UBS SECURITIES ASIA LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2005
SFC ID Role From Until
1 Anderson, Michael James (SFC:ABX611) M ABX611 Rep 2006-07-01
2 Anton, Manuel M AMF458 Rep 2005-07-12 2012-05-12
3 Au, Alexander Pak Cheung 區柏祥 29 M AKP472 Rep 2004-05-18 2008-03-11
4 Au, Eva Sin Yee 區善宜 F ADV071 Rep 2003-09-08 2008-10-04
5 Basham, Caroline Charlotte F AFU065 Rep 2004-08-17
6 Beshke, Clarence John M ADS271 RO 2010-10-15
7 Blackburn, Andrew James (SFC:AJE473) M AJE473 Rep 2003-09-29 2003-12-10
8 Bodek, Haim Yigal AJJ914 Rep 2004-03-15 2004-06-15
9 Bourgeois, Eva Maria F AJN952 Rep 2004-03-10 2008-03-14
10 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2012-03-29
11 Bradshaw, Stephanie 李婉青 F AMB744 Rep 2005-06-10 2007-12-22
12 Brown, Marcus William Ross (SFC:AGH930) M AGH930 Rep 2003-06-25
13 Burnett, Peter William (SFC:ADX522) 45 M ADX522 RO 2003-06-25
14 Cavatoni, Joseph Roland M AFY750 Rep 2003-10-02 2009-04-20
15 Chan Yeung, Virginia Mo Bik 陳楊慕碧 ADY936 Rep 2006-05-26
16 Chan, Amy Yuen Han 陳婉嫻 F ADY964 Rep 2008-08-28
17 Chan, Andy Kok Heng AFC953 Rep 2010-05-20
18 Chan, Ben Hin Fan 陳顯勳 M AJC301 Rep 2005-05-03 2012-10-25
19 Chan, Brian Hon Kei 陳漢基 M AKI936 Rep 2004-04-15 2009-04-22
20 Chan, Kelly Ka Yiu 陳家耀 F AKU966 Rep 2004-06-15 2006-06-13
21 Chan, Mark Man Wai 陳孟為 M ABR486 Rep 2003-04-09
22 Chan, Raymond Yiu Yue 陳耀宇 M AHA800 Rep 2004-02-16 2017-12-19
23 Chan, Vincent Cheong Wa 陳昌華 M ACA303 Rep 2004-04-29
24 Chan, Winnie (SFC:AFD453) 陳韻妮 F AFD453 Rep 2003-06-25
25 Chang, Walter 陳華德 M ABT445 Rep 2004-04-21
26 Chao, Benjamin Sze Chung 趙思聰 M AKW740 Rep 2004-06-25 2006-10-04
27 Chen, Cheng-Yen 陳貞燕 ALQ556 Rep 2005-01-19 2005-03-23
28 Cheng, James Vincent M AIC014 Rep 2004-04-29
29 Cheng, Jimmy Min Tat 鄭勉達 M ACV741 RO 2005-05-20
Rep 2005-05-20 2007-04-28
30 Cheung, Ronald Yat Sau 張逸修 M AHJ471 Rep 2016-07-19
31 Chi, Alex Lai Hoi 朱禮開 AED013 Rep 2003-10-31 2004-03-08
32 Chia, Tse Ern AFO306 Rep 2004-03-26
33 Chin, Michael Jaewuk M ACZ609 Rep 2006-09-04
34 Choi, Wai Man (SFC:AMG898) 蔡慧敏 AMG898 Rep 2005-07-20
35 Chow, Siu Han 周笑嫻 ADX152 Rep 2003-06-25
36 Chu, Peter M AIR824 Rep 2004-04-14 2007-02-23
37 Chung, Rex Richard Kyuchang M AEI990 Rep 2003-06-25
38 Chung, Suk Moon 鄭碩紋 AEK432 Rep 2004-06-03
39 Cin, Chang Sik AHM834 Rep 2018-12-29
40 Clifford, Timothy Edward M AFH048 Rep 2004-08-07
41 Coffeng, John Martinus (SFC:ADJ820) M ADJ820 Rep 2010-09-06
42 Combalot, Laurent Benoit Georges M AHC015 Rep 2009-05-06
