||
| 48 | Karfa, Nilanjan | BBD023 | Rep | 2013-04-12 | 2020-03-16 | ||
| 49 | Khan, Zuhair (SFC:AEF592) | AEF592 | Rep | 2016-07-15 | 2019-09-06 | ||
| 50 | Kim, Ivy Kang | F | AUQ300 | Rep | 2016-03-18 | 2019-11-14 | |
| 51 | Kim, Sangwoo (SFC:BHL893) 金相佑 | BHL893 | Rep | 2016-05-18 | 2017-12-29 | ||
| 52 | Kisner Iii, James Martin | M | BHB825 | Rep | 2016-03-16 | 2017-10-17 | |
| 53 | Kunimasa, Tadahiro | BCL781 | Rep | 2013-12-11 | 2020-12-02 | ||
| 54 | Lai, Man Ling (SFC:AWX953) 黎雯玲 | AWX953 | Rep | 2015-07-27 | 2017-01-13 | ||
| 55 | Lau, Howard Ho-Bong 劉浩邦 | M | BCD638 | Rep | 2013-11-04 | 2017-11-29 | |
| 56 | Lau, Joanne Yan-Wah 劉恩華 | F | AZI786 | Rep | 2015-12-01 | 2021-07-19 | |
| 57 | Lau, Tin Pui 劉天珮 | BEZ268 | Rep | 2016-01-18 | 2016-11-04 | ||
| 58 | Lau, Yuen Hung 劉婉鴻 | ADC124 | Rep | 2011-06-17 | 2018-07-19 | ||
| 59 | Lawrence, Daniel Leonard (SFC:BBK391) | M | BBK391 | Rep | 2013-06-17 | ||
| 60 | Lay, Joao Fernando | AST881 | Rep | 2011-03-21 | 2018-08-01 | ||
| 61 | Lee, Andrew Kam Wing 李錦榮 | M | AGN699 | Rep | 2016-07-18 | 2024-09-24 | |
| 62 | Lee, Kyung Hui | ASL828 | Rep | 2014-06-24 | 2017-12-07 | ||
| 63 | Lee, Soo Young 李水灵 | BFA780 | Rep | 2015-03-05 | 2017-07-31 | ||
| 64 | Lipacis, Mark John | M | BDW927 | Rep | 2014-07-29 | 2023-12-15 | |
| 65 | Lister, Andrew (SFC:BHX821) | M | BHX821 | Rep | 2016-08-08 | 2018-11-01 | |
| 66 | Lu, Tao (SFC:AZP070) 盧濤 | AZP070 | Rep | 2014-11-07 | 2019-08-23 | ||
| 67 | Masumizu, Hitoshi | AXF810 | RO | 2015-03-02 | 2024-12-16 | ||
| 68 | Mathur, Nitin (SFC:BHZ863) | BHZ863 | Rep | 2016-08-22 | 2017-07-14 | ||
| 69 | McKinnon, David (SFC:BGL787) | M | BGL787 | Rep | 2015-11-05 | 2018-08-24 | |
| 70 | Moffatt, Matthew George | M | BHV149 | Rep | 2016-08-01 | 2020-07-20 | |
| 71 | Nahar, Piyush | BBL066 | Rep | 2013-06-21 | 2020-07-31 | ||
| 72 | Nakamura, Weston Kaisei | BHQ366 | Rep | 2016-06-28 | 2018-11-19 | ||
| 73 | Nakanishi, Takaki | M | BAU421 | Rep | 2013-12-06 | 2023-08-31 | |
| 74 | Nakanomyo, Masahiro | BHL552 | Rep | 2016-06-10 | |||
| 75 | Newberry, Mark | M | AWY936 | Rep | 2011-03-10 | 2016-11-30 | |
| 76 | Ng, Junwen Joshua 黃俊文 | M | ANT744 | Rep | 2013-07-16 | 2017-12-06 | |
| 77 | Nguyen, Thanh Cao | ADQ686 | Rep | 2016-03-01 | 2021-05-17 | ||
| 78 | Nie, Rentong 聶仁桐 | BHX802 | Rep | 2016-08-01 | |||
| 79 | Nie, Shengshen 聶晟申 | AVL824 | Rep | 2012-05-02 | 2016-11-03 | ||
| 80 | Noguchi, Kei | BEI658 | Rep | 2014-10-15 | 2020-12-15 | ||
| 81 | Noke, Freddy | ANA934 | Rep | 2012-11-16 | 2018-08-08 | ||
| 82 | O'Boyle, Gerald Keith | M | AEI662 | Rep | 2015-01-07 | 2022-06-30 | |
| 83 | O'Mara, Conor John | M | AOV704 | Rep | 2011-06-29 | ||
| 84 | Okuno, Hiroshi | M | AJF365 | Rep | 2011-08-26 | 2020-12-02 | |
| 85 | Okusanya, Omotayo Tejumade | BEZ039 | Rep | 2015-02-27 | 2019-06-14 | ||
| 86 | Ong, Hui Hsia | BDX732 | Rep | 2014-08-04 | |||
| 87 | Park, Hongseok | BFJ084 | Rep | 2015-04-30 | |||
| 88 | Park, Suk Hee 朴錫熙 | BHJ249 | Rep | 2016-04-25 | 2018-12-28 | ||
| 89 | Park, Sung Wan 朴性玩 | ADQ242 | Rep | 2012-07-16 | 2024-09-30 | ||
| 90 | Pemberton, Christian Matthew | M | AMS716 | Rep | 2015-10-12 | 2016-09-05 | |
| 91 | Pham, Thanh Ha | AYY900 | Rep | 2012-02-10 | |||