43 Cox, Carrie Bigelow F ADR668 Rep 2004-04-15
44 Desai, Anil Pralhad ALS457 Rep 2005-02-16 2006-03-23
45 Donald, Luke Geoffrey M AJM931 Rep 2004-03-01 2007-04-14
46 Donegan, Christopher M ALN163 Rep 2004-11-30 2006-05-05
47 Dong, Hui (SFC:ALN997) 董慧 ALN997 Rep 2004-12-14 2005-07-07
48 Donnelly, Brian Patrick M AJJ924 Rep 2004-03-29 2004-06-29
49 Dowie, Mark Peter Louden 44 M ADC078 RO 2004-04-01
50 Easterbrook, Trevor Stephen M AGX021 Rep 2004-02-23
51 Eum, Anna F ALI355 Rep 2004-10-12 2008-03-21
52 Fang, Dongming 房東明 AFE991 Rep 2007-12-08
53 Fergusson, David Andrew Charles (SFC:AFC195) M AFC195 Rep 2005-04-28 2006-07-21
54 Fisher, Jocelyn Howard M AFB130 Rep 2004-03-15
55 Fok, Ronald King Man 霍敬文 28 M AGE025 Rep 2018-05-04
56 Gaw, Christina 吳燕安 33 F ACS896 Rep 2008-06-14
57 Ghag, Arvinderpal AIB940 Rep 2004-04-27
58 Gooding, Nial Dennis Henry 劉國誠 46 M ABS538 Rep 2010-03-19
59 Gray, Christopher (SFC:AMH827) M AMH827 Rep 2005-08-01 2017-10-28
60 Gunton, Michael Andrew M AMN659 Rep 2005-09-28 2006-02-15
61 Henley, Robert Alexander M AHR011 Rep 2006-04-01
62 Ho, Diana Pui Kwan 何佩君 F ABY481 Rep 2011-10-18
63 Ho, Kwok Chung (SFC:AAB905) 何國仲 AAB905 Rep 2008-05-07
64 Ho, Stanley Yaun 何仁 M AGA624 Rep 2003-06-25
65 Ho, Tat Shing 何達成 AHA554 Rep 2003-08-21
66 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2018-06-05
67 Ho, Yuk (SFC:AJC804) 何旭 AJC804 Rep 2003-08-06 2006-03-03
68 Hodges, Tamera Jane F AKO623 Rep 2004-05-11 2004-08-10
69 Holland, John Michael Morgan 42 M AFR867 RO 2003-11-11
70 Hong, Shaw-Shiun 洪紹勛 ALC783 Rep 2004-08-20 2009-04-22
71 Hoong, Chris Cheong Thard 孔祥達 37 M ACB773 Rep 2003-05-15
72 Hosie, Neil Cameron M AHQ348 Rep 2004-05-28
73 Houssian, Iven ADQ120 Rep 2004-07-06
74 Hsu, Karen Chia Lin 徐嘉琳 F ACO622 Rep 2004-02-23
75 Hu, Joy Lan Ya 胡嵐雅 AFV219 Rep 2003-09-30 2009-04-15
76 Hu, Shih-Pei 胡詩珮 ALY953 Rep 2005-05-05 2009-07-18
77 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2006-03-04
78 Hunt, Christopher James Andrews M AHR004 Rep 2011-07-27
79 Innerdale, David James M ALS810 Rep 2005-03-01 2018-04-30
80 Jacobson, John Brennan M ACV752 Rep 2003-09-02
RO 2003-09-02 2006-04-03
81 Jaisingh, Rohit AIZ536 Rep 2005-08-02 2010-07-24
82 Jeong, Joseph Chu M AEY997 Rep 2003-07-29
83 Johnson, Pekka David (SFC:ADL598) M ADL598 Rep 2005-03-21
84 Johnston, Richard William M AET370 Rep 2004-04-14
85 Khoo, Chiew Cheng 邱秋清 AEJ606 Rep 2005-03-24
86 Kim, Susan Eun F AIB938 Rep 2008-05-07
87 Koo, Kelvin Kwok Cheung 顧國祥 M ALA263 Rep 2004-07-26 2008-07-23
88 Kuan, Shu Shin 關素馨 AET363 Rep 2004-03-12
89 Kwan, Sing Yuen 關承遠 ABW052 Rep
90 Kwong, Marcus Mann 鄺孟芹 M AFU388 Rep 2004-03-31 2009-04-25
91 Lai, Paul Wai Tsun 賴維津 M AED148 Rep 2004-07-01
92 Lai, Wing Yi 黎詠儀 AED789 Rep 2003-05-30
93 Lam, Cynthia Wan Yee 林蘊怡 F AHV111 Rep 2003-12-30 2005-09-03
94 Lam, Hu Yang 林曉陽 ADU633 Rep 2006-09-16
95 Lam, Sum Sum 林森森 AFY780 Rep 2005-07-18 2008-10-23
96 Lam, Vanessa Yuk Yee 林玉儀 F AID483 Rep 2006-08-26
97 Lau, Marcus Chi Chiu 劉志超 M AAC292 Rep 2006-06-08
98 Lau, Patricia Yan Ki 劉恩琪 26 F AIH455 Rep 2003-06-25
Rep 2005-05-26 2009-04-15
99 Law, Wendy Wing Chi 羅穎芝 F AHS272 Rep 2005-06-13
100 Lay, Richard Donovan M ALW485 Rep 2005-04-11 2005-09-06
101 Lee, Chris C AGX022 Rep 2003-07-29
102 Lee, Christopher Fai Man 李輝敏 39 M ACW239 Rep 2010-03-22
103 Lee, Hyun Jae (SFC:AHN694) 李賢宰 AHN694 Rep 2007-04-19
104 Lee, Samuel Man Fat 李萬發 36 M ADR824 Rep 2004-12-03 2009-09-05
105 Lee, Sang Kyo AKJ143 Rep 2004-04-20 2010-05-11
106 Lee, Sharon Chee Ling 呂紫玲 F ALQ957 Rep 2005-01-26 2010-03-08
107 Lee, Simon Chun Kit 李俊傑 29 M AHA361 Rep 2009-04-22
108 Lee, Won Jong AFU204 Rep 2010-07-05
109 Leong, Vui Ling 梁偉靈 AEB584 Rep 2006-03-01
110 Leung, Mary Ka Yan 梁家恩 F AEJ838 Rep 2003-06-25
111 Leung, Nancy Ann 梁學安 F AKO860 Rep 2004-05-07 2006-01-01
112 Li, Man Wing 李文穎 AJO743 Rep 2005-04-01 2014-10-01
113 Li, Mavis Qiwen 李綺雯 F AMF022 Rep 2005-07-06 2017-12-21
114 Liew, Yew Wah AET878 Rep 2004-04-28
115 Lim, Meng Phong 林明鳳 AFH049 Rep 2017-06-28
116 Lin, Wan Ni 林宛霓 ACZ640 Rep 2005-02-07 2007-04-02
117 Look, Andrew 陸東 40 M ACO365 Rep 2005-03-24
118 Lu, Jia (SFC:AJD748) 路嘉 AJD748 Rep 2003-09-16 2003-10-17
119 Lu, Qiang (SFC:AKT411) AKT411 Rep 2004-06-07 2007-07-09
120 Luk, Terence (SFC:AGI503) 陸凱賢 M AGI503 Rep 2006-01-28
121 Ma, Kwun Yea 馬君意 AEF918 Rep 2005-03-24
122 Mackinnon, Charles Harold Hugh M AFX083 Rep 2003-04-10
123 Mak, Cassandra Frances Wai Kwun 麥慧君 F AMN771 Rep 2005-10-06 2008-02-23
124 McQueen, Lee Michael M ACR744 Rep 2004-01-09
RO 2004-01-09 2005-05-10
Rep 2005-05-10 2009-04-04
125 Melwani, Rajesh Ramesh (SFC:AEU252) M AEU252 Rep 2010-01-26
126 Mizoguchi, Hironori AHL612 Rep 2004-03-12
127 Mou, Newman Siu Bun 繆肇彬 ABL554 Rep 2006-06-15
128 Myers, Kevin Mitchell M ALB239 Rep 2004-08-04 2010-05-14
129 Ng, Diana Tze Chiew 黃紫秋 F ADX263 Rep 2004-10-20
130 Ng, Hooi Chong 黃慧聰 37 M ADH384 Rep 2003-04-30