| 92 | Poon, Ada Ho Yan 潘可欣 | F | AFQ511 | Rep | 2011-04-29 | ||
| 93 | Prompers, Michiel Joep | AYI134 | Rep | 2015-08-14 | 2018-01-08 | ||
| 94 | Putterill, Adam Thomas James | M | ABG123 | Rep | 2011-02-01 | 2025-05-08 | |
| 95 | Qiu, Xiaowen 邱曉文 | AOT974 | RO | 2011-12-16 | |||
| 96 | Quadros, Lavina Saira | AYM833 | Rep | 2011-11-24 | |||
| 97 | Rosenfeld, Seth Robert | M | AYZ307 | Rep | 2012-02-09 | 2019-02-11 | |
| 98 | Salman, Makarim Adel | ATD287 | Rep | 2011-08-16 | 2016-10-27 | ||
| 99 | Sato, Hiroko | BDJ024 | Rep | 2014-04-29 | |||
| 100 | Sen, Arya | BAF500 | Rep | 2012-09-24 | 2020-05-18 | ||
| 101 | Sheng, Wei-Ting 盛薇庭 | AJL418 | RO | 2010-01-04 | 2017-12-20 | ||
| 102 | Sirvint, Michael David | M | BEO574 | Rep | 2016-06-13 | 2018-07-30 | |
| 103 | Su, Wei (SFC:AGN518) 蘇緯 | AGN518 | RO | 2013-11-08 | 2019-02-15 | ||
| 104 | Tan, James Ye-Hui | M | AZY483 | Rep | 2015-03-25 | 2021-01-26 | |
| 105 | Thakrar, Rohan | BGI923 | Rep | 2015-10-14 | 2022-05-19 | ||
| 106 | To, William Chak Yan 陶澤恩 | M | AVJ725 | Rep | 2014-10-28 | ||
| 107 | Tsai, Chia-Hung 蔡家宏 | BBC936 | Rep | 2013-04-15 | |||
| 108 | Tsang, Sai Hong 曾世康 | BHC363 | Rep | 2016-03-04 | 2017-03-17 | ||
| 109 | Tu, Hechang 屠和暢 | BFW345 | Rep | 2015-07-17 | 2018-03-02 | ||
| 110 | Vane-Tempest, James Alexander Stewart | M | BFU216 | Rep | 2015-07-14 | ||
| 111 | Vijayvergia, Diwakar | BGK418 | Rep | 2015-10-23 | 2018-09-06 | ||
| 112 | Walker, Richard (SFC:AWY708) | M | AWY708 | Rep | 2011-03-09 | 2023-11-20 | |
| 113 | Wang, Meng-Heng 汪孟衡 | AXZ495 | Rep | 2015-07-15 | |||
| 114 | Wei, Po 魏柏修 | AVH892 | Rep | 2012-06-08 | 2016-11-30 | ||
| 115 | Wong, Johnny Kin Man 黃建文 | M | ACI033 | Rep | 2014-10-22 | 2019-08-23 | |
| 116 | Wong, Mun Kong (SFC:AMX750) | AMX750 | RO | 2013-02-20 | 2018-05-15 | ||
| 117 | Woo, Ka Man Sara 胡嘉文 | BHD691 | Rep | 2016-03-22 | 2017-07-25 | ||
| 118 | Wu, Joseph Shi Li 武士立 | M | AJB764 | Rep | 2012-02-06 | 2017-11-29 | |
| 119 | Wu, Xiaolin (SFC:AVV216) 吳曉琳 | AVV216 | Rep | 2013-03-26 | 2017-06-16 | ||
| 120 | Wynne, Timothy Lloyd | M | BDV598 | Rep | 2014-07-21 | 2025-04-14 | |
| 121 | Yeo, Rainna Xue Yin | BAV485 | Rep | 2013-02-05 | |||
| 122 | Yeo, Zhi Aik | AVN113 | Rep | 2011-06-30 | 2016-10-31 | ||
| 123 | Yin, Jianbo 銀建博 | BDM666 | Rep | 2014-06-03 | 2017-03-23 | ||
| 124 | Young, James Kenneth Freeman Scott | M | ANG579 | Rep | 2011-01-13 | ||
| 125 | Yu, Lei (SFC:APF652) | APF652 | RO | 2016-03-21 | 2019-11-29 | ||
| 126 | Yung, Lilian Ling Ling 楊玲玲 | F | ADX189 | Rep | 2016-03-22 | 2017-07-25 | |
| 127 | Zhang, Sonia Jingshu | F | BGB073 | Rep | 2016-07-14 | 2018-04-23 | |
| 128 | Zhang, Yashen 張亞紳 | BGM926 | Rep | 2015-11-16 | 2016-11-14 | ||
| 129 | Zhang, Yi (SFC:AXQ878) 張一 | AXQ878 | Rep | 2016-01-25 | 2017-04-03 | ||
| 130 | Zhang, Yifan (SFC:BGN399) 張一帆 | BGN399 | Rep | 2015-12-01 | 2018-04-13 | ||
| 131 | Zhao, Yongtao 趙永濤 | AYM093 | Rep | 2015-03-04 | 2016-10-04 | ||
| 132 | Zhou, Xiang (SFC:BFF189) 周翔 | BFF189 | Rep | 2015-04-13 | 2017-08-11 | ||
| 133 | Zhou, Yiying 周譯影 | BGH142 | Rep | 2015-09-30 | 2017-08-16 | ||
| 134 | Zhu, Jielun 朱杰倫 | AYW803 | RO | 2016-01-27 | 2018-07-31 |
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