131 Ng, Kenneth Chi Keung 吳志強 M AJM684 Rep 2004-02-25 2005-03-09
132 Ng, Kwong Man 吳光民 AME704 Rep 2005-07-04 2008-03-15
133 Norris, Richard (SFC:AHG719) M AHG719 Rep 2004-05-18
134 Ollerenshaw, Simon Gerald M AHD912 Rep 2003-06-25
135 Orgill, Bradley Wayne M ACR853 RO 2005-03-24
Rep 2005-03-24 2008-10-31
136 Pang, Kenneth Kwok Kit 彭國傑 M AEO731 Rep 2009-04-08
137 Park, Min AFA670 Rep 2004-07-29
RO 2004-07-29 2009-04-15
138 Park, Stacey ALA244 Rep 2004-07-26 2006-03-24
139 Patel, Jinesh Kiran AFQ415 Rep 2006-06-24
140 Pecot III, Charles Matthew 45 M AHA548 Rep 2005-04-27
RO 2005-04-27 2007-03-06
141 Peng, Chai Wei AKI400 Rep 2004-04-02 2007-05-15
142 Perrett, David Michael (SFC:AFF191) M AFF191 Rep 2004-11-23 2009-03-26
143 Pickstone, Julian Charles (SFC:AFT961) M AFT961 Rep 2008-01-25
144 Po, Alice Wai Sze 保慧思 F ADU277 Rep 2005-03-24
145 Poon, Ada Ho Yan 潘可欣 F AFQ511 Rep 2004-07-05 2006-07-14
146 Poon, Jenny 潘珍妮 F AHR022 Rep 2003-05-24
147 Poon, Ming Pui 潘明培 M AAF320 RO 2005-03-30
Rep 2005-03-30 2005-09-03
148 Pradeep, Vasundhara ALZ462 Rep 2005-05-09 2010-04-19
149 Quah, Chiang Ming (SFC:AER425) 柯江明 AER425 Rep 2004-08-30 2017-07-15
150 Rabinowitz, David M AHW502 Rep 2004-06-02 2010-09-06
151 Rauly, Benoit M AKP008 Rep 2004-05-24 2004-08-23
152 Redbourn, Paul Robert (SFC:AFQ906) M AFQ906 Rep 2010-10-15
153 Robertson, Simon Montague M AGI097 Rep 2010-04-09
154 Sanchez, Marlon Mikhail M ADJ822 Rep 2006-05-16
155 Saunders, Scott Antony M ADC081 RO 2005-05-20
Rep 2005-05-20 2005-10-27
156 Saxvik, Eric Bradley M ACR775 Rep 2012-04-13
157 Sclater, Alastair James M AKY177 Rep 2004-07-16 2010-05-15
158 Sen, Arnab (SFC:AMF183) AMF183 Rep 2005-07-15 2006-07-18
159 Sheren, Peter Jay M AKS922 Rep 2004-06-01 2005-06-15
160 Shieh, Ingrid AHA547 Rep 2004-04-29
161 Sim, Colin Ching Wern M AGN521 Rep 2007-06-14
162 Sinclair, Andrew Mark (SFC:AGP545) M AGP545 Rep 2004-04-18
163 So, Ferdinand 蘇平恩 AFO880 Rep 2004-03-26 2007-07-17
164 Soo, Phaik Lin AMH268 Rep 2005-08-01 2007-09-29
165 Sturman, Jonathan Marc M ALU446 Rep 2005-03-10 2006-06-22
166 Stutsman, Andrea Jean F AGF487 Rep 2006-05-01
167 Suen, Benny Hung Kit 孫雄傑 M AIB797 Rep 2009-04-22
168 Sum, Hing Man 岑慶文 ABW145 Rep 2014-04-11
169 Sun, Lucy Shin Su 孫心樹 F AFE095 Rep 2003-05-15 2005-06-15
170 Sun, Steven John 孫常勝 48 M ACR153 Rep 2003-06-25
171 Sung, Yoon Kyu AKU991 Rep 2004-06-15 2020-09-07
172 Tan, Lien Seng AFK584 Rep 2005-03-21
173 Tan, Snowy Sze Ling 陳施霖 AFD553 Rep 2004-08-09 2005-06-02
174 Tan, Yew Boon 陳友文 AFS647 Rep 2004-05-04
175 Tang, Ming Wai (SFC:AIH670) 鄧明緯 AIH670 Rep 2005-04-07 2009-04-06
176 Taylor, Christopher Michael (SFC:AEC940) M AEC940 Rep 2003-04-15
177 Thomas, Rebecca Judith F AHC210 Rep 2004-05-13
178 Tomlin, Owen M ALI374 Rep 2004-10-13 2007-05-28
179 Tse, Jaff Ka Wai 謝家威 ADR277 Rep 2003-04-10
180 Tse, Kenyon King-yung 謝敬勇 AMF472 Rep 2005-07-12
181 Tse, Shirley Sze Wan 謝詩韻 F AFU564 Rep 2005-03-24
182 Tsui, Charles King 徐勁 M AGB114 Rep 2003-11-04
183 Tushar, Kumar M AHX628 Rep 2005-08-29 2006-10-06
184 Vine, Carl David (SFC:AFY718) M AFY718 Rep 2004-04-26 2005-07-05
185 Wadhwani, Aektha Indraprakash (SFC:ALQ955) ALQ955 Rep 2005-01-26 2007-06-01
186 Wan, Li (SFC:AHD514) 萬里 AHD514 Rep 2004-03-08
Rep 2005-04-12 2008-04-12
187 Wan, Ming Sun 尹明山 32 M AGW059 Rep 2004-02-26
188 Wee, Liang Sin AHK048 Rep 2003-05-30
189 West, Colin Thomas M AFZ863 RO 2003-06-25
190 Williams, Mark Fraser M AGJ433 Rep 2003-06-25
191 Williams, Sian Elizabeth (SFC:ADT132) F ADT132 Rep 2004-05-28
192 Wong, Angel Po Kit 黃寶潔 AJK728 Rep 2004-01-30 2006-07-08
193 Wong, Constance 黃子欣 F ABR876 Rep 2008-05-24
194 Wong, Ronald Kwok Kit 黃國傑 M AEW968 Rep 2003-06-18
195 Wong, Stephen (SFC:AJO207) 黃錦豪 M AJO207 Rep 2004-03-19 2008-04-30
196 Woodland, Emily Jane F AJE851 Rep 2003-10-14 2012-03-19
197 Wu, Chi Wai (SFC:AIQ683) 胡志威 AIQ683 Rep 2011-10-24
198 Wu, James Yun M AGN747 Rep 2009-05-13
199 Xiang, Jisong 項吉松 ALP923 Rep 2005-01-06 2006-11-04
200 Xiao, Qing (SFC:AFE509) 肖清 AFE509 Rep 2003-06-25
201 Yip, Shuk Ling 葉淑玲 AEA526 Rep 2009-12-03
202 Yoda, Aki 依田亞希 AMH137 Rep 2005-07-22 2008-12-30
203 Yoo, Ji Eun ALF651 Rep 2004-09-13 2012-03-22
204 Yoon, Chi Won ACN181 Rep 2003-09-15
RO 2003-09-15 2005-06-09
Rep 2005-06-09 2016-07-25
205 Yu, Elizabeth Min Hsien 俞旻延 F AIR306 Rep 2005-10-05 2007-05-18
206 Yu, Jason Wah Chiu 余華超 M AAD859 RO 2005-03-24
Rep 2005-03-24 2011-06-30
207 Yu, Johnny Ching Yan 于正人 M AKO779 Rep 2004-05-05 2017-11-11
208 Yuen, Nicole Shuk Kam 袁淑琴 43 F ACH708 RO 2005-03-24
Rep 2005-03-24 2012-03-21
209 Yung, Tak Man (SFC:AHK660) 翁德敏 AHK660 Rep 2014-06-10
210 Zhang, Ning (SFC:AGD246) 張宁 37 M AGD246 Rep 2004-03-11
211 Zhao, Xiao Le 趙曉樂 AGC972 Rep 2004-07-02 2004-10-28
212 Zhou, Lingli (SFC:ALW484) 周伶俐 28 F ALW484 Rep 2005-04-11 2008-07-31
213 Zlot, Andrew Edward M AHK662 Rep 2004-05-20 2006-08-11

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